In this paper, we compare two cohomology groups associated to Shimura varieties of PEL type, which are not proper over the base. One is the compactly supported l-adic cohomology, and the other is the nearby cycle cohomology, namely, the compactly supported cohomology of the nearby cycle complex for the canonical integral model of the Shimura variety over Z_p. We prove that the G(Q_p)-cuspidal part of these cohomology groups are the same, where G denotes the reductive algebraic group naturally attached to the PEL datum. Some applications to unitary Shimura varieties are also given.
We give a simple proof that Kottwitz's PEL type integral models of Shimura varieties admit closed embeddings into Siegel integral models. We also show that Rapoport's and Kottwitz's integral models agree with Kisin's integral models for relevant Shimura data.
We construct relative PEL type embeddings in mixed characteristic (0,2) between hermitian orthogonal Shimura varieties of PEL type. We use this to prove the existence of integral canonical models in unramified mixed characteristic (0,2) of hermitian orthogonal Shimura varieties of PEL type.
The Hecke orbit conjecture asserts that every prime-to-$p$ Hecke orbit in a Shimura variety is dense in the central leaf containing it. In this paper, we prove the conjecture for certain irreducible components of Newton strata in Shimura varieties of PEL type A and C, when $p$ is an unramified prime of good reduction. Our approach generalizes Chai and Oort's method for Siegel modular varieties.
We define modular equations in the setting of PEL Shimura varieties as equations describing Hecke correspondences, and prove upper bounds on their degrees and heights. This extends known results about elliptic modular polynomials, and implies complexity bounds for number-theoretic algorithms using these modular equations. In particular, we obtain tight degree bounds for modular equations of Siegel and Hilbert type for abelian surfaces.
The Bruhat stratification for Shimura varieties of PEL type is studied. In the Siegel case this stratification is a scheme-theoretic variant of the stratification by the a-number. We show that all Bruhat strata are smooth and determine their dimensions. We also prove that the closure of a Bruhat stratum is a union of Bruhat strata and describe which Bruhat strata are contained in the closure of a given Bruhat stratum.
We study integral models, so-called Pappas-Rapoport or splitting models, of some PEL Shimura Varieties whose data are ramified at a prime p. We show that except in a specific case, these models are smooth when there is no level at p, and we study their special fiber modulo p. We show that interesting stratifications appear, and we show that the $μ$-ordinary locus is open and dense, following a strategy of Wedhorn in the unramified case.
Let $(G,X)$ be a Shimura variety of PEL type such that $G_{{\bf Q}_2}$ is a split ${\bf GSO}_{2n}$ group with $n\ge 2$. We prove the existence of the integral canonical models of ${\rm Sh}(G,X)/H_2$ in unramified mixed characteristic $(0,2)$, where $H_2$ is a hyperspecial subgroup of $G({\bf Q}_2)$.
We study the reduction of certain integral models of Shimura varieties of PEL type with Iwahori level structure. On these spaces we have the Kottwitz-Rapoport and the $p$-rank stratification. We show that the $p$-rank is constant on a KR stratum, generalizing a result of Ngô and Genestier. We prove an abstract, uniform formula for the $p$-rank on a KR stratum. In the symplectic and in the unitary case we derive explicit formulas for its value. We apply these formulas to the question of the density of the ordinary locus and to the question of the dimension of the $p$-rank 0 locus.
We study $p$-adic integral models of certain PEL Shimura varieties with level subgroup at $p$ related to the $Γ_1(p)$-level subgroup in the case of modular curves. We will consider two cases: the case of Shimura varieties associated with unitary groups that split over an unramified extension of $\mathbb{Q}_p$ and the case of Siegel modular varieties. We construct local models, i.e. simpler schemes which are étale locally isomorphic to the integral models. Our integral models are defined by a moduli scheme using the notion of an Oort-Tate generator of a group scheme. We use these local models t…
We prove the Mumford--Tate conjecture for those abelian varieties over number fields whose extensions to C have attached adjoint Shimura varieties that are products of simple, adjoint Shimura varieties of certain Shimura types. In particular, we prove the conjecture for the orthogonal case (i.e., for the $B_n$ and $D_n^R$ Shimura types). As a main tool, we construct embeddings of Shimura varieties (whose adjoints are) of prescribed abelian type into unitary Shimura varieties of PEL type. These constructions implicitly classify the adjoints of Shimura varieties of PEL type.
We study the rigid cohomology of the ordinary locus in some compact PEL Shimura varieties of type C with values in automorphic local systems and use it to prove a small slope criterion for classicality of overconvergent Hecke eigenforms. This generalises the work of Coleman, and is a first step in an ongoing project to extend the cohomological approach to classicality to higher-dimensional Shimura varieties.
In this note, we discuss several forms of the Eichler-Shimura relation for the compactly supported cohomology of local Shimura varieties, using the work of Fargues-Scholze.
We construct Eigenvarieties for PEL Shimura varieties which interpolate cuspidal, finite slope automorphic forms for PEL Shimura varieties appearing as global sections of (coherent) automorphic sheaves, under the hypothesis that the primes are unramified in the Shimura datum, but allowing the ordinary locus to be empty. We then use this construction to extend previous results on the Bloch-Kato conjecture for Hecke characters of a quadratic imaginary field.
Let p>2 be a prime and let X be a compactified PEL Shimura variety of type (A) or (C) such that p is an unramified prime for the PEL datum. Using the geometric approach of Andreatta, Iovita, Pilloni, and Stevens we define the notion of families of overconvergent locally analytic p-adic modular forms of Iwahoric level for X. We show that the system of eigenvalues of any finite slope cuspidal eigenform of Iwahoric level can be deformed to a family of systems of eigenvalues living over an open subset of the weight space. To prove these results, we actually construct eigenvarieties of the expected…
We state an improved version of the conjecture of Langlands and Rapoport, and we prove the conjecture for a large class of Shimura varieties. In particular, we obtain the first proof of the (original) conjecture for Shimura varieties of PEL-type.
For infinitely many Hurwitz spaces parametrizing cyclic covers of the projective line, we provide a method to determine the integral PEL datum of the Shimura variety that contains the image of the Hurwitz space under the Torelli morphism.
We study the intersection of the Torelli locus with the Newton polygon stratification of the modulo $p$ reduction of certain PEL-type Shimura varieties. We develop a clutching method to show that the intersection of the open Torelli locus with some Newton polygon strata is non-empty. This allows us to give a positive answer, under some compatibility conditions, to a question of Oort about smooth curves in characteristic $p$ whose Newton polygons are an amalgamate sum. As an application, we produce infinitely many new examples of Newton polygons that occur for smooth curves that are cyclic cove…
We give a unified formulation of a mass for arbitrary abelian varieties with PEL-structures and show that it equals a weighted class number of a reductive $\Q$-group $G$ relative to an open compact subgroup $U$ of $G(\A_f)$, or simply called an {\it arithmetic mass}. We classify the special objects for which our formulation remains valid over algebraic closed fields. As a result, we show that the set of basic points in a mod $p$ moduli space of PEL-type with a local condition (and a mild condition subject to the Hasse principle) can be expressed as a double coset space and its mass equals an a…
We show, using the trace formula, that any Newton stratum of a Shimura variety of PEL-type of types (A) and (C) is non-empty at the primes of good reduction. Furthermore we prove conditionally the non-emptiness for Shimura data associated to odd Spin groups. Our results are conditional on Rapoport-Langlands conjecture and Arthur's conjectures on the discrete spectrum. Both these results have been announced by Arthur and Kisin in significant cases.
We express the Frobenius-Hecke traces on the compactly supported cohomology of a Shimura variety of abelian type in terms of elliptic parts of stable Arthur-Selberg trace formulas for the endoscopic groups. This confirms predictions of Langlands and Kottwitz at primes where the level is hyperspecial.
Generalising the recent method of Andreatta, Iovita, and Pilloni for cuspidal forms, we construct an eigenvariety for symplectic and unitary groups that parametrises systems of eigenvalues of overconvergent and locally analytic $p$-adic automorphic forms. This is achieved by gluing some intermediates eigenvarieties of a fixed 'degree of cuspidality'. The dimension of these eigenvarieties is explicit and depends on the degree of cuspidality, it is maximal for cuspidal forms and it is $1$ for forms that are 'not cuspidal at all'. Under mild assumption, we are able to prove a conjecture of Urban …
In this paper we study the reduction of PEL-Shimura varieties associated to unitary groups of signature (n-1,1) in the inert and unramified case. We describe the Newton polygon and the Ekedahl-Oort stratification. We further study the associated moduli space of isogenies and use a variant of the local model to give a generic description. As an application we prove a conjecture of Blasius und Rogawski about the congruence relation if the integer n is even.
Let k be a perfect field of characteristic p>0. We prove the existence of ascending and descending slope filtrations for Shimura p-divisible objects over k. We use them to classify rationally these objects over \bar k. Among geometric applications, we mention two. First we formulate Manin problems for Shimura varieties of Hodge type. We solve them if either p\Ge 3 or p=2 and two mild conditions hold. Second we formulate integral Manin problems. We solve them for certain Shimura varieties of PEL type.
We define variants of PEL type of the Shimura varieties that appear in the context of the Arithmetic Gan-Gross-Prasad conjecture. We formulate for them a version of the AGGP conjecture. We also construct (global and semi-global) integral models of these Shimura varieties and formulate for them conjectures on arithmetic intersection numbers. We prove some of these conjectures in low dimension.
Under simplifying hypotheses we prove a relation between the l-adic cohomology of the basic stratum of a Shimura variety of PEL-type modulo a prime of good reduction of the reflex field and the cohomology of the complex Shimura variety. In particular we obtain explicit formulas for the number of points in the basic stratum over finite fields. We obtain our results using the trace formula and truncation of the formula of Kottwitz for the number of points on a Shimura variety over a finite fields.
The Kottwitz conjecture describes the cohomology of basic Rapoport-Zink spaces using local Langlands correspondences. In this paper, via geometrical studies of some Kottwitz-type Shimura varieties, we prove this conjecture for basic simple unramified unitary PEL type Rapoport-Zink spaces of signature (1, n-1).
We continue our study of the reduction of PEL Shimura varieties with parahoric level structure at primes p at which the group that defines the Shimura variety ramifies. We describe "good" $p$-adic integral models of these Shimura varieties and study their 'etale local structure. In this paper we mainly concentrate on the case of unitary groups for a ramified quadratic extension. Some of our results are applications of the theory of twisted affine flag varieties in our previous paper math.AG/0607130.
In this work, we set up a theory of p-adic modular forms over Shimura curves over totally real fields which allows us to consider also non-integral weights. In particular, we define an analogue of the sheaves of k-th invariant differentials over the Shimura curves we are interested in, for any p-adic character. In this way, we are able to introduce the notion of overconvergent modular form of any p-adic weight. Moreover, our sheaves can be put in p-adic families over a suitable rigid-analytic space, that parametrizes the weights. Finally, we define Hecke operators, including the U operator, th…
We construct projective toroidal compactifications for integral models of Shimura varieties of Hodge type. We also construct integral models of the minimal (Satake-Baily-Borel) compactification. Our results essentially reduce the problem to understanding the integral models themselves. As such, they cover all previously known cases of PEL type, as well as all cases of Hodge type involving parahoric level structures. At primes where the level is hyperspecial, we show that our compactifications are canonical in a precise sense. We also provide a new proof of Y. Morita's conjecture on the everywh…
We show that the zip stratification given by an arbitrary $\Ghat$-zip over a scheme is pure. We deduce purity of the level-$m$-stratification for truncated Barsotti-Tate groups and purity of the Ekedahl-Oort stratification for special fibers of good models of Shimura varieties of Hodge type. We also show that all Ekedahl-Oort strata are quasi-affine schemes and generalize several properties of the Bruhat stratification from the PEL case to the case of Shimura varieties of Hodge type.
We establish vanishing results for spaces of automorphic forms in characteristic $0$ and characteristic $p$. We prove that for Hodge-type Shimura varieties, the weight of any nonzero automorphic form in characteristic $0$ satisfies the Griffiths-Schmid conditions, by purely algebraic, characteristic $p$ methods. We state a conjecture for general Hodge-type Shimura varieties regarding the vanishing of the space of automorphic forms in characteristic $p$ in terms of the weight. We verify this conjecture for unitary PEL Shimura varieties of signature $(n-1,1)$ at a split prime.
We construct a generalization of the Hasse invariant for any Shimura variety of PEL type A over a prime of good reduction, whose vanishing locus is the open and dense μ-ordinary locus.
This paper proves that the nearby cycles complexes on a certain family of PEL local models are central with respect to the convolution product of sheaves on the corresponding affine flag varieties. As a corollary, the semisimple trace functions defined using the action of Frobenius on those nearby cycles complexes are, via the sheaf-function dictionary, in the centers of the corresponding Iwahori-Hecke algebras. This is commonly referred to as Kottwitz's Conjecture. The reductive groups associated to the PEL local models under consideration are unramified unitary similitude groups with even di…
For any Shimura variety of Hodge type with hyperspecial level at a prime $p$ and automorphic lisse sheaf on it, we prove a formula, conjectured by Kottwitz \cite{Kottwitz90}, for the Lefschetz numbers of Frobenius-twisted Hecke correspondences acting on the compactly supported étale cohomology. Our proof is an adaptation of the arguments of Langlands and Rapoport \cite{LR87} of deriving the Kottwitz's formula from their conjectural description of the set of mod-$p$ points of Shimura variety (Langlands-Rapoport conjecture), which replaces their Galois gerb theoretic arguments by more geometric …
Given a KHT Shimura variety provided with an action of its unramified Hecke algebra $\mathbb T$, we proved in a previous work, see also the work of Caraiani-Scholze for other PEL Shimura varieties, that its localized cohomology groups at a generic maximal ideal $\mathfrak m$ of $\mathbb T$, appear to be free. In this work, we obtain the same result for $\mathfrak m$ such that its associated Galois $\overline{\mathbb F}_l$-representation $\overline{ρ_{\mathfrak m}}$ is irreducible, under the hypothesis that $[F(\exp(2iπ/l):F]>d$ where $F$ is the reflex field, $d$ the dimension of the KHT Shimur…
We review the Newton stratification and Ekedahl-Oort stratification on the special fiber of a smooth integral model for a Shimura variety of Hodge type at a prime of good reduction. We show that the μ-ordinary locus coincides with the generic Ekedahl-Oort stratum, and that for any two geometric points in the μ-ordinary locus there is an isomorphism of the attached Dieudonne modules with additional structure. As a consequence, we proof that the μ-ordinary locus is open and dense, thus generalizing the results which were already known in the PEL-case. To prove our results we provide a method whi…
In this article, we prove results about the cohomology of compact unitary group Shimura varieties at split places. In nonendoscopic cases, we are able to give a full description of the cohomology, after restricting to integral Hecke operators at p on the automorphic side. We allow arbitrary ramification at p; even the PEL data may be ramified. This gives a description of the semisimple local Hasse-Weil zeta function in these cases. We also treat cases of nontrivial endoscopy. For this purpose, we give a general stabilization of the expression given in previous work, following the stabilization…
In this article, we treat two questions on Rapoport--Zink spaces of Hodge type constructed by Hamacher and Kim. One of which is their singularities, and the other is $p$-adic uniformization of Shimura varieties. More precisely, we prove that the singularity of a Rapoport--Zink space is controlled by its asssociated local model, and the basic locus of a Kisin--Pappas integral model of a Shimura variety is uniformized by the corresponding Rapoport--Zink space. These results extend the known facts by Rapoport and Zink in the case of PEL type.
Igusa varieties are algebraic varieties that arise in the study of special fibers of Shimura varieties, and have demonstrated many applications in the Langlands program via a Langlands-Kottwitz style point-counting formula due to Shin in the case of PEL type. In this paper we formulate and prove an analogue of the Langlands-Rapoport conjecture for Igusa varieties of Hodge type, building off the work of Kisin in the case of Shimura varieties. We then use this description of the points to derive a point-counting formula for Igusa varieties of Hodge type, generalizing the fomula in PEL type of Sh…
We show that the compactly supported cohomology of certain $\mathrm{U}(n,n)$ or $\mathrm{Sp}(2n)$-Shimura varieties with $Γ_1(p^\infty)$-level vanishes above the middle degree. The only assumption is that we work over a CM field $F$ in which the prime $p$ splits completely. We also give an application to Galois representations for torsion in the cohomology of the locally symmetric spaces for $\mathrm{GL}_n/F$. More precisely, we use the vanishing result for Shimura varieties to eliminate the nilpotent ideal in the construction of these Galois representations. This strengthens recent results of…
We elaborate the theory of the stable Bernstein center of a $p$-adic group $G$, and apply it to state a general conjecture on test functions for Shimura varieties due to the author and R. Kottwitz. This conjecture provides a framework by which one might pursue the Langlands-Kottwitz method in a very general situation: not necessarily PEL Shimura varieties with arbitrary level structure at $p$. We give a concrete reinterpretation of the test function conjecture in the context of parahoric level structure. We also use the stable Bernstein center to formulate some of the transfer conjectures (the…
For any Shimura variety of Hodge type with hyperspecial level at a prime $p$ and a lisse sheaf on it, we prove a formula, conjectured by Kottwitz \cite{Kottwitz90}, for the Lefschetz number of an arbitrary Frobenius-twisted Hecke correspondence acting on the compactly supported étale cohomology and verify another conjecture of Kottwitz \cite{Kottwitz90} on the stabilization of that formula. The main ingredients of our proof of the formula are a recent work of Kisin \cite{Kisin17} on Langlands-Rapoport conjecture and the theory of Galois gerbs developed by Langlands and Rapoport \cite{LR87}. Es…
We prove under certain assumptions a formula for the cohomology of PEL-type Rapoport--Zink spaces that "averages" over the Kottwitz set. Our formula generalizes that of Shin's beyond the EL-type case and is proven by combining Mantovan's formula with descriptions of the cohomology of Shimura and Igusa varieties. We then use this averaging formula to derive a conjectural description of the cohomology of Rapoport--Zink spaces, generalizing our earlier work for EL-type spaces. Along the way, we give a description of the cohomology of Igusa varieties in terms of the Langlands correspondence, gener…
Let $R$ be a Henselian DVR with finite residue field. Let $G$ be a finite type, flat $R$-group scheme (not necessarily commutative) with smooth generic fiber. We show that $H^1_{\mathrm{fppf}}(\mathrm{Spec} R,G)$ is finite. We then give an application of the global analogue of this finiteness result to PEL type integral models of Shimura varieties.
