Reconfigurable intelligent surfaces (RISs) consist of many passive elements of metamaterials whose impedance can be controllable to change the characteristics of wireless signals impinging on them. Channel estimation is a critical task when it comes to the control of a large RIS when having a channel with a large number of multipath components. In this paper, we derive Bayesian channel estimators for two RIS-assisted massive multiple-input multiple-output (MIMO) configurations: i) the short-term RIS configuration based on the instantaneous channel estimates; ii) the long-term RIS configuration based on the channel statistics. The proposed methods exploit spatial correlation characteristics at both the base station and the planar RISs, and other statistical characteristics of multi-specular fading in a mobile environment. Moreover, a novel heuristic for phase-shift selection at the RISs is developed. A computationally efficient fixed-point algorithm, which solves the max-min fairness power control optimally, is proposed. Simulation results demonstrate that the proposed uplink RIS-aided framework improves the spectral efficiency of the cell-edge mobile user equipments substantially in comparison to a conventional single-cell massive MIMO system. The impact of several channel effects are studied to gain insight about when the channel estimation, i.e., the short-term configuration, is preferable in comparison to the long-term RIS configuration to boost the spectral efficiency.
In this letter, we consider the problem of channel estimation for large intelligent metasurface (LIM) assisted massive multiple-input multiple-output (MIMO) systems. The main challenge of this problem is that the LIM integrated with a large number of low-cost metamaterial antennas can only passively reflect the incident signal by a certain phase shift, and does not have any signal processing capability. To deal with this, we introduce a general framework for the estimation of the transmitter-LIM and LIM-receiver cascaded channel, and propose a two-stage algorithm that includes a sparse matrix …
This paper investigates the maximal achievable rate for a given average error probability and blocklength for the reconfigurable intelligent surface (RIS) assisted multiple-input and multiple-output (MIMO) system. The result consists of a finite blocklength channel coding achievability bound and a converse bound based on the Berry-Esseen theorem, the Mellin transform and the mutual information. Numerical evaluation shows fast speed of convergence to the maximal achievable rate as the blocklength increases and also proves that the channel variance is a sound measurement of the backoff from the …
We address the problem of interference leakage (IL) minimization in the $K$-user multiple-input multiple-output (MIMO) interference channel (IC) assisted by a reconfigurable intelligent surface (RIS). We describe an iterative algorithm based on block coordinate descent to minimize the IL cost function. A reformulation of the problem provides a geometric interpretation and shows interesting connections with envelope precoding and phase-only zero-forcing beamforming problems. As a result of this analysis, we derive a set of necessary (but not sufficient) conditions for a phase-optimized RIS to b…
Massive multiple-input multiple-output (MIMO) and reconfigurable intelligent surface (RIS) are two promising technologies for 5G-and-beyond wireless networks, capable of providing large array gain and multiuser spatial multiplexing. Without requiring additional frequency bands, those technologies offer significant improvements in both spectral and energy efficiency by simultaneously serving many users. The performance analysis of an RIS-assisted Massive MIMO system as a function of the channel statistics relies heavily on fundamental properties including favorable propagation, channel hardenin…
Intelligent reflecting surfaces (IRSs) are regarded as promising enablers for future millimeter wave (mmWave) wireless communication, due to their ability to create favorable line-of-sight (LoS) propagation environments. In this paper, we investigate channel estimation in downlink IRS-assisted mmWave multiple-input multiple-output (MIMO) systems. By leveraging the sparsity of mmWave channels, we formulate the channel estimation problem as a fixed-rank constrained non-convex optimization problem. To tackle the non-convexity, an efficient algorithm is proposed by capitalizing on alternating mini…
In a practical massive MIMO (multiple-input multiple-output) system, the number of antennas at a base station (BS) is constrained by the space and cost factors, which limits the throughput gain promised by theoretical analysis. This paper thus studies the feasibility of adopting the intelligent reflecting surface (IRS) to further improve the beamforming gain of the uplink communications in a massive MIMO system. Under such a novel system, the central question lies in whether the IRS is able to enhance the network throughput as expected, if the channel estimation overhead is taken into account.…
In this paper, we study the achievable rate region of 1-layer rate splitting (RS) in the presence of hardware impairment (HWI) and improper Gaussian signaling (IGS) for a single-cell reconfigurable intelligent surface (RIS) assisted broadcast channel (BC). We assume that the transceivers may suffer from an imbalance in in-band and quadrature signals, which is known as I/Q imbalance (IQI). The received signal and noise can be improper when there exists IQI. Therefore, we employ IGS to compensate for IQI as well as to manage interference. Our results show that RS and RIS can significantly enlarg…
In this paper, we propose an optimization framework for rate splitting (RS) techniques in multiple-input multiple-output (MIMO) reconfigurable intelligent surface (RIS)-assisted systems, possibly with I/Q imbalance (IQI). This framework can be applied to any optimization problem in which the objective and/or constraints are linear functions of the rates and/or transmit covariance matrices. Such problems include minimum-weighted and weighted-sum rate maximization, total power minimization for a target rate, minimum-weighted energy efficiency (EE) and global EE maximization. The framework may be…
Channel estimation in reconfigurable intelligent surface (RIS) assisted multiple input multiple output (MIMO) communication systems is challenging as pilots cannot be decoded at or transmitted from a RIS with only passive elements. We assume an angular model for the line-of-sight channel between the user equipment (UE) and the RIS and between the RIS and the base station (BS) with no direct path between the UE and BS. In this letter, assuming that we can compute the RIS-BS channel (up to a complex path gain) from their known locations, we first discuss the ambiguity involved in estimating the …
Reconfigurable intelligent surface (RIS) is considered to be an energy-efficient approach to reshape the wireless environment for improved throughput. Its passive feature greatly reduces the energy consumption, which makes RIS a promising technique for enabling the future smart city. Existing beamforming designs for RIS mainly focus on optimizing the spectral efficiency for single carrier systems. To avoid the complicated bit allocation on different spatial domain subchannels in MIMO systems, in this paper, we propose a geometric mean decomposition-based beamforming for RIS-assisted millimeter…
For downlink massive multiple-input multiple-output (MIMO) operating in time-division duplex protocol, users can decode the signals effectively by only utilizing the channel statistics as long as channel hardening holds. However, in a reconfigurable intelligent surface (RIS)-assisted massive MIMO system, the propagation channels may be less hardened due to the extra random fluctuations of the effective channel gains. To address this issue, we propose a learning-based method that trains a neural network to learn a mapping between the received downlink signal and the effective channel gains. The…
Recent applications of the Full Duplex (FD) technology focus on enabling simultaneous control communication and data transmission to reduce the control information exchange overhead, which impacts end-to-end latency and spectral efficiency. In this paper, we present a simultaneous direction estimation and data transmission scheme for millimeter Wave (mmWave) massive Multiple-Input Multiple-Output (MIMO) systems, enabled by a recent FD MIMO technology with reduced hardware complexity Self-Interference (SI) cancellation. We apply the proposed framework in the mmWave analog beam management proble…
Reconfigurable intelligent surfaces (RISs) have attracted great attention as a potential beyond 5G technology. These surfaces consist of many passive elements of metamaterials whose impedance can be controllable to change the phase, amplitude, or other characteristics of wireless signals impinging on them. Channel estimation is a critical task when it comes to the control of a large RIS when having a channel with a large number of multipath components. In this paper, we propose a novel channel estimation scheme that exploits spatial correlation characteristics at both the massive multiple-inpu…
Intelligent reflecting surface (IRS) has gained tremendous attention recently as a disruptive technology for beyond 5G networks. In this paper, we consider the problem of secrecy rate maximization for an IRS-assisted Gaussian multiple-input multiple-output multi-antenna-eavesdropper (MIMOME) wiretap channel (WTC). In this context, we aim to jointly optimize the input covariance matrix and the IRS phase shifts to maximize the achievable secrecy rate of the considered system. To solve the formulated problem which is non-convex, we propose an iterative method based on the block successive maximiz…
An intelligent reflecting surface (IRS)-assisted millimeter-wave (mmWave) massive multiple input multiple output (MIMO) system with transmit antenna selection (TAS) using orthogonal space-time block codes (OSTBC) scheme is proposed in this paper. This system combines TAS and IRS with hybrid analog-digital beamforming (HBF) for 60 GHz mmWave communications in order to exploit the benefits of TAS, OSTBC, analog beamforming (ABF), and transmit digital precoding techniques. The proposed system, however, benefits from the transmit diversity gain of OSTBC scheme as well as from the signal-to-noise r…
Intelligent reflecting surface (IRS) is a promising technology for beyond 5th Generation of the wireless communications. In fully passive IRS-assisted systems, channel estimation is challenging and should be carried out only at the base station or at the terminals since the elements of the IRS are incapable of processing signals. In this letter, we formulate a tensor-based semi-blind receiver that solves the joint channel and symbol estimation problem in an IRS-assisted multi-user multiple-input multiple-output system. The proposed approach relies on a generalized PARATUCK tensor model of the …
This work studies secure transmission in intelligent reflecting surfaces (IRS)-assisted MIMO systems when an active eavesdropper is available in the network. We consider a scenario in which the eavesdropper performs an active pilot attack to contaminate the channel estimation at the base station. Invoking the method of secure regularized zero forcing, we develop an algorithm that designs beamforming vectors, as well as phase-shifts at the IRS, such that the active attacker is blinded. Our numerical investigations confirm that the proposed algorithm can suppress the active eavesdropper effectiv…
The reconfigurable intelligent surface (RIS) technology is a promising enabler for millimeter wave (mmWave) wireless communications, as it can potentially provide spectral efficiency comparable to the conventional massive multiple-input multiple-output (MIMO) but with significantly lower hardware complexity. In this paper, we focus on the estimation and projection of the uplink RIS-aided massive MIMO channel, which can be time-varying. We propose to let the user equipments (UE) transmit Zadoff-Chu (ZC) sequences and let the base station (BS) conduct maximum likelihood (ML) estimation of the up…
This paper considers reconfigurable intelligent surface (RIS)-assisted point-to-point multiple-input multiple-output (MIMO) communication systems, where a transmitter communicates with a receiver through an RIS. Based on the main target of reducing the bit error rate (BER) and therefore enhancing the communication reliability, we study different model-based and data-driven (autoencoder) approaches. In particular, we consider a model-based approach that optimizes both active and passive optimization variables. We further propose a novel end-to-end data-driven framework, which leverages the rece…
In this paper, we investigate network-assisted full-duplex (NAFD) cell-free millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems with digital-to-analog converter (DAC) quantization and fronthaul compression. We propose to maximize the weighted uplink and downlink sum rate by jointly optimizing the power allocation of both the transmitting remote antenna units (T-RAUs) and uplink users and the variances of the downlink and uplink fronthaul compression noises. To deal with this challenging problem, we further apply a successive convex approximation (SCA) method to handl…
Millimeter wave (mmWave) and terahertz MIMO systems rely on pre-defined beamforming codebooks for both initial access and data transmission. However, most of the existing codebooks adopt pre-defined beams that focus mainly on improving the gain of their target users, without taking interference into account, which could incur critical performance degradation in dense networks. To address this problem, in this paper, we propose a sample-efficient digital twin-assisted beam pattern design framework that learns how to form the beam pattern to reject the signals from the interfering directions. Th…
The reconfigurable intelligent surface (RIS) is useful to effectively improve the coverage and data rate of end-to-end communications. In contrast to the well-studied coverage-extension use case, in this paper, multiple RIS panels are introduced, aiming to enhance the data rate of multi-input multi-output (MIMO) channels in presence of insufficient scattering. Specifically, via the operator-valued free probability theory, the asymptotic mutual information of the large-dimensional RIS-assisted MIMO channel is obtained under the Rician fading with Weichselberger's correlation structure, in prese…
Although the multi-antenna or so-called multiple-input multiple-output (MIMO) transmission has been the enabling technology for the past generations of radio-frequency (RF)-based wireless communication systems, its application to the visible light communication (VLC) still faces a critical challenge as the MIMO spatial multiplexing gain can be hardly attained in VLC channels due to their strong spatial correlation. In this paper, we tackle this problem by deploying the optical intelligent reflecting surface (OIRS) in the environment to boost the capacity of MIMO VLC. Firstly, based on the extr…
We consider a two--tile reconfigurable intelligent surface (RIS) assisted wireless network with a two-antenna transmitter and receiver over Rayleigh fading. We show that the average received signal-to-noise-ratio (SNR) optimal transmission and combining vectors are given by the left and right singular spaces of the RIS-receiver and transmit-RIS channel matrices, respectively. Moreover, the optimal phases at the two tiles of the RIS are determined by the phases of the elements of the latter spaces. To further study the effect of phase compensation, we statistically characterize the average SNR …
In this paper, we investigate a simultaneous transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisting a massive multiple-input multiple-output (mMIMO) system. In particular, we derive a closed-form expression for the coverage probability of a STAR-RIS assisted mMIMO system while accounting for correlated fading and phase-shift errors. Notably, the phase configuration takes place at every several coherence intervals by optimizing the coverage probability since the latter depends on statistical channel state information (CSI) in terms of large-scale statistics. As a re…
In this paper, we investigate the downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA). We propose a novel user-assisted (UA) simultaneous diagonalization (SD) based MIMO-NOMA scheme that achieves SD of the MIMO channels of both users through a combination of precoder design and low-complexity self-interference cancellation at the users, thereby considerably lowering the overall decoding complexity compared to joint decoding. The achievable ergodic user rates of the proposed scheme are analyzed for Rayleigh fading channe…
This letter focuses on the non-convex joint optimization with a dynamic resource of multi-user for an intelligent reflecting surface-enhanced mmWave system, where all users are concentrated on the unique cluster beam. Firstly, the objective function of the above non-linear problem is converted into a quadratic programming form under the quality of service constraints. Further, a multi-blocks alternating optimization framework with dynamic power allocation is proposed to obtain the maximum sum-rate, where the relaxed ADMM algorithm is adopted to tackle the optimal fulldigital precoder and the c…
In this paper, we investigate channel estimation for a large intelligent surface (LIS) aided multiple-input multiple-output (MIMO) communication system. Due to the close proximity of communication devices and LIS terminal, the desired channels can be modeled as line-of-sight channels which are ill-conditioned. To estimate these channel matrices with high quality, we propose a two-stage channel estimation method. In particular, we employ the conventional time-division duplexing based MIMO channel estimation technique in the first stage to estimate the direct MIMO channel between the end termina…
Millimeter wave (mmWave) band, or high frequencies such as THz, has large undeveloped band of spectrum. However, wireless channels over the mmWave band usually have one or two paths only due to the severe attenuation. The channel property restricts its development in the multiple-input multiple-output (MIMO) system, which can improve throughput by increasing the spectral efficiency. Recent development in reconfigurable intelligent surface (RIS) provides new opportunities to mmWave communications. In this study, we propose a mmWave system, which used low-precision analog-to-digital converters (…
Reconfigurable intelligent surface is a potential technology component of future wireless networks due to its capability of shaping the wireless environment. The promising MIMO systems in terms of extended coverage and enhanced capacity are, however, critically dependent on the accuracy of the channel state information. However, traditional channel estimation schemes are not applicable in RIS-assisted MIMO networks, since passive RISs typically lack the signal processing capabilities that are assumed by channel estimation algorithms. This becomes most problematic when physical imperfections or…
This paper presents a novel radio frequency (RF) beam training algorithm for sparse multiple input multiple output (MIMO) channels using unitary RF beamforming codebooks at transmitter (Tx) and receiver (Rx). The algorithm leverages statistical knowledge from past beam data for expedited beam search with statistically-minimal training overheads. Beams are tested in the order of their ranks based on their probabilities for providing a communication link. For low beam entropy scenarios, statistically-ranked beam search performs excellent in reducing the average number of beam tests per Tx-Rx bea…
This article investigates physical layer security (PLS) in reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) channels. Existing researches ignore the problem that secrecy rate can not be calculated if the eavesdropper's instantaneous channel state information (CSI) is unknown. Furthermore, without the secrecy rate expression, beamforming and phase shifter optimization with the purpose of PLS enhancement is not available. To address these problems, we first give the expression of secrecy outage probability for any beamforming…
Efficient Alternating Optimization for Hybrid Digital-Wave Beamforming in SIM-Assisted Cell-Free Massive MIMO
Hanyang University（汉阳大学）；Northeastern University London（伦敦东北大学）；King’s College London（伦敦国王学院）；CNRS and CentraleSupélec, Institute of Electronics and Digital Technologies (IETR)（法国国家科学研究中心与中央理工-苏裴蕾斯，电子与数字技术研究所）
We consider the combination of uplink code-domain non-orthogonal multiple access (NOMA) with massive multiple-input multiple-output (MIMO) and reconfigurable intelligent surfaces (RISs). We assume a setup in which the base station (BS) is capable of forming beams towards the RISs under line-of-sight conditions, and where each RIS is covering a cluster of users. In order to support multi-user transmissions within a cluster, code-domain NOMA via spreading is utilized. We investigate the optimization of the RIS phase-shifts such that a large number of users is supported. As it turns out, it is a …
