The use of unmanned aerial vehicles (UAVs) as base stations (BSs) is envisaged as a key enabler for the fifth generation (5G) and beyond-5G networks. Specifically, aerial base stations (UAV-BS) are expected to provide ubiquitous connectivity and high spectral efficiency. To this end, we present in this correspondence an in-depth look into the integration of rate-splitting multiple access (RSMA) with UAV-BSs and downlink transmissions. A non-convex problem of joint UAV placement, RSMA precoding, and rate splitting, aiming to maximize the weighted sum data rate of users is formulated. Due to its complexity, two sub-problems are investigated, namely the UAV placement and RSMA parameters optimization. The resulting solutions are then combined to propose a novel alternating optimization method. Simulation results illustrate the latter's efficiency compared to baseline approaches.
Rate-Splitting Multiple Access (RSMA) is an emerging flexible and powerful multiple access for downlink multiantenna networks. In this paper, we introduce the concept of RSMA into short-packet downlink communications. We design optimal linear precoders that maximize the sum rate with Finite Blocklength (FBL) constraints. The relations between the sum rate and blocklength of RSMA are investigated for a wide range of network loads and user deployments. Numerical results demonstrate that RSMA can achieve the same transmission rate as Non-Orthogonal Multiple Access (NOMA) and Space Division Multip…
In this paper, we consider the precoder design for downlink multiple-input multiple-output (MIMO) rate-splitting multiple access (RSMA) systems. The proposed scheme with simultaneous diagonalization (SD) decomposes the MIMO channel matrices of the users into scalar channels via higher-order generalized singular value decomposition for the common message (CM) and block diagonalization (BD) for the private messages, thereby enabling low-complexity element-by-element successive interference cancellation (SIC) and decoding at the receivers. Furthermore, the proposed SD MIMO-RSMA overcomes a critic…
In this paper, the problem of sum-rate maximization for an active reconfigurable intelligent surface (RIS) assisted downlink rate-splitting multiple access (RSMA) transmission system is studied. In the considered model, the active RIS is deployed to overcome severe power attenuation, which is caused by the cumulative product of RIS incidence path loss and the reflection path loss. Since the active RIS can adjust both the phase and the amplitude of the incident signal simultaneously, the RIS control scheme requires delicate design to improve RSMA communication performance. To address this issue…
This work studies the optimization of rate-splitting multiple access (RSMA) transmission technique for a cloud radio access network (C-RAN) downlink system. Main idea of RSMA is to split the message for each user equipment (UE) to private and common messages and perform superposition coding at transmitters so as to enable flexible decoding at receivers. It is challenging to implement ideal RSMA scheme particularly when there are many UEs, since the number of common signals exponentially increases with the number of UEs. An efficient RSMA scheme is hence proposed that uses a linearly increasing…
Rate-splitting multiple access (RSMA) is a general multiple access scheme for downlink multi-antenna systems embracing both classical spatial division multiple access and more recent non-orthogonal multiple access. Finding a linear precoding strategy that maximizes the sum spectral efficiency of RSMA is a challenging yet significant problem. In this paper, we put forth a novel precoder design framework that jointly finds the linear precoders for the common and private messages for RSMA. Our approach is first to approximate the non-smooth minimum function part in the sum spectral efficiency of …
Rate-Splitting Multiple Access (RSMA) is an emerging flexible, robust and powerful multiple access scheme for downlink multi-antenna wireless networks. RSMA relies on multi-antenna Rate-Splitting (RS) strategies at the transmitter and Successive Interference Cancellation (SIC) at the receivers, and has the unique ability to partially decode interference and partially treat interference as noise so as to softly bridge the two extremes of fully decoding interference (as in Non-Orthogonal Multiple Access, NOMA) and treating interference as noise (as in Space Division Multiple Access, SDMA or Mult…
In this paper, we consider the precoder design for an underloaded or critically loaded downlink multi-user multiple-input multiple-output (MIMO) communication system. We propose novel precoding and decoding schemes which enhance system performance based on rate splitting at the transmitter and single-stage successive interference cancellation at the receivers. The proposed successive null-space (SNS) precoding utilizes linear combinations of the null-space basis vectors of the successively augmented MIMO channel matrices of the users as precoding vectors to adjust the inter-user-interference e…
Rate-Splitting Multiple Access (RSMA) has recently appeared as a powerful and robust multiple access and interference management strategy for downlink Multi-user (MU) multi-antenna communications. In this work, we study the precoder design problem for RSMA scheme in downlink MU systems with both perfect and imperfect Channel State Information at the Transmitter (CSIT) and assess the role and benefits of transmitting multiple common streams. Unlike existing works which have considered single-antenna receivers (Multiple-Input Single-Output--MISO), we propose and extend the RSMA framework for mul…
As a promising downlink multiple access scheme, Rate-Splitting Multiple Access (RSMA) has been shown to achieve superior spectral and energy efficiencies compared with Space-Division Multiple Access (SDMA) and Non-Orthogonal Multiple Access (NOMA) in downlink single-cell systems. By relying on linearly precoded rate-splitting at the transmitter and successive interference cancellation at the receivers, RSMA has the capability of partially decoding the interference and partially treating the interference as noise, and therefore copes with a wide range of user deployments and network loads. In t…
Space-Division Multiple Access (SDMA) utilizes linear precoding to separate users in the spatial domain and relies on fully treating any residual multi-user interference as noise. Non-Orthogonal Multiple Access (NOMA) uses linearly precoded superposition coding with successive interference cancellation (SIC) and relies on user grouping and ordering to enforce some users to fully decode and cancel interference created by other users. In this paper, we argue that to efficiently cope with the high throughput, heterogeneity of Quality-of-Service (QoS), and massive connectivity requirements of futu…
The Cooperative Rate-Splitting (CRS) scheme, proposed evolves from conventional Rate Splitting (RS) and relies on forwarding a portion of the RS message by the relaying users. In terms of secrecy enhancement, it has been shown that CRS outperforms its non-cooperative counterpart for a two-user Multiple Input Single Output (MISO) Broadcast Channel (BC). Given the massive connectivity requirement of 6G, we have generalized the existing secure two-user CRS framework to the multi-user framework, where the highest-security users must be selected as the relay nodes. This paper addresses the problem …
Unmanned aerial vehicles (UAVs) are set to feature heavily in upcoming fifth generation (5G) networks. Yet, the adoption of multi-UAV networks means that spectrum scarcity in UAV communications is an issue in need of urgent solutions. Towards this end, downlink non-orthogonal multiple access (NOMA) is investigated in this paper for multi-UAV networks to improve spectrum utilization. Using the bivariate Rician shadowed fading model, closed-form expressions for the joint probability density function (PDF), marginal cumulative distribution functions (CDFs), and outage probability expressions are …
Rate-Splitting Multiple Access (RSMA) for multi-user downlink operates by splitting the message for each user equipment (UE) into a private message and a set of common messages, which are simultaneously transmitted by means of superposition coding. The RSMA scheme can enhance throughput and connectivity as compared to conventional multiple access techniques by optimizing the rate-splitting ratios along with the corresponding downlink beamforming vectors. This work examines the impact of erroneous channel state information (CSI) on the performance of RSMA in cell-free multiple-input multiple-ou…
In this paper, the potential benefits of applying the Rate-Splitting Multiple Access (RSMA) in multi-cell dense networks are explored. Using tools of stochastic geometry, the sum-rate of RSMA-enhanced multi-cell dense networks is evaluated mathematically based on a Moment Generating Function (MGF) based framework to prove that RSMA is a general and powerful strategy for multi-antenna downlink systems. Further elaboration of the systematic performance metrics is undertaken by developing analytical expressions for area spectral efficiency and sum-rate in the RSMA-enhanced multi-cell dense networ…
A novel rate splitting space division multiple access (SDMA) scheme based on grouped code index modulation (GrCIM) is proposed for the sixth generation (6G) downlink transmission. The proposed RSMA-GrCIM scheme transmits information to multiple user equipments (UEs) through the space division multiple access (SDMA) technique, and exploits code index modulation for rate splitting. Since the CIM scheme conveys information bits via the index of the selected Walsh code and binary phase shift keying (BPSK) signal, our RSMA scheme transmits the private messages of each user through the indices, and …
This letter is the first part of a three-part tutorial focusing on rate-splitting multiple access (RSMA) for 6G. As Part I of the tutorial, the letter presents the basics of RSMA and its applications in light of 6G. To begin with, we first delineate the design principle and basic transmission frameworks of downlink and uplink RSMA. We then illustrate the applications of RSMA for addressing the challenges of various potential enabling technologies and use cases, consequently making it a promising next generation multiple access (NGMA) scheme for future networks such as 6G and beyond. We briefly…
Rate-splitting multiple access (RSMA) has recently appeared as a powerful technique for improving the downlink performance of multiple-input multiple-output (MIMO) systems. By flexibly managing interference, RSMA can deliver high spectral and energy efficiency, as well as robustness to imperfect channel state information (CSI). In another development, an intelligent reflecting surface (IRS) has emerged as a method to control the wireless environment through software-configurable, near-passive, sub-wavelength reflecting elements. This article presents the potential of synergy between IRS and RS…
This paper investigates the problem of resource allocation for joint communication and radar sensing system on rate-splitting multiple access (RSMA) based unmanned aerial vehicle (UAV) system. UAV simultaneously communicates with multiple users and probes signals to targets of interest to exploit cooperative sensing ability and achieve substantial gains in size, cost and power consumption. By virtue of using linearly precoded rate splitting at the transmitter and successive interference cancellation at the receivers, RSMA is introduced as a promising paradigm to manage interference as well as …
Rate-Splitting Multiple Access (RSMA) has emerged as a flexible and powerful framework for wireless networks. In this paper, we investigate the user fairness of downlink multi-antenna RSMA in short-packet communications with/without cooperative (user-relaying) transmission. We design optimal time allocation and linear precoders that maximize the Max-Min Fairness (MMF) rate with Finite Blocklength (FBL) constraints. The relation between the MMF rate and blocklength of RSMA, as well as the impact of cooperative transmission are investigated for a wide range of network loads. Numerical results de…
This letter is the second part of a three-part tutorial focusing on rate-splitting multiple access (RSMA) for 6G. As Part II of the tutorial, this letter addresses the interplay between RSMA and integrated radar sensing and communications (ISAC). In particular, we introduce a general RSMAassisted ISAC architecture, where the ISAC platform has a dual capability to simultaneously communicate with downlink users and probe detection signals to a moving target. Then, the metrics of radar sensing and communications are respectively introduced, followed by a RSMA-assisted ISAC waveform design example…
In this paper, we investigate the unmanned aerial vehicle (UAV)-aided simultaneous uplink and downlink transmission networks, where one UAV acting as a disseminator is connected to multiple access points, and the other UAV acting as a base station (BS) collects data from numerous sensor nodes. The goal of this paper is to maximize the sum of the UAV-BS and UAV-AP system throughput by jointly optimizing the 3D UAV trajectory, communication scheduling, and UAV-AP/SN transmit power. We first consider a special case where the UAV-BS and UAV-AP trajectories are pre-determined. Although the resultin…
Uplink RSMA Performance Analysis with Rate Adaptation: A Stochastic Geometry Approach
Southeast University（东南大学）；National Mobile Communications Research Laboratory, Southeast University（东南大学国家移动通信重点实验室）；Purple Mountain Laboratories（紫金山实验室）；Sorbonne University（索邦大学）；CNRS（法国国家科学研究中心）；LIP6（LIP6实验室）；University of Delaware（特拉华大学）；Department of Electrical and Computer Engineering, University of Delaware（特拉华大学电气与计算机工程系）
Rate-Splitting Multiple Access (RSMA) is a flexible and robust multiple access scheme for downlink multi-antenna wireless networks. RSMA relies on multi-antenna Rate-Splitting (RS) at the transmitter and Successive Interference Cancellation (SIC) at the receivers. In this work, we study the performance of RSMA under the practical important setup of imperfect Channel State Information at Transmitter (CSIT) originating from user mobility and latency in the network. First, we derive a lower bound on the ergodic sum-rate of RSMA for an arbitrary number of transmit antennas, number of users, user s…
Rate-Splitting Multiple Access (RSMA) is a flexible and robust multiple access scheme for downlink multi-antenna wireless networks. RSMA relies on Rate-Splitting (RS) at the transmitter and Successive Interference Cancellation (SIC) at the receivers. In this work, we study the performance of RSMA in the scenarios related with the important core services of New Radio (NR) and 6G, namely, enhanced Ultra-Reliable and Low-Latency (URLLC) and enhanced Mobile Broadband Communications (eMBB). We present the optimal system designs employing RSMA that target short-packet and low-latency communications …
Rate-Splitting Multiple Access (RSMA) is a general and powerful multiple access framework for downlink multi-antenna systems, and contains Space-Division Multiple Access (SDMA) and Non-Orthogonal Multiple Access (NOMA) as special cases. RSMA relies on linearly precoded rate-splitting with Successive Interference Cancellation (SIC) to decode part of the interference and treat the remaining part of the interference as noise. Recently, RSMA has been shown to outperform both SDMA and NOMA rate-wise in a wide range of network loads (underloaded and overloaded regimes) and user deployments (with a d…
As unmanned aerial vehicles (UAVs) are expected to play a significant role in fifth generation (5G) networks, addressing spectrum scarcity in UAV communications remains a pressing issue. In this regard, the feasibility of full-duplex non-orthogonal multiple access (FD-NOMA) UAV communications to improve spectrum utilization is investigated in this paper. Specifically, closed-form outage probability expressions are presented for FD-NOMA, half-duplex non-orthogonal multiple access (HD-NOMA), and half-duplex orthogonal multiple access (HD-OMA) schemes over Rician shadowed fading channels. Extensi…
The use of unmanned aerial vehicles (UAVs) operating as aerial base stations (BSs) has emerged as a promising solution especially in scenarios requiring rapid deployments (e.g., in the cases of crowded hotspots, sporting events, emergencies, natural disasters) in order to assist the ground BSs. In this paper, an analytical framework is provided to analyze the signal-to-interference-plus-noise ratio (SINR) coverage probability of unmanned aerial vehicle (UAV) assisted cellular networks with clustered user equipments (UEs). Locations of UAVs and ground BSs are modeled as Poison point processes (…
In this paper, a novel communication framework that uses an unmanned aerial vehicle (UAV)-carried intelligent reflector (IR) is proposed to enhance multi-user downlink transmissions over millimeter wave (mmWave) frequencies. In order to maximize the downlink sum-rate, the optimal precoding matrix (at the base station) and reflection coefficient (at the IR) are jointly derived. Next, to address the uncertainty of mmWave channels and maintain line-of-sight links in a real-time manner, a distributional reinforcement learning approach, based on quantile regression optimization, is proposed to lear…
The line-of-sight dominant air-ground channels have posed critical interference issues in cellular-connected unmanned aerial vehicle (UAV) communications. In this paper, we propose a new base station (BS) cooperative beamforming (CB) technique for the cellular downlink to mitigate the strong interference caused by the co-channel terrestrial transmissions to the UAV. Besides the conventional CB by cooperatively transmitting the UAV's message, the serving BSs of the UAVs exploit a novel interference transmission scheme to effectively suppress the terrestrial interference to the UAV. Specifically…
This paper investigates full-duplex unmanned aerial vehicle (UAV) aided small cell wireless systems, where the UAV serving as the base station (BS) is designed to transmit data to the downlink users and receive data from the uplink users simultaneously. To maximize the total system capacity, including uplink and downlink capacity, the UAV trajectory, downlink/uplink user scheduling, and uplink user transmit power are alternately optimized. The resulting optimization problem is mixed-integer and non-convex, which is challenging to solve. To address it, the block coordinate descent method and su…
This paper investigates a full-duplex orthogonal-frequency-division multiple access (OFDMA) based multiple unmanned aerial vehicles (UAVs)-enabled wireless-powered Internet-of-Things (IoT) networks. In this paper, a swarm of UAVs is first deployed in three dimensions (3D) to simultaneously charge all devices, i.e., a downlink (DL) charging period, and then flies to new locations within this area to collect information from scheduled devices in several epochs via OFDMA due to potential limited number of channels available in Narrow Band IoT, i.e., an uplink (UL) communication period. To maximiz…
Rate-splitting multiple access (RSMA) is a promising technique for downlink multi-antenna communications owning to its capability of enhancing the system performance in a wide range of network loads, user deployments and channel state information at the transmitter (CSIT) inaccuracies. In this paper, we investigate the achievable rate performance of RSMA in a multi-user multiple-input single-output (MU-MISO) network where only slow-varying statistical channel state information (CSI) is available at the transmitter. RSMA-based statistical beamforming and the split of the common stream is optimi…
Rate-Splitting Multiple Access (RSMA) is a robust multiple access scheme for downlink multi-antenna wireless networks. In this work, we investigate a novel application of RSMA for joint communications and jamming with a Multi-Carrier (MC) waveform in Multiple Input Single Output (MISO) Broadcast Channel (BC). Our aim is to simultaneously communicate with Information Users (IU) and jam Adversarial Users (AU) to disrupt their communications in a setting where all users perform broadband communications by MC waveforms in their respective networks. We consider the practical setting of imperfect CS…
Rate-Splitting Multiple Access (RSMA) has emerged as a powerful multiple access, interference management, and multi-user strategy for next generation communication systems. In this tutorial, we depart from the orthogonal multiple access (OMA) versus non-orthogonal multiple access (NOMA) discussion held in 5G, and the conventional multi-user linear precoding approach used in space-division multiple access (SDMA), multi-user and massive MIMO in 4G and 5G, and show how multi-user communications and multiple access design for 6G and beyond should be intimately related to the fundamental problem of…
Rate-splitting multiple access (RSMA), relying on linearly precoded rate-splitting (RS) at the transmitter and successive interference cancellation (SIC) at the receivers has emerged as a powerful and flexible multiple access strategy for downlink multi-user multi-antenna systems. Through message splitting and the transmission of both common and private messages, RSMA has been demonstrated to be a robust interference management strategy which enables partially decoding interference and partially treating interference as noise. In this work, we consider the application of RSMA in a multigroup m…
In this letter, we study multiuser communication systems enabled by an unmanned aerial vehicle (UAV) that is equipped with a directional antenna of adjustable beamwidth. We propose a fly-hover-and-communicate protocol where the ground terminals (GTs) are partitioned into disjoint clusters that are sequentially served by the UAV as it hovers above the corresponding cluster centers. We jointly optimize the UAV's flying altitude and antenna beamwidth for throughput optimization in three fundamental multiuser communication models, namely UAV-enabled downlink multicasting (MC), downlink broadcastin…
This paper proposes a secure downlink multi-user transmission scheme enabled by a flexible unmanned aerial vehicle base station (UAV-BS) and non-orthogonal multiple access (NOMA). According to their heterogeneous service requirements, multiple legitimate users are categorized as security-required users (SUs) and quality of service (QoS)-required users (QUs), while these QUs can potentially act as internal eavesdroppers which are curious about the secrecy transmissions of SUs. In such a context, our goal is to maximize the achievable minimum secrecy rate among SUs through the joint optimization…
Rate-splitting (RS) has recently been recognized as a promising physical-layer technique for multi-antenna broadcast channels (BC). Due to its ability to partially decode the interference and partially treat the remaining interference as noise, RS is an enabler for a powerful multiple access, namely rate-splitting multiple access (RSMA), that has been shown to achieve higher spectral efficiency (SE) and energy efficiency (EE) than both space division multiple access (SDMA) and non-orthogonal multiple access (NOMA) in a wide range of user deployments and network loads. As SE maximization and EE…
In this work, we consider a downlink NOMA network with multiple single-antenna users and multi-antenna UAVs. In particular, the users are spatially located in several clusters by following the Poisson Cluster Process and each cluster is served by a hovering UAV with NOMA. For practical considerations, we assume that only imperfect CSI of each user is available at the UAVs. Based on this model, the problem of joint user clustering and robust beamforming design is formulated to minimize the sum transmission power, and meanwhile, guarantee the QoS requirements of users. Due to the integer variabl…
Aerial-ground interference mitigation has been deemed as the main challenge in realizing cellular-connected unmanned aerial vehicle (UAV) communications. Due to the line-of-sight (LoS)-dominant air-ground channels, the UAV generates/suffers much stronger interference to/from cellular base stations (BSs) over a much larger region in its uplink/downlink communication, as compared to the terrestrial users. As a result, conventional inter-cell interference coordination (ICIC) techniques catered for terrestrial networks become ineffective in mitigating the more severe UAV-induced interference. To d…
