Spectral Efficiency and Energy Efficiency Tradeoff in Massive MIMO Downlink Transmission with Statistical CSIT
Li You, Jiayuan Xiong, Alessio Zappone, Wenjin Wang, Xiqi Gao
备注：
Typos corrected. 14 pages, 7 figures. Accepted for publication on IEEE Transactions on Signal Processing. arXiv admin note: text overlap with arXiv:2002.04888
发表信息：
IEEE Transactions on Signal Processing, vol. 68, pp. 2645-2659, May 2020
As a key technology for future wireless networks, massive multiple-input multiple-output (MIMO) can significantly improve the energy efficiency (EE) and spectral efficiency (SE), and the performance is highly dependant on the degree of the available channel state information (CSI). While most existing works on massive MIMO focused on the case where the instantaneous CSI at the transmitter (CSIT) is available, it is usually not an easy task to obtain precise instantaneous CSIT. In this paper, we investigate EE-SE tradeoff in single-cell massive MIMO downlink transmission with statistical CSIT. To this end, we aim to optimize the system resource efficiency (RE), which is capable of striking an EE-SE balance. We first figure out a closed-form solution for the eigenvectors of the optimal transmit covariance matrices of different user terminals, which indicates that beam domain is in favor of performing RE optimal transmission in massive MIMO downlink. Based on this insight, the RE optimization precoding design is reduced to a real-valued power allocation problem. Exploiting the techniques of sequential optimization and random matrix theory, we further propose a low-complexity suboptimal two-layer water-filling-structured power allocation algorithm. Numerical results illustrate the effectiveness and near-optimal performance of the proposed statistical CSI aided RE optimization approach.
Efficient channel state information at transmitter (CSIT) for frequency division duplex (FDD) massive MIMO can facilitate its backward compatibility with existing FDD cellular networks. To date, several CSIT estimation schemes have been proposed for FDD single-cell massive MIMO systems, but they fail to consider inter-cell-interference (ICI) and suffer from downlink pilot contamination in multi-cell scenario. To solve this problem, this paper proposes a compressive sensing (CS)-based CSIT estimation scheme to combat ICI in FDD multi-cell massive MIMO systems. Specifically, angle-domain massive…
Transmitter channel state information (CSIT) is indispensable for the spectral efficiency gains offered by massive multiple-input multiple-output (MIMO) systems. In a frequency-division-duplexing (FDD) massive MIMO system, CSIT is typically acquired through downlink channel estimation and user feedback, but as the number of antennas increases, the overhead for CSI training and feedback per user grows, leading to a decrease in spectral efficiency. In this paper, we show that, using uplink pilots in FDD, the downlink sum spectral efficiency gain with perfect downlink CSIT is achievable when the …
We investigate energy efficiency (EE) optimization for single-cell massive multiple-input multiple-output (MIMO) downlink transmission with only statistical channel state information (CSI) available at the base station. We first show that beam domain transmission is favorable for energy efficiency in the massive MIMO downlink, by deriving a closed-form solution for the eigenvectors of the optimal transmit covariance matrix. With this conclusion, the EE optimization problem is reduced to a real-valued power allocation problem, which is much easier to tackle than the original large-dimensional c…
Rate-Splitting Multiple Access (RSMA) has recently appeared as a powerful and robust multiple access and interference management strategy for downlink Multi-user (MU) multi-antenna communications. In this work, we study the precoder design problem for RSMA scheme in downlink MU systems with both perfect and imperfect Channel State Information at the Transmitter (CSIT) and assess the role and benefits of transmitting multiple common streams. Unlike existing works which have considered single-antenna receivers (Multiple-Input Single-Output--MISO), we propose and extend the RSMA framework for mul…
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Rate-splitting multiple access (RSMA) is a promising technique for downlink multi-antenna communications owning to its capability of enhancing the system performance in a wide range of network loads, user deployments and channel state information at the transmitter (CSIT) inaccuracies. In this paper, we investigate the achievable rate performance of RSMA in a multi-user multiple-input single-output (MU-MISO) network where only slow-varying statistical channel state information (CSI) is available at the transmitter. RSMA-based statistical beamforming and the split of the common stream is optimi…
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Rate-splitting (RS) has recently been recognized as a promising physical-layer technique for multi-antenna broadcast channels (BC). Due to its ability to partially decode the interference and partially treat the remaining interference as noise, RS is an enabler for a powerful multiple access, namely rate-splitting multiple access (RSMA), that has been shown to achieve higher spectral efficiency (SE) and energy efficiency (EE) than both space division multiple access (SDMA) and non-orthogonal multiple access (NOMA) in a wide range of user deployments and network loads. As SE maximization and EE…
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Sun Yat-sen University（中山大学）；University of Virginia（弗吉尼亚大学）
Communication has been known to be one of the primary bottlenecks of federated learning (FL), and yet existing studies have not addressed the efficient communication design, particularly in wireless FL where both uplink and downlink communications have to be considered. In this paper, we focus on the design and analysis of physical layer quantization and transmission methods for wireless FL. We answer the question of what and how to communicate between clients and the parameter server and evaluate the impact of the various quantization and transmission options of the updated model on the learn…
Multidimensional Index Modulations (IM) are a novel alternative to conventional modulations which can bring considerable benefits for future wireless networks. Within this scope, in this paper we present a new scheme, named as Precoding-aided Transmitter side Generalized Space-Frequency Index Modulation (PT-GSFIM), where part of the information bits select the active antennas and subcarriers which then carry amplitude and phase modulated symbols. The proposed scheme is designed for multiuser multiple-input multiple-output (MU-MIMO) scenarios and incorporates a precoder which removes multiuser …
Pennsylvania State University（宾夕法尼亚州立大学）；InterDigital Communications（交互数字通信公司）
Reference signals overhead reduction has recently evolved as an effective solution for improving the system spectral efficiency. This paper introduces a new downlink data structure that is free from demodulation reference signals (DM-RS), and hence does not require any channel estimation at the receiver. The new proposed data transmission structure involves a simple repetition step of part of the user data across the different sub-bands. Exploiting the repetition structure at the user side, it is shown that reliable recovery is possible via canonical correlation analysis. This paper also propo…
