Existing emotion-aware conversational models usually focus on controlling the response contents to align with a specific emotion class, whereas empathy is the ability to understand and concern the feelings and experience of others. Hence, it is critical to learn the causes that evoke the users' emotion for empathetic responding, a.k.a. emotion causes. To gather emotion causes in online environments, we leverage counseling strategies and develop an empathetic chatbot to utilize the causal emotion information. On a real-world online dataset, we verify the effectiveness of the proposed approach by comparing our chatbot with several SOTA methods using automatic metrics, expert-based human judgements as well as user-based online evaluation.
School of Computer and Communication Sciences（计算机与通信科学学院）；École Polytechnique Fédérale de Lausanne, Switzerland（洛桑联邦理工学院）
Empathetic dialog generation aims at generating coherent responses following previous dialog turns and, more importantly, showing a sense of caring and a desire to help. Existing models either rely on pre-defined emotion labels to guide the response generation, or use deterministic rules to decide the emotion of the response. With the advent of advanced language models, it is possible to learn subtle interactions directly from the dataset, providing that the emotion categories offer sufficient nuances and other non-emotional but emotional regulating intents are included. In this paper, we desc…
Fu Foundation School of Engineering and Applied Science, Columbia University（哥伦比亚大学傅氏基金工程与应用科学学院）；Baidu Inc.（百度公司）
Emotional support is a crucial skill for many real-world scenarios, including caring for the elderly, mental health support, and customer service chats. This paper presents a novel task of empathetic dialog generation with positive emotion elicitation to promote users' positive emotions, similar to that of emotional support between humans. In this task, the agent conducts empathetic responses along with the target of eliciting the user's positive emotions in the multi-turn dialog. To facilitate the study of this task, we collect a large-scale emotional dialog dataset with positive emotion elic…
Artificial Intelligence Application Research Center, Huawei Technologies（华为技术有限公司人工智能应用研究中心）
In this paper, we describe a data enhancement method for developing Emily, an emotion-affective open-domain chatbot. The proposed method is based on explicitly modeling positively transitioned (PT) sentiment data from multi-turn dialogues. We construct a dialogue corpus with PT sentiment data and will release it for public use. By fine-tuning a pretrained dialogue model using the produced PT-enhanced dialogues, we are able to develop an emotion-affective open-domain chatbot exhibiting close-to-human performance in various emotion-affective metrics. We evaluate Emily against a few state-of-the-…
Indian Institute of Technology Gandhinagar（甘地纳加尔印度理工学院）
The increasing use of dialogue agents makes it extremely desirable for them to understand and acknowledge the implied emotions to respond like humans with empathy. Chatbots using traditional techniques analyze emotions based on the context and meaning of the text and lack the understanding of emotions expressed through face. Emojis representing facial expressions present a promising way to express emotions. However, none of the AI systems utilizes emojis for empathetic conversation generation. We propose, SentEmojiBot, based on the SentEmoji dataset, to generate empathetic conversations with a…
National Technical University of Athens（雅典国家技术大学）；ATHENA R.C.（雅典娜研究中心）；Behavioral Signals
In this paper, we introduce EmpBot: an end-to-end empathetic chatbot. Empathetic conversational agents should not only understand what is being discussed, but also acknowledge the implied feelings of the conversation partner and respond appropriately. To this end, we propose a method based on a transformer pretrained language model (T5). Specifically, during finetuning we propose to use three objectives: response language modeling, sentiment understanding, and empathy forcing. The first objective is crucial for generating relevant and coherent responses, while the next ones are significant for…
Paul G. Allen School of Computer Science & Engineering, University of Washington（华盛顿大学保罗·G·艾伦计算机科学与工程学院）；Facebook AI Research（Facebook人工智能研究（Facebook AI Research））
One challenge for dialogue agents is recognizing feelings in the conversation partner and replying accordingly, a key communicative skill. While it is straightforward for humans to recognize and acknowledge others' feelings in a conversation, this is a significant challenge for AI systems due to the paucity of suitable publicly-available datasets for training and evaluation. This work proposes a new benchmark for empathetic dialogue generation and EmpatheticDialogues, a novel dataset of 25k conversations grounded in emotional situations. Our experiments indicate that dialogue models that use o…
CTSM: Combining Trait and State Emotions for Empathetic Response Model
College of Computer and Data Science, Fuzhou University（福州大学计算机与数据科学学院）；Digital Fujian Institute of Financial Big Data（数字福建金融大数据研究院）；School of Computer Science and Technology, Harbin Institute of Technology (Shenzhen)（哈尔滨工业大学（深圳）计算机科学与技术学院）
Exploiting Emotion-Semantic Correlations for Empathetic Response Generation
College of Computer and Data Science, Fuzhou University（福州大学计算机与数据科学学院）；Digital Fujian Institute of Financial Big Data（数字福建金融大数据研究院）；Leiden University（莱顿大学）；College of Computer Science and Technology, Chongqing University of Technology（重庆理工大学计算机科学与技术学院）
The Hong Kong University of Science and Technology（香港科技大学）；EMOS Technologies Inc.（EMOS科技公司）
In this paper, we present an end-to-end empathetic conversation agent CAiRE. Our system adapts TransferTransfo (Wolf et al., 2019) learning approach that fine-tunes a large-scale pre-trained language model with multi-task objectives: response language modeling, response prediction and dialogue emotion detection. We evaluate our model on the recently proposed empathetic-dialogues dataset (Rashkin et al., 2019), the experiment results show that CAiRE achieves state-of-the-art performance on dialogue emotion detection and empathetic response generation.
Apart from the coherence and fluency of responses, an empathetic chatbot emphasizes more on people's feelings. By considering altruistic behaviors between human interaction, empathetic chatbots enable people to get a better interactive and supportive experience. This study presents a framework whereby several empathetic chatbots are based on understanding users' implied feelings and replying empathetically for multiple dialogue turns. We call these chatbots CheerBots. CheerBots can be retrieval-based or generative-based and were finetuned by deep reinforcement learning. To respond in an empath…
Understanding emotion expressed in language has a wide range of applications, from building empathetic chatbots to detecting harmful online behavior. Advancement in this area can be improved using large-scale datasets with a fine-grained typology, adaptable to multiple downstream tasks. We introduce GoEmotions, the largest manually annotated dataset of 58k English Reddit comments, labeled for 27 emotion categories or Neutral. We demonstrate the high quality of the annotations via Principal Preserved Component Analysis. We conduct transfer learning experiments with existing emotion benchmarks t…
Dartmouth College（达特茅斯学院）；ProtagoLabs；University of Texas at Austin（德克萨斯大学奥斯汀分校）
Generating context-aware language that embodies diverse emotions is an important step towards building empathetic NLP systems. In this paper, we propose a formulation of modulated layer normalization -- a technique inspired by computer vision -- that allows us to use large-scale language models for emotional response generation. In automatic and human evaluation on the MojiTalk dataset, our proposed modulated layer normalization method outperforms prior baseline methods while maintaining diversity, fluency, and coherence. Our method also obtains competitive performance even when using only 10%…
FreezeEmpath: Efficient Training for Empathetic Spoken Chatbots with Frozen LLMs
Key Laboratory of Intelligent Information Processing, Institute of Computing Technology, Chinese Academy of Sciences（智能信息处理重点实验室，计算技术研究所，中国科学院）；State Key Laboratory of AI Safety, Institute of Computing Technology, Chinese Academy of Sciences（人工智能安全国家重点实验室，计算技术研究所，中国科学院）；University of Chinese Academy of Sciences, Beijing, China（中国科学院大学，北京，中国）
Customer service is a setting that calls for empathy in live human agent responses. Recent advances have demonstrated how open-domain chatbots can be trained to demonstrate empathy when responding to live human utterances. We show that a blended skills chatbot model that responds to customer queries is more likely to resemble actual human agent response if it is trained to recognize emotion and exhibit appropriate empathy, than a model without such training. For our analysis, we leverage a Twitter customer service dataset containing several million customer<->agent dialog examples in customer …
APTNESS: Incorporating Appraisal Theory and Emotion Support Strategies for Empathetic Response Generation
Sun Yat-Sen University（中山大学）；Shenzhen MSU-BIT University（深圳北理莫斯科大学）；Shenzhen Institute of Advanced Technology, Chinese Academy of Sciences（中国科学院深圳先进技术研究院）
This paper describes the development of Microsoft XiaoIce, the most popular social chatbot in the world. XiaoIce is uniquely designed as an AI companion with an emotional connection to satisfy the human need for communication, affection, and social belonging. We take into account both intelligent quotient (IQ) and emotional quotient (EQ) in system design, cast human-machine social chat as decision-making over Markov Decision Processes (MDPs), and optimize XiaoIce for long-term user engagement, measured in expected Conversation-turns Per Session (CPS). We detail the system architecture and key …
The Hong Kong Polytechnic University（香港理工大学）；Department of Computing（计算机系）
Empathetic response generation aims to comprehend the user emotion and then respond to it appropriately. Most existing works merely focus on what the emotion is and ignore how the emotion is evoked, thus weakening the capacity of the model to understand the emotional experience of the user for generating empathetic responses. To tackle this problem, we consider the emotional causality, namely, what feelings the user expresses (i.e., emotion) and why the user has such feelings (i.e., cause). Then, we propose a novel graph-based model with multi-hop reasoning to model the emotional causality of …
University of Michigan（密歇根大学）；Singapore University of Technology and Design（新加坡科技设计大学）；CIC, Instituto Politécnico Nacional（墨西哥国立理工学院计算研究中心）
Current approaches to empathetic response generation view the set of emotions expressed in the input text as a flat structure, where all the emotions are treated uniformly. We argue that empathetic responses often mimic the emotion of the user to a varying degree, depending on its positivity or negativity and content. We show that the consideration of this polarity-based emotion clusters and emotional mimicry results in improved empathy and contextual relevance of the response as compared to the state-of-the-art. Also, we introduce stochasticity into the emotion mixture that yields emotionally…
The Hong Kong Polytechnic University（香港理工大学）；LMU Munich（慕尼黑大学）
The task of empathetic response generation aims to understand what feelings a speaker expresses on his/her experiences and then reply to the speaker appropriately. To solve the task, it is essential to model the content-emotion duality of a dialogue, which is composed of the content view (i.e., what personal experiences are described) and the emotion view (i.e., the feelings of the speaker on these experiences). To this end, we design a framework to model the Content-Emotion Duality (CEDual) via disentanglement for empathetic response generation. With disentanglement, we encode the dialogue hi…
Empathetic dialogue is a human-like behavior that requires the perception of both affective factors (e.g., emotion status) and cognitive factors (e.g., cause of the emotion). Besides concerning emotion status in early work, the latest approaches study emotion causes in empathetic dialogue. These approaches focus on understanding and duplicating emotion causes in the context to show empathy for the speaker. However, instead of only repeating the contextual causes, the real empathic response often demonstrate a logical and emotion-centered transition from the causes in the context to those in th…
Harbin Institute of Technology (Shenzhen)（哈尔滨工业大学（深圳））
A good empathetic dialogue system should first track and understand a user's emotion and then reply with an appropriate emotion. However, current approaches to this task either focus on improving the understanding of users' emotion or on proposing better responding strategies, and very few works consider both at the same time. Our work attempts to fill this vacancy. Inspired by task-oriented dialogue systems, we propose a novel empathetic response generation model with emotion-aware dialogue management. The emotion-aware dialogue management contains two parts: (1) Emotion state tracking mainta…
Previous research on empathetic dialogue systems has mostly focused on generating responses given certain emotions. However, being empathetic not only requires the ability of generating emotional responses, but more importantly, requires the understanding of user emotions and replying appropriately. In this paper, we propose a novel end-to-end approach for modeling empathy in dialogue systems: Mixture of Empathetic Listeners (MoEL). Our model first captures the user emotions and outputs an emotion distribution. Based on this, MoEL will softly combine the output states of the appropriate Listen…
ReflectDiffu:Reflect between Emotion-intent Contagion and Mimicry for Empathetic Response Generation via a RL-Diffusion Framework
University of Shanghai for Science and Technology（上海理工大学）；East China Normal University（华东师范大学）；Nanjing University of Information Science and Technology（南京信息工程大学）；Macquarie University（麦考瑞大学）
Center for Artificial Intelligence Research (CAiRE)（人工智能研究中心（CAiRE））；The Hong Kong University of Science and Technology（香港科技大学）
An important aspect of human conversation difficult for machines is conversing with empathy, which is to understand the user's emotion and respond appropriately. Recent neural conversation models that attempted to generate empathetic responses either focused on conditioning the output to a given emotion, or incorporating the current user emotional state. However, these approaches do not factor in how the user would feel towards the generated response. Hence, in this paper, we propose Sentiment Look-ahead, which is a novel perspective for empathy that models the future user emotional state. In …
School of Computer Science and Technology, Shandong University（山东大学计算机科学与技术学院）；Tencent AI Lab（腾讯人工智能实验室）；Department of Computer Science, The University of Hong Kong（香港大学计算机科学系）
Lack of external knowledge makes empathetic dialogue systems difficult to perceive implicit emotions and learn emotional interactions from limited dialogue history. To address the above problems, we propose to leverage external knowledge, including commonsense knowledge and emotional lexical knowledge, to explicitly understand and express emotions in empathetic dialogue generation. We first enrich the dialogue history by jointly interacting with external knowledge and construct an emotional context graph. Then we learn emotional context representations from the knowledge-enriched emotional con…
Institute of Computing Technology, Chinese Academy of Sciences（中国科学院计算技术研究所）；University of Chinese Academy of Sciences（中国科学院大学）；Pattern Recognition Center, WeChat AI, Tencent Inc（腾讯公司微信人工智能模式识别中心）
Researches on dialogue empathy aim to endow an agent with the capacity of accurate understanding and proper responding for emotions. Existing models for empathetic dialogue generation focus on the emotion flow in one direction, that is, from the context to response. We argue that conducting an empathetic conversation is a bidirectional process, where empathy occurs when the emotions of two interlocutors could converge on the same point, i.e., reaching an emotion consensus. Besides, we also find that the empathetic dialogue corpus is extremely limited, which further restricts the model performa…
Institute of Information Engineering, Chinese Academy of Sciences（中国科学院信息工程研究所）；School of Cyber Security, University of Chinese Academy of Sciences（中国科学院大学网络空间安全学院）；WeChat AI, Tencent Inc（腾讯公司微信AI）
Empathy, which is widely used in psychological counselling, is a key trait of everyday human conversations. Equipped with commonsense knowledge, current approaches to empathetic response generation focus on capturing implicit emotion within dialogue context, where the emotions are treated as a static variable throughout the conversations. However, emotions change dynamically between utterances, which makes previous works difficult to perceive the emotion flow and predict the correct emotion of the target response, leading to inappropriate response. Furthermore, simply importing commonsense kno…
University of Sheffield（谢菲尔德大学）；Utrecht University（乌得勒支大学）；Zhejiang Wanli University（浙江万里大学信息与智能工程学院）
Understanding speaker's feelings and producing appropriate responses with emotion connection is a key communicative skill for empathetic dialogue systems. In this paper, we propose a simple technique called Affective Decoding for empathetic response generation. Our method can effectively incorporate emotion signals during each decoding step, and can additionally be augmented with an auxiliary dual emotion encoder, which learns separate embeddings for the speaker and listener given the emotion base of the dialogue. Extensive empirical studies show that our models are perceived to be more empath…
A key trait of daily conversations between individuals is the ability to express empathy towards others, and exploring ways to implement empathy is a crucial step towards human-like dialogue systems. Previous approaches on this topic mainly focus on detecting and utilizing the user's emotion for generating empathetic responses. However, since empathy includes both aspects of affection and cognition, we argue that in addition to identifying the user's emotion, cognitive understanding of the user's situation should also be considered. To this end, we propose a novel approach for empathetic respo…
Singapore University of Technology and Design（新加坡科技设计大学）；National University of Singapore（新加坡国立大学）；Instituto Politécnico Nacional（国立理工学院）；University of Michigan（密歇根大学）
The majority of existing methods for empathetic response generation rely on the emotion of the context to generate empathetic responses. However, empathy is much more than generating responses with an appropriate emotion. It also often entails subtle expressions of understanding and personal resonance with the situation of the other interlocutor. Unfortunately, such qualities are difficult to quantify and the datasets lack the relevant annotations. To address this issue, in this paper we propose an approach that relies on exemplars to cue the generative model on fine stylistic properties that …
A humanized dialogue system is expected to generate empathetic replies, which should be sensitive to the users' expressed emotion. The task of empathetic dialogue generation is proposed to address this problem. The essential challenges lie in accurately capturing the nuances of human emotion and considering the potential of user feedback, which are overlooked by the majority of existing work. In response to this problem, we propose a multi-resolution adversarial model -- EmpDG, to generate more empathetic responses. EmpDG exploits both the coarse-grained dialogue-level and fine-grained token-l…
Empathy is a complex cognitive ability based on the reasoning of others' affective states. In order to better understand others and express stronger empathy in dialogues, we argue that two issues must be tackled at the same time: (i) identifying which word is the cause for the other's emotion from his or her utterance and (ii) reflecting those specific words in the response generation. However, previous approaches for recognizing emotion cause words in text require sub-utterance level annotations, which can be demanding. Taking inspiration from social cognition, we leverage a generative estima…
EmplifAI: a Fine-grained Dataset for Japanese Empathetic Medical Dialogues in 28 Emotion Labels
Kyoto Institute of Technology, Japan（京都技术大学）；National Institute of Information and Communications Technology (NICT), Japan（信息通信技术国家研究所）；Kyoto University, Japan（京都大学）；Nara Institute of Science and Technology, Japan（奈良科学技术大学）
Each utterance in multi-turn empathetic dialogues has features such as emotion, keywords, and utterance-level meaning. Feature transitions between utterances occur naturally. However, existing approaches fail to perceive the transitions because they extract features for the context at the coarse-grained level. To solve the above issue, we propose a novel approach of recognizing feature transitions between utterances, which helps understand the dialogue flow and better grasp the features of utterance that needs attention. Also, we introduce a response generation strategy to help focus on emotio…
Columbia University（哥伦比亚大学）；University of California, Davis（加州大学戴维斯分校）
Using chatbots to deliver recommendations is increasingly popular. The design of recommendation chatbots has primarily been taking an information-centric approach by focusing on the recommended content per se. Limited attention is on how social connection and relational strategies, such as self-disclosure from a chatbot, may influence users' perception and acceptance of the recommendation. In this work, we designed, implemented, and evaluated a social chatbot capable of performing three different levels of self-disclosure: factual information (low), cognitive opinions (medium), and emotions (h…
Modern day conversational agents are trained to emulate the manner in which humans communicate. To emotionally bond with the user, these virtual agents need to be aware of the affective state of the user. Transformers are the recent state of the art in sequence-to-sequence learning that involves training an encoder-decoder model with word embeddings from utterance-response pairs. We propose an emotion-aware transformer encoder for capturing the emotional quotient in the user utterance in order to generate human-like empathetic responses. The contributions of our paper are as follows: 1) An emo…
STRIDE-ED: A Strategy-Grounded Stepwise Reasoning Framework for Empathetic Dialogue Systems
School of Artificial Intelligence, OPtics and ElectroNics (iOPEN), Northwestern Polytechnical University, China（人工智能学院、光学与电子学（iOPEN）、西北工业大学，中国）；School of Artificial Intelligence and Big Data, Henan University of Technology, China（人工智能与大数据学院、河南理工大学，中国）；School of Computer Science, Northwestern Polytechnical University, China（计算机学院、西北工业大学，中国）
We present STUDIES, a new speech corpus for developing a voice agent that can speak in a friendly manner. Humans naturally control their speech prosody to empathize with each other. By incorporating this "empathetic dialogue" behavior into a spoken dialogue system, we can develop a voice agent that can respond to a user more naturally. We designed the STUDIES corpus to include a speaker who speaks with empathy for the interlocutor's emotion explicitly. We describe our methodology to construct an empathetic dialogue speech corpus and report the analysis results of the STUDIES corpus. We conduct…
Suzhou Fubian Medical Technology Co., Ltd.（苏州富边医疗科技有限公司）
Expressing empathy is important in everyday conversations, and exploring how empathy arises is crucial in automatic response generation. Most previous approaches consider only a single factor that affects empathy. However, in practice, empathy generation and expression is a very complex and dynamic psychological process. A listener needs to find out events which cause a speaker's emotions (emotion cause extraction), project the events into some experience (knowledge extension), and express empathy in the most appropriate way (communication mechanism). To this end, we propose a novel approach, …
