We study how the interaction between the streaming instability and intrinsic gas-phase turbulence affects planetesimal formation via gravitational collapse in protoplanetary disks. Turbulence impedes the formation of particle clumps by acting as an effective turbulent diffusivity, but it can also promote planetesimal formation by concentrating solids, for example in zonal flows. We quantify the effect of turbulent diffusivity using numerical simulations of the streaming instability in small local domains, forced with velocity perturbations that establish approximately Kolmogorov-like turbulence. We find that planetesimal formation is suppressed by turbulence once velocity fluctuations exceed $\langle δv^2 \rangle \simeq 10^{-3.5} - 10^{-3} c_s^2$. Turbulence whose strength is just below the threshold reduces the rate at which solids are bound into clumps. Our results suggest that the well-established turbulent thickening of the mid-plane solid layer is the primary mechanism by which turbulence influences planetesimal formation and that planetesimal formation requires a mid-plane solid-to-gas ratio $ε\gtrsim 0.5$. We also quantify the initial planetesimal mass function using a new clump-tracking method to determine each planetesimal mass shortly after collapse. For models in which planetesimals form, we show that the mass function is well-described by a broken power law, whose parameters are robust to the inclusion and strength of imposed turbulence. Turbulence in protoplanetary disks is likely to substantially exceed the threshold for planetesimal formation at radii where temperatures $T \gtrsim 10^3 \ {\rm K}$ lead to thermal ionization. Planetesimal formation may therefore be unviable in the inner disk out to 2-3 times the dust sublimation radius.
Forming gas giant planets by the accretion of 100 km diameter planetesimals, a typical size that results from self-gravity assisted planetesimal formation, is often thought to be inefficient. Many models therefore use small km-sized planetesimals, or invoke the accretion of pebbles. Furthermore, models based on planetesimal accretion often use the ad hoc assumption of planetesimals distributed radially in a minimum mass solar nebula fashion. We wish to investigate the impact of various initial radial density distributions in planetesimals with a dynamical model for the formation of planetesima…
We propose an expression for a local planetesimal formation rate proportional to the instantaneous radial pebble flux. The result --- a radial planetesimal distribution --- can be used as initial condition to study the formation of planetary embryos. We follow the idea that one needs particle traps to locally enhance the dust-to-gas ratio sufficiently such that particle gas interactions can no longer prevent planetesimal formation on small scales. The location of these traps can emerge everywhere in the disk. Their occurrence and lifetime is subject of ongoing research, thus they are implement…
We perform streaming instability simulations at Hill density and beyond, to demonstrate that Planetesimal formation is not completed when pebble accumulations exceed the local Hill density. We find that Hill density is not a sufficient criterion for further gravitational collapse of a pebble cloud into a planetesimal, but that additionally the accumulated mass has to be large enough to overcome turbulent diffusion. A Toomre analysis of the system indicates that linear self-gravity modes play no role on the scale of our numerical simulation. We nevertheless find that self-gravity, by vertically…
The existence of planets born in environments highly perturbed by a stellar companion represents a major challenge to the paradigm of planet formation. In numerical simulations, the presence of a close binary companion stirs up the relative velocity between planetesimals, which is fundamental in determining the balance between accretion and erosion. However, the recent discovery of circumbinary planets by Kepler establishes that planet formation in binary systems is clearly viable. We perform N-body simulations of planetesimals embedded in a protoplanetary disk, where planetesimal phasing is f…
Conditions for planetesimal formation via the streaming instability persist under turbulence driven by magnetorotational instability
American Museum of Natural History（美国自然历史博物馆）；University of Copenhagen（哥本哈根大学）；Iowa State University（爱荷华州立大学）；The University of Alabama（阿拉巴马大学）；Chinese Academy of Sciences（中国科学院）
The trans-Neptunian object 2014 MU69, named Arrokoth, is the most recent evidence that planetesimals did not form by successive collisions of smaller objects, but by the direct gravitational collapse of a pebble cloud. But what process sets the physical scales on which this collapse may occur? Star formation has the Jeans mass, that is when gravity is stronger than thermal pressure, helping us to understand the mass of our sun. But what controls mass and size in the case of planetesimal formation? Both asteroids and Kuiper belt objects show a kink in their size distribution at 100 km. Here we …
(abridged) Angular momentum transport and accretion in protoplanetary discs are generally believed to be driven by MHD turbulence via the magneto-rotational instability (MRI). The dynamics of solid bodies embedded in such discs (dust grains, boulders, planetesimals and planets) may be strongly affected by the turbulence, such that the formation pathways for planetary systems are determined in part by the strength and spatial distribution of the turbulent flow. We examine the dynamics of planetesimals, with radii between 1m â 10 km, embedded in turbulent protoplanetary discs, using three dimens…
Recent high-resolution interferometric observations of protoplanetary disks at (sub-)millimeter wavelengths reveal omnipresent substructures, such as rings, spirals, and asymmetries. A detailed investigation of eight rings detected in five disks by the DSHARP survey came to the conclusion that all rings are just marginally optically thick with optical depths between 0.2 and 0.5 at a wavelength of 1.25 mm. This surprising result could either be coincidental or indicate that the optical depth in all of the rings is regulated by the same process. We investigated if ongoing planetesimal formation …
Planetesimals in gaseous protoplanetary disks may grow by collecting dust particles. Hydrodynamical studies show that small particles generally avoid collisions with the planetesimals because they are entrained by the flow around them. This occurs when $St$, the Stokes number, defined as the ratio of the dust stopping time to the planetesimal crossing time, becomes much smaller than unity. However, these studies have been limited to the laminar case, whereas these disks are believed to be turbulent. We want to estimate the influence of gas turbulence on the dust-planetesimal collision rate and…
A critical phase in the standard model for planet formation is the runaway growth phase. During runaway growth bodies in the 0.1--100 km size range (planetesimals) quickly produce a number of much larger seeds. The runaway growth phase is essential for planet formation as the emergent planetary embryos can accrete the leftover planetesimals at large gravitational focusing factors. However, torques resulting from turbulence-induced density fluctuations may violate the criterion for the onset of runaway growth, which is that the magnitude of the planetesimals' random (eccentric) motions are less…
When planetesimals grow via collisions in a turbulent disk, stirring through density fluctuation caused by turbulence effectively increases the relative velocities between planetesimals, which suppresses the onset of runaway growth. We investigate the onset of runaway growth in a turbulent disk through simulations that calculate the mass and velocity evolution of planetesimals. When planetesimals are small, the average relative velocity between planetesimals, $v_{\rm r}$, is much greater than their surface escape velocity, $v_{\rm esc}$, so that runaway growth does not occur. As planetesimals …
The standard model of planet formation considers an initial phase in which planetesimals form from a dust disk, followed by a phase of mutual planetesimal-planetesimal collisions, leading eventually to the formation of planetary embryos. However, there is a potential transition phase (which we call the "snowball phase"), between the formation of the first planetesimals and the onset of mutual collisions amongst them, which has often been either ignored or underestimated in previous studies. In this snowball phase, isolated planetesimals move on Keplerian orbits and grow solely via the direct a…
Recently it is proposed that porous icy dust aggregates are formed by pairwise accretion of dust aggregates beyond the snowline. We calculate the equilibrium random velocity of porous dust aggregates taking into account mutual gravitational scattering, collisions, gas drag, and turbulent stirring and scattering. We find that the disk of porous dust aggregates becomes gravitationally unstable as they evolve through gravitational compression in the minimum-mass solar nebula model for a reasonable range of turbulence strength, which leads to rapid formation of planetesimals.
To avoid known difficulties in planetesimal formation such as the drift or fragmentation barriers, many scenarios have been proposed. However, in these scenarios, planetesimals form in general only at some specific locations in protoplanetary discs. On the other hand, it is generally assumed in planet formation models and population synthesis models, that planetesimals are broadly distributed in the protoplanetary disc. Here we propose a new scenario in which planetesimals can form in broad areas of the discs. Planetesimals form at the gas pressure bump formed by a first-generation planet (e.g…
Enhancing the local dust-to-gas ratio in protoplanetary discs is a necessary first step to planetesimal formation. In laminar discs, dust settling is an efficient mechanism to raise the dust-to-gas ratio at the disc midplane. However, turbulence, if present, can stir and lift dust particles, which ultimately hinders planetesimal formation. In this work, we study dust settling in protoplanetary discs with hydrodynamic turbulence sustained by the vertical shear instability. We perform axisymmetric numerical simulations to investigate the effect of turbulence, particle size, and solid abundance o…
Recent observations of protoplanetary disks (PPDs) in the sub-mm have revealed the ubiquity of annular substructures, indicative of pebble-sized dust particles trapped in turbulent ring-like gas pressure bumps. This major paradigm shift also challenges the leading theory of planetesimal formation from such pebbles by the streaming instability, which operates in a pressure gradient and can be suppressed by turbulence. Here we conduct three-dimensional local shearing-box, non-ideal magnetohydrodynamic (MHD) simulations of dust trapping in enforced gas pressure bumps including dust backreaction. …
Turbulence in protoplanetary disks affects planet formation in many ways. While small dust particles are mainly affected by the aerodynamical coupling with turbulent gas velocity fields, planetesimals and larger bodies are more affected by gravitational interaction with gas density fluctuations. For the latter process, a number of numerical simulations have been performed in recent years, but a fully parameter-independent understanding has not been yet established. In this study, we present simple scaling relations for the planetesimal stirring rate in turbulence driven by magnetorotational in…
Observations of protoplanetary disks provide information on planet formation and the reasons for the diversity of planetary systems. The key to understanding planet formation is the study of dust evolution from small grains to pebbles. Smaller grains are well-coupled to the gas dynamics, and their distribution is significantly extended above the disk midplane. Larger grains settle much faster and are efficiently formed only in the midplane. By combining near-infrared polarized light and millimeter observations, it is possible to constrain the spatial distribution of both the small and large gr…
The dynamics of planetesimals and planetary cores may be strongly influenced by density perturbations driven by magneto-rotational turbulence in their natal protoplanetary gas disks. Using the local shearing box approximation, we perform numerical simulations of planetesimals moving as massless particles in a turbulent, magnetized, unstratified gas disk. Our fiducial disk model shows turbulent accretion characterized by a Shakura-Sunyaev viscosity parameter of $α\sim 10^{-2}$, with root-mean-square density perturbations of $\sim$10%. We measure the statistical evolution of particle orbital pro…
The growth time scales of planetary embryos and their formation process are imperative for our understanding on how planetary systems form and develop. They determine the subsequent growth mechanisms during the life stages of a circumstellar disk. We quantify the timescales and spatial distribution of planetary embryos via collisional growth and fragmentation of dynamically forming 100km sized planetesimals. In our study, the formation timescales of viscous disk evolution and planetesimal formation are linked to the formation of planetary embryos in the terrestrial planet zone. We connect a on…
In the core accretion scenario, gas giant planets are formed form solid cores with several Earth masses via gas accretion. We investigate the formation of such cores via collisional growth from kilometer-sized planetesimals in turbulent disks. The stirring by forming cores induces collisional fragmentation and surrounding planetesimals are ground down until radial drift. The core growth is therefore stalled by the depletion of surrounding planetesiamls due to collisional fragmentation and radial drift. The collisional strength of planetesimals determines the planetesimal-depletion timescale, w…
If we want to understand planetesimal formation, the only data set we have is our own Solar System. It is particularly interesting as it is so far the only planetary system we know of that developed life. Understanding the conditions under which the Solar Nebula evolved is crucial in order to understand the different processes in the disk and the subsequent dynamical interaction between (proto-)planets, once the gas disk is gone. Protoplanetary disks provide a plethora of different parameters to explore. The question is whether this parameter space can be constrained, allowing simulations to r…
Turbulence driven by magnetorotational instability (MRI) affects planetesimal formation by inducing diffusion and collisional fragmentation of dust particles. We examine conditions preferred for planetesimal formation in MRI-inactive "dead zones" using an analytic dead-zone model based on our recent resistive MHD simulations. We argue that successful planetesimal formation requires not only a sufficiently large dead zone (which can be produced by tiny dust grains) but also a sufficiently small net vertical magnetic flux (NVF). Although often ignored, the latter condition is indeed important si…
The formation of planetesimals is an unsolved problem in planet formation theory. A prominent scenario for overcoming dust growth barriers in dead zones is the gravitational collapse of locally over-dense regions, shown to robustly produce $\sim$100 km sized objects. Still, the conditions under which planetesimal formation occurs remain unclear. For collapse to proceed, the self-gravity of an overdensity must overcome stellar tidal disruption on large scales and turbulent diffusion on small scales. Here, we relate the scales of streaming and Kelvin-Helmholtz instability, which both regulate pa…
The formation of super-Earths, the most abundant planets in the Galaxy, remains elusive. These planets have masses that typically exceed that of the Earth by a factor of a few; appear to be predominantly rocky, although often surrounded by H/He atmospheres; and frequently occur in multiples. Moreover, planets that encircle the same star tend to have similar masses and radii, whereas those belonging to different systems exhibit remarkable overall diversity. Here, we advance a theoretical picture for rocky planet formation that satisfies the aforementioned constraints: building upon recent work …
Planetesimal formation is a crucial yet poorly understood process in planet formation. It is widely believed that planetesimal formation is the outcome of dust clumping by the streaming instability (SI). However, recent analytical and numerical studies have shown that the SI can be damped or suppressed by external turbulence, and at least the outer regions of protoplanetary disks are likely weakly turbulent due to magneto-rotational instability (MRI). We conduct high-resolution local shearing-box simulations of hybrid particle-gas magnetohydrodynamics (MHD), incorporating ambipolar diffusion a…
The early stages of planet formation are still not well understood. Coagulation models have revealed numerous obstacles to the dust growth, such as the bouncing, fragmentation and radial drift barriers. We study the interplay between dust coagulation and drift in order to determine the conditions in protoplanetary disk that support the formation of planetesimals. We focus on planetesimal formation via sweep-up and investigate whether it can take place in a realistic protoplanetary disk. We have developed a new numerical model that resolves spatial distribution of dust in the radial and vertica…
Recent years have seen growing interest in the streaming instability as a candidate mechanism to produce planetesimals. However, these investigations have been limited to small-scale simulations. We now present the results of a global protoplanetary disk evolution model that incorporates planetesimal formation by the streaming instability, along with viscous accretion, photoevaporation by EUV, FUV, and X-ray photons, dust evolution, the water ice line, and stratified turbulence. Our simulations produce massive (60-130 $M_\oplus$) planetesimal belts beyond 100 au and up to $\sim 20 M_\oplus$ of…
Planets migrate due to the recoil they experience from scattering solid (planetesimal) bodies. To first order, the torques exerted by the interior and exterior disks cancel, analogous to the cancellation of the torques from the gravitational interaction with the gas (type I migration). Assuming the dispersion-dominated regime and power-laws characterized by indices α and β for the surface density and eccentricity profiles, we calculate the net torque on the planet. We consider both distant encounters and close (orbit-crossing) encounters. We find that the close and distant encounter torques ha…
We present high-resolution computer simulations of dust dynamics and planetesimal formation in turbulence generated by the magnetorotational instability. We show that the turbulent viscosity associated with magnetorotational turbulence in a non-stratified shearing box increases when going from 256^3 to 512^3 grid points in the presence of a weak imposed magnetic field, yielding a turbulent viscosity of $α\approx0.003$ at high resolution. Particles representing approximately meter-sized boulders concentrate in large-scale high-pressure regions in the simulation box. The appearance of zonal flow…
(Abridged) We present local 2D and 3D hybrid numerical simulations of particles and gas in the midplane of protoplanetary disks (PPDs) using the Athena code. The particles are coupled to gas aerodynamically, with particle-to-gas feedback included. Magnetorotational turbulence is ignored as an approximation for the dead zone of PPDs, and we ignore particle self-gravity to study the precursor of planetesimal formation. Our simulations include a wide size distribution of particles, ranging from strongly coupled particles with dimensionless stopping time tau_s=Omega t_stop=1e-4 to marginally coupl…
We investigate dust growth due to settling in a 1D vertical column of a protoplanetary disk. It is known from the observed 10 micron feature in disk SEDs, that small micron-sized grains are present at the disk atmosphere throughout the lifetime of the disk. We hope to explain such questions as what process can keep the disk atmospheres dusty for the lifetime of the disk and how does the particle properties change as a function of height above the midplane. We use a Monte Carlo code to follow the mass and porosity evolution of the particles in time. The used collision model is based on laborato…
Streaming instability is a key mechanism in planet formation, clustering pebbles into planetesimals. It is triggered at a particular disk location where the local volume density of solids exceeds that of the gas. After their formation, planetesimals can grow by feeding from other planetesimals in the birth ring as well as by accreting inwardly drifting pebbles from the outer disk. To investigate the growth of planetesimals at a single location by the streaming instability, we test the conditions under which super-Earths are able to form within the lifetime of the gaseous disk. We modify the \t…
Due to the gravitational influence of density fluctuations driven by magneto-rotational instability in the gas disk, planetesimals and protoplanets undergo diffusive radial migration as well as changes in other orbital properties. The magnitude of the effect on particle orbits can have important consequences for planet formation scenarios. We use the local-shearing-box approximation to simulate an ideal, isothermal, magnetized gas disk with vertical density stratification and simultaneously evolve numerous massless particles moving under the gravitational field of the gas and the host star. We…
Planetesimal formation stage represents a major gap in our understanding of the planet formation process. The late-stage planet accretion models typically make arbitrary assumptions about planetesimals and pebbles distribution while the dust evolution models predict that planetesimal formation is only possible at some orbital distances. We want to test the importance of water snow line for triggering formation of the first planetesimals during the gas-rich phase of protoplanetary disk, when cores of giant planets have to form. We connect prescriptions for gas disk evolution, dust growth and fr…
The accretion of pebbles on planetary cores has been widely studied in recent years and is found to be a highly effective mechanism for planetary growth. While most studies assume planetary cores as an initial condition in their simulation, the question how, where and when these cores form is often neglected. We study the impact of pebble accretion during the formation phase and subsequent evolution of planetary embryos in the early stages of circumstellar disk evolution. In doing so we aim to quantify the timescales and local dependency of planetary embryo formation, based on the solid evolut…
We present three-dimensional numerical simulations of particle clumping and planetesimal formation in protoplanetary disks with varying amounts of solid material. As centimeter-size pebbles settle to the mid-plane, turbulence develops through vertical shearing and streaming instabilities. We find that when the pebble-to-gas column density ratio is 0.01, corresponding roughly to solar metallicity, clumping is weak, so the pebble density rarely exceeds the gas density. Doubling the column density ratio leads to a dramatic increase in clumping, with characteristic particle densities more than ten…
This chapter highlights the properties of turbulence and meso-scale flow structures in protoplanetary disks and their role in the planet formation process. Here we focus on the formation of planetesimals from a gravitational collapse of a pebble cloud. Large scale and long lived flow structures - vortices and zonal flows - are a consequence of weak magneto and hydrodynamic instabilities in the pressure and entropy stratified quasi-Keplerian shear flow interacting with the fast rotation of the disk. The vortices and zonal flows on the other hand are particle traps tapping into the radial pebble…
The sticking of micron sized dust particles due to surface forces in circumstellar disks is the first stage in the production of asteroids and planets. The key ingredients that drive this process are the relative velocity between the dust particles in this environment and the complex physics of dust aggregate collisions. Here we present the results of a collision model, which is based on laboratory experiments of these aggregates. We investigate the maximum aggregate size and mass that can be reached by coagulation in protoplanetary disks. We model the growth of dust aggregates at 1 AU at the …
Planetesimals may form from the gravitational collapse of dense particle clumps initiated by the streaming instability. We use simulations of aerodynamically coupled gas-particle mixtures to investigate whether the properties of planetesimals formed in this way depend upon the sizes of the particles that participate in the instability. Based on three high resolution simulations that span a range of dimensionless stopping time $6 \times 10^{-3} \leq τ\leq 2$ no statistically significant differences in the initial planetesimal mass function are found. The mass functions are fit by a power-law, $…
A notable challenge of planet formation is to find a path to directly form planetesimals from small particles. We aim to understand how drifting pebbles pile up in a protoplanetary disk with a non-uniform turbulence structure. We consider a disk structure in which the midplane turbulence viscosity is increasing with radius in protoplanetary disks as in the outer region of a dead zone. We perform 1D diffusion-advection simulations of pebbles that include back-reaction (the inertia) to radial drift and vertical/radial diffusion of pebbles for a given pebble-to-gas mass flux. We report a new mech…
(abridged) Accretion in protoplanetary discs is thought to be driven by [...] turbulence via the magnetorotational instability (MRI). Recent work has shown that a planetesimal swarm embedded in a fully turbulent disc is subject to strong excitation of the velocity dispersion, leading to collisional destruction of bodies with radii R_p < 100 km. Significant diffusion of planetesimal semimajor axes also arises, leading to large-scale spreading of the planetesimal population throughout the inner regions of the protoplanetary disc, in apparent contradiction of constraints provided by the distribut…
Context. Circumstellar disks are known to contain a significant mass in dust ranging from micron to centimeter size. Meteorites are evidence that individual grains of those sizes were collected and assembled into planetesimals in the young solar system. Aims. We assess the efficiency of dust collection of a swarm of non-drifting planetesimals {\rev with radii ranging from 1 to $10^3$\,km and beyond. Methods. We calculate the collision probability of dust drifting in the disk due to gas drag by planetesimal accounting for several regimes depending on the size of the planetesimal, dust, and orbi…
We study the gravitational instability (GI) of small solids in a gas disk as a mechanism to form planetesimals. Dissipation from gas drag introduces secular GI, which proceeds even when standard GI criteria for a critical density or Toomre's $Q$ predict stability. We include the stabilizing effects of turbulent diffusion, which suppresses small scale GI. The radially wide rings that do collapse contain up to $\sim 0.1$ Earth masses of solids. Subsequent fragmentation of the ring (not modeled here) would produce a clan of chemically homogenous planetesimals. Particle radial drift time scales (a…
We estimate minimum dust abundances required for secular gravitational instability (SGI) to operate at the midplane dust layer of protoplanetary disks. For SGI to be a viable process, the growth time of the instability T_grow must be shorter than the radial drift time of the dust T_drift. The growth time depends on the turbulent diffusion parameter alpha, because the modes with short wavelengths are stabilized by turbulent diffusion. Assuming that turbulence is excited via the Kelvin-Helmholtz or streaming instabilities in the dust layer, and that its strength is controlled by the energy suppl…
Forming planetesimals from pebbles is a major challenge in our current understanding of planet formation. In a protoplanetary disk, pebbles drift inward near the disk midplane via gas drag and they may enter a dead zone. In this context, we identified that the backreaction of the drag of pebbles onto the gas could lead to a runaway pile-up of pebbles, the so-called no-drift mechanism. We improve upon the previous study of the no-drift mechanism by investigating the nature and characteristics of the resultant planetesimal belt. We performed 1D diffusion-advection simulations of drifting pebbles…
Chondrules are one of the most primitive elements that can serve as a fundamental clue as to the origin of our Solar system. We investigate a formation scenario of chondrules that involves planetesimal collisions and the resultant impact jetting. Planetesimal collisions are the main agent to regulate planetary accretion that corresponds to the formation of terrestrial planets and cores of gas giants. The key component of this scenario is that ejected materials can melt when the impact velocity between colliding planetesimals exceeds about 2.5 km s$^{-1}$. The previous simulations show that the…
Planetesimal Formation under Realistic Gas Dynamics: Dust Concentration in Turbulent and Windy Protoplanetary Disks
CAS Key Laboratory of Planetary Sciences, Purple Mountain Observatory, Chinese Academy of Sciences（中国科学院行星科学重点实验室、紫金山天文台）；Institute for Advanced Study, Tsinghua University（清华大学高等研究院）；Department of Astronomy, Tsinghua University（清华大学天文学系）
