For the study of the 2-dimensional space of cubic polynomials, J. Milnor considers the complex 1-dimensional slice S_n of the cubic polynomials which have a super-attracting orbit of period n. He gives in [M4] a detailed conjectural picture of S_n. In this article, we prove these conjectures for S_1 and generalize these results in higher degrees. In particular, this gives a description of the closures of the hyperbolic components and of the Mandelbrot copies sitting in the connectedness locus. We prove that the closure of hyperbolic components is a Jordan curve, the points of which are characterized according to their dynamical behaviour. The global picture of the connectedness locus is a closed disk together with ``limbs'' sprouting off at the cusps of Mandelbrot copies and whose diameter tends to 0 (which corresponds to the Yoccoz inequality in the quadratic case).
[[M4] J. Milnor - On cubic polynomials with periodic critical point, preprint (1991).]
Compact locally maximal hyperbolic sets are studied via geometrically defined functional spaces that take advantage of the smoothness of the map in a neighborhood of the hyperbolic set. This provides a self-contained theory that not only reproduces all the known classical results but gives also new insights on the statistical properties of these systems.
We prove that for any closed manifold of dimension 3 or greater that there is an open set of smooth flows that have a hyperbolic set that is not contained in a locally maximal one. Additionally, we show that the stabilization of the shadowing closure of a hyperbolic set is an intrinsic property for premaximality. Lastly,we review some results due to Anosov that concern premaximality.
We prove that any 3-dimensional singular hyperbolic attractor admits for any Hölder continuous potential $V$ at most one equilibrium state for $V$ among regular measures. We give a condition on $V$ which ensures that no singularity can be an equilibrium state. Thus, for these $V$'s, there exists a unique equilibrium state and it is a regular measure. Applying this for $V\equiv 0$, we show that any 3-dimensional singular hyperbolic attractor admits a unique measure of maximal entropy.
In this paper, we study the number of ergodic measures of maximal entropy for partially hyperbolic diffeomorphisms defined on $3-$torus with compact center leaves. Assuming the existence of a periodic leaf with Morse-Smale dynamics we prove a sharp upper bound for the number of maximal measures in terms of the number of sources and sinks of Morse-Smale dynamics. A well-known class of examples for which our results apply are the so-called Kan-type diffeomorphisms admitting physical measures with intermingled basins.
We show the existence and uniqueness of the maximal entropy probability measure for partially hyperbolic diffeomorphisms which are semi-conjugate to nonuniformly expanding maps. Using the theory of projective metric on cones we then prove exponential decay of correlations for Hölder continuous observables and the central limit theorem for the maximal entropy probability measure. Moreover, for systems derived from solenoid we also prove the statistical stability for the maximal entropy probability measure. Finally, we use such techniques to obtain similar results in a context containing partial…
In this paper we study two properties related to the structure of hyperbolic sets. First we construct new examples answering in the negative the following question posed by Katok and Hasselblatt. Let $Λ$ be a hyperbolic set, and let $V$ be an open neighborhood of $Λ$. Does there exist a locally maximal hyperbolic set $\widetildeΛ$ such that $Λ\subset \widetildeΛ \subset V $? We show that such examples are present in linear anosov diffeomorophisms of $\mathbb{T}^3$, and are therefore robust. Also we construct new examples of sets that are not contained in any locally maximal hyperbolic set. The…
We prove that for a polynomial diffeomorphism of C^2, uniform hyperbolicity on the set of saddle periodic points implies that saddle points are dense in the Julia set. In particular f satisfies Smale's Axiom A on C^2 .
We consider complex Henon maps which are quasi-hyperbolic. We show that a quasi-hyperbolic map is uniformly hyperbolic if and only if there are no tangencies between stable and unstable manifolds.
Livšic theorem asserts that, for Anosov diffeomorphisms/flows, a Lipschitz observable is a coboundary if all its Birkhoff sums on every periodic orbits are equal to zero. The transfer function is then Lipschitz. We prove a positive Livšic theorem which asserts that a Lipschitz observable is bounded from below by a coboundary if and only if all its Birkhoff sums on periodic orbits are non negative. The new result is that the coboundary can be chosen Lipschitz. The map is only assumed to be $C^1$ and hyperbolic, but not necessarily bijective nor transitive. We actually prove our main result in t…
For a class of piecewise hyperbolic maps in two dimensions, we propose a combinatorial definition of topological entropy by counting the maximal, open, connected components of the phase space on which iterates of the map are smooth. We prove that this quantity dominates the measure theoretic entropies of all invariant probability measures of the system, and then construct an invariant measure whose entropy equals the proposed topological entropy. We prove that our measure is the unique measure of maximal entropy, that it is ergodic, gives positive measure to every open set, and has exponential…
We establish two results under which the topology of a hyperbolic set constrains ambient dynamics. First if a set is a compact, transitive, expanding hyperbolic attractor of codimension 1 for some diffeomorphism, then it is a union of transitive, expanding attractors (or contracting repellers) of codimension 1 for any diffeomorphism such that it is hyperbolic. Secondly, if a set is a nonwandering, locally maximal, compact hyperbolic set for a surface diffeomorphism, then it is locally maximal for any diffeomorphism for which it is hyperbolic.
We introduce a Riemannian metric on certain hyperbolic components in the moduli space of degree $d \ge 2$ polynomials. Our metric is constructed by considering the measure-theoretic entropy of a polynomial with respect to some equilibrium state. As applications, we show that the Hausdorff dimension function has no local maximum on such hyperbolic components. We also give a sufficient condition for a point not being a critical point of the Hausdorff dimension function.
Let f be an infinitely-renormalizable quadratic polynomial and J_\infty be the intersection of forward orbits of "small" Julia sets of simple renormalizations of f. We prove that J_\infty contains no hyperbolic sets.
We consider some nonuniformly hyperbolic invertible dynamical systems which are modeled by a Gibbs-Markov-Young tower. We assume a polynomial tail for the inducing time and a polynomial control of hyperbolicity, as introduced by Alves, Pinheiro and Azevedo. These systems admit a physical measure with polynomial rate of mixing. In this paper we prove that the distribution of the number of visits to a ball B(x, r) converges to a Poisson distribution as the radius r $\to$ 0 and after suitable normalization.
We establish necessary and sufficient conditions for the realization of mapping schemata as post-critically finite polynomials, or more generally, as post-critically finite polynomial maps from a finite union of copies of the complex numbers {\bf C} to itself which have degree two or more in each copy. As a consequence of these results we prove a transitivity relation between hyperbolic components in parameter space which was conjectured by Milnor.
We prove that if the multipliers of the repelling periodic orbits of a complex polynomial grow at least like $n^{5 + ε}$, for some $ε> 0$, then the Julia set of the polynomial is locally connected when it is connected. As a consequence for a polynomial the presence of a Cremer cycle implies the presence of a sequence of repelling periodic orbits with "small" multipliers. Somehow surprinsingly the proof is based in measure theorical considerations.
It is well known that for $a>4$, the dynamical behaviors of the logistic map $f_a(x)=ax(1-x)$ on the maximal invariant compact set are "simple" which could be clearly explained by the theories of hyperbolic dynamics and symbolic dynamics. Is it possible that similar phenomena could be observed in general real polynomial maps? In this paper, we study this problem by investigating the real polynomial map $f_a(x)=ag(x)$, where $a$ is a parameter, and $g$ is a real-coefficient polynomial, which has at least two different real zeros or only one real zero.
We provide examples of transitive partially hyperbolic dynamics (specific but paradigmatic examples of homoclinic classes) which blend different types of hyperbolicity in the one-dimensional center direction. These homoclinic classes have two disjoint parts: an "exposed" piece which is poorly homoclinically related with the rest and a "core" with rich homoclinic relations. There is an associated natural division of the space of ergodic measures which are either supported on the exposed piece or on the core. We describe the topology of these two parts and show that they glue along nonhyperbolic…
We look at the maximal entropy (MME) measure of the boundaries of connected components of the Fatou set of a rational map of degree greater than or equal to 2. We show that if there are infinitely many Fatou components, and if either the Julia set is disconnected or the map is hyperbolic, then there can be at most one Fatou component whose boundary has positive MME measure. We also replace hyperbolicity by the more general hypothesis of geometric finiteness.
We characterize the maximal entropy measures of partially hyperbolic C^2 diffeomorphisms whose center foliations form circle bundles, by means of suitable finite sets of saddle points, that we call skeletons. In the special case of 3-dimensional nilmanifolds other than the torus, this entails the following dichotomy: either the diffeomorphism is a rotation extension of an Anosov diffeomorphism -- in which case there is a unique maximal measure, with full support and zero center Lyapunov exponents -- or there exist exactly two ergodic maximal measures, both hyperbolic and whose center Lyapunov …
We study the dynamics of unipotent flows on frame bundles of hyperbolic manifolds of infinite volume. We prove that they are topologi-cally transitive, and that the natural invariant measure, the so-called " Burger-Roblin measure ", is ergodic, as soon as the geodesic flow admits a finite measure of maximal entropy, and this entropy is strictly greater than the codi-mension of the unipotent flow inside the maximal unipotent flow. The latter result generalises a Theorem of Mohammadi and Oh.
Gouezel and Sarig introduced operator renewal theory as a method to prove sharp results on polynomial decay of correlations for certain classes of nonuniformly expanding maps. In this paper, we apply the method to planar dispersing billiards and multidimensional nonMarkovian intermittent maps.
We consider polynomial maps $f:\C\to\C$ of degree $d\ge 2$, or more generally polynomial maps from a finite union of copies of $\C$ to itself which have degree two or more on each copy. In any space $\p^{S}$ of suitably normalized maps of this type, the post-critically bounded maps form a compact subset $\cl^{S}$ called the connectedness locus, and the hyperbolic maps in $\cl^{S}$ form an open set $\hl^{S}$ called the hyperbolic connectedness locus. The various connected components $H_α\subset \hl^{S}$ are called hyperbolic components. It is shown that each hyperbolic component is a topologica…
Consider polynomial maps $f:\C\to\C$ of degree $d\ge 2$, or more generally polynomial maps from a finite union of copies of $\C$ to itself. In the space of suitably normalized maps of this type, the hyperbolic maps form an open set called the hyperbolic locus. The various connected components of this hyperbolic locus are called hyperbolic components, and those hyperbolic components with compact closure (or equivalently those contained in the "connectedness locus") are called bounded hyperbolic components. It is shown that each bounded hyperbolic component is a topological cell containing a uni…
Let K be a complete ultrametric field. We give lower and upper bounds for the size of linearization discs for power series over K near hyperbolic fixed points. These estimates are maximal in the sense that there exist examples where these estimates give the exact size of the corresponding linearization disc. In particular, at repelling fixed points, the linearization disc is equal to the maximal disc on which the power series is injective.
We give a short proof of the unique ergodicity of the strong stable foliation of the geodesic flow on the frame bundle of a hyperbolic manifold admitting a finite measure of maximal entropy. Equivalently, let G = S0o(n, 1), $Γ$ \textless{} G be a discrete subgroup of G, and G = N AK the Iwasawa decomposition of G. If the geodesic flow on $Γ$\G admits a finite measure of maximal entropy, we prove that the action of N on $Γ$\G by right multiplication admits a unique invariant measure supported on points whose A-orbit does not diverge.
Let f be a dominant rational map of P^k such that there exists s <k, with lambda_s(f)>lambda_l(f) for all l. Under mild hypotheses, we show that, for A outside a pluripolar set of the group of automorphisms of P^k, the map f o A admits a hyperbolic measure of maximal entropy log(lambda_s(f)) with explicit bounds on the Lyapunov exponents. In particular, the result is true for polynomial maps hence for the homogeneous extension of f to P^{k+1}. This provides many examples where non uniform hyperbolic dynamics is established. One of the key tools is to approximate the graph of a meromorphic func…
We prove that uniform hyperbolicity is invariant under topological conjugacy for dissipative polynomial automorphisms of C^2. Along the way we also show that a sufficient condition for hyperbolicity is that local stable and unstable manifolds of saddle points have uniform geometry.
In the space of cubic polynomials, Milnor defined a notable curve $\mathcal S_p$, consisting of cubic polynomials with a periodic critical point, whose period is exactly $p$. In this paper, we show that for any integer $p\geq 1$, any bounded hyperbolic component on $\mathcal{S}_p$ is a Jordan disk.
We show that the group of conformal homeomorphisms of the boundary of a rank one symmetric space (except the hyperbolic plane) of noncompact type acts as a maximal convergence group. Moreover, we show that any family of uniformly quasiconformal homeomorphisms has the convergence property. Our theorems generalize results of Gehring and Martin in the real hyperbolic case for Möbius groups. As a consequence, this shows that the maximal convergence subgroups of the group of self homeomorphisms of the $d$-sphere are not unique up to conjugacy. Finally, we discuss some implications of maximality.
We develop a general theory of transport barriers for three-dimensional unsteady flows with arbitrary time-dependence. The barriers are obtained as two-dimensional Lagrangian Coherent Structures (LCSs) that create locally maximal deformation. Along hyperbolic LCSs, this deformation is induced by locally maximal normal repulsion or attraction. Along shear LCSs, the deformation is created by locally maximal tangential shear. Hyperbolic LCSs, therefore, play the role of generalized stable and unstable manifolds, while closed shear LCSs (elliptic LCSs) act as generalized KAM tori or KAM-type cylin…
