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arXiv 2505.19212cs.CLcs.AIcs.CY

当伦理与收益相悖时:道德两难情境下的大语言模型智能体

When Ethics and Payoffs Diverge: LLM Agents in Morally Charged Social Dilemmas

ETH Zürich(苏黎世联邦理工学院);University of Zurich(苏黎世大学);Carnegie Mellon University(卡内基梅隆大学);University of Michigan(密歇根大学);Max Planck Institute for Intelligent Systems, Tübingen(图宾根人工智能研究所);University of Toronto(多伦多大学);Vector Institute(向量研究所)

Steffen Backmann, David Guzman Piedrahita, Terry Jingchen Zhang, Emanuel Tewolde, Rada Mihalcea, Bernhard Schölkopf, Zhijing Jin

AI总结:

研究道德要求与利润激励冲突时LLMs在道德两难博弈中的行为,引入\msim评估九个模型,通过ATEs估计因果效应、分析推理轨迹,发现模型道德行为有情境脆弱性,揭示了部署风险。

摘要:

大语言模型(LLMs)的最新进展使其能用于复杂的智能体角色,涉及与人类或其他智能体的决策,这使得伦理对齐成为关键问题。以往工作分别研究了LLMs的道德判断和战略行为,对于道德要求与利润激励直接冲突时它们的行为了解有限。我们引入\msimfull(\msim)来评估LLMs在道德情境下的囚徒困境和公共物品博弈中的行为,在九个模型中改变道德框架、对手行为和生存压力。除了测量行为,我们通过平均处理效应(ATEs)估计每个因素的因果效应,并分析智能体自身的推理轨迹以表征其选择背后的动机。我们发现没有模型始终保持道德,合作率从7.9%到76.3%不等。博弈结构和道德框架是道德行为的最强因果驱动因素,而推理轨迹分析揭示了各模型不同动机特征,从主要追求收益最大化到注重道德和声誉。这些结果揭示了当前LLMs道德行为的情境脆弱性以及在利润激励与道德准则冲突时部署它们的风险。

英文摘要:

Recent advances in LLMs have enabled their use in complex agentic roles, involving decision-making with humans or other agents, making ethical alignment a critical concern. While prior work has examined LLMs' moral judgment and strategic behavior separately, there is limited understanding of how they act when moral imperatives directly conflict with profit incentives. We introduce \msimfull (\msim) to evaluate how LLMs behave in the prisoner's dilemma and public goods game embedded in morally charged contexts, varying moral framing, opponent behavior, and survival pressure across nine models. Beyond measuring behavior, we estimate the causal effect of each factor via average treatment effects (ATEs) and analyze agents' own reasoning traces to characterize the motives behind their choices. We find that no model remains consistently moral, with cooperation rates ranging from 7.9\% to 76.3\%. Game structure and moral framing are the strongest causal drivers of moral behavior, while reasoning-trace analysis reveals distinct motive profiles across models, ranging from predominantly payoff-maximizing to moral- and reputation-oriented. Together, these results expose the situational brittleness of current LLMs' moral behavior and the risk of deploying them where profit incentives conflict with ethical guidelines.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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