A New Ontological View of the Quantum Measurement Problem
Xiaolei Zhang
备注：
37 pages. US Naval Research Lab memorandum report NRL/MR/7218--05-8883, paper to be presented at the Albert Einstein Century conference, Paris, France, July 2005
A new ontological view of the quantum measurement processes is given, which has bearings on many broader issues in the foundations of quantum mechanics as well. In this scenario a quantum measurement is a non-equilibrium phase transition in a ``resonant cavity'' formed by the entire physical universe including all of its material and energy content. A quantum measurement involves the energy and matter exchange among not only the system being measured and the measuring apparatus but also the global environment of the universe resonant cavity, which together constrain the nature of the phase transition. Strict realism, including strict energy and angular momentum conservation, is recovered in this view of the quantum measurement process beyond the limit set by the uncertainty relations, which are themselves derived from the exact commutation relations for quantum conjugate variables. Both the amplitude and the phase of the quantum mechanical wavefunction acquire substantial meanings in the new ontology, and the probabilistic element is removed from the foundations of quantum mechanics, its apparent presence in the quantum measurement being solely a result of the sensitive dependence on initial/boundary conditions of the phase transitions of a many degree-of-freedom system which is effectively the whole universe. Vacuum fluctuations are viewed as the ``left over'' fluctuations after forming the whole numbers of nonequilibrium resonant modes in the universe cavity. This new view on the quantum processes helps to clarify many puzzles in the foundations of quantum mechanics.
The conspiracy of ontic states responding to measurements contextually to comply with noncontextual quantum mechanical probabilities is analyzed for general ontological models. A general physical picture of ontological space structure and how ontic states are disturbed by measurement contexts is presented. A common assumption in ontological models called lambda-sufficiency is analyzed and argued to be inconsistent with measurement contextuality for ontological models with certain symmetry in ontic space with respect to quantum states and measurements.
Given an ontological model of a quantum system, a "genuine measurement," as opposed to a quantum measurement, means an experiment that determines the value of a beable, i.e., of a variable that, according to the model, has an actual value in nature before the experiment. We prove a theorem showing that in every ontological model, it is impossible to measure all beables. Put differently, there is no experiment that would reliably determine the ontic state. This result shows that the positivistic idea that a physical theory should only involve observable quantities is too optimistic.
In this paper, we explore realist models of quantum theory that does not fit into the standard definitions of ontological models. The models here go beyond standard definition of ontological models in the sense that quantum states do not correspond to distributions over the ontic state space and a system prepared in a quantum state is not in an ontic state. Instead, a system in a quantum state is always in a process, i.e. moving around in the ontic state space. Also, quantum measurement outcomes are not direct measurement of the ontic state, but depend probabilistically on the entire path the …
The question whether indeterminism in quantum measurement outcomes is fundamental or is there a possibility of constructing a finer theory underlying quantum mechanics that allows no such indeterminism, has been debated for a long time. We show that within the class of ontological models due to Harrigan and Spekkens, those satisfying preparation-measurement reciprocity must allow indeterminism of the order of quantum theory. Our result implies that one can design quantum random number generator, for which it is impossible, even in principle, to construct a reciprocal deterministic model.
Based on an intuitive generalization of the Leibniz principle of `the identity of indiscernibles', we introduce a novel ontological notion of classicality, called bounded ontological distinctness. Formulated as a principle, bounded ontological distinctness equates the distinguishability of a set of operational physical entities to the distinctness of their ontological counterparts. Employing three instances of two-dimensional quantum preparations, we demonstrate the violation of bounded ontological distinctness or excess ontological distinctness of quantum preparations, without invoking any ad…
Generalized contextuality refers to our inability of explaining measurement statistics using a context-independent probabilistic and ontological model. On the other hand, measurement statistics can also be modeled using the framework of general probabilistic theories (GPTs). Here, starting from a construction of GPTs based on a Gleason-type theorem, we fully characterize these structures with respect to their permission and rejection of generalized (non)contextual ontological models. It follows that in any GPT construction the three insistence of (i) the no-restriction hypothesis, (ii) the ont…
I use the recently proposed framework of ontological models [Harrigan et al., arXiv:0709.1149v2] to obtain economical models for results of tomographically complete sets of measurements on finite-dimensional quantum systems. I describe a procedure that simplifies the models by decreasing the number of necessary ontic states, and present an explicit model with just 33 ontic states for a qutrit.
Studying the extent to which realism is compatible with quantum mechanics teaches us something about the quantum mechanical universe, regardless of the validity of such realistic assumptions. It has also recently been appreciated that these kinds of studies are fruitful for questions relating to quantum information and computation. Motivated by this, we extend the ontological model formalism for realistic theories to describe a set of theories emphasizing the role of measurement and preparation devices by introducing `hidden variables' to describe them. We illustrate both the ontological model…
In this introductory note, I describe my particular view of the notion of ontological commitments as honest and pragmatic working hypotheses that assume the existence (out there) of certain entities represented by the symbols in our theory. I argue that this is not naive, in the sense that it does not entail the belief that the hypotheses could ever be proved to be true (or false), but it is nevertheless justified by the success and predictive power of the theory that contains the concepts assumed to exist. I also claim that the ontological commitments one holds (even if tacitly so) have a gre…
A model of reality is called separable if the state of a composite system is equal to the union of the states of its parts, located in different regions of space. Spekkens has argued that it is trivial to reproduce the predictions of quantum mechanics using a separable ontological model, provided one allows for arbitrary violations of `dynamical locality'. However, since dynamical locality is strictly weaker than local causality, this leaves open the question of whether an ontological model for quantum mechanics can be both separable and dynamically local. We answer this question in the affirm…
In this work I argue for the existence of an ontological state in which no entity in it can be more basic than the others in such a state. This is used to provide conceptual justification for a method that is applied to obtain the Schrödinger equation, the Klein-Gordon equation, and the Klein-Gordon equation for a particle in an electromagnetic field. Additionally, it is argued that the existence of such state is incompatible with indirect realism; and the discussion suggests that a panexeperientialist view is a straightforward means to embrace it.
Certain concrete "ontological models" for quantum mechanics (models in which measurement outcomes are deterministic and quantum states are equivalent to classical probability distributions over some space of `hidden variables') are examined. The models are generalizations of Kochen and Specker's such model for a single 2-dimensional system - in particular a model for a three dimensional quantum system is considered in detail. Unfortunately, it appears the models do not quite reproduce the quantum mechanical statistics. They do, however, come close to doing so, and in as much as they simply inv…
Wave functions live on configuration space. Schrodinger called this entanglement. The linearity of the Schrodinger equation prevents the wave function from representing reality. If the equation were non-linear (e.g., reduction models) the wave function living on configuration space still by itself could not represent reality in physical space. In this paper, we continue the line of reasoning discussed in our previous paper, "The Fundamental Importance of Discourse in Theoretical Physics", [arXiv:1001.4111], to explore the "measurement problem" in quantum mechanics. In particular we present a n…
The most well-known tool for studying contextuality in quantum computation is the n-qubit stabilizer state tableau representation. We provide an extension that describes not only the quantum state, but is also outcome deterministic. The extension enables a value assignment to exponentially many Pauli observables, yet remains quadratic in both memory and computational complexity. Furthermore, we show that the mechanisms employed for contextuality and measurement disturbance are wholly separate. The model will be useful for investigating the role of contextuality in $n$-qubit quantum computation…
Within the class of ontological interpretations of quantum theory where a physical system comprises a particle and a field (wavefunction) guiding it, an empty wave is a segment of the wavefunction not containing the particle. We examine the impact of this concept on the debate between the epistemological and ontological viewpoints. The theoretical merits of the empty wave in avoiding the wavefunction collapse hypothesis, and in supplying conceptual precision in the application of quantum mechanics, are emphasized. Particular reference is made to path detection in interferometry and it is shown…
We interpret the philosophy of Niels Bohr as related to the so called "linguistic turn" and consider paraconsistency in the light of the Bohrian notion of complementarity. Following [16], Jean-Yves Beziau has discussed the seemingly contradictory perspectives found in the quantum mechanical double slit experiment in terms of paraconsistent view-points [7, 8]. This interpretation goes in line with the well known Bohrian Neo-Kantian epistemological account of quantum mechanics. In the present paper, we put forward the idea that one can also consider, within quantum mechanics and departing from t…
In this paper, epistemology and ontology of quantum states are discussed based on a completely new way of founding quantum theory. The fundamental notions are conceptual variables in the mind of an observer or in the joint minds of a group of observers. These conceptual variables are very often accessible, that is, it is possible to find values of the variables by doing experiments or by making measurements. An important notion is that of maximal accessibility. It is shown here that this new machinery may facilitate the discussion of when a specific quantum state can be given an ontological in…
A physical theory consists of the mathematical formalism and an interpretation, which contains the definition of symbols, measurement assignments, concepts and principles, and an ontology. We present a scheme to classify these different levels of a physical theory and apply it to Newtonian Mechanics and the interpretations of Quantum Mechanics. We show that this classification scheme is embedded in the methodology of philosophy of science. With this scheme, different interpretations of Quantum Mechanics can be compared concerning the formalism and the used conceptions, and it serves as a guida…
There are two different and logically independent concepts of noncontextuality in quantum mechanics. First, an ontological (hidden variable) model for quantum mechanics is called noncontextual if every ontic (hidden) state determines the probability of the outcomes of every measurement independently of what other measurements are simultaneously performed. Second, an ontological model is noncontextual if any two measurements which are represented by the same self-adjoint operator or, equivalently, which have the same probability distribution of outcomes in every quantum state also have the same…
It has been debated whether protective measurement implies the reality of the wave function. In this paper, I present a new analysis of the relationship between protective measurements and the reality of the wave function. First, I briefly introduce protective measurements and the ontological models framework for them. Second, I give a simple proof of Hardy's theorem in terms of protective measurements. Third, I analyze two suggested $ψ$-epistemic models of a protective measurement. It is shown that although these models can explain the appearance of expectation values of observables in a sing…
We interpret ontological models for finite-dimensional quantum theory as functors from the category of finite-dimensional Hilbert spaces and bounded linear maps to the category of measurable spaces and Markov kernels. This uniformises several earlier results, that we analyse more closely: Pusey, Barrett, and Rudolph's result rules out monoidal functors; Leifer and Maroney's result rules out functors that preserve a duality between states and measurement; Aaronson et al's result rules out functors that adhere to the Schrödinger equation. We also prove that it is possible to have epistemic funct…
We show that a new interpretation of quantum mechanics, in which the notion of event is defined without reference to measurement or observers, allows to construct a quantum general ontology based on systems, states and events. Unlike the Copenhagen interpretation, it does not resort to elements of a classical ontology. The quantum ontology in turn allows us to recognize that a typical behavior of quantum systems exhibits strong emergence and ontological non-reducibility. Such phenomena are not exceptional but natural, and are rooted in the basic mathematical structure of quantum mechanics.
By assuming a deterministic evolution of quantum systems and taking realism into account, we carefully build a hidden variable theory for Quantum Mechanics based on the notion of ontological states proposed by 't Hooft. We view these ontological states as the ones embedded with realism and compare them to the (usual) quantum states that represent superpositions, viewing the latter as mere information of the system they describe. Such a deterministic model puts forward conditions for the applicability of Bell's inequality: the usual inequality cannot be applied to the usual experiments. We buil…
We investigate the relationship between two properties of quantum transformations often studied in popular subtheories of quantum theory: covariance of the Wigner representation of the theory and the existence of a transformation noncontextual ontological model of the theory. We consider subtheories of quantum theory specified by a set of states, measurements and transformations, defined specifying a group of unitaries, that map between states (and measurements) within the subtheory. We show that if there exists a Wigner representation of the subtheory which is covariant under the group of uni…
Ontological theories of quantum mechanics provide a realistic description of single systems by means of well-defined quantities conditioning the measurement outcomes. In order to be complete, they should also fulfil the minimal condition of macroscopic realism. Under the assumption of outcome determinism and for Hilbert space dimension greater than two, they were all proved to be contextual for projective measurements. In the recent years a generalized concept of non-contextuality was introduced that applies also to the case of outcome indeterminism and unsharp measurements. It was pointed out…
This paper reviews the structure of standard quantum mechanics, introducing the basics of the von Neumann-Dirac axiomatic formulation as well as the well-known Copenhagen interpretation. We review also the major conceptual difficulties arising from this theory, first and foremost, the well-known measurement problem. The main aim of this essay is to show the possibility to solve the conundrums affecting quantum mechanics via the methodology provided by the primitive ontology approach. Using Bohmian mechanics as an example, the paper argues for a realist attitude towards quantum theory. In the s…
The complementarity between signaling and randomness in any communicated resource that can simulate singlet statistics is generalized by relaxing the assumption of free will in the choice of measurement settings. We show how to construct an ontological extension for quantum mechanics (QM) through the oblivious embedding of a sound simulation protocol in a Newtonian spacetime. Minkowski or other intermediate spacetimes are ruled out as the locus of the embedding by virtue of hidden influence inequalities. The complementarity transferred from a simulation to the extension unifies a number of res…
The dynamics-from-permutations of classical Ising spins is generalized here for an arbitrarily long chain. This serves as an ontological model with discrete dynamics generated by pairwise exchange interactions defining the unitary update operator. The model incorporates a finite signal velocity and resembles in many aspects a discrete free field theory. We deduce the corresponding Hamiltonian operator and show that it generates an exact terminating Baker-Campbell-Hausdorff formula. Motivation for this study is provided by the Cellular Automaton Interpretation of Quantum Mechanics. We find that…
A phase space mathematical formulation of quantum mechanical processes accompanied by and ontological interpretation is presented in an axiomatic form. The problem of quantum measurement, including that of quantum state filtering, is treated in detail. Unlike standard quantum theory both quantum and classical measuring device can be accommodated by the present approach to solve the quantum measurement problem
A large literature has grown up around the proposed use of 'weak measurements' (i.e., unsharp measurements followed by post-selection) to allegedly provide information about hidden ontological features of quantum systems. This paper attempts to clarify the fact that 'weak measurements' involve strong (projective) measurements on one (pointer) member of an entangled system. The only thing 'weak' about such measurements is that the correlation established via the entanglement does not correspond to eigenstates of the 'weakly measured observable' for the remaining component system(s) subject to t…
Zurek claims to have derived Born's rule noncircularly in the context of an ontological no-collapse interpretation of quantum states, without any "deus ex machina imposition of the symptoms of classicality." After a brief review of Zurek's derivation it is argued that this claim is exaggerated if not wholly unjustified. In order to demonstrate that Born's rule arises noncircularly from deterministically evolving quantum states, it is not sufficient to assume that quantum states are somehow associated with probabilities and then prove that these probabilities are given by Born's rule. One has t…
The paper aims to spell out the relevance of the Berry phase in view of the question what the minimal mathematical structure is that accounts for all observable quantum phenomena. The question is both of conceptual and of ontological interest. While common wisdom tells us that the quantum structure is represented by the structure of the projective Hilbert space, the appropriate structure rich enough to account for the Berry phase is the U(1) bundle over that projective space. The Berry phase is ultimately rooted in the curvature of this quantum bundle, it cannot be traced back to the Hamiltoni…
Physical interpretations of the time-symmetric formulation of quantum mechanics, due to Aharonov, Bergmann, and Lebowitz are discussed in terms of weak values. The most direct, yet somewhat naive, interpretation uses the time-symmetric formulation to assign eigenvalues to unmeasured observables of a system, which results in logical paradoxes, and no clear physical picture. A top-down ontological model is introduced that treats the weak values of observables as physically real during the time between pre- and post-selection (PPS), which avoids these paradoxes. The generally delocalized rank-1 p…
Theories of decoherence come in two flavors---Platonic and Aristotelian. Platonists grant ontological primacy to the concepts and mathematical symbols by which we describe or comprehend the physical world. Aristotelians grant it to the physical world. The significance one attaches to the phenomenon of decoherence depends on the school to which one belongs. The debate about the significance of quantum states has for the most part been carried on between Platonists and Kantians, who advocate an epistemic interpretation, with Aristotelians caught in the crossfire. For the latter, quantum states a…
The presence of contextuality in quantum theory was first highlighted by Bell, Kochen and Specker, who discovered that for quantum systems of three or more dimensions, measurements cannot be viewed as revealing pre-existing properties of the system. More precisely, no model can assign deterministic outcomes to the projectors of a quantum measurement in a way that depends only on the projector and not the context (the full set of projectors) in which it appeared, despite the fact that the Born rule probabilities associated with projectors are independent of the context. A more general, operatio…
Measurement Independence is an assumption used in foundational arguments since the EPR thought experiment in 1935, and assumed in a majority of hidden variable models of QM. In this thesis we review the crucial role of this assumption in several ontological theorems, develop new measurement dependent models having interesting properties, and a protocol for classical simulation of quantum channels using such a model. In particular, a maximally psi-epistemic model is given which is valid for any dimension of Hilbert space(by violating preparation independence assumption).
The ontological model framework provides a rigorous approach to address the question of whether the quantum state is ontic or epistemic. When considering only conventional projective measurements, auxiliary assumptions are always needed to prove the reality of the quantum state in the framework. For example, the Pusey-Barrett-Rudolph theorem is based on an additional preparation independence assumption. In this paper, we give a new proof of psi-ontology in terms of protective measurements in the ontological model framework. The proof does not rely on auxiliary assumptions, and also applies to …
Quantum superposition states are behind many of the curious phenomena exhibited by quantum systems, including Bell non-locality, quantum interference, quantum computational speed-up, and the measurement problem. At the same time, many qualitative properties of quantum superpositions can also be observed in classical probability distributions leading to a suspicion that superpositions may be explicable as probability distributions over less problematic states, that is, a suspicion that superpositions are \emph{epistemic}. Here, it is proved that, for any quantum system of dimension $d>3$, this …
The aim of this essay is to analyze the role of quantum mechanics as an inherent characteristic of life. During the last ten years the problem of the origin of life has become an innovative research subject approached by many authors. The essay is divided in to three parts: the first deals with the problem of life from a philosophical and biological perspective. The second presents the conceptual and methodological basis of the essay which is founded on the Information Theory and the Quantum Theory. This basis is then used, in the third part, to discuss the different arguments and conjectures …
Status of quantum wavefunction is one of the most debated issues in quantum foundations -- whether it corresponds directly to the reality or just represents knowledge or information about some aspect of reality. In this letter we propose a {\it $ψ$-ontology} theorem that excludes a class of ontological explanations where quantum wavefunction is treated as mere information. Our result, unlike the acclaimed Pusey-Barrett-Rudolph's theorem, does not presume the absence of holistic ontological properties for product quantum preparations. At the core of our derivation we utilize the seminal no-go r…
It is argued that quantum theory is best understood as requiring an ontological duality of res extensa and res potentia, where the latter is understood per Heisenberg's original proposal, and the former is roughly equivalent to Descartes' 'extended substance.' However, this is not a dualism of mutually exclusive substances in the classical Cartesian sense, and therefore does not inherit the infamous 'mind-body' problem. Rather, res potentia and res extensa are proposed as mutually implicative ontological extants that serve to explain the key conceptual challenges of quantum theory; in particul…
Constructing an ontology for quantum theory is challenging, in part due to unavoidable measurement back-action. The Aharonov-Albert-Vaidman weak measurement formalism provides a method to predict measurement results (weak values) in a regime where back-action is negligible. The weak value appears analogous to a classical conditional mean and in fact, has a number of features that further suggest it may be interpreted as being related to some underlying ontological model. However, the ontology appears bizarre since the weak values are complex and unbounded. Here, we study weak values in the con…
When it isn't possible to tell two distinct experimental procedures apart purely from their input/output statistics, then it seems a plausible hypothesis that the two procedures must be physically identical. We call such a hypothesis "noncontextuality", an instance of Leibniz's principle of the identity of indiscernibles. Read in the contrapositive, this hypothesis entails that any physical distinctions between two experimental procedures must necessarily lead to a difference in their operational statistics. The results I present in this thesis concern the failure of this hypothesis -- a failu…
First, this article considers the nature of quantum reality (the reality responsible for quantum phenomena) and the concept of realism (our ability to represent this reality) in quantum theory, in conjunction with the roles of locality, causality, and probability and statistics there. Second, it offers two interpretations of quantum mechanics, developed by the authors of this article, the second of which is also a different (from quantum mechanics) theory of quantum phenomena. Both of these interpretations are statistical. The first interpretation, by A. Plotnitsky, "the statistical Copenhagen…
We reply to claims (by Deutsch, Zeh, Brown and Wallace) that the pilot-wave theory of de Broglie and Bohm is really a many-worlds theory with a superfluous configuration appended to one of the worlds. Assuming that pilot-wave theory does contain an ontological pilot wave (a complex-valued field in configuration space), we show that such claims arise from not interpreting pilot-wave theory on its own terms. Specifically, the theory has its own ('subquantum') theory of measurement, and in general describes a 'nonequilibrium' state that violates the Born rule. Furthermore, in realistic models of …
Realism and Ontology in Quantum Mechanics and String Theory
Stockholm University（斯德哥尔摩大学）；Nordita, KTH Royal Institute of Technology and Stockholm University（诺迪塔，皇家理工学院与斯德哥尔摩大学）；Basic Research Community for Physics e.V.（基础物理研究社区协会）
The meaning of the wave function has been a hot topic of debate since the early days of quantum mechanics. Recent years have witnessed a growing interest in this long-standing question. Is the wave function ontic, directly representing a state of reality, or epistemic, merely representing a state of (incomplete) knowledge, or something else? If the wave function is not ontic, then what, if any, is the underlying state of reality? If the wave function is indeed ontic, then exactly what physical state does it represent? In this book, I aim to make sense of the wave function in quantum mechanics …
An overview of the Pondicherry interpretation of quantum mechanics is presented. This interpretation proceeds from the recognition that the fundamental theoretical framework of physics is a probability algorithm, which serves to describe an objective fuzziness (the literal meaning of Heisenberg's term "Unschaerfe," usually mistranslated as "uncertainty") by assigning objective probabilities to the possible outcomes of unperformed measurements. Although it rejects attempts to construe quantum states as evolving ontological states, it arrives at an objective description of the quantum world that…
It has been experimentally confirmed that quantum physical phenomena can violate the Information Bell Inequalities. A violation of the one or the other of these Information Bell Inequalites is equivalent to a violation of local realism meaning that either objectivity or locality, or both, do not hold for the phenomena under investigation. We propose (1) an experimental design for carrying out classical measurements in the absence of ontological complementarity; (2) a rational way to extract epistemologically complementary (pseudocomplementary) data from it; (3) a statistical approach which can…
