We consider suspension flows with continuous roof function over the full shift $Σ$ on a finite alphabet. For any positive entropy subshift of finite type $Y \subset Σ$, we explictly construct a roof function such that the measure(s) of maximal entropy for the suspension flow over $Σ$ are exactly the lifts of the measure(s) of maximal entropy for $Y$. In the case when $Y$ is transitive, this gives a unique measure of maximal entropy for the flow which is not fully supported. If $Y$ has more than one transitive component, all with the same entropy, this gives explicit examples of suspension flows over the full shift with multiple measures of maximal entropy. This contrasts with the case of a Hölder continuous roof function where it is well known the measure of maximal entropy is unique and fully supported.
We study suspension flows defined over sub-shifts of finite type with continuous roof functions. We prove the existence of suspension flows with uncountably many ergodic measures of maximal entropy. More generally, we prove that any suspension flow defined over a sub-shift of finite type can be perturbed (by an arbitrarily small perturbation) so that the resulting flow has uncountably many ergodic measures of maximal entropy, and that the same can be arranged so that the new flow has a unique measure of maximal entropy.
Given a compact topological dynamical system (X, f) with positive entropy and upper semi-continuous entropy map, and any closed invariant subset $Y \subset X$ with positive entropy, we show that there exists a continuous roof function such that the set of measures of maximal entropy for the suspension semi-flow over (X,f) consists precisely of the lifts of measures which maximize entropy on Y. This result has a number of implications for the possible size of the set of measures of maximal entropy for topological suspension flows. In particular, for a suspension flow on the full shift on a fini…
For any $C^\infty$, area-preserving Anosov diffeomorphism $f$ of a surface, we show that a suspension flow over $f$ is $C^\infty$-conjugate to a constant-time suspension flow of a hyperbolic automorphism of the two torus if and only if the volume measure is the measure with maximal entropy. We also show that the the metric entropy with respect to the volume measure and the topological entropy of suspension flow over Anosov diffeomorphisms on torus achieve all possible values. Our results fit into two programs related to entropy rigidity and flexibility of Anosov systems.
Let S be an ergodic measure-preserving automorphism on a non-atomic probability space, and let T be the time-one map of a topologically weak mixing suspension flow over an irreducible subshift of finite type under a Holder ceiling function. We show that if the measure-theoretic entropy of S is strictly less than the topological entropy of T, then there exists an embedding from the measure-preserving automorphism into the suspension flow. As a corollary of this result and the symbolic dynamics for geodesic flows on compact surfaces of negative curvature developed by Bowen and Ratner, we also ob…
The Poisson entropy of an infinite-measure-preserving transformation is defined as the Kolmogorov entropy of its Poisson suspension. In this article, we relate Poisson entropy with other definitions of entropy for infinite transformations: For quasi-finite transformations we prove that Poisson entropy coincides with Krengel's and Parry's entropy. In particular, this implies that for null-recurrent Markov chains, the usual formula for the entropy $-\sum q_i p_{i,j}\log p_{i,j}$ holds in any of the definitions for entropy. Poisson entropy dominates Parry's entropy in any conservative transformat…
For any toric automorphism with only real eigenvalues a Riemannian metric with an integrable geodesic flow on the suspension of this automorphism is constructed. A qualitative analysis of such a flow on a three-solvmanifold constructed by the authors in math.DG/9905078 is done. This flow is an example of the geodesic flow, which has vanishing Liouville entropy and, moreover, is integrable but has positive topological entropy. The authors also discuss some open problems on integrability of geodesic flows and related subjects.
We classify complex projective surfaces with an automorphism of positive entropy for which the unique invariant measure of maximal entropy is absolutely continuous with respect to Lebesgue measure.
It is known that piecewise affine surface homeomorphisms always have measures of maximal entropy. This is easily seen to fail in the discontinuous case. Here we describe a piecewise affine, globally continuous surface map with no measure of maximal entropy.
We show that, for every positive real number h and every positive integer p, there exist oriented graphs G, G' (with countably many vertices) that are strongly connected, of period p, of Gurevich entropy h, such that G is positive recurrent (thus the topological Markov chain on G admits a measure of maximal entropy) and G' is transient (thus the topological Markov chain on G' admits no measure of maximal entropy).
We give a new type of sufficient condition for the existence of measures with maximal entropy for an interval map $f$, using some non-uniform hyperbolicity to compensate for a lack of smoothness of $f$. More precisely, if the topological entropy of a $C^1$ interval map is greater than the sum of the local entropy and the entropy of the critical points, then there exists at least one measure with maximal entropy. As a corollary, we obtain that any $C^r$ interval map $f$ such that $h_{\rm top}(f)>2\log\|f'\|_{\infty}/r$ possesses measures with maximal entropy.
This paper is devoted to study how do thermodynamic formalism quantities varies for time changes of suspension flows defined over countable Markov shifts. We prove that in general no quantity is preserved. We also make a topological description of the space of suspension flows according to certain thermodynamic quantities. For example, we show that the set of suspension flows defined over the full shift on a countable alphabet having finite entropy is open. Of independent interest might be a set of analytic tools we use to construct examples with prescribed thermodynamic behaviour.
In this note we construct measures of maximal entropy for a certain class of maps with critical points called Viana maps. The main ingredients of the proof are the non-uniform expansion features and the slow recurrence (to the critical set) of generic points with respect to the natural candidates for attaining the topological entropy.
We show that describing rational functions $f_1,$ $f_2,$ $\dots,f_n$ sharing the measure of maximal entropy reduces to describing solutions of the functional equation $A\circ X_1=A\circ X_2=\dots=A\circ X_n$ in rational functions. We also provide some results about solutions of this equation.
We construct measures of maximal $u$-entropy for any partially hyperbolic diffeomorphism that factors over an Anosov torus automorphism and has mostly contracting center direction. The space of such measures has a finite dimension, and its extreme points are ergodic measures with pairwise disjoint supports.
We show that $C^\infty$ surface diffeomorphisms with positive topological entropy have at most finitely many ergodic measures of maximal entropy in general, and at most one in the topologically transitive case. This answers a question of Newhouse, who proved that such measures always exist. To do this we generalize Smale's spectral decomposition theorem to non-uniformly hyperbolic surface diffeomorphisms, we introduce homoclinic classes of measures, and we study their properties using codings by irreducible countable state Markov shifts.
We characterize the maximal entropy measures of partially hyperbolic C^2 diffeomorphisms whose center foliations form circle bundles, by means of suitable finite sets of saddle points, that we call skeletons. In the special case of 3-dimensional nilmanifolds other than the torus, this entails the following dichotomy: either the diffeomorphism is a rotation extension of an Anosov diffeomorphism -- in which case there is a unique maximal measure, with full support and zero center Lyapunov exponents -- or there exist exactly two ergodic maximal measures, both hyperbolic and whose center Lyapunov …
We prove a finite smooth version of the entropic continuity of Lyapunov exponents of Buzzi-Crovisier-Sarig for $C^\infty$ surface diffeomorphisms [9]. As a consequence we show that any $C^r$, $r > 1$, smooth surface diffeomorphism $f$ with $h_{top}(f) > \frac{1}{r} \limsup_n \frac{1}{n} \log^+ \|df^n\|$ admits a measure of maximal entropy. We also prove the $C^r$ continuity of the topological entropy at $f$.
We look at the maximal entropy (MME) measure of the boundaries of connected components of the Fatou set of a rational map of degree greater than or equal to 2. We show that if there are infinitely many Fatou components, and if either the Julia set is disconnected or the map is hyperbolic, then there can be at most one Fatou component whose boundary has positive MME measure. We also replace hyperbolicity by the more general hypothesis of geometric finiteness.
We show the existence and uniqueness of the maximal entropy probability measure for partially hyperbolic diffeomorphisms which are semi-conjugate to nonuniformly expanding maps. Using the theory of projective metric on cones we then prove exponential decay of correlations for Hölder continuous observables and the central limit theorem for the maximal entropy probability measure. Moreover, for systems derived from solenoid we also prove the statistical stability for the maximal entropy probability measure. Finally, we use such techniques to obtain similar results in a context containing partial…
In this paper, we study the number of ergodic measures of maximal entropy for partially hyperbolic diffeomorphisms defined on $3-$torus with compact center leaves. Assuming the existence of a periodic leaf with Morse-Smale dynamics we prove a sharp upper bound for the number of maximal measures in terms of the number of sources and sinks of Morse-Smale dynamics. A well-known class of examples for which our results apply are the so-called Kan-type diffeomorphisms admitting physical measures with intermingled basins.
We show that time-one maps of transitive Anosov flows of compact manifolds are accumulated by diffeomorphisms robustly satisfying the following dichotomy: either all of the measures of maximal entropy are non-hyperbolic, or there are exactly two ergodic measures of maximal entropy, one with a positive central exponent and the other with a negative central exponent. We establish this dichotomy for certain partially hyperbolic diffeomorphisms isotopic to the identity whenever both of their strong foliations are minimal. Our proof builds on the approach developed by Margulis for Anosov flows wher…
For a class of piecewise hyperbolic maps in two dimensions, we propose a combinatorial definition of topological entropy by counting the maximal, open, connected components of the phase space on which iterates of the map are smooth. We prove that this quantity dominates the measure theoretic entropies of all invariant probability measures of the system, and then construct an invariant measure whose entropy equals the proposed topological entropy. We prove that our measure is the unique measure of maximal entropy, that it is ergodic, gives positive measure to every open set, and has exponential…
We consider topological Markov chains (also called Markov shifts) on countable graphs. We show that a transient graph can be extended to a recurrent graph of equal entropy which is either positive recurrent of null recurrent, and we give an example of each type. We extend the notion of local entropy to topological Markov chains and prove that a transitive Markov chain admits a measure of maximal entropy (or maximal measure) whenever its local entropy is less than its (global) entropy.
We introduce two parametrized families of piecewise affine maps on $[0,1]^2$ and $[0,1]^3$, as generalizations of the heterochaos baker maps which were introduced and investigated in [Y. Saiki, H. Takahasi, J. A. Yorke, Nonlinearity, 34 (2021), 5744--5761] as minimal models of the unstable dimension variability in multidimensional dynamical systems. We show that natural coding spaces of these maps coincide with the Dyck system that has come from the theory of languages. Based on this coincidence, we start to develop a complementary analysis on their invariant measures. As a first attempt, we s…
We study the dynamics of piecewise affine surface homeomorphisms from the point of view of their entropy. Under the assumption of positive topological entropy, we establish the existence of finitely many ergodic and invariant probability measures maximizing entropy and prove a multiplicative lower bound for the number of periodic points. This is intended as a step towards the understanding of surface diffeomorphisms. We proceed by building a jump transformation, using not first returns but carefully selected "good" returns to dispense with Markov partitions. We control these good returns throu…
In this paper we study the sequence of orthonormal polynomials $\{P_n(μ; z)\}$ defined by a probability measure $μ$ with non-polar compact support $S(μ)\subset\mathbb C$. We show that the support of any weak* limit of the sequence of measures of maximal entropy $ω_n$ for $P_n$ is contained in the polynomial-convex hull of $S(μ)$. And for $n$-th root regular measures the $ω_n$ converge weak* to the equilibrium measure on $S(μ)$.
We prove that any 3-dimensional singular hyperbolic attractor admits for any Hölder continuous potential $V$ at most one equilibrium state for $V$ among regular measures. We give a condition on $V$ which ensures that no singularity can be an equilibrium state. Thus, for these $V$'s, there exists a unique equilibrium state and it is a regular measure. Applying this for $V\equiv 0$, we show that any 3-dimensional singular hyperbolic attractor admits a unique measure of maximal entropy.
We prove inequalities relating the measures of maximal entropy of two patterns u,v where the extender set of u is contained in the extender set of v. Our main results are two generalizations of a Theorem of Meyerovitch; the first applies to all such v,w when G=Z, and the second to v,w with the same shape and any countable amenable finitely generated torsion-free G. As a consequence of our results we give new and simpler proofs of several facts about synchronizing subshifts and we answer a question of Climenhaga.
In this paper we prove that for sufficiently large parameters the standard map has a unique measure of maximal entropy (m.m.e.). Moreover, we prove: the m.m.e. is Bernoulli, and the periodic points with Lyapunov exponents bounded away from zero equidistribute with respect to the m.m.e. We prove some estimates regarding the Hausdorff dimension of the m.m.e. and about the density of the support of the measure on the manifold. For a generic large parameter, we prove that the support of the m.m.e. has Hausdorff dimension $2$. We also obtain the $C^2$-robustness of several of these properties.
We prove that the notions of Krengel entropy and Poisson entropy for infinite-measure-preserving transformations do not always coincide: We construct a conservative infinite-measure-preserving transformation with zero Krengel entropy (the induced transformation on a set of measure 1 is the Von Neumann-Kakutani odometer), but whose associated Poisson suspension has positive entropy.
We consider an abundant class of non-uniformly hyperbolic $C^2$-Hénon like diffeomorphisms called strongly regular and which corresponds to Benedicks-Carleson parameters. We prove the existence of $m>0$ such that for any such diffeomorphism $f$, every invariant probability measure of $f$ has a Lyapunov exponent greater than $m$, answering a question of L. Carleson. Moreover, we show the existence and uniqueness of a measure of maximal entropy, this answers a question of M. Lyubich and Y. Pesin. We also prove that the maximal entropy measure is equi-distributed on the periodic points and is fin…
We consider the dynamical system given by a diagonalizable element $a$ of a closed linear unimodular algebraic subgroup $G$ of the special linear group over the $p$-adic numbers acting by translation on a finite volume quotient $X$. Assuming that this action is exponentially mixing (e.g.\ if $G$ is simple) we give an effective version (in terms of $K$-finite vectors of the regular representation) of the following statement: If $μ$ is an $a$-invariant probability measure with measure-theoretical entropy close to the topological entropy of $a$ then $μ$ is close to the unique $G$-invariant probab…
Given a factor code $π$ from a one-dimensional shift of finite type $X$ onto an irreducible sofic shift $Y$, if $π$ is finite-to-one there is an invariant called the degree of $π$ which is defined the number of preimages of a typical point in $Y$. We generalize the notion of the degree to the class degree which is defined for any factor code on a one-dimensional shift of finite type. Given an ergodic measure $ν$ on $Y$, we find an invariant upper bound on the number of ergodic measures on $X$ which project to $ν$ and have maximal entropy among all measures in the fibre $π^{-1}\{ν\}$. We show t…
This paper concerns the dynamics of polynomial automorphisms of ${\bf C}^2$. One can associate to such an automorphism two currents $μ^\pm$ and the equilibrium measure $μ=μ^+\wedgeμ^-$. In this paper we study some geometric and dynamical properties of these objects. First, we characterize $μ$ as the unique measure of maximal entropy. Then we show that the measure $μ$ has a local product structure and that the currents $μ^\pm$ have a laminar structure. This allows us to deduce information about periodic points and heteroclinic intersections. For example, we prove that the support of $μ$ coincid…
This paper is a study of Glasner's definition of quasi-factors in the setting of infinite-measure preserving system. The existence of a system with zero Krengel entropy and a quasi-factor with positive entropy is obtained. On the other hand, relative zero-entropy for conservative systems implies relative zero-entropy of any quasi-factor with respect to its natural projection onto the factor. This extends (and is based upon) results of Glasner, Thouvenot and Weiss. Following and extending Glasner and Weiss, we also prove that any conservative measure preserving system with positive entropy in t…
