Millimeter-wave (mmWave) multiple-input multiple-out (MIMO) systems relying on lens antenna arrays are capable of achieving a high antenna-gain at a considerably reduced number of radio frequency (RF) chains via beam selection. However, the traditional beam selection network suffers from significant performance loss in wideband systems due to the effect of beam squint. In this paper, we propose a phase shifter-aided beam selection network, which enables a single RF chain to support multiple focused-energy beams, for mitigating the beam squint in wideband mmWave MIMO systems. Based on this architecture, we additionally design an efficient transmit precoder (TPC) for maximizing the achievable sum-rate, which is composed of beam selection and beamspace precoding. Specifically, we decouple the design problems of beamspace precoding and beam selection by exploiting the fact that the beam selection matrix has a limited number of candidates. For the beamspace precoding design, we propose a successive interference cancellation (SIC)-based method, which decomposes the associated optimization problem into a series of subproblems and solves them successively. For the beam selection design, we propose an energy-max beam selection method for avoiding the high complexity of exhaustive search, and derive the number of required beams for striking an attractive trade-off between the hardware cost and system performance. Our simulation results show that the proposed beamspace precoding and beam selection methods achieve both a higher sum-rate and a higher energy efficiency than its conventional counterparts.
Massive multi-user multiple-input multiple-output (MU-MIMO) wireless systems operating at millimeter-wave (mmWave) frequencies enable simultaneous wideband data transmission to a large number of users. In order to reduce the complexity of MU precoding in all-digital basestation architectures, we propose a two-stage precoding architecture that first performs precoding using a sparse matrix in the beamspace domain, followed by an inverse fast Fourier transform that converts the result to the antenna domain. The sparse precoding matrix requires a small number of multipliers and enables regular ha…
In this paper, a framework of beamspace channel estimation in millimeter wave (mmWave) massive MIMO system is proposed. The framework includes the design of hybrid precoding and combining matrix as well as the search method for the largest entry of over-sampled beamspace receiving matrix. Then based on the framework, three channel estimation schemes including identity matrix approximation (IA)-based scheme, scattered zero off-diagonal (SZO)-based scheme and concentrated zero off-diagonal (CZO)-based scheme are proposed. These schemes together with the existing channel estimation schemes are co…
In general, the zero-forcing (ZF) precoding suffers from a severe receive signal-to-noise ratio (SNR) degradation in the high interference regime. However, recent evidences from realistic measurements demonstrated that millimeter wave (mmWave) systems are mainly noise-limited as high gain antennas behave as spatial filters to the interference signal. This makes ZF precoding equally attractive as that of other linear precoding counterparts. Considering ZF precoding, this paper aims to derive a lower bound on the sum-rate achieved by a decremental beam selection (BS) algorithm in a beamspace MIM…
Millimeter-wave (mmWave) communications have been one of the promising technologies for future wireless networks that integrate a wide range of data-demanding applications. To compensate for the large channel attenuation in mmWave band and avoid high hardware cost, a lens-based beamspace massive multiple-input multiple-output (MIMO) system is considered. However, the beam squint effect in wideband mmWave systems makes channel estimation very challenging, especially when the receiver is equipped with a limited number of radio-frequency (RF) chains. Furthermore, the real channel data cannot be o…
Distributed phased arrays based multiple-input multiple-output (DPA-MIMO) is a recently proposed highly reconfigurable architecture enabling both spatial multiplexing and beamforming in millimeter-wave (mmWave) systems. In this work, we focus on coping with the hybrid precoding for the wideband DPA-MIMO system with orthogonal frequency division multiplexing (OFDM) modulation. More specifically, we propose an alternating direction method of multipliers (ADMM) enabled hybrid precoding approach based on an alternating optimization framework, abbreviated to ADMM-AltMin, for such cooperative array-…
The emerging millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) with lens antenna arrays, which is also known as "beamspace MIMO", can effectively reduce the required number of power-hungry radio frequency (RF) chains. Therefore, it has been considered as a promising technique for the upcoming 5G communications and beyond. However, most current studies on beamspace MIMO have not taken into account the important power leakage problem in beamspace channels, which possibly leads to a significant degradation in the signal-to-noise ratio (SNR) and the system sum-rate. To this en…
Hybrid analog/digital precoding architectures can address the trade-off between achievable spectral efficiency and power consumption in large-scale MIMO systems. This makes it a promising candidate for millimeter wave systems, which require deploying large antenna arrays at both the transmitter and receiver to guarantee sufficient received signal power. Most prior work on hybrid precoding focused on narrowband channels and assumed fully-connected hybrid architectures. MmWave systems, though, are expected to be wideband with frequency selectivity. In this paper, a closed-form solution for fully…
In terahertz (THz) massive multiple-input multiple-output (MIMO) systems, the combination of huge bandwidth and massive antennas results in severe beam split, thus making the conventional phase-shifter based hybrid precoding architecture ineffective. With the incorporation of true-time-delay (TTD) lines in the hardware implementation of the analog precoders, delay-phase precoding (DPP) emerges as a promising architecture to effectively overcome beam split. However, existing DPP approaches suffer from poor performance, high complexity, and weak robustness in practical THz channels. In this pape…
Millimeter-wave (mmWave) communication is considered as an indispensable technique for the next-generation backhaul/fronthaul network thanks to its large transmission bandwidth. Especially for heterogeneous network (HetNet), the mmWave full-dimension (FD)-MIMO is exploited to establish the backhaul/fronthaul link between phantom-cell base stations (BSs) and macro-cell BSs, where an efficient precoding is prerequisite. Against this background, this paper proposes a principle component analysis (PCA)-based hybrid precoding for wideband mmWave MIMO backhaul/fronthaul channels. We first propose an…
The recent concept of beamspace multiple input multiple output (MIMO) can significantly reduce the number of required radio-frequency (RF) chains in millimeter-wave (mmWave) massive MIMO systems without obvious performance loss. However, the fundamental limit of existing beamspace MIMO is that, the number of supported users cannot be larger than the number of RF chains at the same time-frequency resources. To break this fundamental limit, in this paper we propose a new spectrum and energy efficient mmWave transmission scheme that integrates the concept of non-orthogonal multiple access (NOMA) …
Hybrid analog/digital precoding offers a compromise between hardware complexity and system performance in millimeter wave (mmWave) systems. This type of precoding allows mmWave systems to leverage large antenna array gains that are necessary for sufficient link margin, while permitting low cost and power consumption hardware. Most prior work has focused on hybrid precoding for narrowband mmWave systems, with perfect or estimated channel knowledge at the transmitter. MmWave systems, however, will likely operate on wideband channels with frequency selectivity. Therefore, this paper considers wid…
In this paper, the problem of sequential beam construction and adaptive channel estimation based on reduced rank (RR) Kalman filtering for frequency-selective massive multiple-input multiple-output (MIMO) systems employing single-carrier (SC) in time division duplex (TDD) mode are considered. In two-stage beamforming, a new algorithm for statistical pre-beamformer design is proposed for spatially correlated time-varying wideband MIMO channels under the assumption that the channel is a stationary Gauss-Markov random process. The proposed algorithm yields a nearly optimal pre-beamformer whose be…
Systems of small distributed satellites in low Earth orbit (LEO) transmitting cooperatively to a multiple antenna ground station (GS) are investigated. These satellite swarms have the benefit of much higher spatial separation in the transmit antennas than traditional big satellites with antenna arrays, promising a massive increase in spectral efficiency. However, this would require instantaneous perfect channel state information (CSI) and strong cooperation between satellites. In practice, orbital velocities around 7.5 km/s lead to very short channel coherence times on the order of fractions o…
Benefiting from tens of GHz bandwidth, terahertz (THz) communication is considered to be a promising technology to provide ultra-high speed data rates for future 6G wireless systems. To compensate for the serious propagation attenuation of THz signals, massive multiple-input multiple-output (MIMO) with hybrid precoding can be utilized to generate directional beams with high array gains. However, the standard hybrid precoding architecture based on frequency-independent phase-shifters cannot cope with the beam split effect in THz massive MIMO systems, where the directional beams will split into …
Aiming at maximizing the achievable sum-rate of wideband multiuser mmWave massive MIMO systems, the hybrid precoding is studied. Since each computation of the achievable sum-rate can be performed only after the analog precoder and digital precoder are both determined, the maximization of the achievable sum-rate has intractable computational complexity. By introducing the interference free (IF) achievable sum-rate, the design of the analog and digital precoders can be decoupled. To avoid the beam conflict and maximize the IF achievable sum-rate, a Hungarian-based codeword selection algorithm is…
Thanks to the strong ability against the inter-cell interference, cell-free network is considered as a promising technique to improve network capacity. However, further capacity improvement requires to deploy more base stations (BSs) with high cost and power consumption. To address this issue, inspired by the recently developed reconfigurable intelligent surface (RIS) technique, we propose the concept of RIS-aided cell-free network to improve the capacity with low cost and power consumption. The key idea is to replace some of the required BSs by low-cost and energy-efficient RISs. Then, in a w…
To realize mmWave massive MIMO systems in practice, Beamspace MIMO with beam selection provides an attractive solution at a considerably reduced number of radio frequency (RF) chains. We propose low-complexity beam selection algorithms based on singular value decomposition (SVD). We first diagonalize the channel matrix by SVD, and the appropriate beams are selected one-by-one in a decremental or incremental order based on the criterion of sum-rate maximization. To reduce the complexity of the proposed algorithms significantly, we make use of SVD in the last iteration to aviod SVD from scratch …
In this two-parts paper we propose a decentralized strategy, based on a game-theoretic formulation, to find out the optimal precoding/multiplexing matrices for a multipoint-to-multipoint communication system composed of a set of wideband links sharing the same physical resources, i.e., time and bandwidth. We assume, as optimality criterion, the achievement of a Nash equilibrium and consider two alternative optimization problems: 1) the competitive maximization of mutual information on each link, given constraints on the transmit power and on the spectral mask imposed by the radio spectrum regu…
We consider high-dimensional MIMO transmissions in frequency division duplexing (FDD) systems. For precoding, the frequency selective channel has to be measured, quantized and fed back to the base station by the users. When the number of antennas is very high this typically leads to prohibitively high quantization complexity and large feedback. In 5G New Radio (NR), a modular quantization approach has been applied for this, where first a low-dimensional subspace is identified for the whole frequency selective channel, and then subband channels are linearly mapped to this subspace and quantized…
A new approach is presented to the problem of compensating the beam squint effect arising in wideband terahertz (THz) hybrid massive multiple-input multiple-output (MIMO) systems, based on the joint optimization of the phase shifter (PS) and true-time delay (TTD) values under per-TTD device time delay constraints. Unlike the prior approaches, the new approach does not require the unbounded time delay assumption; the range of time delay values that a TTD device can produce is strictly limited in our approach. Instead of focusing on the design of TTD values, we jointly optimize both the TTD and …
Numerous linear and non-linear data-detection and precoding algorithms for wideband massive multi-user (MU) multiple-input multiple-output (MIMO) wireless systems that rely on orthogonal frequency-division multiplexing (OFDM) or single-carrier frequency-division multiple access (SC-FDMA) require the computation of the Gram matrix for each active subcarrier. Computing the Gram matrix for each active subcarrier, however, results in excessively high computational complexity. In this paper, we propose novel, approximate algorithms that significantly reduce the complexity of Gram-matrix computation…
Hybrid analog/digital precoding allows millimeter wave MIMO systems to leverage large antenna array gains while permitting low cost and power consumption hardware. Most prior work has focused on hybrid precoding for narrow-band mmWave systems. MmWave systems, however, will likely operate on wideband channels with frequency selectivity. Therefore, this paper considers frequency selective hybrid precoding with RF beamforming vectors taken from a quantized codebook. For this system, a low-complexity yet near-optimal greedy algorithm is developed for the design of the hybrid analog/digital precode…
In this two-part paper, we address the problem of finding the optimal precoding/multiplexing scheme for a set of non-cooperative links sharing the same physical resources, e.g., time and bandwidth. We consider two alternative optimization problems: P.1) the maximization of mutual information on each link, given constraints on the transmit power and spectral mask; and P.2) the maximization of the transmission rate on each link, using finite order constellations, under the same constraints as in P.1, plus a constraint on the maximum average error probability on each link. Aiming at finding decen…
With the increasing scale of antenna arrays in wideband millimeter-wave (mmWave) communications, the physical propagation delays of electromagnetic waves traveling across the whole array will become large and comparable to the time-domain sample period, which is known as the spatial-wideband effect. In this case, different subcarriers in an orthogonal frequency division multiplexing (OFDM) system will "see" distinct angles of arrival (AoAs) for the same path. This effect is known as beam squint, resulting from the spatial-wideband effect, and makes the approaches based on the conventional mult…
Terahertz (THz) massive multiple-input multipleoutput (MIMO) has been considered as one of the promising technologies for future 6G wireless communications. It is essential to obtain channel information by beam tracking scheme to track mobile users in THz massive MIMO systems. However, the existing beam tracking schemes designed for narrowband systems with the traditional hybrid precoding structure suffer from a severe performance loss caused by the beam split effect, and thus cannot be directly applied to wideband THz massive MIMO systems. To solve this problem, in this paper we propose a bea…
In this paper, an efficient beam and channel acquisition scheme together with joint angle-delay power profile (JADPP) construction are proposed for single-carrier mm-wave wideband sparse massive multiple-input multiple-output (MIMO) channels when hybrid beamforming architecture is utilized. We consider two different modes of operation, namely slow-time beam acquisition and fast-time instantaneous channel estimation, for training stage of time division duplex based systems. In the first mode, where pre-structured hybrid beams are formed to scan intended angular sectors, the joint angle-delay sp…
Carleton University（卡尔顿大学）；United States Army Research Laboratory（美国陆军研究实验室）
This paper addresses two major challenges in terahertz (THz) channel estimation: the beam-split phenomenon, i.e., beam misalignment because of frequency-independent analog beamformers, and computational complexity because of the usage of ultra-massive number of antennas to compensate propagation losses. Data-driven techniques are known to mitigate the complexity of this problem but usually require the transmission of the datasets from the users to a central server entailing huge communication overhead. In this work, we introduce a federated multi-task learning (FMTL), wherein the users transmi…
Terahertz (THz) communication is considered to be a promising technology for future 6G network. To overcome the severe attenuation and relieve the high power consumption, massive MIMO with hybrid precoding has been widely considered for THz communication. However, accurate wideband channel estimation is challenging in THz massive MIMO systems. The existing wideband channel estimation schemes based on the ideal assumption of common sparse channel support will suffer from a severe performance loss due to the beam split effect. In this paper, we propose a beam split pattern detection based channe…
Hybrid analog and digital precoding allows millimeter wave (mmWave) systems to achieve both array and multiplexing gain. The design of the hybrid precoders and combiners, though, is usually based on knowledge of the channel. Prior work on mmWave channel estimation with hybrid architectures focused on narrowband channels. Since mmWave systems will be wideband with frequency selectivity, it is vital to develop channel estimation solutions for hybrid architectures based wideband mmWave systems. In this paper, we develop a sparse formulation and compressed sensing based solutions for the wideband …
In this paper, we establish a general framework on the reduced dimensional channel state information (CSI) estimation and pre-beamformer design for frequency-selective massive multiple-input multiple-output MIMO systems employing single-carrier (SC) modulation in time division duplex (TDD) mode by exploiting the joint angle-delay domain channel sparsity in millimeter (mm) wave frequencies. First, based on a generic subspace projection taking the joint angle-delay power profile and user-grouping into account, the reduced rank minimum mean square error (RR-MMSE) instantaneous CSI estimator is de…
Hybrid precoding, which consists of an RF precoder and a baseband precoder, is a popular precoding architecture for massive MIMO due to its low hardware cost and power consumption. In conventional hybrid precoding, both RF and baseband precoders are adaptive to the real-time channel state information (CSI). As a result, an individual RF precoder is required for each subcarrier in wideband systems, leading to high implementation cost. To overcome this issue, two-timescale hybrid precoding (THP), which adapts the RF precoder to the channel statistics, has been proposed. Since the channel statist…
Deep Learning-Based Tri-Hybrid Multi-User MIMO Precoding: The Blessing of EM-Reconfigurable Antennas
Beijing Institute of Technology（北京理工大学）；BIT (Zhuhai)（北京理工大学（珠海））；Tsinghua University（清华大学）；Guilin University of Electronic Technology（桂林电子科技大学）；Yangtze Delta Region Academy, BIT (Jiaxing)（北京理工大学（嘉兴）长三角研究院）；Advanced Research Institute of Multidisciplinary Sciences, BIT（北京理工大学前沿交叉科学研究院）
One of the key technologies for the future cellular networks is full duplex (FD)-enabled integrated access and backhaul (IAB) networks operating in the millimeter-wave (mmWave) frequencies. The main challenge in realizing FD-IAB networks is mitigating the impact of self-interference (SI) in the wideband mmWave frequencies. In this article, we first introduce the 3GPP IAB network architectures and wideband mmWave channel models. By utilizing the subarray-based hybrid precoding scheme at the FD-IAB node, multiuser interference is mitigated using zero-forcing at the transmitter, whereas the resid…
Recurrent Transformer-Based Near- and Far-Field THz Wideband Channel Estimation for UM-MIMO
Center for Next Generation Wireless and IoT（下一代无线与物联网中心）；Skolkovo Institute of Science and Technology（斯克尔科夫科学与技术研究所）；Department of IEOR（工业工程与运营研究系）；Indian Institute of Technology Bombay（孟买印度理工学院）；Faculty of Computer and Engineering Sciences（计算机与工程科学学院）；Innopolis University（因诺波利斯大学）
This paper presents a new view of multi-user (MU) hybrid massive multiple-input and multiple-output (MIMO) systems from array signal processing perspective. We first show that the instantaneous channel vectors corresponding to different users are asymptotically orthogonal if the angles of arrival (AOAs) of users are different. We then decompose the channel matrix into an angle domain basis matrix and a gain matrix. The former can be formulated by steering vectors and the latter has the same size as the number of RF chains, which perfectly matches the structure of hybrid precoding. A novel hybr…
Time Reversal (TR) has been proposed as a competitive precoding strategy for low-complexity wireless devices relying on Ultra-WideBand (UWB) signal waveforms. However, when TR is applied for multiple access, the signals received by the multiple users suffer from significant levels of inter-symbol and inter-user interference, which requires additional processing for mitigation by each receiving user. In this paper, we present an iterative Time-Reversal Division Multiple Access (TRDMA) approach that aims to dim the latter interference levels. The performance of iterative TRDMA is evaluated exper…
We consider the downlink of a massive multiuser (MU) multiple-input multiple-output (MIMO) system in which the base station (BS) is equipped with low-resolution digital-to-analog converters (DACs). In contrast to most existing results, we assume that the system operates over a frequency-selective wideband channel and uses orthogonal frequency division multiplexing (OFDM) to simplify equalization at the user equipments (UEs). Furthermore, we consider the practically relevant case of oversampling DACs. We theoretically analyze the uncoded bit error rate (BER) performance with linear precoders (e…
This paper investigates antenna selection at a base station with large antenna arrays and low-resolution analog-to-digital converters. For downlink transmit antenna selection for narrowband channels, we show (1) a selection criterion that maximizes sum rate with zero-forcing precoding equivalent to that of a perfect quantization system; (2) maximum sum rate increases with number of selected antennas; (3) derivation of the sum rate loss function from using a subset of antennas; and (4) unlike high-resolution converter systems, sum rate loss reaches a maximum at a point of total transmit power a…
Deep Learning-based Implicit CSI Feedback in Massive MIMO
National Mobile Communications Research Laboratory, Southeast University（东南大学国家移动通信重点实验室）；Institute of Communications Engineering, National Sun Yat-sen University（国立中山大学通信工程研究所）；Department of Electrical and Electronic Engineering, Imperial College London（帝国理工学院电气与电子工程系）；vivo Communication Research Institute（vivo通信研究院）
We study the problem of providing channel state information (CSI) at the transmitter in multi-user massive MIMO systems operating in frequency division duplexing (FDD). The wideband MIMO channel is a vector-valued random process correlated in time, space (antennas), and frequency (subcarriers). The base station (BS) broadcasts periodically beta_tr pilot symbols from its M antenna ports to K single-antenna users (UEs). Correspondingly, the K UEs send feedback messages about their channel state using beta_fb symbols in the uplink (UL). Using results from remote rate-distortion theory, we show th…
We consider the problem of downlink channel estimation for millimeter wave (mmWave) MIMO-OFDM systems, where both the base station (BS) and the mobile station (MS) employ large antenna arrays for directional precoding/beamforming. Hybrid analog and digital beamforming structures are employed in order to offer a compromise between hardware complexity and system performance. Different from most existing studies that are concerned with narrowband channels, we consider estimation of wideband mmWave channels with frequency selectivity, which is more appropriate for mmWave MIMO-OFDM systems. By expl…
