Ioan Bejenaru, Daniel Tataru
We consider the Derivative NLS equation with general quadratic nonlinearities. In \cite{be2} the first author has proved a sharp small data local well-posedness result in Sobolev spaces with a decay structure at infinity in dimension $n = 2$. Here we prove a similar result for large initial data in all dimensions $n \geq 2$.
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We consider the derivative NLS equation in one spatial dimension, which is known to be completely integrable. We prove that the orbits of $L^2$ bounded and equicontinuous sets of initial data remain bounded and equicontinuous, not only under this flow, but under the entire hierarchy. This allows us to remove the small-data restriction from prior conservation laws and global well-posedness results.
We consider the Cauchy problem for the (derivative) nonlocal NLS in super-critical function spaces $E^s_σ$ for which the norms are defined by $$ \|f\|_{E^s_σ} = \|\langleξ\rangle^σ2^{s|ξ|}\hat{f}(ξ)\|_{L^2}, \ s<0, \ σ\in \mathbb{R}. $$ Any Sobolev space $H^{r}$ is a subspace of $E^s_σ$, i.e., $H^r \subset E^s_σ$ for any $ r,σ\in \mathbb{R}$ and $s<0$. Let $s<0$ and $σ>-1/2$ ($σ>0$) for the nonlocal NLS (for the nonlocal derivative NLS). We show the global existence and uniqueness of the solutions if the initial data belong to $E^s_σ$ and their Fourier transforms are supported in $(0, \infty)$…
We prove the existence of global solutions to the DNLS equation with initial data in a large subset of $H^2(\mathbb R)\cap H^{1,1}(\mathbb R)$ containing a neighborhood of all solitons. We use the inverse scattering transform method, which was recently developed by D. Pelinovsky and Y. Shimabukuro, and an auto-Bäcklund transform in order to include solitons.
We show that the 1d derivative nonlinear Schrödinger equation (\ref{equ}) is globally well-posed in $H^s(\mathbb{R})$ for $s\geq 1/2$. We use the linear-nonlinear decomposition method to take advantage of the local smoothing effect of the nonlinearity, which enables us to establish a refined version of the almost conservation law. Note that $H^{1/2}$ is the endpoint that we have uniform continuous for the solution map and hence our result is sharp.
We study the periodic cubic derivative non-linear Schrödinger equation (dNLS) and the (focussing) quintic non-linear Schrödinger equation (NLS). These are both $L^2$ critical dispersive models, which exhibit threshold type behavior, when posed on the line ${\mathbb R}$. We describe the (three parameter) family of non-vanishing bell-shaped solutions for the periodic problem, in closed form. The main objective of the paper is to study their stability with respect to co-periodic perturbations. We analyze these waves for stability in the framework of the cubic DNLS. We provide a criteria for stabi…
We address existence of global solutions to the derivative nonlinear Schrödinger (DNLS) equation without the small-norm assumption. By using the inverse scattering transform method without eigenvalues and resonances, we construct a unique global solution in $H^2(\mathbb{R}) \cap H^{1,1}(\mathbb{R})$ which is also Lipschitz continuous with respect to the initial data. Compared to the existing literature on the spectral problem for the DNLS equation, the corresponding Riemann--Hilbert problem is defined in the complex plane with the jump on the real line.
Small-data $L^2$ theory for the intermediate NLS and the Calogero--Moser derivative NLS
本文对包含中间型NLS与Calogero–Moser导数NLS的一类方程，基于Ozawa和Tsutsumi的双线性Strichartz估计，证明了$L^2$下的小数据整体适定性及特定条件下的散射结果，且不依赖方程可积性。
Global $H^2$-solutions for the generalized derivative NLS on $\mathbb{T}$
本文通过提取问题项并构造合适能量，结合分部积分与方程本身消去困难项，证明了一维环面上广义导数非线性薛定谔方程柯西问题的全局 $H^2$ 解存在性，回答了 Ambrose 和 Simpson 提出的公开问题。
Zero dispersion limit of the Calogero-Moser derivative NLS equation
本文研究Calogero-Moser导数NLS方程的零色散极限，通过显式公式刻画极限解，结合无粘Burgers-Hopf方程多值解分支识别该解，并证明其满足最大值原理。
Global solution and asymptotic behavior for the kinetic derivative NLS on $\mathbb R$
本文研究实数轴上KDNLS方程的整体适定性与长期行为，通过能量方法和频率局部化规范变换，建立了加权Sobolev空间中小初值解的整体存在性、最优衰减及修正散射的精确渐近轮廓。
The periodic DNLS gauge is an anticipative map with singular generator which revealed crucial in the study of the periodic derivative NLS. We prove quasi-invariance of the Gaussian measure on $L^2(\T)$ with covariance $[1+(-\D)^{s}]^{-1}$ under these transformations for any $s>\frac12$. This extends previous achievements by Nahmod, Ray-Bellet, Sheffield and Staffilani (2011) and Genovese, Lucà and Valeri (2018), who proved the result for integer values of the regularity parameter $s$.
In this paper we construct an invariant weighted Wiener measure associated to the periodic derivative nonlinear Schrödinger equation in one dimension and establish global well-posedness for data living in its support. In particular almost surely for data in a Fourier-Lebesgue space ${\mathcal F}L^{s,r}(\T)$ with $s \ge \frac{1}{2}$, $2 < r < 4$, $(s-1)r <-1$ and scaling like $H^{\frac{1}{2}-ε}(\T),$ for small $ε>0$. We also show the invariance of this measure.
We extend the global existence result for the derivative NLS equation to the case when the initial datum includes a finite number of solitons. This is achieved by an application of the Bäcklund transformation that removes a finite number of zeros of the scattering coefficient. By means of this transformation, the Riemann--Hilbert problem for meromorphic functions can be formulated as the one for analytic functions, the solvability of which was obtained recently.
We consider the Kawahara model and two fourth order semi-linear Schrödinger equations in any spatial dimension. We construct the corresponding normalized ground states, which we rigorously show to be spectrally stable. For the Kawahara model, our results provide a significant extension in parameter space of the current rigorous results. At the same time, we verify and clarify recent numerical simulations of the stability of these solitons. For the fourth order NLS models, we improve upon recent results on stability of very special, explicit solutions in the one dimensional case. Our multidimen…
In a case study for integrable PDEs, we construct real analytic, canonical coordinates for the defocusing NLS equation on the circle, specifically taylored towards the needs in perturbation theory. They are defined in neighbourhoods of families of finite dimensional invariant tori and are shown to satisfy together with their derivatives tame estimates. When expressed in these coordinates, the dNLS Hamiltonian is in normal form up to order three.
On the nonexistence of NLS breathers
本文利用位力泛函，仅凭内部能量与非线性幂次严格证明 NLS 呼吸子解不存在，并将结论推广到导数型、对数型等多种 NLS 模型。
Local and global well-posedness for the kinetic derivative NLS on $\mathbb{R}$
本文研究了 $\mathbb{R}$ 上动能导数非线性薛定谔方程的局部和全局适定性，通过能量方法和配位变换分析了不同 β 值下的解行为，并证明了耗散情况下解的全局存在性。
For nonlinear dispersive systems, the nonlinear Schrödinger (NLS) equation can usually be derived as a formal approximation equation describing slow spatial and temporal modulations of the envelope of a spatially and temporally oscillating underlying carrier wave. Here, we justify the NLS approximation for a whole class of quasilinear dispersive systems, which also includes toy models for the waterwave problem. This is the first time that this is done for systems, where a quasilinear quadratic term is allowed to effectively lose more than one derivative. With effective loss we here mean the lo…
We consider the periodic standing waves in the derivative nonlinear Schrodinger (DNLS) equation arising in plasma physics. By using a newly developed algebraic method with two eigenvalues, we classify all periodic standing waves in terms of eight eigenvalues of the Kaup-Newell spectral problem located at the end points of the spectral bands outside the real line. The analytical work is complemented with the numerical approximation of the spectral bands, this enables us to fully characterize the modulational instability of the periodic standing waves in the DNLS equation.
We propose integrable discretizations of derivative nonlinear Schroedinger (DNLS) equations such as the Kaup-Newell equation, the Chen-Lee-Liu equation and the Gerdjikov-Ivanov equation by constructing Lax pairs. The discrete DNLS systems admit the reduction of complex conjugation between two dependent variables and possess bi-Hamiltonian structure. Through transformations of variables and reductions, we obtain novel integrable discretizations of the nonlinear Schroedinger (NLS), modified KdV (mKdV), mixed NLS, matrix NLS, matrix KdV, matrix mKdV, coupled NLS, coupled Hirota, coupled Sasa-Sats…
In this paper we study the asymptotic behavior of a quadratic Schrödinger equation with electromagnetic potentials. We prove that small solutions scatter. The proof builds on earlier work of the author for quadratic NLS with a non magnetic potential. The main novelty is the use of various smoothing estimates for the linear Schrödinger flow in place of boundedness of wave operators to deal with the loss of derivative. As a byproduct of the proof we obtain boundedness of the wave operator of the linear electromagnetic Schrödinger equation on an $L^2$ weighted space for small potentials, as well …
The derivative nonlinear Schrodinger (DNLS) equation is the canonical model for dynamics of nonlinear waves in plasma physics and optics. We study exact solutions describing rogue waves on the background of periodic standing waves in the DNLS equation. We show that the space-time localization of a rogue wave is only possible if the periodic standing wave is modulationally unstable. If the periodic standing wave is modulationally stable, the rogue wave solutions degenerate into algebraic solitons propagating along the background and interacting with the periodic standing waves. Maximal amplitud…
We refine and develop the inverse scattering theory on a lattice in such a way that the Ablowitz-Ladik lattice and derivative NLS lattices as well as their matrix analogs can be solved in a unified way. The inverse scattering method for the (matrix analog of the) Ablowitz-Ladik lattice is simplified to the same level as that for the continuous NLS system. Using the linear eigenfunctions of the Lax pair for the Ablowitz-Ladik lattice, we can construct solutions of the derivative NLS lattices such as the discrete Gerdjikov-Ivanov (also known as Ablowitz-Ramani-Segur) system and the discrete Kaup…
We consider the Nonlinear Schrödinger (NLS) equation and prove that the Gaussian measure with covariance $(1-\partial_x^2)^{-α}$ on $L^2(\mathbf T)$ is quasi-invariant for the associated flow for $α>1/2$. This is sharp and improves a previous result obtained in \cite{OTT} where the values $α>3/4$ were obtained. Also, our method is completely different and simpler, it is based on an explicit formula for the Radon-Nikodym derivative. We obtain an explicit formula for this latter in the same spirit as in \cite{Cruz1} and \cite{Cruz2}. The arguments are general and can be used to other Hamiltonian…
In this paper we study the cubic fractional nonlinear Schrodinger equation (NLS) on the torus and on the real line. Combining the normal form and the restricted norm methods we prove that the nonlinear part of the solution is smoother than the initial data. Our method applies to both focusing and defocusing nonlinearities. In the case of full dispersion (NLS) and on the torus, the gain is a full derivative, while on the real line we get a derivative smoothing with an $ε$ loss. Our result lowers the regularity requirement of a recent theorem of Kappeler et al. on the periodic defocusing cubic N…
Well-posedness in $L^2$ for nonlocal NLS in the full subcritical range of symbol growth
本文研究了一类非局部非线性Schrödinger方程在直线上的适定性，其非线性由具有亚临界高频增长的傅里叶乘子给出，证明了在L^2(R)中全尺度亚临界范围内的局部适定性。
Traveling periodic waves and breathers in the nonlocal derivative NLS equation
本文研究非局部导数NLS方程，证明散焦与聚焦版本非零常数背景的稳定性，用Hirota双线性方法刻画行波周期波并构造呼吸子，给出含N个孤立波的一般呼吸子闭合行列式解。
We prove that there exist potentials so that near them the focusing non-linear Schrödinger equation does not admit local Birkhoff coordinates. The proof is based on the construction of a local normal form of the linearization of the equation at such potentials.
We investigate the existence of ground states for the focusing subcritical NLS energy on metric graphs with localized nonlinearities. In particular, we find two thresholds on the measure of the region where the nonlinearity is localized that imply, respectively, existence or nonexistence of ground states. In order to obtain these results we adapt to the context of metric graphs some classical techniques from the Calculus of Variations.
In this paper we prove local well-posedness of a space-time fractional generalization of the nonlinear Schrödinger equation with a power-type nonlinearity. The linear equation coincides with a model proposed by Naber, and displays a nonlocal behavior both in space and time which accounts for long-range interactions and a so-called memory effect. Because of a loss of derivatives produced by the latter and the lack of semigroup structure of the solution operator, we employ a strategy of proof based on exploiting some smoothing effect similar to that used by Kenig, Ponce and Vega for the KdV equa…
We consider the cubic Nonlinear Schroedinger Equation (NLS) in one space dimension, either focusing or defocusing. We prove that the solutions satisfy a-priori local in time Hs bounds in terms of the Hs size of the initial data for s >=-1/4 . This improves earlier results of Christ-Colliander-Tao [2] and of the authors [12]. The new ingredients are a localization in space and local energy decay, which we hope to be of independent interest.
The Second Picard iteration of NLS on the $2d$ sphere does not regularize Gaussian random initial data
研究二维球面上Wick有序三次NLS，证明第二次Picard迭代不提升高斯随机初始数据的Sobolev正则性，与环面情形形成对比，归因于大圆上的集中现象。
Consider a branch of unstable solitons of NLS whose linearized operators have one pair of simple real eigenvalues in addition to the zero eigenvalue. Under radial symmetry and standard assumptions, solutions to initial data from a neighbourhood of the branch either converge to a soliton, or exit a larger neighbourhood of the branch transversally. The qualitative dynamic near a branch of unstable solitons is irrespective of whether blowup eventually occurs, which has practical implications for the description of blowup of NLS with supercritical nonlinearity.
Global well-posedness of the NLS hierarchy with nonzero boundary condition
针对具非零边界条件的NLS层级，证明高正则初始数据的整体适定性，通过递推关系定义方程并在加权Sobolev空间建立局部适定性，利用守恒能量全局化解。
In this paper, we characterize a family of solitary waves for NLS with derivative (DNLS) by the structue analysis and the variational argument. Since (DNLS) doesn't enjoy the Galilean invariance any more, the structure analysis here is closely related with the nontrivial momentum and shows the equivalence of nontrivial solutions between the quasilinear and the semilinear equations. Firstly, for the subcritical parameters $4ω>c^2$ and the critical parameters $4ω=c^2, c>0$, we show the existence and uniqueness of the solitary waves for (DNLS), up to the phase rotation and spatial translation sym…
The paper aims at giving a first insight on the existence/nonexistence of ground states for the $L^2$-critical NLS equation on metric graphs with localized nonlinearity. In particular, we focus on the tadpole graph, which, albeit being a toy model, allows to point out some specific features of the problem, whose understanding will be useful for future investigations.
A New Approach to Solving Singularly Perturbed NLS at Local Potential Maxima
本文针对具有局部势极大值、满足Berestycki-Lions条件的奇异摄动NLS方程，提出通过推导梯度范数精细下界来求解的新方法。
Infinitely many normalized solutions of $L^2$-supercritical NLS equations on noncompact metric graphs with localized nonlinearities
该研究针对带局部非线性的非紧度量图上的非线性薛定谔方程，在$L^2$-超临界 regime 下证明了对任意给定质量都存在无穷多归一化解，拓展了相关方程解的存在性结论。
We investigate the existence of multiple bound states of prescribed mass for the nonlinear Schrödinger equation on a noncompact metric graph. The main feature is that the nonlinearity is localized only in a compact part of the graph. Our main result states that for every integer k, the equation possesses at least k solutions of prescribed mass, provided that the mass is large enough. These solutions arise as constrained critical points of the NLS energy functional. Estimates for the energy of the solutions are also established.
In this paper we prove the existence of an invariant measure for the cubic NLS $$i\partial_t u + \bigtriangleup u - |u|^2 u = 0$$ on the real line in the sense that we prove the existence of a measure $ρ$ supported by non-localised functions such that there exists random variables $X(t)$ whose laws are $ρ$ (thus independent of $t$) and such that $t\mapsto X(t)$ is a solution to the cubic NLS. Our strategy for the proof is inspired by \cite{burqtzv} and relies on the application of Prokhorov and Skorokhod Theorems to a sequence of measures which are invariant under some approximating flows, as …
We study the nonlinear Schrödinger equation (NLS) with the quadratic nonlinearity $|u|^2$, posed on the two-dimensional torus $\mathbb{T}^2$. While the relevant $L^3$-Strichartz estimate is known only with a derivative loss, we prove local well-posedness of the quadratic NLS in $L^2(\mathbb{T}^2)$, thus resolving an open problem of thirty years since Bourgain (1993). In view of ill-posedness in negative Sobolev spaces, this result is sharp. We establish a crucial bilinear estimate by separately studying the non-resonant and nearly resonant cases. As a corollary, we obtain a tri-linear version …
Finite-time blow-up for the Calogero--Sutherland derivative NLS on $\mathbb{T}$
通过非微扰方法构造了聚焦Calogero-Sutherland导数NLS在环面上具有L^2质量1<||u0||^2<2的显式光滑有限时间爆破解，并描述了爆破动力学和弱极限。
The Fourier transforms of the products of two respectively three solutions of the free Schroedinger equation in one space dimension are estimated in mixed and, in the first case weighted, L^p - norms. Inserted into an appropriate variant of the Fourier restriction norm method, these estimates serve to prove local well-posedness of the Cauchy problem for the cubic nonlinear Schroedinger (NLS) equation with data u_0 in the function space ^L^r:=^H^r_0, where for s \in R the spaces ^H^r_s are defined by the norms ||u_0||_{^H^r_s}:=||^u_0||_{L^r'_ξ}, 1/r + 1/r'=1. Similar arguments, combined with a…
We prove local in time well-posedness for a large class of quasilinear Hamiltonian, or parity preserving, Schrödinger equations on the circle. After a paralinearization of the equation, we perform several paradifferential changes of coordinates in order to transform the system into a paradifferential one with symbols which, at the positive order, are constant and purely imaginary. This allows to obtain a priori energy estimates on the Sobolev norms of the solutions.
Compared with macroscopic conservation law for the solution of the derivative nonlinear Schrödingger equation (DNLS) with small mass in \cite{KlausS:DNLS}, we show the corresponding microscopic conservation laws for the Schwartz solutions of DNLS with small mass. The new ingredient is to make use of the logarithmic perturbation determinant introduced in \cite{Rybkin:KdV:Cons Law, Simon:Trace} to show one-parameter family of microscopic conservation laws of the $A(κ)$ flow and the DNLS flow, which is motivated by \cite{HKV:NLS,KV:KdV:AnnMath,KVZ:KdV:GAFA}.
Remark on the local well-posedness for NLS with the modulated dispersion
本文在任意空间维数下，利用Young积分理论和基于除数计数的多线性估计，证明了具有调制色散和幂型非线性的非线性薛定谔方程的局部适定性，推广了Chouk-Gubinelli的已有结果。
We prove new local and global well-posedness results for the cubic one-dimensional nonlinear Schrödinger equation in modulation spaces. Local results are obtained via multilinear interpolation. Global results are proven using conserved quantities based on the complete integrability of the equation, persistence of regularity, and by separating off the time evolution of finitely many Picard iterates.
Normalized solutions of $L^2$-supercritical NLS equations on noncompact metric graphs with localized nonlinearities
本文针对非紧度量图上带局部非线性项的NLS方程，在$L^2$超临界情形下证明了任意给定质量的规范化解存在，所用方法可推广至更一般方程。
The nonlinear Schrödinger equations with nonlinearities $|u|^{2k}u$ on the $d$-dimensional torus are considered for arbitrary positive integers $k$ and $d$. The solution of the Cauchy problem is shown to be unique in the class $C_tH^s_x$ for a certain range of scale-subcritical regularities $s$, which is almost optimal in the case $d\geq 4$ or $k\geq 2$. The proof is based on various multilinear estimates and the infinite normal form reduction argument.
Strichartz Estimates and Small-Mass Global Well-Posedness for the Periodic Quintic NLS in 1D
本文通过建立新的无导数损失的$L^6_{t,x}$ Strichartz估计，结合$I$-方法，证明了周期五次非线性薛定谔方程在$H^s(\mathbb{T})$ ($s>0$)中的小质量全局适定性。
Global well-posedness for intermediate NLS with nonvanishing conditions at infinity
本文在Zhidkov型空间中建立了广义中间非线性薛定谔方程的局部和全局适定性，并严格证明了深水极限下解收敛到广义Calogero-Moser导数NLS方程。
Existence, Uniqueness and Asymptotic Dynamics of Nonlinear Schrödinger Equations With Quasi-Periodic Initial Data: II. The Derivative NLS
本文研究导数非线性薛定谔方程在准周期初始数据下的存在性、唯一性及渐进行为，证明在弱非线性设定下，非线性解渐近收敛于线性解。
This paper studies the quintic nonlinear Schrödinger equation on $\mathbb{R}^d$ with randomized initial data below the critical regularity $H^{\frac{d-1}{2}}$. The main result is a proof of almost sure local well-posedness given a Wiener Randomization of the data in $H^s$ for $s \in (\frac{d-2}{2}, \frac{d-1}{2})$. The argument further develops the techniques introduced in the work of Á. Bényi, T. Oh and O. Pocovnicu on the cubic problem. The paper concludes with a condition for almost sure global well-posedness.
We systematically report a rigorous theory of the inverse scattering transforms (ISTs) for the derivative nonlinear Schrodinger (DNLS) equation with both zero boundary condition (ZBC)/non-zero boundary conditions (NZBCs) at infinity and double poles of analytical scattering coefficients. The scattering theories for both ZBC and NZBCs are addressed. The direct problem establishes the analyticity, symmetries and asymptotic behavior of the Jost solutions and scattering matrix, and properties of discrete spectra. The inverse problems are formulated and solved with the aid of the matrix Riemann-Hil…
The Cauchy- and periodic boundary value problem for the nonlinear Schroedinger equations in $n$ space dimensions [u_t - iΔu = (\nabla \bar{u})^β, |β|=m \ge 2, u(0)=u_0 \in H^{s+1}_x] is shown to be locally well posed for $s > s_c := \frac{n}{2} - \frac{1}{m-1}$, $s \ge 0$. In the special case of space dimension $n=1$ a global $L^2$-result is obtained for NLS with the nonlinearity $N(u)= \partial_x (\bar{u} ^2)$. The proof uses the Fourier restriction norm method.
In this paper, we consider the cubic fourth-order nonlinear Schrödinger equation (4NLS) under the periodic boundary condition. We prove two results. One is the local well-posedness in $H^s$ with $-1/3 \le s < 0$ for the Cauchy problem of the Wick ordered 4NLS. The other one is the non-squeezing property for the flow map of 4NLS in the symplectic phase space $L^2(\mathbb{T})$. To prove the former we used the ideas introduced in [Takaoka and Tsutsumi 2004] and [Nakanish et al 2010], and to prove the latter we used the ideas in [Colliander et al 2005].
We study the interaction of (slowly modulated) high frequency waves for multi-dimensional nonlinear Schrodinger equations with gauge invariant power-law nonlinearities and non-local perturbations. The model includes the Davey--Stewartson system in its elliptic-elliptic and hyperbolic-elliptic variant. Our analysis reveals a new localization phenomenon for non-local perturbations in the high frequency regime and allows us to infer strong instability results on the Cauchy problem in negative order Sobolev spaces, where we prove norm inflation with infinite loss of regularity by a constructive ap…
Fefferman--Stein-type estimates and fractional NLS in Fourier Sobolev spaces
研究一维分数阶非线性薛定谔方程在傅里叶 - 索伯列夫空间的适定性，通过证明费弗曼 - 斯坦型估计，利用其不等式及推广，克服导数损失困难，得出大数据局部和小数据全局适定性结果。
Combining the usual energy functional with a higher-order conserved quantity originating from integrability theory, we show that the black soliton is a local minimizer of a quantity that is conserved along the flow of the cubic defocusing NLS equation in one space dimension. This unconstrained variational characterization gives an elementary proof of the orbital stability of the black soliton with respect to perturbations in $H^2(\mathbb{R})$.
In this article we study the asymptotic behavior of a quadratic NLS equation with small, time-dependent potential and small spatially localized initial data. We prove global existence and scattering of solutions. The two main ingredients of the proof are the space-time resonance method and the boundedness of wave operators for the linear Schrödinger equation with potential.
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