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arXiv 2304.03279cs.LGcs.AIcs.CLcs.CY

奖励是否证明手段正当?在MACHIAVELLI基准中衡量奖励与伦理行为之间的权衡

Do the Rewards Justify the Means? Measuring Trade-Offs Between Rewards and Ethical Behavior in the MACHIAVELLI Benchmark

University of California, Berkeley(加州大学伯克利分校);Center For AI Safety(人工智能安全中心);Carnegie Mellon University(卡内基梅隆大学);Yale University(耶鲁大学)

Alexander Pan, Jun Shern Chan, Andy Zou, Nathaniel Li, Steven Basart, Thomas Woodside, Jonathan Ng, Hanlin Zhang, Scott Emmons, Dan Hendrycks

AI总结:

针对智能体最大化奖励可能催生不道德行为的问题,提出包含134款游戏、超50万社会决策场景的MACHIAVELLI基准,用语言模型自动标注并量化有害行为,发现奖励与伦理存在张力,通过LM引导方法可实现智能体能力与安全性的帕累托改进。

摘要:

传统上,智能体被训练以最大化奖励,这可能会助长权力寻求和欺骗行为,类似于语言模型(LM)中的下一词元预测可能会助长毒性内容生成。那么智能体会自然习得马基雅维利式的行为吗?我们又如何在GPT-4这类通用模型中衡量这些行为?为解答这些问题,我们提出了MACHIAVELLI基准,它包含134个“自选冒险”游戏,涵盖超过50万个围绕社会决策的丰富多样场景。我们用语言模型自动完成场景标注,其表现优于人类标注员。我们将数十种有害行为进行了数学化定义,并利用标注结果评估智能体的权力寻求倾向、造成负效用的程度以及违反伦理的情况。我们观察到最大化奖励与符合伦理行为之间存在一定张力。为改善这种权衡,我们研究了基于语言模型的方法,以引导智能体减少有害行为。结果表明,智能体既能表现出色又能恪守道德,因此当前机器伦理领域——即设计在安全性和能力上均实现帕累托改进的智能体——可以取得切实进展。

英文摘要:

Artificial agents have traditionally been trained to maximize reward, which may incentivize power-seeking and deception, analogous to how next-token prediction in language models (LMs) may incentivize toxicity. So do agents naturally learn to be Machiavellian? And how do we measure these behaviors in general-purpose models such as GPT-4? Towards answering these questions, we introduce MACHIAVELLI, a benchmark of 134 Choose-Your-Own-Adventure games containing over half a million rich, diverse scenarios that center on social decision-making. Scenario labeling is automated with LMs, which are more performant than human annotators. We mathematize dozens of harmful behaviors and use our annotations to evaluate agents' tendencies to be power-seeking, cause disutility, and commit ethical violations. We observe some tension between maximizing reward and behaving ethically. To improve this trade-off, we investigate LM-based methods to steer agents' towards less harmful behaviors. Our results show that agents can both act competently and morally, so concrete progress can currently be made in machine ethics--designing agents that are Pareto improvements in both safety and capabilities.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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