In 2001, Östlund formulated the question: are Reidemeister moves of types 1 and 3 sufficient to describe a homotopy from any generic immersion of a circle in a two-dimensional plane to an embedding of the circle? The positive answer to this question was treated as a conjecture (Östlund conjecture). In 2014, Hagge and Yazinski disproved the conjecture by showing the first counterexample with a minimal crossing number of 16. This example is naturally extended to counterexamples with given even minimal crossing numbers more than 14. This paper obtains the first counterexample with a minimal crossing number of 15. This example is naturally extended to counterexamples with given odd minimal crossing numbers more than 13.
In this paper we construct some invariants of spatial graphs by disk-summing the constituent knots and show the delta edge-homotopy invariance of them. As an application, we show that there exist infinitely many slice spatial embeddings of a planar graph up to delta edge-homotopy, and there exist infinitely many boundary spatial embeddings of a planar graph up to delta edge-homotopy.
Link-homotopy and self Delta-equivalence are equivalence relations on links. It was shown by J. Milnor (resp. the last author) that Milnor invariants determine whether or not a link is link-homotopic (resp. self Delta-equivalent) to a trivial link. We study link-homotopy and self Delta-equivalence on a certain component of a link with fixing the rest components, in other words, homotopy and Delta-equivalence of knots in the complement of a certain link. We show that Milnor invariants determine whether a knot in the complement of a trivial link is null-homotopic, and give a sufficient condition…
Let $LHT$ be a left handed trefoil knot and $K$ be any knot. We define $M_n(K)$ to be the homology $3$-sphere which is represented by a simple link of $LHT$ and $LHT \sharp K$ with framings $0$ and $n$ respectively. Starting with this link, we construct homotopy $K3$ and spin rational homology $K3$ surfaces containing $M_n(K)$. Then we apply the adjunction inequality to show that if $n>2g^n_s(K)-2$, $M_n(K)$ does not bound any smooth spin rational $4$-ball, and that under the same assumption the negative $n$-twisted Whitehead double of $LHT \sharp K$ is not a slice knot, where $g^n_s(K)$ is th…
We discuss an "extrinsic" property of knots in a 3-subspace of the 3-sphere $S^3$ to characterize how the subspace is embedded in $S^3$. Specifically, we show that every knot in a subspace of the 3-sphere is transient if and only if the exterior of the subspace is a disjoint union of handlebodies, i.e. regular neighborhoods of embedded graphs, where a knot in a 3-subspace of $S^3$ is said to be transient if it can be moved by a homotopy within the subspace to the trivial knot in $S^3$. To show this, we discuss relation between certain group-theoretic and homotopic properties of knots in a comp…
We give examples of knots in a genus 2 handlebody which have nontrivial Dehn surgeries yielding handlebodies and show that these knots are not 1--bridge.
We consider a knot homotopy as a cylinder in 4-space. An ordinary triple point $p$ of the cylinder is called {\em coherent} if all three branches intersect at $p$ pairwise with the same index. A {\em triple unknotting} of a classical knot $K$ is a homotopy which connects $K$ with the trivial knot and which has as singularities only coherent triple points. We give a new formula for the first Vassiliev invariant $v_2(K)$ by using triple unknottings. As a corollary we obtain a very simple proof of the fact that passing a coherent triple point always changes the knot type. As another corollary we …
In the present paper we construct a one-to-one correspondence between the set of graph-knots and the set of homotopy classes of looped graphs. Moreover, the graph-knot and the homotopy class constructed from a given knot are related with this correspondence. This correspondence is given by a simple formula.
We show that there exist non-trivial piecewise-linear (PL) knots with isolated singularities $S^{n-2}\subset S^n$, $n\geq 5$, whose complements have the homotopy type of a circle. This is in contrast to the case of smooth, PL locally-flat, and topological locally-flat knots, for which it is known that if the complement has the homotopy type of a circle, then the knot is trivial.
In this paper we present a sequence of link invariants, defined from twisted Alexander polynomials, and discuss their effectiveness in distinguish knots. In particular, we recast and extend by geometric means a recent result of Silver and Williams on the nontriviality of twisted Alexander polynomials for nontrivial knots. Furthermore building on results in [FV06b] we prove that these invariants decide if a genus one knot is fibered, and we also show that these invariants distinguish all mutants with up to 12 crossings.
In this paper, we obtain the necessary and sufficient condition that two knot projections are related by a finite sequence of the first and second flat Reidemeister moves (Theorem 1). We also consider an equivalence relation that is called weak (1, 3) homotopy. This equivalence relation occurs by the first flat Reidemeister move and one of the third flat Reidemeister moves. We introduce a map sending weak (1, 3) homotopy classes to knot isotopy classes (Sec. 3). Using the map, we determine which knot projections are trivialized under weak (1, 3) homotopy (Corollary 3).
We establish homotopy ribbon concordance obstructions coming from the Blanchfield form and Levine-Tristram signatures. Then, as an application of twisted Alexander polynomials, we show that for every knot K with nontrivial Alexander polynomial, there exists an infinite family of knots that are all concordant to K and have the same Blanchfield form as K, such that no pair of knots in that family is homotopy ribbon concordant.
Pseudodiagrams are knot or link diagrams where some of the crossing information is missing. Pseudoknots are equivalence classes of pseudodiagrams, where equivalence is generated by a natural set of Reidemeister moves. In this paper, we introduce a Gauss-diagrammatic theory for pseudoknots which gives rise to the notion of a virtual pseudoknot. We provide new, easily computable isotopy and homotopy invariants for classical and virtual pseudodiagrams. We also give tables of unknotting numbers for homotopically trivial pseudoknots and homotopy classes of homotopically nontrivial pseudoknots. Sinc…
Every second flat Reidemeister move of knot projections can be decomposed into two types thorough an inverse or direct self-tangency modification, respectively called strong or weak, when orientations of the knot projections are arbitrarily provided. Further, we introduce the notions of strong and weak (1, 2) homotopies; we define that two knot projections are strongly (resp. weakly) (1, 2) homotopic if and only if two knot projections are related by a finite sequence of first and strong (resp. weak) second flat Reidemeister moves. This paper gives a new necessary and sufficient condition that…
We explore under what conditions one can obtain a nontrivial knot, given a collection of $n$ vectors. First, we show how to get a crossing from any 3 vectors equal in magnitude, by arbitrarily picking 2 vectors and identifying the sufficient and necessary criteria for picking a third vector that will guarantee a crossing when the vectors are reordered. We also show that it's always possible for a set of vectors to be reordered to form the unknot, if they sum to $\vec{0}$ when added together. Our main results are restricted to sets of $n$ vectors that, when reordered appropriately, project to a…
We show that for any nontrivial knot $K$ and any natural number $n$ there is a diagram $D$ of $K$ such that the unknotting number of $D$ is greater than or equal to $n$. It is well known that twice the unknotting number of $K$ is less than or equal to the crossing number of $K$ minus one. We show that the equality holds only when $K$ is a $(2,p)$-torus knot.
A knot projection is an image of a generic immersion from a circle into a two-dimensional sphere. We can find homotopies between any two knot projections by local replacements of knot projections of three types, called Reidemeister moves. This paper defines an equivalence relation for knot projections called weak (1, 2, 3) homotopy, which consists of Reidemeister moves of type 1, weak type 2, and weak type 3. This paper defines the first non-trivial invariant under weak (1, 2, 3) homotopy. We use this invariant to show that there exist an infinite number of weak (1, 2, 3) homotopy equivalence …
We define homotopy-theoretic invariants of knots in prime 3-manifolds. Fix a knot J in a prime 3-manifold M. Call a knot K in M concordant to J if it cobounds a properly embedded annulus with J in MxI, and call K J-characteristic if there is a degree-one map f:M --> M throwing K onto J and mapping M-K to M-J. These invariants are invariants of concordance and of J-characteristicness when f induces the identity on the fundamental group of M, and may be viewed as extensions of Milnor's invariants. We do not require the knots considered here to be rationally null-homologous or framed.
Given a 3-manifold $Y$ and a free homotopy class in $[S^1,Y]$, we investigate the set of topological concordance classes of knots in $Y \times [0,1]$ representing the given homotopy class. The concordance group of knots in the 3-sphere acts on this set. We show in many cases that the action is not transitive, using two techniques. Our first technique uses Reidemeister torsion invariants, and the second uses linking numbers in covering spaces. In particular, we show using covering links that for the trivial homotopy class, and for any 3-manifold that is not the 3-sphere, the set of orbits is in…
Let C_T be the subgroup of the smooth knot concordance group generated by topologically slice knots and let C_D be the subgroup generated by knots with trivial Alexander polynomial. We prove the quotient C_T/C_D is infinitely generated, and uncover similar structure in the 3-dimensional rational spin bordism group. Our methods also lead to the construction of links that are topologically, but not smoothly, concordant to boundary links.
We show that all nontrivial embeddings of planar graphs on the torus contain a nontrivial knot or a nonsplit link. This is equivalent to showing that no minimally knotted planar spatial graphs on the torus exist that contain neither a nontrivial knot nor a nonsplit link all of whose components are unknots.
A polynomial knot in $\mathbb{R}^n$ is a smooth embedding of $\mathbb{R}$ in $\mathbb{R}^n$ such that the component functions are real polynomials. In the earlier paper with Mishra, we have studied the space $\mathcal{P}$ of polynomial knots in $\mathbb{R}^3$ with the inductive limit topology coming from the spaces $\mathcal{O}_d$ for $d\geq3$, where $\mathcal{O}_d$ is the space of polynomial knots in $\mathbb{R}^3$ with degree $d$ and having some conditions on the degrees of the component polynomials. In the same paper, we have proved that the space of polynomial knots in $\mathbb{R}^3$ has t…
Strong and weak (1, 3) homotopies are equivalence relations on knot projections, defined by the first flat Reidemeister move and each of two different types of the third flat Reidemeister moves. In this paper, we introduce the cross chord number that is the minimal number of double points of chords of a chord diagram. Cross chord numbers induce a strong (1, 3) invariant. We show that Hanaki's trivializing number is a weak (1, 3) invariant. We give a complete classification of knot projections having trivializing number two up to the first flat Reidemeister moves using cross chord numbers and t…
We construct cohomology classes in the space of knots by considering a bundle over this space and "integrating along the fiber" classes coming from the cohomology of configuration spaces using a Pontrjagin-Thom construction. The bundle we consider is essentially the one considered by Bott and Taubes, who integrated differential forms along the fiber to get knot invariants. By doing this "integration" homotopy-theoretically, we are able to produce integral cohomology classes. We then show how this integration is compatible with the homology operations on the space of long knots, as studied by B…
We investigate the disparity between smooth and topological almost concordance of knots in general 3-manifolds Y. Almost concordance is defined by considering knots in Y modulo concordance in Yx[0,1] and the action of the concordance group of knots in the 3-sphere that ties in local knots. We prove that the trivial free homotopy class in every 3-manifold other than the 3-sphere contains an infinite family of knots, all topologically concordant, but not smoothly almost concordant to one another. Then, in every lens space and for every free homotopy class, we find a pair of topologically concord…
We study the relationship between fibered ribbon 1-knots and fibered ribbon 2-knots by studying fibered slice disks with handlebody fibers. We give a characterization of fibered homotopy-ribbon disks and give analogues of the Stallings twist for fibered disks and 2-knots. As an application, we produce infinite families of distinct homotopy-ribbon disks with homotopy equivalent exteriors, with potential relevance to the Slice-Ribbon Conjecture. We show that any fibered ribbon 2-knot can be obtained by doubling infinitely many different slice disks (sometimes in different contractible 4-manifold…
It was asked by J.Birman, Williams, and L.Rudolph whether nontrivial Lorentz knots have always positive signature. Lorentz knots are examples of positive braids (in our convention they have all crossings negative so they are negative links). It was shown by L.Rudolph that positive braids have positive signature (if they represent nontrivial links). K.Murasugi has shown that nontrivial, alternating, positive links have negative signature. Here we prove in general the old folklore conjecture that nontrivial positive links have negative signature.
In this article, we study the knots realized by periodic orbits of R-covered Anosov flows in compact 3-manifolds. We show that if two orbits are freely homotopic then in fact they are isotopic. We show that lifts of periodic orbits to the universal cover are unknotted. When the manifold is atoroidal, we deduce some finer properties regarding the existence of embedded cylinders connecting two given homotopic orbits.
This work continues the study of a homotopy-theoretic construction of the author inspired by the Bott-Taubes integrals. Bott and Taubes constructed knot invariants by integrating differential forms along the fiber of a bundle over the space of knots. Their techniques were later used by Cattaneo et al. to construct real "Vassiliev-type" cohomology classes in spaces of knots in higher-dimensional Euclidean space. By doing this integration via a Pontrjagin-Thom construction, we constructed cohomology classes in the knot space with arbitrary coefficients. We later showed that a refinement of this …
The fusion number of a ribbon knot is the minimal number of 1-handles needed to construct a ribbon disk. The strong homotopy fusion number of a ribbon knot is the minimal number of 2-handles in a handle decomposition of a ribbon disk complement. We demonstrate that these invariants behave completely differently under cabling by showing that the (p,1)-cable of any ribbon knot with fusion number one has strong homotopy fusion number one and fusion number p. Our main tools are Juhász-Miller-Zemke's bound on fusion number coming from the torsion order of knot Floer homology and Hanselman-Watson's …
The stable Kauffman conjecture posits that a knot in $S^3$ is slice if and only if it admits a slice derivative. We prove a related statement: A knot is handle-ribbon (also called strongly homotopy-ribbon) in a homotopy 4-ball $B$ if and only if it admits an R-link derivative; i.e. an $n$-component derivative $L$ with the property that zero-framed surgery on $L$ yields $\#^n(S^1\times S^2)$. We also show that $K$ bounds a handle-ribbon disk $D \subset B$ if and only if the 3-manifold obtained by zero-surgery on $K$ admits a singular fibration that extends over handlebodies in $B \setminus D$, …
Scannell and Sinha considered a spectral sequence to calculate the rational homotopy groups of spaces of long knots in n-dimensional Euclidean space, for n greater than or equal to 4. At the end of their paper they conjecture that when n is odd, the terms on the antidiagonal on the second page precisely give the space of primitive Feynman diagrams related to the theory of Vassiliev invariants. In this paper we prove that conjecture. This has the application that the path components of the terms of the Taylor tower for the space of classical long knots are in one-to-one correspondence with quot…
Simple closed curves in the plane can be mapped to nontrivial knots under the action of origami foldings that allow the paper to self-intersect. We show all tame knot types may be produced in this manner, motivating the development of a new knot invariant, the fold number, defined as the minimum number of creases required to obtain an equivalent knot. We study this invariant, presenting a bound on the fold number by the diagram stick number as well as a class of torus knots with constant fold number. We also pursue a characterization of those foldings which admit nontrivial knots, giving a pro…
A generic immersion of a circle into a $2$-sphere is often studied as a projection of a knot; it is called a knot projection. A chord diagram is a configuration of paired points on a circle; traditionally, the two points of each pair are connected by a chord. A triple chord is a chord diagram consisting of three chords, each of which intersects the other chords. Every knot projection obtains a chord diagram in which every pair of points corresponds to the inverse image of a double point. In this paper, we show that for any knot projection $P$, if its chord diagram contains no triple chord, the…
The theory of link-homotopy, introduced by Milnor, is an important part of the knot theory, with Milnor's mu-bar-invariants being the basic set of link-homotopy invariants. Skein relations for knot and link invariants played a crucial role in the recent developments of knot theory. However, while skein relations for Alexander and Jones invariants are known for quite a while, a similar treatment of Milnor's mu-bar-invariants was missing. We fill this gap by deducing simple skein relations for link-homotopy mu-invariants of string links.
We consider the following question: when is the manifold obtained by gluing together two knot complements an $L$-space? Hedden and Levine proved that splicing 0-framed complements of nontrivial knots never produces an $L$-space. We extend this result to allow for arbitrary integer framings. We find that splicing two integer framed nontrivial knot complements only produces an $L$-space if both knots are $L$-space knots and the framings lie in an appropriate range. The proof involves a careful analysis of the bordered Heegaard Floer invariants of each knot complement.
We determine when certain state cycles represent nontrivial Khovanov homology classes by analyzing features of the state graph. Using this method, we are able to produce hyperbolic knots with arbitrarily many diagonals containing nontrivial state cycle homology classes. This gives lower bounds on the Khovanov width of knots whose complexity precludes computation of the full homology.
Hempel has shown that the fundamental groups of knot complements are residually finite. This implies that every nontrivial knot must have a finite-sheeted, noncyclic cover. We give an explicit bound, $Φ(c)$, such that if $K$ is a nontrivial knot in the three-sphere with a diagram with $c$ crossings and a particularly simple JSJ decomposition then the complement of $K$ has a finite-sheeted, noncyclic cover with at most $Φ(c)$ sheets.
By considering homotopies that preserve the stratification, one obtains a natural notion of homotopy for stratified spaces. In this short note, we introduce invariants of stratified homotopy, the stratified homotopy groups. We show that they satisify a stratified version of Whitehead's theorem. As an example, we introduce a complete knot invariant defined via the stratified homotopy groups ----- En considérant des homotopies préservant la stratification, on obtient une notion naturelle d'homotopie pour les espaces stratifiés. Dans cette note, on présente des invariants d'homotopie stratifiée, …
This paper is a computation of the homotopy type of K, the space of long knots in R^3, the same space of knots studied by Vassiliev via singularity theory. Each component of K corresponds to an isotopy class of long knot, and we `enumerate' the components via the companionship trees associated to the knot. The knots with the simplest companionship trees are: the unknot, torus knots, and hyperbolic knots. The homotopy-type of these components of K were computed by Hatcher. In the case the companionship tree has height, we give a fibre-bundle description of those components of K, recursively, in…
Dunfield-Garoufalidis and Boyer-Zhang proved that the A-polynomial of a nontrivial knot in $S^{3}$ is nontrivial. In this paper, we use holonomy perturbations to prove the non-triviality of the A-polynomial for a nontrivial, null-homotopic knot in an irreducible 3-manifold. Also, we give a strong constraint on the A-polynomial of a knot in the 3-sphere.
There exists a simplified Bar-Natan Khovanov complex for open 2-braids. The Khovanov cohomology of a knot diagram made by gluing tangles of this type is therefore often amenable to calculation. We lift this idea to the level of the Lipshitz-Sarkar stable homotopy type and use it to make new computations. Similarly, there exists a simplified Khovanov-Rozansky sl_n complex for open 2-braids with oppositely oriented strands and an even number of crossings. Diagrams made by gluing tangles of this type are called matched diagrams, and knots admitting matched diagrams are called bipartite knots. To …
A slope $\frac pq$ is called a characterizing slope for a given knot $K_0\subset S^3$ if whenever the $\frac pq$--surgery on a knot $K\subset S^3$ is homeomorphic to the $\frac pq$--surgery on $K_0$ via an orientation preserving homeomorphism, then $K=K_0$. In a previous paper, we showed that, outside a certain finite set of slopes, only the negative integers could possibly be non-characterizing slopes for the torus knot $T_{5,2}$. Applying recent work of Baldwin--Hu--Sivek, we improve our result by showing that a nontrivial slope $\frac pq$ is a characterizing slope for $T_{5,2}$ if $\frac pq…
Let E(1)_K denote the closed 4-manifold that is homotopy equivalent (hence homeomorphic) to the rational elliptic surface E(1) and is obtained by performing Fintushel-Stern knot surgery on E(1) using a knot K in S^3. We construct an infinite family of homologous non-isotopic symplectic tori representing a primitive homology class in E(1)_K when K is any nontrivial fibred knot in S^3. We also show how these tori can be non-isotopically embedded as homologous symplectic submanifolds in other symplectic 4-manifolds.
