Bernard Helffer, Didier Robert, Xue Ping Wang
We give a semiclassical analysis of a nonlinear eigenvalue problem arising from the study of the failure of analytic hypoellipticity and obtain a general family of hypoelliptic, but not analytic hypoelliptic operators.
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Motivated by the problems of analytic hypoellipticity, we show that a special family of compact non self-adjoint operators has a non-zero eigenvalue. We recover old results by Christ,Hanges, Himonas, Pham-The-Lai and Robert proved by using ordinary differential equations. We show our method applies to higher dimensional cases, giving in particular a new class of hypoelliptic but not analytic hypoelliptic operators.
We consider a second order operator with analytic coefficients whose principal symbol vanishes exactly to order two on a symplectic real analytic manifold. We assume that the first (non degenerate) eigenvalue vanishes on a symplectic submanifold of the characteristic manifold. In the $C^\infty$ framework this situation would mean a loss of 3/2 derivatives. We prove that this operator is analytic hypoelliptic. The main tool is the FBI transform. A case in which $C^\infty$ hypoellipticity fails is also discussed.
For a class of non-selfadjoint $h$--pseudodifferential operators with double characteristics, we give a precise description of the spectrum and establish accurate semiclassical resolvent estimates in a neighborhood of the origin. Specifically, assuming that the quadratic approximations of the principal symbol of the operator along the double characteristics enjoy a partial ellipticity property along a suitable subspace of the phase space, namely their singular space, we give a precise description of the spectrum of the operator in an ${\cal O}(h)$--neighborhood of the origin. Moreover, when al…
We prove trace inequalities for a self-adjoint operator on an abstract Hilbert space. These inequalities lead to universal bounds on spectral gaps and on moments of eigenvalues lambda_k that are analogous to those known for Schroedinger operators and the Dirichlet Laplacian, on which the operators of interest are modeled. In addition we produce inequalities that are new even in the model case. These include a family of differential inequalities for generalized Riesz means and theorems stating that arithmetic means of lambda_k^p for p <= 3 are universally bounded from above by multiples of the …
Bohr-Sommerfeld type quantization conditions of semiclassical eigenvalues for the non-selfadjoint Zakharov-Shabat operator on the circle are derived using an exact WKB method. The conditions are given in terms of the action associated with the unit circle or the action associated with turning points following the absence or presence of real turning points.
We study the distribution of eigenvalues for selfadjoint $h$--pseudodifferential operators in dimension two, arising as perturbations of selfadjoint operators with a periodic classical flow. When the strength $\varepsilon$ of the perturbation is $\ll h$, the spectrum displays a cluster structure, and assuming that $\varepsilon \gg h^2$ (or sometimes $\gg h^{N_0}$, for $N_0 >1$ large), we obtain a complete asymptotic description of the individual eigenvalues inside subclusters, corresponding to the regular values of the leading symbol of the perturbation, averaged along the flow.
The aim of this paper is to provide uniform estimates for the eigenvalue spacings of one-dimensional semiclassical Schrödinger operators with singular potentials on the half-line. We introduce a new development of semiclassical measures related to families of Schrödinger operators that provides a means of establishing uniform non-concentration estimates within that class of operators. This dramatically simplifies analysis that would typically require detailed WKB expansions near the turning point, near the singular point and several gluing type results to connect various regions in the domain.
We give a survey of some results, mainly obtained by the authors and their collaborators, on spectral properties of the magnetic Schrödinger operators in the semiclassical limit. We focus our discussion on asymptotic behavior of the individual eigenvalues for operators on closed manifolds and existence of gaps in intervals close to the bottom of the spectrum of periodic operators.
We show that the behaviour of analytic eigenbranches of a Schrödinger operator depends on the way eigenfunctions concentrate in the phase space.
We consider a magnetic Schrödinger operator $H^h=(-ih\nabla-\vec{A})^2$ with the Dirichlet boundary conditions in an open set $Ω\subset {\mathbb R}^3$, where $h>0$ is a small parameter. We suppose that the minimal value $b_0$ of the module $|\vec{B}|$ of the vector magnetic field $\vec{B}$ is strictly positive, and there exists a unique minimum point of $|\vec{B}|$, which is non-degenerate. The main result of the paper is upper estimates for the low-lying eigenvalues of the operator $H^h$ in the semiclassical limit. We also prove the existence of an arbitrary large number of spectral gaps in t…
We study a semiclassical random walk with respect to a probability measure with a finite number n_0 of wells. We show that the associated operator has exactly n_0 exponentially close to 1 eigenvalues (in the semiclassical sense), and that the other are O(h) away from 1. We also give an asymptotic of these small eigenvalues. The key ingredient in our approach is a general factorization result of pseudodifferential operators, which allows us to use recent results on the Witten Laplacian.
For a class of non-selfadjoint semiclassical pseudodifferential operators with double characteristics, we study bounds for resolvents and estimates for low lying eigenvalues. Specifically, assuming that the quadratic approximations of the principal symbol of the operator along the double characteristics enjoy a partial ellipticity property along a suitable subspace of the phase space, namely their singular space, we establish semiclassical hypoelliptic a priori estimates with a loss of the full power of the semiclassical parameter, giving a localization for the low lying spectral values of the…
We introduce an analog of the Dirichlet-to-Neumann map for the Maxwell equation in a bounded domain. We show that it can be approximated by a pseudodifferential operator on the boundary with a matrix-valued symbol and we compute the principal symbol. As a consequence, we obtain a parabolic region free of the transmission eigenvalues associated to the Maxwell equation.
We study the linear relaxation Boltzmann equation, a simple semiclassical kinetic model. We provide a resolvent estimate for an associated non-selfadjoint operator as well as an estimate on the return to equilibrium. This is done using a scaling argument and non-semiclassical hypocoercive estimate.
This article presents an investigation on the global hypoellipticity problem for systems belonging to the class $P = D_t + Q(t,D_x)$, where $Q(t,D_x)$ is a $m\times m$ matrix with entries $c_{j,k}(t)Q_{j,k}(D_x)$. The coefficients $c_{j,k}(t)$ are smooth, complex-valued functions on the torus $\mathbb{T} \simeq \mathbb{R}/2π\mathbb{Z}$ and $Q_{j,k}(D_x)$ are pseudo-differential operators on $ \mathbb{T}^n$. The approach consists in establishing conditions on the matrix symbol $Q(t,ξ)$ such that it can be transformed into a suitable triangular form $Λ(t,ξ) + \mathcal{N}(t,ξ)$, where $Λ(t,ξ)$ is…
The pseudospectra (or spectral instability) of non-selfadjoint operators is a topic of current interest in applied mathematics. In fact, for non-selfadjoint operators the resolvent could be very large outside the spectrum, making the numerical computation of the complex eigenvalues very hard. This has importance, for example, in quantum mechanics, random matrix theory and fluid dynamics. The occurence of pseudospectra for non-selfadjoint semiclassical differential operators is due to the existence of quasimodes, i.e., approximate local solutions to the eigenvalue problem. For scalar operators,…
A large time expansion for the propagator associated to a semiclassical non-selfadjoint magnetic Schrödinger operator is established, in terms of the low lying eigenvalues of the operator.
Harmonic Approximation and Resolvent Estimates for Semiclassical Non-Self-Adjoint Operators
研究一类具有临界点的非自伴非椭圆h-伪微分算子的预解估计和低端谱界，通过主象征实部沿虚部哈密顿流的平均动力学条件，在半经典伪谱边界附近建立精确预解估计。
We study operators of Kramers-Fokker-Planck type in the semiclassical limit, assuming that the exponent of the associated Maxwellian is a Morse function with a finite number $n_0$ of local minima. Under suitable additional assumptions, we show that the first $n_0$ eigenvalues are real and exponentially small, and establish the complete semiclassical asymptotics for these eigenvalues.
We study the eigenvalues of the semiclassical Witten Laplacian $Δ_ϕ$ associated to a potential $ϕ$. We consider the case where the sequence of Arrhenius numbers $S_1\leq \ldots\leq S_n$ associated to $ϕ$ is degenerated, that is the preceding inequality are not necessarily strict.
We consider a magnetic Schrödinger operator $H^h$, depending on a semiclassical parameter $h>0$, on a compact Riemannian manifold. We assume that there is no electric field. We suppose that the minimal value $b_0$ of the intensity of the magnetic field $b$ is strictly positive. We give a survey of the results on asymptotic behavior of the eigenvalues of the operator $H^h$ in the semiclassical limit.
We consider a class of one-dimensional nonselfadjoint semiclassical pseudo-differential operators, subject to small random perturbations, and study the statistical properties of their (discrete) spectra, in the semiclassical limit $h\to 0$. We compare two types of random perturbation: a random potential vs. a random matrix. Hager and Sjöstrand had shown that, with high probability, the local spectral density of the perturbed operator follows a semiclassical form of Weyl's law, depending on the value distribution of the principal symbol of our pseudodifferential operator. Beyond the spectral de…
This article is concerned with quantitative unique continuation estimates for equations involving a "sum of squares" operator $\mathcal{L}$ on a compact manifold $\mathcal{M}$ assuming: $(i)$ the Chow-Rashevski-Hörmander condition ensuring the hypoellipticity of $\mathcal{L}$, and $(ii)$ the analyticity of $\mathcal{M}$ and the coefficients of $\mathcal{L}$. The first result is the tunneling estimate $\|φ\|_{L^2(ω)} \geq Ce^{- λ^{\frac{k}{2}}}$ for normalized eigenfunctions $φ$ of $\mathcal{L}$ from a nonempty open set $ω\subset \mathcal{M}$, where $k$ is the hypoellipticity index of $\mathcal…
Semiclassical estimates for measure potentials on the real line
本文证明了实线上具有限符号测度势的半经典 Schrödinger 算子的显式加权估计，其新颖之处在于势无需绝对连续，并由此导出了无正特征值及具锐 $h$ 依赖性的预解式估计等推论。
A semiclassical Birkhoff normal form for constant-rank magnetic fields
针对带常秩非零磁场的半经典磁拉普拉斯算子，在磁场有唯一非退化势阱的假设下，构造三个逐次Birkhoff正规形描述半经典极限下的谱，得到阈值以下本征值的$\u210f^{1/2}$幂次展开。
We study the low-lying eigenvalues of the semiclassical Robin Laplacian in a smooth planar domain symmetric with respect to an axis. In the case when the curvature of the boundary of the domain attains its maximum at exactly two points away from the axis of symmetry, we establish an explicit asymptotic formula for the splitting of the first two eigenvalues. This is a rigorous derivation of the semiclassical tunneling effect induced by the domain's geometry. Our approach is close to the Born-Oppenheimer one and yields, as a byproduct, a Weyl formula of independent interest.
We revisit the problem of semiclassical spectral asymptotics for a pure magnetic Schrödinger operator on a two-dimensional Riemannian manifold. We suppose that the minimal value $b_0$ of the intensity of the magnetic field is strictly positive, and the corresponding minimum is unique and non-degenerate. The purpose is to get the control on the spectrum in an interval $(hb_0, h(b_0 +γ_0)]$ for some $γ_0>0$ independent of the semiclassical parameter $h$. The previous papers by Helffer-Mohamed and by Helffer-Kordyukov were only treating the ground-state energy or a finite (independent of $h$) num…
Asymptotic Expansion of the Eigenvalues of a Bathtub Potential with Quadratic Ends
针对带二次端的一维浴缸型非光滑势的薛定谔算子，推导了高能或半经典区含振荡系数的特征值渐近展开，并将其用于研究Gutzwiller迹公式与热核渐近，为非光滑势的迹公式研究提供参考。
We study the spectrum of the semiclassical Witten Laplacian $Δ_{f}$ associated to a smooth function $f$ on ${\mathbb R}^d$. We assume that $f$ is a confining Morse--Bott function. Under this assumption we show that $Δ_{f}$ admits exponentially small eigenvalues separated from the rest of the spectrum. Moreover, we establish Eyring-Kramers formula for these eigenvalues. Our approach is based on microlocal constructions of quasimodes near the critical submanifolds.
In this paper we consider the transmission eigenvalue problem for Maxwell's equations corresponding to non-magnetic inhomogeneities with contrast in electric permittivity that has fixed sign (only) in a neighborhood of the boundary. We study this problem in the framework of semiclassical analysis and relate the transmission eigenvalues to the spectrum of a Hilbert-Schmidt operator. Under the additional assumption that the contrast is constant in a neighborhood of the boundary, we prove that the set of transmission eigenvalues is discrete, infinite and without finite accumulation points. A noti…
The Small-Dispersion Limit of the Intermediate Long Wave Equation via Semiclassical Soliton Ensembles
本文通过半经典孤子集合研究中间长期波方程的小分散极限，证明了解在不同时间尺度下的收敛性及与无粘Burgers方程的关联。
On the semiclassical Laplacian with magnetic field having self-intersecting zero set
本文研究了在有限域内磁感应强度沿光滑曲线自相交时，半经典参数h>0的二维磁拉普拉斯算子的特征值问题，探讨了h趋近于0时特征对的行为，证明每个交叉点作为潜在井，生成新的h^3/2衰减尺度，并在交叉点集周围产生指数集中，这些性质源于与磁感应强度零集为两条直线的关联模型问题的性质。
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