We define modular equations in the setting of PEL Shimura varieties as equations describing Hecke correspondences, and prove upper bounds on their degrees and heights. This extends known results about elliptic modular polynomials, and implies complexity bounds for number-theoretic algorithms using these modular equations. In particular, we obtain tight degree bounds for modular equations of Siegel and Hilbert type for abelian surfaces.
We give a simple proof that Kottwitz's PEL type integral models of Shimura varieties admit closed embeddings into Siegel integral models. We also show that Rapoport's and Kottwitz's integral models agree with Kisin's integral models for relevant Shimura data.
We construct relative PEL type embeddings in mixed characteristic (0,2) between hermitian orthogonal Shimura varieties of PEL type. We use this to prove the existence of integral canonical models in unramified mixed characteristic (0,2) of hermitian orthogonal Shimura varieties of PEL type.
The Hecke orbit conjecture asserts that every prime-to-$p$ Hecke orbit in a Shimura variety is dense in the central leaf containing it. In this paper, we prove the conjecture for certain irreducible components of Newton strata in Shimura varieties of PEL type A and C, when $p$ is an unramified prime of good reduction. Our approach generalizes Chai and Oort's method for Siegel modular varieties.
In this paper, we compare two cohomology groups associated to Shimura varieties of PEL type, which are not proper over the base. One is the compactly supported l-adic cohomology, and the other is the nearby cycle cohomology, namely, the compactly supported cohomology of the nearby cycle complex for the canonical integral model of the Shimura variety over Z_p. We prove that the G(Q_p)-cuspidal part of these cohomology groups are the same, where G denotes the reductive algebraic group naturally attached to the PEL datum. Some applications to unitary Shimura varieties are also given.
The Bruhat stratification for Shimura varieties of PEL type is studied. In the Siegel case this stratification is a scheme-theoretic variant of the stratification by the a-number. We show that all Bruhat strata are smooth and determine their dimensions. We also prove that the closure of a Bruhat stratum is a union of Bruhat strata and describe which Bruhat strata are contained in the closure of a given Bruhat stratum.
We study integral models, so-called Pappas-Rapoport or splitting models, of some PEL Shimura Varieties whose data are ramified at a prime p. We show that except in a specific case, these models are smooth when there is no level at p, and we study their special fiber modulo p. We show that interesting stratifications appear, and we show that the $μ$-ordinary locus is open and dense, following a strategy of Wedhorn in the unramified case.
Let $(G,X)$ be a Shimura variety of PEL type such that $G_{{\bf Q}_2}$ is a split ${\bf GSO}_{2n}$ group with $n\ge 2$. We prove the existence of the integral canonical models of ${\rm Sh}(G,X)/H_2$ in unramified mixed characteristic $(0,2)$, where $H_2$ is a hyperspecial subgroup of $G({\bf Q}_2)$.
We study the reduction of certain integral models of Shimura varieties of PEL type with Iwahori level structure. On these spaces we have the Kottwitz-Rapoport and the $p$-rank stratification. We show that the $p$-rank is constant on a KR stratum, generalizing a result of Ngô and Genestier. We prove an abstract, uniform formula for the $p$-rank on a KR stratum. In the symplectic and in the unitary case we derive explicit formulas for its value. We apply these formulas to the question of the density of the ordinary locus and to the question of the dimension of the $p$-rank 0 locus.
We study $p$-adic integral models of certain PEL Shimura varieties with level subgroup at $p$ related to the $Γ_1(p)$-level subgroup in the case of modular curves. We will consider two cases: the case of Shimura varieties associated with unitary groups that split over an unramified extension of $\mathbb{Q}_p$ and the case of Siegel modular varieties. We construct local models, i.e. simpler schemes which are étale locally isomorphic to the integral models. Our integral models are defined by a moduli scheme using the notion of an Oort-Tate generator of a group scheme. We use these local models t…
Consider a PEL-Shimura variety associated to a unitary group that splits over an unramified extension of Q_p. Rapoport and Zink have defined a model of the Shimura variety over the ring of integers of the completion of the reflex field at a place lying over p, with parahoric level structures at p. We show that this model is flat, as conjectured by Rapoport and Zink, and that its special fibre is reduced.
We prove the Mumford--Tate conjecture for those abelian varieties over number fields whose extensions to C have attached adjoint Shimura varieties that are products of simple, adjoint Shimura varieties of certain Shimura types. In particular, we prove the conjecture for the orthogonal case (i.e., for the $B_n$ and $D_n^R$ Shimura types). As a main tool, we construct embeddings of Shimura varieties (whose adjoints are) of prescribed abelian type into unitary Shimura varieties of PEL type. These constructions implicitly classify the adjoints of Shimura varieties of PEL type.
In this paper we study the Newton stratification on the reduction of Shimura varieties of PEL type with hyperspecial level structure and the Newton stratification on the deformation space of a Barsotti-Tate group with PEL structure. Our main result is a formula for the dimension of Newton strata and the description their closure in each of the two cases. Furthermore, we calculate the dimension of some Rapoport-Zink spaces as an intermediate result.
Level $m$-stratifications on PEL Shimura varieties are defined and studied by Wedhorn using BT-$m$s with PEL structure, and then by Vasiu for general Hodge type Shimura varieties using Shimura $F$-crystals. The theory of foliations is established by Oort for Siegel modular varieties, and by Mantovan for PEL Shimura varieties. It plays an important role in Hamacher's work to compute the dimension of Newton strata of PEL Shimura varieties. We study level $m$ stratifications on good reductions at $p>2$ of Shimura varieties of Hodge type by constructing certain torsors together with equivariant mo…
We state an improved version of the conjecture of Langlands and Rapoport, and we prove the conjecture for a large class of Shimura varieties. In particular, we obtain the first proof of the (original) conjecture for Shimura varieties of PEL-type.
For infinitely many Hurwitz spaces parametrizing cyclic covers of the projective line, we provide a method to determine the integral PEL datum of the Shimura variety that contains the image of the Hurwitz space under the Torelli morphism.
We show, using the trace formula, that any Newton stratum of a Shimura variety of PEL-type of types (A) and (C) is non-empty at the primes of good reduction. Furthermore we prove conditionally the non-emptiness for Shimura data associated to odd Spin groups. Our results are conditional on Rapoport-Langlands conjecture and Arthur's conjectures on the discrete spectrum. Both these results have been announced by Arthur and Kisin in significant cases.
We study the Ekedahl-Oort stratification for good reductions of Shimura varieties of PEL type. These generalize the Ekedahl-Oort strata defined and studied by Oort for the moduli space of principally polarized abelian varieties (the "Siegel case"). They are parameterized by certain elements w in the Weyl group of the reductive group of the Shimura datum. We show that for every such w the corresponding Ekedahl-Oort stratum is smooth, quasi-affine, and of dimension l(w) (and in particular non-empty). Some of these results have previously been obtained by Moonen, Vasiu, and the second author usin…
In this paper we study the reduction of PEL-Shimura varieties associated to unitary groups of signature (n-1,1) in the inert and unramified case. We describe the Newton polygon and the Ekedahl-Oort stratification. We further study the associated moduli space of isogenies and use a variant of the local model to give a generic description. As an application we prove a conjecture of Blasius und Rogawski about the congruence relation if the integer n is even.
This work settles the Eichler-Shimura congruence relation of Blasius and Rogawski for certain 5-dimensional Hodge-type Shimura varieties, that were not tractable by previously known methods. In a more general context we introduce a hypothesis called (NVC) on the behavior of Hecke correspondences, and show that it implies the congruence relation. A major ingredient in the proof of this result is a theorem of R.Noot on CM-lifts of ordinary points in characteristic p, along with an analysis of the mod p-reductions of various Hecke translates of that CM-lift. Finally we prove this (NVC)-hypothesis…
Let k be a perfect field of characteristic p>0. We prove the existence of ascending and descending slope filtrations for Shimura p-divisible objects over k. We use them to classify rationally these objects over \bar k. Among geometric applications, we mention two. First we formulate Manin problems for Shimura varieties of Hodge type. We solve them if either p\Ge 3 or p=2 and two mild conditions hold. Second we formulate integral Manin problems. We solve them for certain Shimura varieties of PEL type.
Let $S$ be a Shimura variety and let $h$ be a Weil height function on $S$. We conjecture that the heights of special points in $S$ are discriminant negligible. Assuming this conjecture to be true, we prove that the sizes of the Galois orbits of special points grow as a fixed power of their discriminant (an invariant we will define in the text). In the case of Shimura varieties of abelian type, the height bound holds by the recently proved averaged Colmez formula, and our theorem gives a new proof of Tsimerman's Galois lower bound in this case. The main novelty is that our approach avoids the u…
The aim of this article is the construction of the interior motive of a Picard variety. Those are Shimura varieties of PEL type. Our result is an application of the strategy developed by Wildeshaus to construct a Hecke-invariant motive whose realizations correspond to interior cohomology.
We define variants of PEL type of the Shimura varieties that appear in the context of the Arithmetic Gan-Gross-Prasad conjecture. We formulate for them a version of the AGGP conjecture. We also construct (global and semi-global) integral models of these Shimura varieties and formulate for them conjectures on arithmetic intersection numbers. We prove some of these conjectures in low dimension.
Under simplifying hypotheses we prove a relation between the l-adic cohomology of the basic stratum of a Shimura variety of PEL-type modulo a prime of good reduction of the reflex field and the cohomology of the complex Shimura variety. In particular we obtain explicit formulas for the number of points in the basic stratum over finite fields. We obtain our results using the trace formula and truncation of the formula of Kottwitz for the number of points on a Shimura variety over a finite fields.
We continue our study of the reduction of PEL Shimura varieties with parahoric level structure at primes p at which the group that defines the Shimura variety ramifies. We describe "good" $p$-adic integral models of these Shimura varieties and study their 'etale local structure. In this paper we mainly concentrate on the case of unitary groups for a ramified quadratic extension. Some of our results are applications of the theory of twisted affine flag varieties in our previous paper math.AG/0607130.
We study the Faltings height pairing of arithmetic Heegner divisors and CM cycles on Shimura varieties associated to orthogonal groups. We compute the Archimedian contribution to the height pairing and derive a conjecture relating the total pairing to the central derivative of a Rankin L-function. We prove the conjecture in certain cases where the Shimura variety has dimension 0, 1, or 2. In particular, we obtain a new proof of the Gross-Zagier formula.
We construct projective toroidal compactifications for integral models of Shimura varieties of Hodge type. We also construct integral models of the minimal (Satake-Baily-Borel) compactification. Our results essentially reduce the problem to understanding the integral models themselves. As such, they cover all previously known cases of PEL type, as well as all cases of Hodge type involving parahoric level structures. At primes where the level is hyperspecial, we show that our compactifications are canonical in a precise sense. We also provide a new proof of Y. Morita's conjecture on the everywh…
We show that the zip stratification given by an arbitrary $\Ghat$-zip over a scheme is pure. We deduce purity of the level-$m$-stratification for truncated Barsotti-Tate groups and purity of the Ekedahl-Oort stratification for special fibers of good models of Shimura varieties of Hodge type. We also show that all Ekedahl-Oort strata are quasi-affine schemes and generalize several properties of the Bruhat stratification from the PEL case to the case of Shimura varieties of Hodge type.
We establish vanishing results for spaces of automorphic forms in characteristic $0$ and characteristic $p$. We prove that for Hodge-type Shimura varieties, the weight of any nonzero automorphic form in characteristic $0$ satisfies the Griffiths-Schmid conditions, by purely algebraic, characteristic $p$ methods. We state a conjecture for general Hodge-type Shimura varieties regarding the vanishing of the space of automorphic forms in characteristic $p$ in terms of the weight. We verify this conjecture for unitary PEL Shimura varieties of signature $(n-1,1)$ at a split prime.
This paper proves that the nearby cycles complexes on a certain family of PEL local models are central with respect to the convolution product of sheaves on the corresponding affine flag varieties. As a corollary, the semisimple trace functions defined using the action of Frobenius on those nearby cycles complexes are, via the sheaf-function dictionary, in the centers of the corresponding Iwahori-Hecke algebras. This is commonly referred to as Kottwitz's Conjecture. The reductive groups associated to the PEL local models under consideration are unramified unitary similitude groups with even di…
We establish a relation between intersection numbers of special cycles on a Shimura curve and special values of derivatives of metaplectic Eisenstein series at a place of bad reduction where p-adic uniformization in the sense of Cherednik and Drinfeld holds. The result extends the one established by one of us (S. Kudla: Ann. of Math. 146 (1997)) for the archimedean place and for the non-archimedean places of good reduction. The bulk of the paper is concerned with the corresponding problem on the Drinfeld upper half plane (the formal scheme version).
We prove two formulas in the style of the Gross-Zagier theorem, relating derivatives of L-functions to arithmetic intersection pairings on a unitary Shimura variety. We also prove a special case of Colmez's conjecture on the Faltings heights of abelian varieties with complex multiplication. These results are derived from the authors' earlier results on the modularity of generating series of divisors on unitary Shimura varieties.
We review the Newton stratification and Ekedahl-Oort stratification on the special fiber of a smooth integral model for a Shimura variety of Hodge type at a prime of good reduction. We show that the μ-ordinary locus coincides with the generic Ekedahl-Oort stratum, and that for any two geometric points in the μ-ordinary locus there is an isomorphism of the attached Dieudonne modules with additional structure. As a consequence, we proof that the μ-ordinary locus is open and dense, thus generalizing the results which were already known in the PEL-case. To prove our results we provide a method whi…
In this paper we study the geometry of good reductions of Shimura varieties of abelian type. More precisely, we construct the Newton stratification, Ekedahl-Oort stratification, and central leaves on the special fiber of a Shimura variety of abelian type at a good prime. We establish several basic properties of these stratifications, including the non-emptiness, closure relation and dimension formula, generalizing those previously known in the PEL and Hodge type cases. We also study the relations between these stratifications, both in general and in some special cases, such as those of fully H…
In this article, we prove results about the cohomology of compact unitary group Shimura varieties at split places. In nonendoscopic cases, we are able to give a full description of the cohomology, after restricting to integral Hecke operators at p on the automorphic side. We allow arbitrary ramification at p; even the PEL data may be ramified. This gives a description of the semisimple local Hasse-Weil zeta function in these cases. We also treat cases of nontrivial endoscopy. For this purpose, we give a general stabilization of the expression given in previous work, following the stabilization…
We elaborate the theory of the stable Bernstein center of a $p$-adic group $G$, and apply it to state a general conjecture on test functions for Shimura varieties due to the author and R. Kottwitz. This conjecture provides a framework by which one might pursue the Langlands-Kottwitz method in a very general situation: not necessarily PEL Shimura varieties with arbitrary level structure at $p$. We give a concrete reinterpretation of the test function conjecture in the context of parahoric level structure. We also use the stable Bernstein center to formulate some of the transfer conjectures (the…
This paper is a continuation of our paper math.AG/0006222. We study the reduction of certain PEL Shimura varieties with parahoric level structure at primes p at which the group that defines the Shimura variety ramifies. We describe "good" $p$-adic integral models of these Shimura varieties and study their 'etale local structure. In particular, we exhibit a stratification of their (singular) special fibers and give a partial calculation of the sheaf of nearby cycles.
For a Shimura variety of Hodge type with hyperspecial level structure at a prime $p$, Vasiu and Kisin constructed a smooth integral model (namely the integral canonical model) uniquely determined by a certain extension property. We define and study the Ekedahl-Oort stratifications on the special fibers of those integral canonical models when $p>2$. This generalizes Ekedahl-Oort stratifications defined and studied by Oort on moduli spaces of principally polarized abelian varieties and those defined and studied by Moonen, Wedhorn and Viehmann on good reductions of Shimura varieties of PEL type. …
We construct natural Green forms for special cycles in orthogonal and unitary Shimura varieties, in all codimensions, and, for compact Shimura varieties of type O(p,2) and U(p,1), we show that the resulting local archimedean height pairings are related to special values of derivatives of Siegel Eisentein series. A conjecture put forward by Kudla relates these derivatives to arithmetic intersections of special cycles, and our results settle the part of his conjecture involving local archimedean heights.
We study the set of connected components of certain unions of affine Deligne-Lusztig varieties arising from the study of Shimura varieties. We determine the set of connected components for basic $\s$-conjugacy classes. As an application, we verify the Axioms in \cite{HR} for certain PEL type Shimura varieties. We also show that for any nonbasic $\s$-conjugacy class in a residually split group, the set of connected components is "controlled" by the set of straight elements associated to the $\s$-conjugacy class, together with the obstruction from the corresponding Levi subgroup. Combined with \…
When $p$ is inert in the quadratic imaginary field $E$ and $m<n$, unitary Shimura varieties of signature $(n,m)$ and a hyperspecial level subgroup at $p$, carry a natural foliation of height 1 and rank $m^2$ in the tangent bundle of their special fiber $S$. We study this foliation and show that it acquires singularities at deep Ekedahl-Oort strata, but these singularities are resolved if we pass to a natural smooth moduli problem $S^\sharp$, a successive blow-up of $S$. Over the ($μ$-)ordinary locus we relate the foliation to Moonen's generalized Serre-Tate coordinates. We study the quotient o…
