Suppose M is a noncompact connected smooth 2-manifold without boundary and let D(M)_0 denote the identity component of the diffeomorphism group of M with the compact-open C^infty-topology. In this paper we investigate the topological type of D(M)_0 and show that D(M)_0 is a topological ell_2-manifold and it has the homotopy type of the circle if M is the plane, the open annulus or the open M"obius band, and it is contractible in all other cases. When M admits a volume form w, we also discuss the topological type of the group of w-preserving diffeomorphisms of M. To obtain these results we study some fundamental properties of transformation groups on noncompact spaces endowed with weak topology.
Suppose M is a noncompact connected oriented C^infty n-manifold and omega is a positive volume form on M. Let D^+(M) denote the group of orientation preserving diffeomorphisms of M endowed with the compact-open C^infty topology and D(M; omega) denote the subgroup of omega-preserving diffeomorphisms of M. In this paper we propose a unified approach for realization of mass transfer toward ends by diffeomorphisms of M. This argument together with Moser's theorem enables us to deduce two selection theorems for the groups D^+(M) and D(M; omega). The first one is the extension of Moser's theorem to …
The aim of this paper is to show the rigidity of homologically trivial actions of prime order on K3 surfaces. To be precise, we show that homotopy K3 surfaces do not admit a periodic diffeomorphism of odd prime order 3 acting trivially on cohomology. Moreover, we give an obstruction in terms of the rationality and sign of the spin numbers to the existence of a periodic diffeomorphism of odd prime order acting trivially on cohomology of homotopy K3 surfaces.
Suppose M is a noncompact connected PL 2-manifold and let H(M)_0 denote the identity component of the homeomorphism group of M with the compact-open topology. In this paper we classify the homotopy type of H(M)_0 by showing that {\cal H}(M)_0 has the homotopy type of the circle if M is the plane, an open or half open annulus, or the punctured projective plane. In all other cases we show that H(M)_0 is homotopically trivial.
Our main result asserts that for any given numbers C and D the class of simply connected closed smooth manifolds of dimension m<7 which admit a Riemannian metric with sectional curvature bounded in absolute value by C and diameter uniformly bounded from above by D contains only finitely many diffeomorphism types. Thus in these dimensions the lower positive bound on volume in Cheeger's Finiteness Theorem can be replaced by a purely topological condition, simply-connectedness. In dimension 4 instead of simply-connectedness here only non-vanishing of the Euler characteristic has to be required. A…
We give constraints on smooth families of 4-manifolds with boundary using Manolescu's Seiberg-Witten Floer stable homotopy type, provided that the fiberwise restrictions of the families to the boundaries are trivial families of 3-manifolds. As an application, we show that, for a simply-connected oriented compact smooth 4-manifold $X$ with boundary with an assumption on the Frøyshov invariant or the Manolescu invariants $α, β, γ$ of $\partial X$, the inclusion map $\mathrm{Diff}(X,\partial) \hookrightarrow \mathrm{Homeo}(X,\partial)$ between the groups of diffeomorphisms and homeomorphisms whic…
The framed little 2-discs operad is homotopy equivalent to a cyclic operad. We show that the derived modular envelope of this cyclic operad (i.e., the modular operad freely generated in a homotopy invariant sense) is homotopy equivalent to the modular operad made from classifying spaces of diffeomorphism groups of 3-dimensional handlebodies with marked discs on their boundaries. A modification of the argument provides a new and elementary proof of K. Costello's theorem that the derived modular envelope of the associative operad is homotopy equivalent to the ``open string'' modular operad made …
We prove that for many degrees in a stable range the homotopy groups of the moduli space of metrics of positive scalar curvature on S^n and on other manifolds are non-trivial. This is achieved by further developing and then applying a family version of the surgery construction of Gromov-Lawson to an exotic smooth families of spheres due to Hatcher. As described, this works for all manifolds of suitable dimension and for the quotient of the space of metrics of positive scalar curvature by the (free) action of the subgroup of diffeomorphisms which fix a point and its tangent space. We also const…
We prove:(1) the existence, for every integer n > 3, of a noncompact smooth n-dimensional topological manifold whose diffeomorphism group contains an isomorphic copy of every finitely presented group; (2) a finiteness theorem on finite simple subgroups of diffeomorphism groups of compact smooth topological manifolds.
In this paper, we are concerned with interactions between isoparametric theory and differential topology. Two foliations are called equivalent if there exists a diffeomorphism between the foliated manifolds mapping leaves to leaves. Using differential topology, we obtain several results towards the classification problem of isoparametric foliations up to equivalence. In particular, we show that each homotopy $n$-sphere has the "same" isoparametric foliations as the standard sphere $S^n$ has except for $n=4$, reducing the classification problem on homotopy spheres to that on the standard sphere…
We consider the space $\X$ of Anosov diffeomorphisms homotopic to a fixed automorphism $L$ of an infranilmanifold $M$. We show that if $M$ is the 2-torus $\mathbb T^2$ then $\X$ is homotopy equivalent to $\mathbb T^2$. In contrast, if dimension of $M$ is large enough, we show that $\X$ is rich in homotopy and has infinitely many connected components.
We classify, up to diffeomorphism, all closed smooth manifolds homeomorphic to the complex projective $n$-space $\mathbb{C}\textbf{P}^n$, where $n=3$ and $4$. Let $M^{2n}$ be a closed smooth $2n$-manifold homotopy equivalent to $\mathbb{C}\textbf{P}^n$. We show that, up to diffeomorphism, $M^{6}$ has a unique differentiable structure and $M^{8}$ has at most two distinct differentiable structures. We also show that, up to concordance, there exist at least two distinct differentiable structures on a finite sheeted cover $N^{2n}$ of $\mathbb{C}\textbf{P}^n$ for $n=4, 7$ or $8$ and six distinct di…
We prove the existence of elements of infinite order in the homotopy groups of the spaces $\mathcal{R}_{Ric>0}(M)$ and $\mathcal{R}_{sec>0}(M)$ of positive Ricci and positive sectional curvature, provided that $M$ is high-dimensional and Spin, admits such a metric and has a non-vanishing rational Pontryagin class.
We study families of diffeomorphisms detected by trivalent graphs via the Kontsevich classes. We specify some recent results and constructions of the second named author to show that those non-trivial elements in homotopy groups $π_*(B\mathrm{Diff}_{\partial}(D^d))\otimes \mathbb{Q}$ are lifted to homotopy groups of the moduli space of $h$-cobordisms $π_*(B\mathrm{Diff}_{\sqcup}(D^d\times I))\otimes \mathbb{Q}$. As a geometrical application, we show that those elements in $π_*(B\mathrm{Diff}_{\partial}(D^d))\otimes \mathbb{Q}$ for $d\geq 4$ are also lifted to the rational homotopy groups $π_*(…
We study Morse theory on noncompact manifolds equipped with exhaustions by compact pieces, defining the Morse homology of a pair which consists of the manifold and related geometric/homotopy data. We construct a collection of Morse data parametrized by cubes of arbitrary dimensions. From this collection, we obtain a family of linear maps subject to some coherency conditions, which can be packaged into a homotopy coherent diagram. We introduce a chain complex which is a colimit for the diagram and show that it computes the Morse homology.
The abstract link L_d of the complex isolated singularity x^2 + y^2 + z^2 + v^{2d} = 0 is diffeomorphic to S^3 \times S^2. We classify the embedded links of these singularities up to regular homotopies precomposed with diffeomorphisms of S^3 \times S^2. Let us denote by i_d the inclusion of L_d in S^7. We show that for arbitrary diffeomorphisms φ_d of S^3 \times S^2 with L_d the compositions i_d \circ φ_d are image regularly homotopic for two values d_1 and d_2 if and only if d_1-d_2 is even.
Let $B$ be a Möbius band and $f:B \to \mathbb{R}$ be a Morse map taking a constant value on $\partial B$, and $\mathcal{S}(f,\partial B)$ be the group of diffeomorphisms $h$ of $B$ fixed on $\partial B$ and preserving $f$ in the sense that $f\circ h = f$. Under certain assumptions on $f$ we compute the group $π_0\mathcal{S}(f,\partial B)$ of isotopy classes of such diffeomorphisms. In fact, those computations hold for functions $f:B\to\mathbb{R}$ whose germs at critical points are smoothly equivalent to homogeneous polynomials $\mathbb{R}^2\to\mathbb{R}$ without multiple factors. Together with…
We introduce an invariant of tuples of commutative diffeomorphisms on a 4-manifold using families of Seiberg-Witten equations. This is a generalization of Ruberman's invariant of diffeomorphisms defined using 1-parameter families of Seiberg-Witten equations. Our invariant yields an application to the homotopy groups of the space of positive scalar curvature metrics on a 4-manifold. We also study the extension problem for families of 4-manifolds using our invariant.
Two 4-manifolds are stably diffeomorphic if they become diffeomorphic after connected sum with S^2 x S^2's. This paper shows that two closed, orientable, homotopy equivalent, smooth 4-manifolds are stably diffeomorphic, provided a certain map from the second homology of the fundamental group with coefficients in Z/2 to the L-theory of the group is injective. This injectivity is implied by the Borel/Novikov conjecture for torsion-free groups, which is known for many groups. There are also results concerning the homotopy invariance of the Kirby-Siebenmann invariant. The method of proof is to use…
We show that the group of smooth homotopy $7$-spheres acts freely on the set of smooth manifold structures on a topological manifold $M$ which is homotopy equivalent to the real projective $7$-space. We classify, up to diffeomorphism, all closed manifolds homeomorphic to the real projective $7$-space. We also show that $M$ has, up to diffeomorphism, exactly $28$ distinct differentiable structures with the same underlying PL structure of $M$ and $56$ distinct differentiable structures with the same underlying topological structure of $M$.
We show that various classes of products of manifolds do not support transitive Anosov diffeomorphisms. Exploiting the Ruelle-Sullivan cohomology class, we prove that the product of a negatively curved manifold with a rational homology sphere does not support transitive Anosov diffeomorphisms. We extend this result to products of finitely many negatively curved manifolds of dimensions at least three with a rational homology sphere that has vanishing simplicial volume. As an application of this study, we obtain new examples of manifolds that do not support transitive Anosov diffeomorphisms, inc…
The elliptic 3-manifolds are the closed 3-manifolds that admit a Riemannian metric of constant positive curvature, that is, those that have finite fundamental group. The (Generalized) Smale Conjecture asserts that for any elliptic 3-manifold M, the inclusion from the isometry group of M to the diffeomorphism group of M is a homotopy equivalence. The original Smale Conjecture, for the 3-sphere, was proven by J. Cerf and A. Hatcher, and N. Ivanov proved the generalized conjecture for many of the elliptic 3-manifolds that contain a geometrically incompressible Klein bottle. Our main results are 1…
We introduce the secondary Stiefel-Whitney class $\tilde w_2$ of homotopically trivial diffeomorphisms and show that a homotopically trivial symplectomorphism of a ruled 4-manifold is isotopic to identity if and only if the class $\tilde w_2$ vanishes. Using this, we give a detailed description of the combinatorial structure of the diffeotopy group of ruled symplectic 4-manifolds $X$, either minimal or blown-up, and its action on the homology and homotopy groups $H_2(X,\zz)$, $π_1(X)$, and $π_2(X)$.
We complete the proof of the Generalized Smale Conjecture, apart from the case of $RP^3$, and give a new proof of Gabai's theorem for hyperbolic 3-manifolds. We use an approach based on Ricci flow through singularities, which applies uniformly to spherical space forms other than $S^3$ and $RP^3$ and hyperbolic manifolds, to prove that the moduli space of metrics of constant sectional curvature is contractible. As a corollary, for such a 3-manifold $X$, the inclusion $\text{Isom} (X,g)\to \text{Diff}(X)$ is a homotopy equivalence for any Riemannian metric $g$ of constant sectional curvature.
Suppose M is a non-compact connected n-manifold without boundary, DD(M) is the group of C^\infty-diffeomorphisms of M endowed with the Whitney C^\infty-topology and DD_0(M) is the identity connected component of DD(M), which is an open subgroup in the group DD_c(M) \subset DD(M) of compactly supported diffeomorphisms of M. It is shown that DD_0(M) is homeomorphic to N \times IR^\infty for an l_2-manifold N whose topological type is uniquely determined by the homotopy type of DD_0(M). For instance, DD_0(M) is homeomorphic to l_2 \times IR^\infty if n = 1, 2 or n = 3 and M is orientable and irre…
We study 3-dimensional dynamically coherent partially hyperbolic diffeomorphisms that are homotopic to the identity, focusing on the transverse geometry and topology of the center stable and center unstable foliations, and the dynamics within their leaves. We find a structural dichotomy for these foliations, which we use to show that every such diffeomorphism on a hyperbolic or Seifert fibered 3-manifold is leaf conjugate to the time one map of a (topological) Anosov flow. This proves a classification conjecture of Hertz-Hertz-Ures in hyperbolic 3-manifolds and in the homotopy class of the ide…
We show that simply connected contact manifolds that are subcritically Stein fillable have a unique symplectically aspherical filling up to diffeomorphism. Various extensions to manifolds with non-trivial fundamental group are discussed. The proof rests on homological restrictions on symplectic fillings derived from a degree-theoretic analysis of the evaluation map on a suitable moduli space of holomorphic spheres. Applications of this homological result include a proof that compositions of right-handed Dehn twists on Liouville domains are of infinite order in the symplectomorphism group. We a…
This survey/expository article covers a variety of topics related to the "topology at infinity" of noncompact manifolds and complexes. In manifold topology and geometric group theory, the most important noncompact spaces are often contractible, so distinguishing one from another requires techniques beyond the standard tools of algebraic topology. One approach uses end invariants, such as the number of ends or the fundamental group at infinity; another approach seeks nice compactifications, then analyzes the boundaries. A thread connecting the two is shape theory. In these notes we provide a ca…
For every $k \geq 2$ and $n \geq 2$ we construct $n$ pairwise homotopically inequivalent simply-connected, closed $4k$-dimensional manifolds, all of which are stably diffeomorphic to one another. Each of these manifolds has hyperbolic intersection form and is stably parallelisable. In dimension $4$, we exhibit an analogous phenomenon for spin$^{c}$ structures on $S^2 \times S^2$. For $m\geq 1$, we also provide similar $(4m{-}1)$-connected $8m$-dimensional examples, where the number of homotopy types in a stable diffeomorphism class is related to the order of the image of the stable $J$-homomor…
The main theorem shows that if M is an irreducible compact connected orientable 3-manifold with non-empty boundary, then the classifying space BDiff(M rel dM) of the space of diffeomorphisms of M which restrict to the identity map on boundary(M) has the homotopy type of a finite aspherical CW-complex. This answers, for this class of manifolds, a question posed by M Kontsevich. The main theorem follows from a more precise result, which asserts that for these manifolds the mapping class group H(M rel dM) is built up as a sequence of extensions of free abelian groups and subgroups of finite index…
We use the reflection group trick to glue manifolds with corners that are Borel-Serre compactifications of locally symmetric spaces of noncompact type and obtain aspherical manifolds. We call these \emph{piecewise locally symmetric} manifolds. This class of spaces provide new examples of aspherical manifolds whose fundamental groups have the structure of a complex of groups. These manifolds typically do not admit a locally $\CAT(0)$ metric. We prove that any self homotopy equivalence of such manifolds is homotopic to a homeomorphism. We compute the group of self homotopy equivalences of such a…
Let $f$ be a real- or circle-valued Morse function on a compact surface M having exactly $n>0$ critical points. Denote by $O$ the orbit of $f$ with respect to the right action of the group of diffeomorphisms of $M$. We show that the connected components of $O$ have the homotopy type of a finite-dimensional CW-complex. Actually, these connected components are homotopy equivalent to a certain covering space of the $n$-th configuration space of the interior of $M$. As a consequence we obtain that the fundamental group of $O$ is a subgroup of the $n$-th braid group of $M$.
This paper studies the rational homotopy groups of the group $\mathrm{Diff}(S^4)$ of self-diffeomorphisms of $S^4$ with the $C^\infty$-topology. We present a method to prove that there are many `exotic' non-trivial elements in $π_*\mathrm{Diff}(S^4)\otimes \mathbb{Q}$ parametrized by trivalent graphs. As a corollary of the main result, the 4-dimensional Smale conjecture is disproved. The proof utilizes Kontsevich's characteristic classes for smooth disk bundles and a version of clasper surgery for families. In fact, these are analogues of Chern--Simons perturbation theory in 3-dimension and cl…
Let $f:T^2\to\mathbb{R}$ be a Morse function on $2$-torus $T^2$ such that its Kronrod-Reeb graph $Γ(f)$ has exactly one cycle, i.e. it is homotopy equivalent to $S^1$. Under some additional conditions we describe a homotopy type of the orbit of $f$ with respect to the action of the group of diffeomorphism of $T^2$. This result holds for a larger class of smooth functions $f:T^2\to\mathbb{R}$ having the following property: for every critical point $z$ of $f$ the germ of $f$ at $z$ is smoothly equivalent to a homogeneous polynomial $\mathbb{R}^2\to\mathbb{R}$ without multiple factors.
David Gabai recently proved a smooth 4-dimensional "Light Bulb Theorem" in the absence of 2-torsion in the fundamental group. We extend his result to 4-manifolds with arbitrary fundamental group by showing that an invariant of Mike Freedman and Frank Quinn gives the complete obstruction to "homotopy implies isotopy" for embedded 2-spheres which have a common geometric dual. The invariant takes values in an Z/2Z-vector space generated by elements of order 2 in the fundamental group and has applications to unknotting numbers and pseudo-isotopy classes of self-diffeomorphisms. Our methods also gi…
We define a Z/48-valued homotopy invariant nu of a G_2-structure on the tangent bundle of a closed 7-manifold in terms of the signature and Euler characteristic of a coboundary with a Spin(7)-structure. For manifolds of holonomy G_2 obtained by the twisted connected sum construction, the associated torsion-free G_2-structure always has nu = 24. Some holonomy G_2 examples constructed by Joyce by desingularising orbifolds have odd nu. We define a further homotopy invariant xi of G_2-structures such that if M is 2-connected then the pair (nu, xi) determines a G_2-structure up to homotopy and diff…
The original Smale Conjecture asserted that the inclusion of the group O(4) of isometries of the round 3-sphere S into the full diffeomorphism group Diff(S) is a homotopy equivalence. The (Generalized) Smale Conjecture asserts that the inclusion of Isom(M) into Diff(M) is a homotopy equivalence whenever M is an elliptic 3-manifold, that is, a closed Riemannian 3-manifold of constant positive curvature. We prove the Smale Conjecture for all lens spaces L(m,q), where m is at least 3.
A localisation of the category of n-manifolds is introduced by formally inverting the connected sum construction with a chosen n-manifold Y. On the level of automorphism groups, this leads to the stable diffeomorphism groups of n-manifolds. In dimensions 0 and 2, this is connected to the stable homotopy groups of spheres and the stable mapping class groups of Riemann surfaces. In dimension 4 there are many essentially different candidates for the n-manifold Y to choose from. It is shown that the Bauer--Furuta invariants provide invariants in the case Y = CP^2, which is related to the birationa…
Families of smooth closed oriented 4-manifolds with a complex spin structure are studied by means of a family version of the Bauer--Furuta invariants in the context of parametrised stable homotopy theory, leading to a definition of characteristic cohomotopy classes on Thom spectra associated to the classifying spaces of their complex spin diffeomorphism groups. This is illustrated with mapping tori of such diffeomorphisms and related to the equivariant invariants.
A compact 4-dimensional manifold is a non-singular graph-manifold if it can be obtained by the glueing T^2-bundles over compact surfaces (with boundary) of negative Euler characteristics. If none of glueing diffeomorphisms respect the bundle structures, the graph-structure is called reduced. We prove that any homotopy equivalence of closed oriented 4-manifolds with reduced nonsingular graph-structures is homotopic to a diffeomorphism preserving the structures.
For M_r = #_r(S^p \times S^p), p=3, 7, we calculate the group of isotopy classes of orientation preserving diffeomorphisms of $M_r$ modulo isotopy classes with representatives which are the identity outside a 2p-disc and also the group of homotopy classes of orientation preserving homotopy equivalences of M_r.
