In an interesting note, E.M. Stein observed some 20 years ago that while the Kohn Laplacian $\square_b$ on functions is neither locally solvable nor (analytic) hypoelliptic, the addition of a non-zero complex constant reversed these conclusions at least on the Heisenberg group, and Kwon reproved and generalized this result using the method of concatenations. Recently Hanges and Cordaro have studied this situation on the Heisenberg group in detail. Here we give a purely $L^2$ proof of Stein's result using the author's now classical construction of $(T^p)_ϕ= ϕT^p +...,$ where $T$ is the 'missing direction' on the Heisenberg group.
The global and semi-global analytic hypoellipticity on the torus is proved for two classes of sums of squares operators, introduced in "Analytic Hypoellipticity for Sums of Squares and the Treves Conjecture" by P. Albano and A. Bove and M. Mughetti, and in "Analytic Hypoellipticity for Sums of Squares and the Treves Conjecture. II" by A. Bove and M. Mughetti, satisfying the Hörmander condition and which fail to be neither locally nor microlocally analytic hypoelliptic.
On $T \times G$, where $T$ is a compact real-analytic manifold and $G$ is a compact Lie group, we consider differential operators $P$ which are invariant by left translations on $G$ and are elliptic in $T$. Under a mild technical condition, we prove that global hypoellipticity of $P$ implies its global analytic-hypoellipticity (actually Gevrey of any order $s \geq 1$). We also study the connection between the latter property and the notion of global analytic (resp. Gevrey) solvability, but in a much more general setup.
We prove a couple of results concerning pseudodifferential perturbations of differential operators being sums of squares of vector fields and satisfying Hörmander's condition. The first is on the minimal Gevrey regularity: if a sum of squares with analytic coefficients is perturbed with a pseudodifferential operator of order strictly less than its subelliptic index it still has the Gevrey minimal regularity. We also prove a statement concerning real analytic hypoellipticity for the same type of pseudodifferential perturbations, provided the operator satisfies to some extra conditions (see Theo…
We consider a second order operator with analytic coefficients whose principal symbol vanishes exactly to order two on a symplectic real analytic manifold. We assume that the first (non degenerate) eigenvalue vanishes on a symplectic submanifold of the characteristic manifold. In the $C^\infty$ framework this situation would mean a loss of 3/2 derivatives. We prove that this operator is analytic hypoelliptic. The main tool is the FBI transform. A case in which $C^\infty$ hypoellipticity fails is also discussed.
In this paper, we present necessary and sufficient conditions to have global analytic hypoellipticity for a class of first-order operators defined on $\mathbb{T}^1 \times \mathbb{S}^3$. In the case of real-valued coefficients, we prove that an operator in this class is conjugated to a constant-coefficient operator satisfying a Diophantine condition, and that such conjugation preserves the global analytic hypoellipticity. In the case where the imaginary part of the coefficients is non-zero, we show that the operator is globally analytic hypoelliptic if the Nirenberg-Treves condition ($\mathcal{…
We consider an operator $ P $ which is a sum of squares of vector fields with analytic coefficients. The operator has a non-symplectic characteristic manifold, but the rank of the symplectic form $ σ$ is not constant on $ \Char P $. Moreover the Hamilton foliation of the non symplectic stratum of the Poisson-Treves stratification for $ P $ consists of closed curves in a ring-shaped open set around the origin. We prove that then $ P $ is analytic hypoelliptic on that open set. And we note explicitly that the local Gevrey hypoellipticity for $ P $ is $ G^{k+1} $ and that this is sharp.
We give a semiclassical analysis of a nonlinear eigenvalue problem arising from the study of the failure of analytic hypoellipticity and obtain a general family of hypoelliptic, but not analytic hypoelliptic operators.
We consider Keldysh-type operators, $ P = x_1 D_{x_1}^2 + a (x) D_{x_1} + Q (x, D_{x'} ) $, $ x = ( x_1, x') $ with analytic coefficients, and with $ Q ( x, D_{x'} ) $ second order, principally real and elliptic in $ D_{x'} $ for $ x $ near zero. We show that if $ P u =f $, $ u \in C^\infty $, and $ f $ is analytic in a neighbourhood of $ 0 $ then $ u $ is analytic in a neighbourhood of $ 0 $. This is a consequence of a microlocal result valid for operators of any order with Lagrangian radial sets. Our result proves a generalized version of a conjecture made by the second author and Lebeau and…
We are concerned with the problem of real analytic regularity of the solutions of sums of squares with real analytic coefficients. Treves conjecture states that an operator of this type is analytic hypoelliptic if and only if all the strata in the Poisson-Treves stratification are symplectic. We produce a model operator, $ P_{1} $, having a single symplectic stratum and prove that it is Gevrey $ s_{0} $ hypoelliptic and not better. See Theorem \ref{th:1} for a definition of $ s_{0} $. We also show that this phenomenon has a microlocal character. We point out explicitly that this is a counterex…
We give a new proof for the $C^\infty$ regularity of $C^2$ smooth conformal mappings of the sub-Riemannian Heisenberg group. Our proof avoids any use of nonlinear potential theory and relies only on hypoellipticity of Hörmander operators and quasiconformal flows. This approach is inspired by prior work of Sarvas and Liu.
We attach representations to non-symplectic stratum in the characteristic set of real vector fields. This leads to Schrodinger operators. The analysis of the solutions of these Schrodinger equations allows us to construct smooth, non-analytic solutions of the sub-elliptic operator formed by taking sums of squares of the real vector fields.
Motivated by the problems of analytic hypoellipticity, we show that a special family of compact non self-adjoint operators has a non-zero eigenvalue. We recover old results by Christ,Hanges, Himonas, Pham-The-Lai and Robert proved by using ordinary differential equations. We show our method applies to higher dimensional cases, giving in particular a new class of hypoelliptic but not analytic hypoelliptic operators.
A global real analytic regularity theorem for a quasilinear sum of squares of vector fields of Hormander rank 2 is given. A related local result for a special case was proved recently by the second author and L. Zanghirati in a paper titled "Local Real Analyticity of Solutions for sums of squares of non-linear vector fields".
We prove local real analytic hypoellipticity for a sum of squares of complex vector fields studied by J.J. Kohn in a paper to appear in the Annals of Mathematics entitled "Hypoellipticity and loss of derivatives". The operator exhibits a loss of many derivatives but is nonetheless hypoelliptic, and, using L2 methods, we prove analytic hypoellipticity.
The recent example of Hanges: $P = \partial_t^2 + t^2Δ_x + \partial^2_{θ(x)}$ in $R^3$ is analytic hypoelliptic in the sense of germs but not in the strong sense in any neighborhood of the origin. And its characteristic variety is non-symplectic. We give a purely $L^2,$ and hence quite flexible, proof of this result and generalizations, and link it to, and contrast it with, the celebrated Baouendi-Goulaouic operator. We point out that the results are consistent with the conjecture of Treves.
In this note we present a symbolic pseudo-differential calculus on the Heisenberg group. We particularise to this group our general construction [4,3,2] of pseudo-differential calculi on graded groups. The relation between the Weyl quantization and the representations of the Heisenberg group enables us to consider here scalar-valued symbols. We find that the conditions defining the symbol classes are similar but different to the ones in [1]. Applications are given to Schwartz hypoellipticity and to subelliptic estimates on the Heisenberg group.
In this paper we prove local analytic hypoellipticity for a degenerate sum of squares of complex vector fields generalizing those of Kohn in "Hypoellipticity and Loss of Derivatives". Kohn's article is to appear in the Annals of Mathematics with an appendix by Derridj and Tartakoff proving local analyticity in that case. Here we consider vector fields corresponding to a CR manifold of finite type so there is a kind of double degeneracy, and prove local analyticity using our balanced localization of high derivatives in the "missing" direction T. In a forthcoming paper, Bove, Derridj, Kohn and T…
We show that all smooth solutions of model non-linear sums of squares of vector fields are locally real analytic. A global result for more general operators is presented in a paper by Makhlouf Derridj and the first author under the title "Global Analytic Hypoellipticity for a Class of Quasilinear Sums of Squares of Vector Fields".
I will give a discussion of the conditions involved in Treves' conjecture on analytic hypoellipticity. I will discuss some microlocally characteristic sets and introduce a topology of monotropic functionals as suitable for solving the conjecture. The pseudodifferential operator representation is inspired by Cousin.
We simplify and give an alternative proof of hypoellipticity for generalizations of the singular sum of squares of complex vector fields studied by Kohn, with an appendix by Derridj and Tartakoff, in the Annals of Mathematics, vol. 162 no. 2, 2005, pp. 943-986. The main generalization is that the complex vector fields now come from domains of finite type. We also prove real analytic hypoellipticity and the optimality of our estimates.
For about twenty five years it was a kind of folk theorem that complex vector-fields defined on $Ω\times \mathbb R_t$ (with $Ω$ open set in $\mathbb R^n$) by $$ L_j = \frac{\partial}{\partial t_j} + i \frac {\partial ϕ}{\partial t_j}(\t) \frac{\partial}{\partial x}, j=1,..., n, \t\in Ω, x\in \mathbb R ,$$ with $ϕ$ analytic, were subelliptic as soon as they were hypoelliptic. This was the case when $n=1$ but in the case $n>1$, an inaccurate reading of the proof given by Maire (see also Trèves) of the hypoellipticity of such systems, under the condition that $ϕ$ does not admit any local maximum …
We address the problem of integrability of the sub-Riemannian mean curvature of an embedded hypersurface around isolated characteristic points. The main contribution of this note is the introduction of a concept of mildly degenerate characteristic point for a smooth surface of the Heisenberg group, in a neighborhood of which the sub-Riemannian mean curvature is integrable (with respect to the perimeter measure induced by the Euclidean structure). As a consequence we partially answer to a question posed by Danielli-Garofalo-Nhieu in [Danielli D., Garofalo N., Nhieu D.M., Proc. Amer. Math. Soc.,…