In this paper, we investigate the downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA). We propose a novel user-assisted (UA) simultaneous diagonalization (SD) based MIMO-NOMA scheme that achieves SD of the MIMO channels of both users through a combination of precoder design and low-complexity self-interference cancellation at the users, thereby considerably lowering the overall decoding complexity compared to joint decoding. The achievable ergodic user rates of the proposed scheme are analyzed for Rayleigh fading channels based on a finite-size random matrix theory framework, which is further exploited to develop a statistical power allocation algorithm. Simulation and numerical results show that the proposed UA-SD MIMO-NOMA scheme significantly outperforms orthogonal multiple access and a benchmark precoder design performing SD via generalized singular value decomposition in terms of the achievable ergodic rate region for most user rates. The ergodic rate region is further enhanced by a hybrid scheme which performs time sharing between the proposed UA-SD MIMO-NOMA scheme and single-user MIMO.
In this paper, we consider the downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) systems. The proposed precoding scheme is based on simultaneous triangularization and decomposes the MIMO-NOMA channels of the two users into multiple single-input single-output NOMA channels, assuming low-complexity self-interference cancellation at the users. In contrast to the precoding schemes based on simultaneous diagonalization (SD), the proposed scheme avoids inverting the MIMO channels of the users, thereby enhancing the ergodic …
Although the hybrid of cell-free (CF) massive multiple-input multiple-output (MIMO) and non-orthogonal multiple access (NOMA) promises massive spectral efficiency gains, the type of precoders employed at the access points (APs) impacts the gains. In this paper, we thus comprehensively evaluate the system performance with maximum ratio transmission (MRT), full-pilot zero-forcing (fpZF) and modified regularized ZF (mRZF) precoders. We derive their closed-form sum rate expressions by considering Rayleigh fading channels, the effects of intra-cluster pilot contamination, inter-cluster interference…
The throughput of users with poor channel conditions, such as those at a cell edge, is a bottleneck in wireless systems. A major part of the power budget must be allocated to serve these users in guaranteeing their quality-of-service (QoS) requirement, hampering QoS for other users and thus compromising the system reliability. In nonorthogonal multiple access (NOMA), the message intended for a user with a poor channel condition is decoded by itself and by another user with a better channel condition. The message intended for the latter is then successively decoded by itself after canceling the…
In this paper, a downlink multiple input multiple output (MIMO) non-orthogonal multiple access (NOMA) wireless communication system is considered. In NOMA systems, the base station has unicast data for all users, and multiple users in a group share the same resources. The objective is to design transmit precoders and power allocation coefficients jointly that provide max-min fairness (MMF) among the strongest users in each group, while maintaining minimum target rates for all the other users. The problem is solved via two main iterative approaches. The first method is based on semi-definite re…
Non-orthogonal multiple access (NOMA) has been recently considered in millimeter-wave (mmWave) massive MIMO systems to further enhance the spectrum efficiency. In addition, simultaneous wireless information and power transfer (SWIPT) is a promising solution to maximize the energy efficiency. In this paper, for the first time, we investigate the integration of SWIPT in mmWave massive MIMO-NOMA systems. As mmWave massive MIMO will likely use hybrid precoding (HP) to significantly reduce the number of required radio-frequency (RF) chains without an obvious performance loss, where the fully digita…
Precoding with block diagonalization is an attractive scheme for approaching sum capacity in multiuser multiple input multiple output (MIMO) broadcast channels. This method requires either global channel state information at every receiver or an additional training phase, which demands additional system planning. In this paper we propose a lattice based multi-user precoder that uses block diagonalization combined with pre-equalization and perturbation for the multiuser MIMO broadcast channel. An achievable sum rate of the proposed scheme is derived and used to show that the proposed technique …
A novel signaling design for secure transmission over two-user multiple-input multiple-output non-orthogonal multiple access channel using deep neural networks (DNNs) is proposed. The goal of the DNN is to form the covariance matrix of users' signals such that the message of each user is transmitted reliably while being confidential from its counterpart. The proposed DNN linearly precodes each user's signal before superimposing them and achieves near-optimal performance with significantly lower run time. Simulation results show that the proposed models reach about 98% of the secrecy capacity r…
Non-orthogonal multiple access (NOMA) is a powerful transmission technique that enhances the spectral efficiency of communication links, and is being investigated for 5G standards and beyond. A major drawback of NOMA is the need to apply successive interference cancellation (SIC) at the receiver on a symbol-by-symbol basis, which limits its practicality. To circumvent this, in this paper a novel constructive multiple access (CoMA) scheme is proposed and investigated. CoMA aligns the superimposed signals to the different users constructively to the signal of interest. Since the superimposed sig…
The application of network non-orthogonal multiple access (N-NOMA) technique to coordinated multi-point (CoMP) systems has attracted significant attention due to its superior capability to improve connectivity and maintain reliable transmission for CoMP users simultaneously. Based on the concept of quasi-degraded channel for N-NOMA, this paper studies the precoding design for downlink N-NOMA scenarios with two base stations (BSs) equipped with multiple antennas. In specific, under quasi-degraded channels, simple linear precoding based N-NOMA can achieve the same minimal total transmission powe…
Due to its promising performance in a wide range of practical scenarios, Rate-Splitting (RS) has recently received significant attention in academia for the downlink of communication systems. In this letter, we propose and analyse a Cooperative Rate-Splitting (CRS) strategy based on the three-node relay channel where the transmitter is equipped with multiple antennas. By splitting user messages and linearly precoding common and private streams at the transmitter, and opportunistically asking the relaying user to forward its decoded common message, CRS can efficiently cope with a wide range of …
Block diagonalization (BD) is a practical linear precoding technique that eliminates the inter-user interference in downlink multiuser multiple-input multiple-output (MIMO) systems. In this paper, we apply BD to the downlink transmission in a cooperative multi-cell MIMO system, where the signals from different base stations (BSs) to all the mobile stations (MSs) are jointly designed with the perfect knowledge of the downlink channels and transmit messages. Specifically, we study the optimal BD precoder design to maximize the weighted sum-rate of all the MSs subject to a set of per-BS power con…
In this paper, we consider the uplink and downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) systems. We propose novel uplink and downlink precoding and decoding schemes that lower the decoding complexity at the receiver by decomposing the MIMO-NOMA channels of the users into multiple single-input single-output (SISO)-NOMA channels via simultaneous triangularization (ST) of the MIMO channels of the users and a low-complexity self-interference cancellation at the receiver. The proposed ST MIMO-NOMA schemes avoid channel…
In this paper, we propose a multi-beam non-orthogonal multiple access (NOMA) scheme for hybrid millimeter wave (mmWave) systems and study its resource allocation. A beam splitting technique is designed to generate multiple analog beams to serve multiple users for NOMA transmission. Compared to conventional mmWave orthogonal multiple access (mmWave-OMA) schemes, the proposed scheme can serve more than one user on each radio frequency (RF) chain. Besides, in contrast to the recently proposed single-beam mmWave-NOMA scheme which can only serve multiple NOMA users within the same beam, the propose…
This paper investigates dual-layer non-orthogonally superimposed transmissions for industrial internet of things (IoT) millimeter-wave communications. Essentially, the overlayer is a ubiquitous multicast signal devised to serve all the devices in coverage with a common message, i.e., critical control packet. The underlayer is a composite signal that consists of private unicast messages. Due to safety implications, it is critical that all devices can decode the multicast information. To ensure this requirement, we jointly optimize the hybrid precoder, analog combiners, power allocation, and fai…
This paper considers a Gaussian multi-input multi-output (MIMO) multiple access wiretap (MAC-WT) channel, where an eavesdropper (Eve) wants to extract the confidential information of all users. Assuming that both the legitimate receiver and Eve jointly decode their interested messages, we aim to maximize the sum secrecy rate of the system by precoder design. Although this problem could be solved by first using the iterative majorization minimization (MM) based algorithm to get a sequence of convex log-determinant optimization subproblems and then using some general tools, e.g., the interior po…
In this work, we present block diagonalization and power allocation algorithms for large-scale multiple-antenna systems with coarsely quantized signals. In particular, we develop Coarse Quantization-Aware Block Diagonalization ${\scriptstyle\mathrm{\left(CQA-BD\right)}}$ and Coarse Quantization-Aware Regularized Block Diagonalization ${\scriptstyle\mathrm{\left(CQA-RBD\right)}}$ precoding algorithms that employ the Bussgang decomposition and can mitigate the effects of low-resolution signals and interference. Moreover, we also devise the Coarse Quantization-Aware Most Advantageous Allocation S…
Rate-Splitting Multiple Access (RSMA) has recently appeared as a powerful and robust multiple access and interference management strategy for downlink Multi-user (MU) multi-antenna communications. In this work, we study the precoder design problem for RSMA scheme in downlink MU systems with both perfect and imperfect Channel State Information at the Transmitter (CSIT) and assess the role and benefits of transmitting multiple common streams. Unlike existing works which have considered single-antenna receivers (Multiple-Input Single-Output--MISO), we propose and extend the RSMA framework for mul…
In this work, we investigate Block Diagonalization (BD) techniques for multiuser multiple-antenna systems using rate-splitting (RS) multiple access. In RS multiple access the messages of the users are split into a common part and a private part in order to mitigate multiuser interference. We present the system model for a RS multiple access system operating in a broadcast channel scenario where the receivers are equipped with multiple antennas. We also develop linear precoders based on BD for the RS multiple access systems along with combining techniques, such as the min-max criterion and the …
In this paper, we consider the precoder design for an under-loaded or critically loaded downlink multi-user multiple-input multiple-output (MU-MIMO) communication system. We propose novel precoding and decoding schemes which enhance system performance based on rate splitting at the transmitter and single-stage successive interference cancellation at the receivers. The proposed successive null-space (SNS) precoding scheme utilizes linear combinations of the null-space basis vectors of the successively augmented MIMO channel matrices of the users as precoding vectors to adjust the inter-user-int…
Signal-to-leakage-and-noise ratio (SLNR) is a promising criterion for linear precoder design in multi-user (MU) multiple-input multiple-output (MIMO) systems. It decouples the precoder design problem and makes closed-form solution available. In this letter, we present a new linear precoding scheme by slightly relaxing the SLNR maximization for MU-MIMO systems with multiple data streams per user. The precoding matrices are obtained by a general form of simultaneous diagonalization of two Hermitian matrices. The new scheme reduces the gap between the per-stream effective channel gains, an inhere…
Rate-Splitting Multiple Access (RSMA) is an emerging flexible and powerful multiple access for downlink multiantenna networks. In this paper, we introduce the concept of RSMA into short-packet downlink communications. We design optimal linear precoders that maximize the sum rate with Finite Blocklength (FBL) constraints. The relations between the sum rate and blocklength of RSMA are investigated for a wide range of network loads and user deployments. Numerical results demonstrate that RSMA can achieve the same transmission rate as Non-Orthogonal Multiple Access (NOMA) and Space Division Multip…
This paper proposes the design of robust transceivers with Tomlinson-Harashima precoding (THP) for multiple-input multiple-output (MIMO) relay systems with amplify-and-forward (AF) protocols based on a multi-branch (MB) strategy. The MB strategy employs successive interference cancellation (SIC) on several parallel branches which are equipped with different ordering patterns so that each branch produces transmit signals by exploiting a certain ordering pattern. For each parallel branch, the proposed robust nonlinear transceiver design consists of THP at the source along with a linear precoder …
In this paper, we consider the precoder design for downlink multiple-input multiple-output (MIMO) rate-splitting multiple access (RSMA) systems. The proposed scheme with simultaneous diagonalization (SD) decomposes the MIMO channel matrices of the users into scalar channels via higher-order generalized singular value decomposition for the common message (CM) and block diagonalization (BD) for the private messages, thereby enabling low-complexity element-by-element successive interference cancellation (SIC) and decoding at the receivers. Furthermore, the proposed SD MIMO-RSMA overcomes a critic…
This paper develops stream combining techniques for rate-splitting (RS) multiple-antenna systems with multiple users to enhance the common rate. We propose linear combining techniques based on the Min-Max, the maximum ratio and the minimum mean-square error criteria along with Regularized Block Diagonalization (RBD) precoders for RS-based multiuser multiple-antenna systems. An analysis of the sum rate performance is carried out, leading to closed-form expressions. Simulations show that the proposed combining schemes offer a significant sum rate performance gain over conventional linear precodi…
This paper investigates relaying schemes in an amplify-and-forward multiple-input multiple-output relay network, where an energy-constrained relay harvests wireless power from the source information flow and can be further aided by an energy flow (EF) in the form of a wireless power transfer at the destination. However, the joint optimization of the relay matrix and the source precoder for the energy-flow-assisted (EFA) and the non-EFA (NEFA) schemes is intractable. The original rate maximization problem is transformed into an equivalent weighted mean square error minimization problem and opti…
In a Non-Orthogonal Unicast and Multicast (NOUM) transmission system, a multicast stream intended to all the receivers is superimposed in the power domain on the unicast streams. One layer of Successive Interference Cancellation (SIC) is required at each receiver to remove the multicast stream before decoding its intended unicast stream. In this paper, we first show that a linearly-precoded 1-layer Rate-Splitting (RS) strategy at the transmitter can efficiently exploit this existing SIC receiver architecture. We further propose multi-layer transmission strategies based on the generalized RS an…
Cooperative Rate-Splitting (CRS) strategy, relying on linearly precoded rate-splitting at the transmitter and opportunistic transmission of the common message by the relaying user, has recently been shown to outperform typical Non-cooperative Rate-Splitting (NRS), Cooperative Non-Orthogonal Multiple Access (C-NOMA) and Space Division Multiple Access (SDMA) in a two-user Multiple Input Single Output (MISO) Broadcast Channel (BC) with user relaying. In this work, the existing two-user CRS transmission strategy is generalized to the K-user case. We study the problem of jointly optimizing the prec…
Rate-Splitting Multiple Access (RSMA) has emerged as a flexible and powerful framework for wireless networks. In this paper, we investigate the user fairness of downlink multi-antenna RSMA in short-packet communications with/without cooperative (user-relaying) transmission. We design optimal time allocation and linear precoders that maximize the Max-Min Fairness (MMF) rate with Finite Blocklength (FBL) constraints. The relation between the MMF rate and blocklength of RSMA, as well as the impact of cooperative transmission are investigated for a wide range of network loads. Numerical results de…
A clustered base transceiver station (BTS) coordination strategy is proposed for a large cellular MIMO network, which includes full intra-cluster coordination to enhance the sum rate and limited inter-cluster coordination to reduce interference for the cluster edge users. Multi-cell block diagonalization is used to coordinate the transmissions across multiple BTSs in the same cluster. To satisfy per-BTS power constraints, three combined precoder and power allocation algorithms are proposed with different performance and complexity tradeoffs. For inter-cluster coordination, the coordination are…
In a multi-user multi-antenna Simultaneous Wireless Information and Power Transfer (SWIPT) network, the transmitter sends information to the Information Receivers (IRs) and energy to Energy Receivers (ERs) concurrently. A conventional approach is based on Multi-User Linear Precoding (MU--LP) where each IR directly decodes the intended stream by fully treating the interference from other IRs and ERs as noise. In this paper, we investigate the application of linearly-precoded Rate-Splitting (RS) in Multiple Input Single Output (MISO) SWIPT Broadcast Channel (BC). By splitting the messages of IRs…
We investigate the MIMO broadcast channel in the high SNR regime when linear filtering is applied instead of dirty paper coding. Using a user-wise rate duality where the streams of every single user are not treated as self-interference as in the hitherto existing stream-wise rate dualities for linear filtering, we solve the weighted sum rate maximization problem of the broadcast channel in the dual multiple access channel. Thus, we can exactly quantify the asymptotic rate loss of linear filtering compared to dirty paper coding for any channel realization. Having converted the optimum covarianc…
In a superimposed unicast and multicast transmission system, one layer of Successive Interference Cancellation (SIC) is required at each receiver to remove the multicast stream before decoding the unicast stream. In this paper, we show that a linearly-precoded Rate-Splitting (RS) strategy at the transmitter can efficiently exploit this existing SIC receiver architecture. By splitting the unicast message into common and private parts and encoding the common parts along with the multicast message into a super-common stream decoded by all users, the SIC is used for the dual purpose of separating …
In this paper, we employ Cooperative Rate-Splitting (CRS) technique to enhance the Secrecy Sum Rate (SSR) for the Multiple Input Single Output (MISO) Broadcast Channel (BC), consisting of two legitimate users and one eavesdropper, with perfect Channel State Information (CSI) available at all nodes. For CRS based on the three-node relay channel, the transmitter splits and encodes the messages of legitimate users into common and private streams based on Rate-Splitting (RS). With the goal of maximizing SSR, the proposed CRS strategy opportunistically asks the relaying legitimate user to forward i…
This paper considers a scenario for multi-input multi-output (MIMO) communication systems when perfect channel state information at the transmitter (CSIT) is given while the equivalent channel state information at the receiver (CSIR) is not available. Such an assumption is valid for the downlink multi-user MIMO systems with linear precoders that depend on channels to all receivers. We propose a concept called dual systems with zero-forcing designs based on the duality principle, originally proposed to relate Gaussian multi-access channels (MACs) and Gaussian broadcast channels (BCs). For the t…
Rate-splitting (RS) has recently been recognized as a promising physical-layer technique for multi-antenna broadcast channels (BC). Due to its ability to partially decode the interference and partially treat the remaining interference as noise, RS is an enabler for a powerful multiple access, namely rate-splitting multiple access (RSMA), that has been shown to achieve higher spectral efficiency (SE) and energy efficiency (EE) than both space division multiple access (SDMA) and non-orthogonal multiple access (NOMA) in a wide range of user deployments and network loads. As SE maximization and EE…
Cloud radio access network (C-RAN) has become a promising network architecture to support the massive data traffic in the next generation cellular networks. In a C-RAN, a massive number of low-cost remote antenna ports (RAPs) are connected to a single baseband unit (BBU) pool via high-speed low-latency fronthaul links, which enables efficient resource allocation and interference management. As the RAPs are geographically distributed, the group sparse beamforming schemes attracts extensive studies, where a subset of RAPs is assigned to be active and a high spectral efficiency can be achieved. H…
