We point out that pure supergravity theories in $AdS$ with enough supersymmetry lead, upon taking the large radius limit, to flat space quantum gravities with a nonperturbatively exact global symmetry, and are therefore in the Swampland. The argument applies to any $AdS$ supergravity with gauged R-symmetry group, including truncations of most well known examples, such as $AdS_5$ without the $S^5$ or $AdS_4$ without the $S^7$. This demonstrates that extreme scale separation, at least with enough supersymmetry, is not realizable. Moreover pure $AdS$ theories are also in conflict with some other Swampland principles including the Weak Gravity Conjecture and the (generalized) Distance Conjecture.
We discuss infinite families of non-supersymmetric AdS$_6$ solutions in Type IIB string theory. They are siblings of supersymmetric solutions which are associated with $(p,q)$ 5-brane webs and holographically dual to 5d SCFTs engineered by those brane webs. The non-supersymmetric backgrounds carry identical 5-brane charges and are connected to the supersymmetric ones by RG flows. We study the stability of the non-supersymmetric solutions, identifying perturbative and non-perturbative decay channels for all the backgrounds explicitly available. We also identify likely decay mechanisms for solut…
For certain terms in the action, supersymmetry can forbid an infinite number of possible contributions. We study whether such protection can occur in quantum gravity even without sufficient supersymmetry. We focus on whether the superpotential can vanish exactly in four-dimensional N=1 theories, and if the prepotential can be exactly cubic in N=2 theories. We investigate these questions in string theory and find that for almost all known string constructions the corrections allowed by supersymmetry do occur. However, we do find some special settings where all the corrections can be proven to v…
The swampland program of delineating the space of effective field theories consistent with quantum gravity appears similar to the bootstrap program of delineating the space of quantum field theories consistent with conformal symmetry. With this in mind we rewrite the effective field theory of the Large Volume Scenario in AdS space solely in terms of $R_{AdS}$, in a form suitable for holographic analysis. This rewritten EFT takes a remarkably universal (and previously unnoticed) form, which is uniquely determined in the large-volume limit up to terms suppressed by $\mathcal{O} \left( 1/\ln R_{A…
We study aspects of anti-de Sitter space in the context of the Swampland. In particular, we conjecture that the near-flat limit of pure AdS belongs to the Swampland, as it is necessarily accompanied by an infinite tower of light states. The mass of the tower is power-law in the cosmological constant, with a power of $\frac{1}{2}$ for the supersymmetric case. We discuss relations between this behaviour and other Swampland conjectures such as the censorship of an unbounded number of massless fields, and the refined de Sitter conjecture. Moreover, we propose that changes to the AdS radius have an…
In recent times, a considerable effort has been dedicated to identify certain conditions -- the so-called swampland conjectures -- with an eye on identifying effective theories which have no consistent UV-completions in string theory. In this paper, we examine the anti-de Sitter vacua corresponding to solutions which arise from purely non-perturbative contributions to the superpotential and show that these solutions satisfy the (axionic) weak gravity conjecture and the AdS-moduli scale separation conjecture. We also sketch out their advantages over other constructions.
The landscape of possible four-dimensional low-energy effective theories arising from compactifications of string/M-theory seems vast. This might lead one to believe that any consistent-looking effective field theory coupled to gravity can be obtained as a low-energy limit of string theory. However, a set of "swampland" conjectures suggests that this is not true and that, in fact, there is an even larger set of effective field theories that cannot be obtained in this way. In particular, the AdS instability swampland conjecture asserts that nonsupersymmetric anti-de Sitter vacua are unstable. T…
We compute the Kaluza-Klein spectrum of the non-supersymmetric SO(3)$\,\times\,$SO(3)-invariant AdS$_4$ vacuum of 11-dimensional supergravity, whose lowest-lying Kaluza-Klein modes belong to a consistent truncation to 4-dimensional ${\cal N}=8$ supergravity and are stable. We show that, nonetheless, the higher Kaluza-Klein modes become tachyonic so that this non-supersymmetric AdS$_4$ vacuum is perturbatively unstable within 11-dimensional supergravity. This represents the first example of unstable higher Kaluza-Klein modes and provides further evidence for the AdS swampland conjecture, which …
We consider constraints on $D$-dimensional theories in $M_D$, $dS_D$ and $AdS_D$ backgrounds in the light of AdS swampland conjectures as applied to their compactification in a circle. In particular we consider the non-SUSY AdS instability conjecture and the AdS distance conjecture. For $M_D$ and $dS_D$ vacua the results may be summarized by a light fermion conjecture which states that in theories with $Λ_D\geq 0$ and a positive first non-vanishing supertrace $(-1)^{k+1}\text{Str} M^{2k}>0$, a surplus of light fermions with mass $m_f\lesssim Λ_D^{1/D}$ must be present. On the contrary, the cas…
The KKLT scenario in a warped throat, if consistent, provides a concrete counterexample to both the AdS scale separation and the dS swampland conjectures. First, we define and analyze the relevant effective field theory for the conifold modulus and the overall Kaehler modulus that both have exponentially small masses. The scalar potential still admits KKLT-like AdS and dS minima. Second, we critically analyze the reliability of the employed Wilsonian effective action by evaluating the masses of light modes localized in the warped throat. The resulting mass spectrum is discussed with respect to…
Compactifying the Standard Model (SM) on a circle may lead to AdS 3D vacua, depending on the character (Majorana or Dirac) and the mass of the lightest neutrino. It has been shown that, imposing the Ooguri-Vafa conjecture that no stable non-SUSY AdS vacua are consistent with Quantum Gravity, one can obtain conditions on the mass of the lightest neutrino. This result has the shortcoming that it is in general sensitive to the UV structure of the theory. In the present paper we show that two other independent swampland conditions may yield constraints very similar to those. These other two condit…
We consider Type IIB compactifications on an isotropic torus $T^6$ threaded by geometric and non geometric fluxes. For this particular setup we apply supervised machine learning techniques, namely an artificial neural network coupled to a genetic algorithm, in order to obtain more than sixty thousand flux configurations yielding to a scalar potential with at least one critical point. We observe that both stable AdS vacua with large moduli masses and small vacuum energy as well as unstable dS vacua with small tachyonic mass and large energy are absent, in accordance to the Refined de Sitter Con…
Holography and the Swampland: Constraints on Quantum Gravity from Holographic Principles
Inter-University Centre for Astronomy and Astrophysics (IUCAA)（大学间天文学与天体物理学中心）；Department of Physics, K.L.S. College, Nawada, Magadh University（那达德KLS学院物理系，马加德大学）；Center for Theoretical Physics, Tomsk State Pedagogical University（托木斯克国立师范学院理论物理中心）；National Research Tomsk Polytechnic University（托木斯克理工大学国家研究型大学）；Núcleo Interdisciplinar de Ciências Exatas e da Natureza, NICEN, Universidade Federal de Pernambuco（伯南布哥联邦大学精确与自然科学跨学科核心）；Department of Nuclear Physics, Institute of Physics, University of São Paulo（圣保罗大学物理研究所核物理系）
We analyze AdS and dS swampland conjectures in a three-dimensional higher spin theory with self-interacting matter, which contains conformal gravity and is almost topological. A theory of a similar type was proposed as the effective theory in the high energy phase of non-critical M-theory in 3D. With some details differing from the usual string theory story, it is found that the resulting effective theory, namely topologically massive gravity, fits well into the web of the proposed swampland conjectures. Supporting a recent proposal, in particular we find that this 3D theory gives rise to a qu…
Recent studies on swampland conjectures (e.g. non-SUSY AdS conjecture or AdS distance conjecture) predict that the (lightest) neutrino must be Dirac and the mass must be cosmologically small $m < c Λ^{1/4}_{\text{cc}}\sim 10 \ \text{meV}$. The Dirac neutrino naturally accompanies a $U(1)$ symmetry that can be embedded in the anomaly-free $U(1)_{B-L}$ global symmetry of the standard model. We point out that the swampland conjectures applied to a circle compactification with the $U(1)$ symmetry twisting lead to further constraints. In particular, the $U(1)$ symmetry must be broken down to $\math…
We generalize the swampland criterion forbidding stable non-supersymmetric AdS vacua and propose a new swampland conjecture forbidding stable non-supersymmetric "locally AdS" warped throats. The conjecture is motivated by the properties of systems of fractional D3-branes at singularities, and can be used to rule out large classes of warped throats with supersymmetry breaking ingredients, and their possible application to de Sitter uplift. In particular, this allows to reinterpret the runaway instabilities of the gravity dual of fractional branes in the dP$_1$ theory, and to rule out warped thr…
We provide a detailed discussion of the main theoretical and phenomenological challenges of quintessence model building in any numerically controlled regime of the moduli space of string theory. We argue that a working quintessence model requires a leading order non-supersymmetric (near) Minkowski vacuum with an axionic flat direction. This axion, when lifted by subdominant non-perturbative effects, could drive hilltop quintessence only for highly tuned initial conditions and a very low inflationary scale. Our analysis has two important implications. Firstly, scenarios which are in agreement w…
We study supersymmetric AdS$_7$ vacua of massive type IIA string theory, which were argued to describe the near-horizon limit of NS5/D6/D8-brane intersections and to be holographically dual to 6D $(1,0)$ theories. We show, for the case without D8-brane charges, that such vacua do not admit any supersymmetry-breaking deformations. Our result implies that the dual $(1,0)$ theories do not have a conformal manifold, thus extending previously known results for supersymmetric deformations. It is also in line with the recent conjecture that non-supersymmetric AdS vacua are in the swampland.
We study the Swampland Distance Conjecture for supersymmetric theories with AdS${}_5$ backgrounds and fixed radius through their $\mathcal{N}=2$ SCFT holographic duals. By the Maldacena-Zhiboedov theorem, around a large class of infinite-distance points there must exist a tower of exponentially massless higher-spin fields in the bulk, for which we find bounds on the decay rate in terms of the conformal data. We discuss the origin of this tower in the gravity side for type IIB compactification on $S^5$ and its orbifolds, and comment about more general cases.
Recently, Kim, Shiu and Vafa proposed general consistency conditions for six dimensional supergravity theories with minimal supersymmetry coming from couplings to strings. We test them in explicit perturbative orientifold models in order to unravel the microscopic origin of these constraints. Based on the perturbative data, we conjecture the existence of null charges $Q \cdot Q=0 $ for any six-dimensional theory with at least one tensor multiplet, coupling to string defects of charge $Q$. We then include the new constraint to exclude some six-dimensional supersymmetric anomaly-free examples th…
Stress-Testing Swampland Bounds with Class S Theories
Instituto de Física Teórica IFT-UAM/CSIC（理论物理研究所）；CERN, Theoretical Physics Department（欧洲核子研究中心）；Departamento de Física Téorica, Universidad Autónoma de Madrid（马德里自治大学理论物理系）
By applying the Covariant Entropy Bound (CEB) to an EFT in a box of size $1/Λ_{\text{IR}}$ one obtains that the UV and IR cut-offs of the EFT are necessarily correlated. We argue that in a theory of Quantum Gravity (QG) one should identify the UV cutoff with the `species scale', and give a general algorithm to calculate it in the case of multiple towers becoming light. One then obtains an upper bound on the characteristic mass scale of the tower in terms of the IR cut-off, given by $M_{\text{tower}}\lesssim (Λ_{\text{IR}})^{2α_D}$ in Planck units, with $α_D=(D-2+p)/2p(D-1)$, where $p$ depends …
In six- and seven-dimensional gauged supergravity, each scalar potential has one supersymmetric and one non-supersymmetric fixed points. The non-supersymmetric $AdS_7$ fixed point is perturbatively unstable. On the other hand, the non-supersymmetric $AdS_6$ fixed point is known to be perturbatively stable. In this note we examine the newly proposed non-perturbative decay channel, called brane-jet instabilities of the $AdS_6$ and $AdS_7$ vacua. We find that when they are uplifted to massive type IIA and eleven-dimensional supergravity, respectively, the non-supersymmetric $AdS_6$ and $AdS_7$ va…
There are effective field theories that cannot be embedded in any UV complete theory. We consider scalar effective field theories, with and without dynamical gravity, in $D$-dimensional anti-de Sitter (AdS) spacetime with large radius and derive precise bounds (analytically) on the coupling constants of higher derivative interactions $ϕ^2\Box^kϕ^2$ by only requiring that the dual CFT obeys the standard conformal bootstrap axioms. In particular, we show that all such coupling constants, for even $k\ge 2$, must satisfy positivity, monotonicity, and log-convexity conditions in the absence of dyna…
Employing uplift formulae, we uplift supersymmetric $AdS_6$ black holes from $F(4)$ gauged supergravity to massive type IIA and type IIB supergravity. In massive type IIA supergravity, we obtain supersymmetric $AdS_6$ black holes asymptotic to the Brandhuber-Oz solution. In type IIB supergravity, we obtain supersymmetric $AdS_6$ black holes asymptotic to the non-Abelian T-dual of the Brandhuber-Oz solution. For the uplifted black hole solutions, we calculate the holographic entanglement entropy. In massive type IIA supergravity, it precisely matches the Bekenstein-Hawking entropy of the black …
Recently, entropy of static supersymmetric black holes in $AdS_6$ was microscopically counted by the topologically twisted index of five-dimensional superconformal field theories. However, the AdS/CFT dictionary states that the partition function of the boundary field theory corresponds to the on-shell action of the bulk quantum gravity. In this paper, we aim to explain the microscopic counting of black hole entropy by the topologically twisted index. We calculate the renormalized on-shell action and show that the on-shell action equals the Bekenstein-Hawking entropy of the supersymmetric blac…
