Even if massive multiple-input multiple-output (MIMO) can theoretically bring huge benefits, it incurs substantial hardware complexity and expensive hardware costs. To address these issues while maintaining the system performance simultaneously, we develop an asymmetrical transceiver architecture for massive MIMO systems in this paper by releasing the shackles on radio frequency (RF) chains. Specifically, we first develop the architecture for the asymmetrical transceiver where the number of receive RF chains is different from that of the transmit RF chains. Due to this unequal number of RF chains, channel inconsistency appears. To overcome the channel inconsistency and thus fully harness the system's downlink data transmission capability, we propose two uplink-to-downlink channel transfer algorithms. The cost and power consumption models for the asymmetrical transceiver are also developed and the uplink signal-to-noise loss due to the channel inconsistency is investigated. Through analyzing system spectral, cost, and energy efficiency, we demonstrate that the proposed asymmetrical transceiver-based massive MIMO system can achieve excellent downlink spectral efficiency while maintaining a reasonable energy efficiency.
A new modulation scheme called OFDM with index modulation (OFDM-IM) is introduced recently. This scheme allows to transmit additional bits by mapping a part of incoming bit stream to the indices of the subcarriers. In this work, performance of OFDM-IM in multi-user networks for uplink and downlink scenario is studied. For both scenarios, novel base station designs are introduced in order to overcome the inter-user-interference (IUI). Simulation results show that OFDM-IM outperforms the classical OFDM in multi-user networks and IUI is eliminated successfully even in large networks.
We address receiver (RX) signal processing in MIMO systems under in-phase/quadrature (I/Q) imbalance, which causes cross-talk of mirror-subcarriers in OFDM systems. We extend the typically reported single-user studies to uplink OFDMA-based multiuser MIMO, with simultaneous user multiplexing in frequency and spatial domains. We also incorporate multiple external interferers, for modeling challenging conditions in heterogeneous networks. In the signal processing developments, we exploit the augmented subcarrier processing, which processes each subcarrier jointly with its counterpart at the image…
In this paper, we propose a transceiver architecture for full-duplex (FD) eNodeB (eNB) and FD user equipment (UE) transceiver. For FD communication,.i.e., simultaneous in-band uplink and downlink operation, same subcarriers can be allocated to UE in both uplink and downlink. Hence, contrary to traditional LTE, we propose using single-carrier frequency division multiple accesses (SC-FDMA) for downlink along with the conventional method of using it for uplink. The use of multiple antennas at eNB and singular value decomposition (SVD) in the downlink allows multiple users (MU) to operate on the s…
Low peak-to-average-power ratio (PAPR) transmissions significantly improve the cell coverage as they enable high power transmissions without saturating the power amplifier. A new modulation scheme, namely, pi/2-BPSK was introduced in the Rel-15 3GPP 5G NR specifications to support low PAPR transmissions using the DFT-spread-OFDM waveform in the uplink transmissions. To enable data demodulation using this modulation scheme, Zadoff-Chu sequences are used as reference signals. However, the PAPR of Zadoff-Chu sequences is higher when compared to the pi/2-BPSK data. Therefore, even though the data …
Beamforming design has been widely investigated for integrated sensing and communication (ISAC) systems with full-duplex (FD) sensing and half-duplex (HD) communication. To achieve higher spectral efficiency, in this paper, we extend existing ISAC beamforming design by considering the FD capability for both radar and communication. Specifically, we consider an ISAC system, where the base station (BS) performs target detection and communicates with multiple downlink users and uplink users reusing the same time and frequency resources. We jointly optimize the downlink dual-functional transmit si…
Hybrid analog and digital BeamForming (HBF) is one of the enabling transceiver technologies for millimeter Wave (mmWave) Multiple Input Multiple Output (MIMO) systems. This technology offers highly directional communication, which is able to confront the intrinsic characteristics of mmWave signal propagation. However, the small coherence time in mmWave systems, especially under mobility conditions, renders efficient Beam Management (BM) in standalone mmWave communication a very difficult task. In this paper, we consider HBF transceivers with planar antenna panels and design a multi-level beam …
In the multiuser downlink, power allocation for linear precoders that minimize the sum of mean squared errors under a sum power constraint is a non-convex problem. Many existing algorithms solve an equivalent convex problem in the virtual uplink and apply a transformation based on uplink-downlink duality to find a downlink solution. In this letter, we analyze the optimality criteria for the power allocation subproblem in the virtual uplink, and demonstrate that the optimal solution leads to identical power allocations in the downlink and virtual uplink. We thus extend the known duality results…
Massive MIMO and non-orthogonal multiple access (NOMA) are crucial methods for future wireless systems as they provide many advantages over conventional systems. Power-domain NOMA methods are investigated in massive MIMO systems, whereas there is little work on integration of code-domain NOMA and massive MIMO which is the subject of this study. We propose a general framework employing user-grouping based hybrid beamforming architecture for mm-wave massive MIMO systems where NOMA is considered as an intra-group process. It is shown that classical receivers of sparse code multiple access (SCMA) …
This letter considers a compute-and-forward two-way relaying channel with simultaneous wireless information and power transfer. Specifically, two single-antenna users exchange information via a multi-antenna relay station based on nested lattice codes. Meanwhile, wireless energies flow from the relay to users for circuit consumption and uplink transmission. Based on this model, an optimization problem is formulated to minimize the transmit power at relay, while guaranteeing the minimal transmission rate at each user. To solve the problem, we propose an efficient iterative algorithm to jointly …
In this paper, we investigate the problem of the joint transceiver and offset design (JTOD) for point-to-point multiple-input-multiple-output (MIMO) and multiple user multiple-input-single-output (MU-MISO) visible light communication (VLC) systems. Both uplink and downlink multi-user scenarios are considered. The shot noise induced by the incoming signals is considered, leading to a more realistic MIMO VLC channel model. Under key lighting constraints, we formulate non-convex optimization problems aiming at minimizing the sum mean squared error. To optimize the transceiver and the offset joint…
We consider the uplink of a multiuser massive MIMO system wherein a base station (BS) having $M$ antennas communicates coherently with $K$ single antenna user terminals (UTs). We study the energy efficiency of this system while taking the transceiver power consumption at the UTs and the BS into consideration. For a given spectral efficiency $R$ and fixed transceiver power consumption parameters, we propose and analyze the problem of maximizing the energy efficiency as a function of $(M,K)$. For the maximum ratio combining (MRC) detector at the BS we show that with increasing $R$, $(M,K)$ can b…
This paper considers the transceiver design for uplink massive multiple-input multiple-output (MIMO) systems with channel sparsity in the angular domain. Recent progress has shown that sparsity-learning-based blind signal detection is able to retrieve the channel and data by using massage-passing based sparse matrix factorization methods. Short pilots sequences are inserted into user packets to eliminate the so-called phase and permutation ambiguities inherent in sparse matrix factorization. In this paper, to exploit the knowledge of these short pilot sequences more efficiently, we propose a s…
This paper investigates Cell-Free massive MIMO networks, where each access point (AP) is equipped with a hybrid transceiver, reducing the complexity and cost compared to a fully digital transceiver. Asymptotic approximations for the spectral efficiency are derived for uplink and downlink. Capitalizing on these expressions, a max-min problem is formulated to optimize the (i) analog beamformer at the APs and (ii) pilot assignment. Simulations show that the optimization of these variables substantially increases the network performance.
We consider the impact of transceiver power consumption on the energy efficiency (EE) of the Zero Forcing (ZF) detector in the uplink of massive MIMO systems, where a base station (BS) with $M$ antennas communicates coherently with $K$ single antenna user terminals (UTs). We consider the problem of maximizing the EE with respect to (M,K) for a fixed sum spectral efficiency. Through analysis we study the impact of system parameters on the optimal EE. System parameters consists of the average channel gain to the users and the power consumption parameters (PCPs) (e.g., power consumed by each RF a…
When operating massive multiple-input multiple-output (MIMO) systems with uplink (UL) and downlink (DL) channels at different frequencies (frequency division duplex (FDD) operation), acquisition of channel state information (CSI) for downlink precoding is a major challenge. Since, barring transceiver impairments, both UL and DL CSI are determined by the physical environment surrounding transmitter and receiver, it stands to reason that, for a static environment, a mapping from UL CSI to DL CSI may exist. First, we propose to use various neural network (NN)-based approaches that learn this mapp…
Coarse quantization at the base station (BS) of a massive multi-user (MU) multiple-input multiple-output (MIMO) wireless system promises significant power and cost savings. Coarse quantization also enables significant reductions of the raw analog-to-digital converter (ADC) data that must be transferred from a spatially-separated antenna array to the baseband processing unit. The theoretical limits as well as practical transceiver algorithms for such quantized MU-MIMO systems operating over frequency-flat, narrowband channels have been studied extensively. However, the practically relevant scen…
Accurate and efficient estimation of the high dimensional channels is one of the critical challenges for practical applications of massive multiple-input multiple-output (MIMO). In the context of hybrid analog-digital (HAD) transceivers, channel estimation becomes even more complicated due to information loss caused by limited radio-frequency chains. The conventional compressive sensing (CS) algorithms usually suffer from unsatisfactory performance and high computational complexity. In this paper, we propose a novel deep learning (DL) based framework for uplink channel estimation in HAD massiv…
In this paper, we propose a wideband Full Duplex (FD) Multiple-Input Multiple-Output (MIMO) communication system comprising of an FD MIMO node simultaneously communicating with two multi-antenna UpLink (UL) and DownLink (DL) nodes utilizing the same time and frequency resources. To suppress the strong Self-Interference (SI) signal due to simultaneous transmission and reception in FD MIMO systems, we propose a joint design of Analog and Digital (A/D) cancellation as well as transmit and receive beamforming capitalizing on baseband Orthogonal Frequency-Division Multiplexing (OFDM) signal modelin…
Although the hardware complexity of the analog self-interference canceller in full duplex Multiple Input Multiple Output (MIMO) designs does not necessarily scale with the number of transceiver antennas, exploiting the benefits of analog cancellation in massive MIMO systems with hundreds of antenna elements is still quite impractical. Hybrid Analog and Digital (A/D) beamforming architectures have been lately considered as a candidate technology for realizing massive MIMO transceivers with very large number of antenna elements, but with much fewer numbers of Radio Frequency (RF) chains. In this…
Joint optimization of nonlinear precoders and receive filters is studied for both the uplink and downlink in a cellular system. For the uplink, the base transceiver station (BTS) receiver implements successive interference cancellation, and for the downlink, the BTS station pre-compensates for the interference with Tomlinson-Harashima precoding (THP). Convergence of alternating optimization of receivers and transmitters in a single cell is established when filters are updated according to a minimum mean squared error (MMSE) criterion, subject to appropriate power constraints. Adaptive algorith…
Given the critical dependence of broadcast channels by the accuracy of channel state information at the transmitter (CSIT), we develop a general downlink model with zero-forcing (ZF) precoding, applied in realistic heterogeneous cellular systems with multiple antenna base stations (BSs). Specifically, we take into consideration imperfect CSIT due to pilot contamination, channel aging due to users relative movement, and unavoidable residual additive transceiver hardware impairments (RATHIs). Assuming that the BSs are Poisson distributed, the main contributions focus on the derivations of the up…
This work focuses on the downlink and uplink of large-scale single-cell MU-MIMO systems in which the base station (BS) endowed with $M$ antennas communicates with $K$ single-antenna user equipments (UEs). Particularly, we aim at reducing the complexity of the linear precoder and receiver that maximize the minimum signal-to-interference-plus-noise ratio subject to a given power constraint. To this end, we consider the asymptotic regime in which $M$ and $K$ grow large with a given ratio. Tools from random matrix theory (RMT) are then used to compute, in closed form, accurate approximations for t…
In-phase/quadrature-phase (I/Q) imbalance is one of the most important hardware impairments in communication systems. It arises in the analogue parts of direct conversion radio frequency (RF) transceivers and can cause severe performance losses. In this paper, I/Q imbalance (IQI) aware widely-linear (WL) channel estimation and data detection schemes for uplink multi-cell massive multiple-input multiple-output (MIMO) systems are proposed. The resulting receiver is a WL extension of the minimum mean square error (MMSE) receiver and jointly mitigates multi-user interference and IQI by processing …
By means of the emerging technique of dynamic Time Division Duplex (TDD), the switching point between uplink and downlink transmissions can be optimized across a multi-cell system in order to reduce the impact of inter-cell interference. It has been recently recognized that optimizing also the order in which uplink and downlink transmissions, or more generally the two directions of a two-way link, are scheduled can lead to significant benefits in terms of interference reduction. In this work, the optimization of bi-directional scheduling is investigated in conjunction with the design of linear…
In this paper, a wireless powered communication network (WPCN) consisting of a hybrid access point (H-AP) and multiple user equipment (UEs), all of which operate in full-duplex (FD), is described. We first propose a transceiver structure that enables FD operation of each UE to simultaneously receive energy in the downlink (DL) and transmit information in the uplink (UL). We then provide an energy usage model in the proposed UE transceiver that accounts for the energy leakage from the transmit chain to the receive chain. It is shown that the throughput of an FD WPCN using the proposed FD UEs ca…
Massive multiple-input multiple-output (MIMO) systems are cellular networks where the base stations (BSs) are equipped with unconventionally many antennas, deployed on co-located or distributed arrays. Huge spatial degrees-of-freedom are achieved by coherent processing over these massive arrays, which provide strong signal gains, resilience to imperfect channel knowledge, and low interference. This comes at the price of more infrastructure; the hardware cost and circuit power consumption scale linearly/affinely with the number of BS antennas $N$. Hence, the key to cost-efficient deployment of …
We consider a reconfigurable intelligent surface (RIS)-aided massive multi-user multiple-input multiple-output (MIMO) communication system with transceiver hardware impairments (HWIs) and RIS phase noise. Different from the existing contributions, the phase shifts of the RIS are designed based on the long-term angle informations. Firstly, an approximate analytical expression of the uplink achievable rate is derived. Then, we use genetic algorithm (GA) to maximize the sum rate and the minimum date rate. Finally, we show that it is crucial to take HWIs into account when designing the phase shift…
In the past ten years, there have been tremendous research progresses on massive MIMO systems, most of which stand from the communications viewpoint. A new trend of investigating massive MIMO, especially for the sparse scenario like millimeter wave (mmWave) transmission, is to re-build the transceiver design from array signal processing viewpoint that could deeply exploit the half-wavelength array and provide enhanced performances in many aspects. For example, the high dimensional channel could be decomposed into small amount of physical parameters, e.g., angle of arrival (AoA), angle of depar…
Massive multiple-input multiple-output (MIMO) systems are cellular networks where the base stations (BSs) are equipped with unconventionally many antennas. Such large antenna arrays offer huge spatial degrees-of-freedom for transmission optimization; in particular, great signal gains, resilience to imperfect channel knowledge, and small inter-user interference are all achievable without extensive inter-cell coordination. The key to cost-efficient deployment of large arrays is the use of hardware-constrained base stations with low-cost antenna elements, as compared to today's expensive and powe…
Backscatter communication (BSC) is being realized as the core technology for pervasive sustainable Internet-of-Things applications. However, owing to the resource-limitations of passive tags, the efficient usage of multiple antennas at the reader is essential for both downlink excitation and uplink detection. This work targets at maximizing the achievable sum-backscattered-throughput by jointly optimizing the transceiver (TRX) design at the reader and backscattering coefficients (BC) at the tags. Since, this joint problem is nonconvex, we first present individually-optimal designs for the TRX …
Channel state information (CSI) acquisition is a significant bottleneck in the design of Massive MIMO wireless systems, due to the length of the training sequences required to distinguish the antennas (in the downlink) and the users (for the uplink where a given spectral resource can be shared by a large number of users). In this article, we focus on the downlink CSI estimation case. Considering the presence of spatial correlation at the base transceiver station (BTS) side, and assuming that the per-user channel statistics are known, we seek to exploit this correlation to minimize the length o…
Massive multiple-input multiple-output (MIMO) systems deploying a large number of antennas at the base station considerably increase the spectrum efficiency by serving multiple users simultaneously without causing severe interference. However, the advantage relies on the availability of the downlink channel state information (CSI) of multiple users, which is still a challenge in frequency-division-duplex transmission systems. This paper aims to solve this problem by developing a full transceiver framework that includes downlink channel training (or estimation), CSI feedback, and channel recons…
Downlink coherent multiuser transmission is an essential technique for cell-free massive multiple-input multiple output (MIMO) systems, and the availability of channel state information (CSI) at the transmitter is a basic requirement. To avoid CSI feedback in a time-division duplex system, the uplink channel parameters should be calibrated to obtain the downlink CSI due to the radio frequency circuit mismatch of the transceiver. In this paper, a design of a reference signal for over-the-air reciprocity calibration is proposed. The frequency domain generated reference signals can make full use …
When there are a large number of antennas in massive MIMO systems, the transmitted wideband signal will be sensitive to the physical propagation delay of electromagnetic waves across the large array aperture, which is called the spatial-wideband effect. In this scenario, transceiver design is different from most of the existing works, which presume that the bandwidth of the transmitted signals is not that wide, ignore the spatial-wideband effect, and only address the frequency selectivity. In this paper, we investigate spatial- and frequency-wideband effects, called dual-wideband effects, in m…
Standard cell-free (CF) multiple-input-multiple-output (mMIMO) systems is a promising technology to cover the demands for higher data rates in fifth-generation (5G) networks and beyond. These systems assume a large number of distributed access points (APs) using joint coherent transmission to communicate with the users. However, CF mMIMO systems present an increasing computational complexity as the number of users increases. Scalable cell-free CF (SCF) systems have been proposed to face this challenge. Given that the cost-efficient deployment of such large networks requires low-cost transceive…
The use of large-scale antenna arrays can bring substantial improvements in energy and/or spectral efficiency to wireless systems due to the greatly improved spatial resolution and array gain. Recent works in the field of massive multiple-input multiple-output (MIMO) show that the user channels decorrelate when the number of antennas at the base stations (BSs) increases, thus strong signal gains are achievable with little inter-user interference. Since these results rely on asymptotics, it is important to investigate whether the conventional system models are reasonable in this asymptotic regi…
The increasingly demanding objectives for next generation wireless communications have spurred recent research activities on multi-antenna transceiver hardware architectures and relevant intelligent communication schemes. Among them belong the Full Duplex (FD) Multiple-Input Multiple-Output (MIMO) architectures, which offer the potential for simultaneous uplink and downlink operations in the entire frequency band. However, as the number of antenna elements increases, the interference signal leaking from the transmitter of the FD radio to its receiver becomes more severe. In this article, we pr…
The practical deployment of massive multiple-input multiple-output (MIMO) in future fifth generation (5G) wireless communication systems is challenging due to its high hardware cost and power consumption. One promising solution to address this challenge is to adopt the low-resolution analog-to-digital converter (ADC) architecture. However, the practical implementation of such architecture is challenging due to the required complex signal processing to compensate the coarse quantization caused by low-resolution ADCs. Therefore, few high-resolution ADCs are reserved in the recently proposed mixe…
To keep the hardware costs of future communications systems manageable, the use of low-cost hardware components is desirable. This is particularly true for the emerging massive multiple-input multiple-output (MIMO) systems which equip base stations (BSs) with a large number of antenna elements. However, low-cost transceiver designs will further accentuate the hardware impairments which are present in any practical communication system. In this paper, we investigate the impact of hardware impairments on the secrecy performance of downlink massive MIMO systems in the presence of a passive multip…
Singapore University of Technology and Design（新加坡科技设计大学）；National and Kapodistrian University of Athens（雅典国立卡波季斯特里安大学）；CentraleSupélec, Université Paris-Saclay（巴黎-萨克雷大学中央理工-高等电力学院）；Huawei Technologies France SASU（华为技术法国公司）
One of the fundamental challenges to realize massive Multiple-Input Multiple-Output (MIMO) communications is the accurate acquisition of channel state information for a plurality of users at the base station. This is usually accomplished in the UpLink (UL) direction profiting from the time division duplexing mode. In practical base station transceivers, there exist inevitably nonlinear hardware components, like signal amplifiers and various analog filters, which complicates the calibration task. To deal with this challenge, we design a deep neural network for channel calibration between the UL…
