Rate-splitting (RS) has recently been recognized as a promising physical-layer technique for multi-antenna broadcast channels (BC). Due to its ability to partially decode the interference and partially treat the remaining interference as noise, RS is an enabler for a powerful multiple access, namely rate-splitting multiple access (RSMA), that has been shown to achieve higher spectral efficiency (SE) and energy efficiency (EE) than both space division multiple access (SDMA) and non-orthogonal multiple access (NOMA) in a wide range of user deployments and network loads. As SE maximization and EE maximization are two conflicting objectives, the study of the tradeoff between the two criteria is of particular interest. In this work, we address the SE-EE tradeoff by studying the joint SE and EE maximization problem of RSMA in multiple input single output (MISO) BC with rate-dependent circuit power consumption at the transmitter. To tackle the challenges coming from multiple objective functions and rate-dependent circuit power consumption, we first propose two methods to transform the original problem into a single-objective problem, namely, weighted-sum method and weighted-power method. A successive convex approximation (SCA)-based algorithm is then proposed to jointly optimize the precoders and RS message split of the transformed problem. Numerical results show that our algorithm converges much faster than existing algorithms. In addition, the performance of RS is superior to or equal to non-RS strategy in terms of both SE and EE and their tradeoff.
This paper considers the downlink of a single-cell massive MIMO (multiple-input multiple-output) system with dual-polarized antennas at both the base station and users. We consider a channel model that takes into account several practical aspects that arise when utilizing dual polarization, such as channel cross-polar discrimination (XPD) and cross-polar receive and transmit correlations (XPC). We derive the statistical properties of the minimum mean squared error (MMSE) channel estimator for this model. Using these estimates for maximum ratio precoding, a rigorous closed-form downlink spectra…
A multiple antenna downlink channel where limited channel feedback is available to the transmitter is considered. In a vector downlink channel (single antenna at each receiver), the transmit antenna array can be used to transmit separate data streams to multiple receivers only if the transmitter has very accurate channel knowledge, i.e., if there is high-rate channel feedback from each receiver. In this work it is shown that channel feedback requirements can be significantly reduced if each receiver has a small number of antennas and appropriately combines its antenna outputs. A combining meth…
In this paper, we propose an efficient downlink channel reconstruction scheme for a frequency-division-duplex multi-antenna system by utilizing uplink channel state information combined with limited feedback. Based on the spatial reciprocity in a wireless channel, the downlink channel is reconstructed by using frequency-independent parameters. We first estimate the gains, delays, and angles during uplink sounding. The gains are then refined through downlink training and sent back to the base station (BS). With limited overhead, the refinement can substantially improve the accuracy of the downl…
This paper investigates the performance of the downlink channel in distributed antenna systems. We first establish the ergodic capacity of distributed antennas, under different channel side information (CSI) assumptions. We consider a generalized distributed antenna system with $N$ distributed ports, each of which is equipped with an array of $L$ transmit antennas and constrained by a fixed transmit power. For this system we calculate the downlink capacity to a single antenna receiver, under different assumptions about the availability of the channel states at the transmitter. Having establish…
Interference shapes the interplay between capacity and coverage in cellular networks. However, interference is non-deterministic and depends on various system and channel parameters including user scheduling, frequency reuse, and fading variations. We present an analytical approach for modeling the distribution of intercell interference in the downlink of cellular networks as a function of generic fading channel models and various scheduling schemes. We demonstrate the usefulness of the derived expressions in calculating location-based and average-based data rates in addition to capturing prac…
In this work we extend the concept of uplink-downlink rate balancing to frequency division duplex (FDD) massive MIMO systems. We consider a base station with large number antennas serving many single antenna users. We first show that any unused capacity in the uplink can be traded off for higher throughput in the downlink in a system that uses either dirty paper (DP) coding or linear zero-forcing (ZF) precoding. We then also study the scaling of the system throughput with the number of antennas in cases of linear Beamforming (BF) Precoding, ZF Precoding, and DP coding. We show that the downlin…
We consider a distributed antenna system where $L$ antenna terminals (ATs) are connected to a Central Processor (CP) via digital error-free links of finite capacity $R_0$, and serve $L$ user terminals (UTs). This system model has been widely investigated both for the uplink and the downlink, which are instances of the general multiple-access relay and broadcast relay networks. In this work we focus on the downlink, and propose a novel downlink precoding scheme nicknamed "Reverse Quantized Compute and Forward" (RQCoF). For this scheme we obtain achievable rates and compare with the state of the…
As a key technology for future wireless networks, massive multiple-input multiple-output (MIMO) can significantly improve the energy efficiency (EE) and spectral efficiency (SE), and the performance is highly dependant on the degree of the available channel state information (CSI). While most existing works on massive MIMO focused on the case where the instantaneous CSI at the transmitter (CSIT) is available, it is usually not an easy task to obtain precise instantaneous CSIT. In this paper, we investigate EE-SE tradeoff in single-cell massive MIMO downlink transmission with statistical CSIT. …
Channel state information (CSI) at the transmitter is of importance to the performance of physical layer security based on multi-antenna networks. Specifically, CSI is not only beneficial to improve the capacity of the legitimate channel, but also can be used to degrade the performance of the eavesdropper channel. Thus, the secrecy rate increases accordingly. This letter focuses on the quantitative analysis of the ergodic secrecy sum-rate in terms of feedback amount of the CSI from the legitimate users in multiuser multi-antenna downlink networks. Furthermore, the asymptotic characteristics of…
A multi-antenna, greedy, iterative, and quantized (MAGIQ) precoding algorithm is proposed for downlink channels. MAGIQ allows a straightforward integration with orthogonal frequency-division multiplexing (OFDM). MAGIQ is compared to three existing algorithms in terms of information rates and complexity: quantized linear precoding (QLP), SQUID, and an ADMM-based algorithm. The information rate is measured by using a lower bound for finite modulation sets, and the complexity is measured by the number of multiplications and comparisons. MAGIQ and ADMM achieve similar information rates with simila…
In this correspondence, we propose a new receiver design for high-mobility orthogonal frequency division multiplexing (OFDM) downlink transmissions with a large-scale antenna array. The downlink signal experiences the challenging fast time-varying propagation channel. The time-varying nature originates from the multiple carrier frequency offsets (CFOs) due to the transceiver oscillator frequency offset (OFO) and multiple Doppler shifts. Let the received signal first go through a carefully designed beamforming network, which could separate multiple CFOs in the spatial domain with sufficient num…
This paper studies fast downlink beamforming algorithms using deep learning in multiuser multiple-input-single-output systems where each transmit antenna at the base station has its own power constraint. We focus on the signal-to-interference-plus-noise ratio (SINR) balancing problem which is quasi-convex but there is no efficient solution available. We first design a fast subgradient algorithm that can achieve near-optimal solution with reduced complexity. We then propose a deep neural network structure to learn the optimal beamforming based on convolutional networks and exploitation of the d…
In this paper, we investigate downlink power control in massive multiple-input multiple-output (MIMO) networks with distributed antenna arrays. The base station (BS) in each cell consists of multiple antenna arrays, which are deployed in arbitrary locations within the cell. Due to the spatial separation between antenna arrays, the large-scale propagation effect is different from a user to different antenna arrays in a cell, which makes power control a challenging problem as compared to conventional massive MIMO. We assume that the BS in each cell obtains the channel estimates via uplink pilots…
Due to the large power consumption in RF-circuitry of massive MIMO systems, practically relevant performance measures such as energy efficiency or bandwidth efficiency are neither necessarily monotonous functions of the total transmit power nor the number of active antennas. Optimal antenna selection is however computationally infeasible in these systems. In this paper, we propose an iterative algorithm to optimize the transmit power and the subset of selected antennas subject to non-monotonous performance measures in massive multiuser MIMO settings. Numerical results are given for energy effi…
From very recent studies, the area spectral efficiency (ASE) performance of downlink (DL) cellular networks will continuously decrease and finally to zero with the network densification in a fully loaded ultra-dense network (UDN) when the absolute height difference between a base station (BS) antenna and a user equipment (UE) antenna is larger than zero, which is referred as the ASE Crash. We revisit this issue by considering the impact of the BS antenna downtilt on the downlink network capacity. In general, there exists a height difference between a BS and a UE in practical networks. It is co…
Sharing global channel information at base stations (BSs) is commonly assumed for downlink multi-cell precoding. In the context of massive multi-input multi-output (MIMO) systems where each BS is equipped with a large number of antennas, sharing instant fading channel coefficients consumes a large amount of resource. To consider practically implementable methods, we study in this paper interference reduction based on precoding using the large-scale fading coefficients that depend on the path-loss model and are independent of a specific antenna. We focus on the downlink multi-cell precoding des…
Downlink precoding is considered for multi-path multi-input single-output channels where the base station uses orthogonal frequency-division multiplexing and low-resolution signaling. A quantized coordinate minimization (QCM) algorithm is proposed and its performance is compared to other precoding algorithms including squared infinity-norm relaxation (SQUID), multi-antenna greedy iterative quantization (MAGIQ), and maximum safety margin precoding. MAGIQ and QCM achieve the highest information rates and QCM has the lowest complexity measured in the number of multiplications. The information rat…
In this letter, we consider a multi-antenna downlink network where a secure user (SU) coexists with a passive eavesdropper. There are two design requirements for such a network. First, the information should be transferred in a secret and efficient manner. Second, the quality of service (QoS), i.e. delay sensitivity, should be take into consideration to satisfy the demands of real-time wireless services. In order to fulfill the two requirements, we combine the physical layer security technique based on switched beam beamforming with an energy-efficient power allocation. The problem is formulat…
Despite the common belief that substantial capacity gains can be achieved by using more antennas at the base-station (BS) side in cellular networks, the effect of BS antenna topology on the capacity scaling behavior is little understood. In this paper, we present a comparative study on the ergodic capacity of a downlink single-user multiple-input-multiple-output (MIMO) system where BS antennas are either co-located at the center or grouped into uniformly distributed antenna clusters in a circular cell. By assuming that the number of BS antennas and the number of user antennas go to infinity wi…
A great deal of efforts have been made on the performance evaluation of distributed antenna systems (DASs). Most of them assume a regular base-station (BS) antenna layout where the number of BS antennas is usually small. With the growing interest in cellular systems with large antenna arrays at BSs, it becomes increasingly important for us to study how the BS antenna layout affects the rate performance when a massive number of BS antennas are employed. This paper presents a comparative study of the asymptotic rate performance of downlink multi-user systems with multiple BS antennas either co-l…
This paper studies the multi-antenna multicast channel with integrated sensing and communication (ISAC), in which a multi-antenna base station (BS) sends common messages to a set of single-antenna communication users (CUs) and simultaneously estimates the parameters of an extended target via radar sensing. We investigate the fundamental performance limits of this ISAC system, in terms of the achievable rate for communication and the estimation Cramér-Rao bound (CRB) for sensing. First, we derive the optimal transmit covariance in semi-closed form to balance the CRB-rate (C-R) tradeoff, and acc…
In this paper, we investigate optimal downlink power allocation in massive multiple-input multiple-output (MIMO) networks with distributed antenna arrays (DAAs) under correlated and uncorrelated channel fading. In DAA massive MIMO, the base station (BS) consists of multiple antenna sub-arrays. Notably, the antenna sub-arrays are deployed in arbitrary locations within a DAA massive MIMO cell. Consequently, the distance-dependent large-scale propagation coefficients are different from a user to these different antenna sub-arrays, which makes power control a challenging problem. We assume that th…
We model and analyze heterogeneous cellular networks with multiple antenna BSs (multi-antenna HetNets) with K classes or tiers of base stations (BSs), which may differ in terms of transmit power, deployment density, number of transmit antennas, number of users served, transmission scheme, and path loss exponent. We show that the cell selection rules in multi-antenna HetNets may differ significantly from the single-antenna HetNets due to the possible differences in multi-antenna transmission schemes across tiers. While it is challenging to derive exact cell selection rules even for maximizing s…
In order to improve the uplink performance of future cellular networks, the idea to decouple the downlink (DL) and uplink (UL) association has recently been shown to provide significant gain in terms of both coverage and rate performance. However, all the work is limited to SISO network. Therefore, to study the gain provided by the DL and UL decoupling in multi-antenna base stations (BSs) setup, we study a two tier heterogeneous network consisting of multi-antenna BSs, and single antenna user equipments (UEs). We use maximal ratio combining (MRC) as a linear receiver at the BSs and using tools…
This paper investigates the downlink channels in multi-cell multi-user interfering networks. The goal is to propose close-form designs to obtain degrees of freedom (DoF) in high SNR region for the network composed of base stations (BS) as transmitters and mobile stations (MS) as receivers. Consider the realistic system, both BS and MS have finite antennas, so that the design of interference alignment is highly constrained by the feasibility conditions. The focus of design is to explore potential opportunities of alignment in the subspace both from the BS transmit side and from the MS receive s…
This paper considers the design of the beamformers for a multiple-input single-output (MISO) downlink system that seeks to mitigate the impact of the imperfections in the channel state information (CSI) that is available at the base station (BS). The goal of the design is to minimize the outage probability of specified signal-to-interference-and-noise ratio (SINR) targets, while satisfying per-antenna power constraints (PAPCs), and to do so at a low computational cost. Based on insights from the offset maximization technique for robust beamforming, and observations regarding the structure of t…
This paper studies a cell-free massive multiple-input multiple-output (MIMO) system where its access points (APs) and users are equipped with multiple antennas. Two transmission protocols are considered. In the first transmission protocol, there are no downlink pilots, while in the second transmission protocol, downlink pilots are proposed in order to improve the system performance. In both transmission protocols, the users use the minimum mean-squared error-based successive interference cancellation (MMSE-SIC) scheme to detect the desired signals. For the analysis, we first derive a general s…
In this paper, we consider a massive multiple-input multiple-output (MIMO) downlink system underlaid with a network of multi-antenna D2D user equipments (UEs). Each D2D transmitter (Tx) uses all its antennas to beamform information towards its desired D2D receiver, which uses only a single antenna for reception. While beamforming at the D2D Tx reduces D2D interference to the neighbouring cellular UEs (CUEs), the cellular-to-D2D interference is also negligible due to highly directional beamforming at the massive MIMO base station. For the above proposed system, we analyze the average per-user s…
In this paper, we investigate the joint resource allocation and antenna selection algorithm design for uplink orthogonal frequency division multiple access (OFDMA) communication system. We propose a multi-objective optimization framework to strike a balance between spectral efficiency (SE) and energy efficiency (EE). The resource allocation design is formulated as a multi-objective optimization problem (MOOP), where the conflicting objective functions are linearly combined into a single objective function employing the weighted sum method. In order to develop an efficient solution, the majoriz…
Heterogeneous networks (HetNets) with offloading is considered as an effective way to meet the high data rate demand of future wireless service. However, the offloaded users suffer from strong inter-tier interference, which reduces the benefits of offloading and is one of the main limiting factors of the system performance. In this paper, we investigate an interference nulling (IN) scheme in improving the system performance by carefully managing the inter-tier interference to the offloaded users in downlink two-tier HetNets with multi-antenna base stations. Utilizing tools from stochastic geom…
When base stations (BSs) are deployed with multiple antennas, they need to have downlink (DL) channel state information (CSI) to optimize downlink transmissions by beamforming. The DL CSI is usually measured at mobile stations (MSs) through DL training and fed back to the BS in frequency division duplexing (FDD). The DL training and uplink (UL) feedback might become infeasible due to insufficient coherence time interval when the channel rapidly changes due to high speed of MSs. Without the feedback from MSs, it may be possible for the BS to directly obtain the DL CSI using the inherent relatio…
In order to further exploit the potential of joint multi-antenna radar-communication (RadCom) system, we propose two transmission techniques respectively based on separated and shared antenna deployments. Both techniques are designed to maximize the weighted sum rate (WSR) and the probing power at target's location under average power constraints at the antennas such that the system can simultaneously communicate with downlink users and detect the target within the same frequency band. Based on a Weighted Minimized Mean Square Errors (WMMSE) method, the separated deployment transmission is des…
In downlink multi-antenna systems with many users, the multiplexing gain is strictly limited by the number of transmit antennas $N$ and the use of these antennas. Assuming that the total number of receive antennas at the multi-antenna users is much larger than $N$, the maximal multiplexing gain can be achieved with many different transmission/reception strategies. For example, the excess number of receive antennas can be utilized to schedule users with effective channels that are near-orthogonal, for multi-stream multiplexing to users with well-conditioned channels, and/or to enable interferen…
We consider a multiuser wireless system with a full-duplex hybrid access point (HAP) that transmits to a set of users in the downlink channel, while receiving data from a set of energy-constrained sensors in the uplink channel. We assume that the HAP is equipped with a massive antenna array, while all users and sensor nodes have a single antenna. We adopt a time-switching protocol where in the first phase, sensors are powered through wireless energy transfer from HAP and HAP estimates the downlink channel of the users. In the second phase, sensors use the harvested energy to transmit to the HA…
We determine, for the first time, the requirement on channel reciprocity to activate uplink channel training, instead of downlink channel training, to achieve a higher data rate for the downlink transmission from a multi-antenna base station to a single-antenna user. We first derive novel closed-form expressions for the lower bounds on the data rates achieved by the two channel training strategies by considering the impact of finite blocklength. The performance comparison result of these two strategies is determined by the amount of channel reciprocity that is utilized in the uplink channel tr…
A full-duplex (FD) multiple antenna access point (AP) communicating with single antenna half-duplex (HD) spatially random users to support simultaneous uplink (UL)/downlink (DL) transmissions is investigated. Since FD nodes are inherently constrained by the loopback interference (LI), we study precoding schemes for the AP based on maximum ratio combining (MRC)/maximal ratio transmission (MRT), zero-forcing and the optimal scheme for UL and DL sum rate maximization using tools from stochastic geometry. In order to shed insights into the system's performance, simple expressions for single antenn…
Massive multiple-input multiple-output (massive MIMO) and small cell densification are complementary key 5G enablers. Given a fixed number of the entire base-station antennas per unit area, this paper fairly compares (i) to deploy few base stations (BSs) and concentrate many antennas on each of them, i.e. massive MIMO, and (ii) to deploy more BSs equipped with few antennas, i.e. small cell densification. We observe that small cell densification always outperforms for both signal-to-interference ratio (SIR) coverage and energy efficiency (EE), when each BS serves multiple users via L number of …
Coordinated multi-point (CoMP) schemes have been widely studied in the recent years to tackle the inter-cell interference. In practice, latency and throughput constraints on the backhaul allow the organization of only small clusters of base stations (BSs) where joint processing (JP) can be implemented. In this work we focus on downlink CoMP-JP with multiple antenna user equipments (UEs) and propose a novel dynamic clustering algorithm. The additional degrees of freedom at the UE can be used to suppress the residual interference by using an interference rejection combiner (IRC) and allow a mult…
In millimeter-wave communication systems with large-scale antenna arrays, conventional digital beamforming may not be cost-effective. A promising solution is the implementation of hybrid beamforming techniques, which consist of low-dimensional digital beamforming followed by analog radio frequency (RF) beamforming. This work studies the optimization of hybrid beamforming in the context of a cloud radio access network (C-RAN) architecture. In a C-RAN system, digital baseband signal processing functionalities are migrated from remote radio heads (RRHs) to a baseband processing unit (BBU) in the …
In this paper, we propose a transceiver architecture for full-duplex (FD) eNodeB (eNB) and FD user equipment (UE) transceiver. For FD communication,.i.e., simultaneous in-band uplink and downlink operation, same subcarriers can be allocated to UE in both uplink and downlink. Hence, contrary to traditional LTE, we propose using single-carrier frequency division multiple accesses (SC-FDMA) for downlink along with the conventional method of using it for uplink. The use of multiple antennas at eNB and singular value decomposition (SVD) in the downlink allows multiple users (MU) to operate on the s…
Transmitter channel state information (CSIT) is indispensable for the spectral efficiency gains offered by massive multiple-input multiple-output (MIMO) systems. In a frequency-division-duplexing (FDD) massive MIMO system, CSIT is typically acquired through downlink channel estimation and user feedback, but as the number of antennas increases, the overhead for CSI training and feedback per user grows, leading to a decrease in spectral efficiency. In this paper, we show that, using uplink pilots in FDD, the downlink sum spectral efficiency gain with perfect downlink CSIT is achievable when the …
