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arXiv 2103.07942cs.DLcs.CY
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开放引文是否能为研究评估中的同行评议定性评价提供启示?意大利国家科学资格证书评析

Do open citations give insights on the qualitative peer-review evaluation in research assessments? An analysis of the Italian National Scientific Qualification

Federica Bologna, Angelo Di Iorio, Silvio Peroni, Francesco Poggi

摘要:

在过去,一些作品研究了定量和定性相结合的方法,在研究评估工作。事实上,意大利国家科学资格(NSQ),即旨在决定学者是否可以申请副教授和正教授等教授学术职位的国家评估活动,采用了定量和定性评估程序:它利用文献计量学,然后对候选人的简历进行同行审查。《国家统计调查表》将学科分为两类,即基于引文的学科(CD)和非基于引文的学科(ND),这一划分影响了在基于文献计量学的过程的第一部分中用于评估该学科候选人的指标。在这项工作中,我们的目标是探索是否基于引用的指标,计算只考虑开放的书目和引用数据,可以支持人类同行评审的ND和产生的见解,它是如何进行的。为了了解基于引用的(以及可能的其他)指标是否以及哪些指标提供了相关信息,我们创建了一系列机器学习模型来复制NSQ委员会的决策。作为我们研究的主要成果之一,我们注意到候选人与负责评估其简历的委员会之间的引用关系的强度似乎在ND的NSQ的同行评审阶段发挥了作用。

英文摘要:

In the past, several works have investigated ways for combining quantitative and qualitative methods in research assessment exercises. Indeed, the Italian National Scientific Qualification (NSQ), i.e. the national assessment exercise which aims at deciding whether a scholar can apply to professorial academic positions as Associate Professor and Full Professor, adopts a quantitative and qualitative evaluation process: it makes use of bibliometrics followed by a peer-review process of candidates' CVs. The NSQ divides academic disciplines into two categories, i.e. citation-based disciplines (CDs) and non-citation-based disciplines (NDs), a division that affects the metrics used for assessing the candidates of that discipline in the first part of the process, which is based on bibliometrics. In this work, we aim at exploring whether citation-based metrics, calculated only considering open bibliographic and citation data, can support the human peer-review of NDs and yield insights on how it is conducted. To understand if and what citation-based (and, possibly, other) metrics provide relevant information, we created a series of machine learning models to replicate the decisions of the NSQ committees. As one of the main outcomes of our study, we noticed that the strength of the citational relationship between the candidate and the commission in charge of assessing his/her CV seems to play a role in the peer-review phase of the NSQ of NDs.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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