In this paper, we present a new scenario of direction of arrival (DOA) estimation using massive multiple-input multiple-output (MIMO) receive array with low-resolution analog-to-digital convertors (ADCs), which can strike a good balance between performance and circuit cost. Based on the linear additive quantization noise model (AQNM), the effect of low-resolution ADCs on the methods, such as Root-MUSIC method, is analyzed. Also, the closed-form expression of Cramer-Rao lower bound (CRLB) is derived to evaluate the performance loss caused by the low-resolution ADCs. The simulation results show that the Root-MUSIC methods can achieve the corresponding CRLB. Furthermore, 2-3 bits are acceptable for most applications if the 1dB performance loss.
High hardware cost and high power consumption of massive multiple-input and multiple output (MIMO) are two challenges for the future wireless communications including beyond fifth generation (B5G) and sixth generation (6G). Adopting the low-resolution analog-to-digital converter (ADC) is viewed as a promising solution. Additionally, the direction of arrival (DOA) estimation is an indispensable technology for beam alignment and tracking in massive MIMO systems. Thus, in this paper, the performance of DOA estimation with mixed-ADC structure is firstly investigated. The Cramer-Rao lower bound (CR…
In large-scale antenna systems, using one-bit analog-to-digital converters (ADCs) has recently become important since they offer significant reductions in both power and cost. However, in contrast to high-resolution ADCs, the coarse quantization of one-bit ADCs results in an irreversible loss of information. In the context of channel estimation, studies have been developed extensively to combat the performance loss incurred by one-bit ADCs. Furthermore, in the field of array signal processing, direction-of-arrival (DOA) estimation combined with one-bit ADCs has gained growing interests recentl…
DOA estimation for massive multiple-input multiple-output (MIMO) system can provide ultra-high-resolution angle estimation. However, due to the high computational complexity and cost of all digital MIMO systems, a hybrid analog digital (HAD) structure MIMO was proposed. In this paper, a fast ambiguous phase elimination method is proposed to solve the problem of direction-finding ambiguity caused by the HAD MIMO. Only two-data-blocks are used to realize DOA estimation. Simulation results show that the proposed method can greatly reduce the estimation delay with a slight performance loss.
Employing low-resolution analog-to-digital converters (ADCs) for millimeter wave receivers with large antenna arrays provides opportunity to efficiently reduce power consumption of the receiver. Reducing ADC resolution, however, results in performance degradation due to non-negligible quantization error. In addition, the large number of radio frequency (RF) chains is still not desirable. Accordingly, conventional low-resolution ADC systems require more efficient designs to minimize the cost and complexity while maximizing performance. In this article, we discuss advanced low-resolution ADC rec…
Use of low resolution analog to digital converters (ADCs) is an effective way to reduce the high power consumption of millimeter wave (mmWave) receivers. In this paper, a receiver with low resolution ADCs based on adaptive thresholds is considered in downlink mmWave communications in which the channel state information is not known a-priori and acquired through channel estimation. A performance comparison of low-complexity algorithms for power and ADC allocation among transmit and receive terminals, respectively, is provided. Through simulation of practical mmWave cellular networks, it is show…
Joint estimation of carrier frequency and direction of arrival (DOA) for multiple signals has been found in many practical applications such as Cognitive Radio (CR). However, Nyquist sampling mechanism is costly or implemented due to wide spectrum range. Taking advantage of sub-Nyquist sampling technology, some array receiver architectures are proposed to realize joint estimation of carrier frequency and DOA. To further decrease equivalent sampling rate and hardware complexity, we propose a simplifying receiver architecture based on our previous work. We come up with joint DOA and frequency es…
In this paper, we introduce a novel algorithm that can dramatically reduce the number of antenna elements needed to accurately predict the direction of arrival (DOA) for multiple input multiple output (MIMO) radar. The new proposed algorithm predicts the received signal of a large antenna setup using reduced number of antenna by using coupled dictionary learning. Hence, this enables the MIMO radar to resolve more paths, which could not be resolved by the fewer antennas. Specifically, we overcome the problem of inaccurate DOA estimation due to a small virtual array setup. For example, we can us…
While 1-bit analog-to-digital conversion (ADC) allows to significantly reduce the analog complexity of wireless receive systems, using the exact likelihood function of the hard-limiting system model in order to obtain efficient algorithms in the digital domain can make 1-bit signal processing challenging. If the signal model before the quantizer consists of correlated Gaussian random variables, the tail probability for a multivariate Gaussian distribution with N dimensions (general orthant probability) is required in order to formulate the likelihood function of the quantizer output. As a clos…
Analog to Digital Converters (ADCs) are a major contributor to the energy consumption on the receiver side of millimeter-wave multiple-input multiple-output (MIMO) systems with large antenna arrays. Consequently, there has been significant interest in using low-resolution ADCs along with hybrid beam-forming at MIMO receivers for energy efficiency. However, decreasing the ADC resolution results in performance loss -- in terms of achievable rates -- due to increased quantization error. In this work, we study the application of practically implementable nonlinear analog operations, prior to sampl…
This paper investigated the uplink of multi-user massive multi-input multi-output (MIMO) systems with a mixed analog-to-digital converter (ADC) receiver architecture, in which some antennas are equipped with costly full-resolution ADCs and others with less expensive low-resolution ADCs. A closed-form approximation of the achievable spectral efficiency (SE) with the maximum-ratio combining (MRC) detector is derived. Based on this approximated result, the effects of the number of base station antennas, the transmit power, the proportion of full-resolution ADCs in the mixed-ADC structure, and the…
Multiple signal classification (MUSIC) has been widely applied in multiple-input multiple-output (MIMO) receivers for direction-of-arrival (DOA) estimation. To reduce the cost of radio frequency (RF) chains operating at millimeter-wave bands, hybrid analog-digital structure has been adopted in massive MIMO transceivers. In this situation, the received signals at the antennas are unavailable to the digital receiver, and as a consequence, the spatial covariance matrix (SCM), which is essential in MUSIC algorithm, cannot be obtained using traditional sample average approach. Based on our previous…
High resolution analog to digital converters (ADCs) are conventionally used at the receiver terminals to store an accurate digital representation of the received signal, thereby allowing for reliable decoding of transmitted messages. However, in a wide range of applications, such as communication over millimeter wave and massive multiple-input multiple-output (MIMO) systems, the use of high resolution ADCs is not feasible due to power budget limitations. In the conventional fully digital receiver design, where each receiver antenna is connected to a distinct ADC, reducing the ADC resolution le…
In future high-capacity wireless systems based on mmWave or massive multiple input multiple output (MIMO), the power consumption of receiver Analog to Digital Converters (ADC) is a concern. Although hybrid or analog systems with fewer ADCs have been proposed, fully digital receivers with many lower resolution ADCs (and lower power) may be a more versatile solution. In this paper, focusing on an uplink scenario, we propose to take the optimization of ADC resolution one step further by enabling variable resolutions in the ADCs that sample the signal received at each antenna. This allows to give …
The design of the analog demodulator for receivers with low-resolution analog-to-digital converters (ADC) is investigated. For infinite ADC resolution, demodulation to baseband with M = 2 orthogonal sinusoidal functions (quadrature demodulation) is an optimum design choice. For receive systems which are restricted to ADC with low amplitude resolution we show here that this classical demodulation approach is suboptimal. To this end we analyze the theoretical channel parameter estimation performance based on a simple pessimistic characterization of the Fisher information measure when forming M >…
The fundamental limits of communication over multiple-input multiple-output (MIMO) networks are considered when a limited number of one-bit analog to digital converters (ADC) are used at the receiver terminals. Prior works have mainly focused on point-to-point communications, where receiver architectures consisting of a concatenation of an analog processing module, a limited number of one-bit ADCs with non-adaptive thresholds, and a digital processing module are considered. In this work, a new receiver architecture is proposed which utilizes adaptive threshold one-bit ADCs - where the ADC thre…
In this paper a robust algorithm for DOA estimation of coherent sources in presence of antenna array imperfections is presented. We exploit the current advances of deep learning to overcome two of the most common problems facing the state of the art DOA algorithms (i.e. coherent sources and array imperfections). We propose a deep auto encoder (AE) that is able to correctly resolve coherent sources without the need of spatial smoothing, hence avoiding possible processing overhead and delays. Moreover, we assumed the presence of array imperfections in the received signal model such as mutual cou…
The combination of orthogonal frequency modulation (OFDM) and multiple-input multiple-output (MIMO) systems plays an important role in modern communication systems. In order to meet the growing throughput demands, future MIMO-OFDM receivers are expected to utilize a massive number of antennas, operate in dynamic environments, and explore high frequency bands, while satisfying strict constraints in terms of cost, power, and size. An emerging technology to realize massive MIMO receivers of reduced cost and power consumption is based on dynamic metasurface antennas (DMAs), which inherently implem…
Hybrid analog/digital architectures and receivers with low-resolution analog-to-digital converters (ADCs) are two low power solutions for wireless systems with large antenna arrays, such as millimeter wave and massive MIMO systems. Most prior work represents two extreme cases in which either a small number of RF chains with full-resolution ADCs, or low resolution ADC with a number of RF chains equal to the number of antennas is assumed. In this paper, a generalized hybrid architecture with a small number of RF chains and finite number of ADC bits is proposed. For this architecture, achievable …
Fixed low-resolution Analog to Digital Converters (ADC) help reduce the power consumption in millimeter-wave Massive Multiple-Input Multiple-Output (Ma-MIMO) receivers operating at large bandwidths. However, they do not guarantee optimal Energy Efficiency (EE). It has been shown that adopting variable-resolution (VR) ADCs in Ma-MIMO receivers can improve performance with Mean Squared Error (MSE) and throughput while providing better EE. In this paper, we present an optimal energy-efficient bit allocation (BA) algorithm for Ma-MIMO receivers equipped with VR ADCs under a power constraint. We de…
Multiple antenna systems have been extensively used by standards designing multi-gigabit communication systems operating in bandwidth of several GHz. In this paper, we study the use of transmitter (Tx) beamforming techniques to improve the performance of a MIMO system with a low precision ADC. We motivate an approach to use eigenmode transmit beamforming (which imposes a diagonal structure in the complete MIMO system) and use an eigenmode power allocation which minimizes the uncoded BER of the finite precision system. Although we cannot guarantee optimality of this approach, we observe that ev…
In this article, deep learning is applied to estimate the uplink channels for mixed analog-to-digital converters (ADCs) massive multiple-input multiple-output (MIMO) systems, where a portion of antennas are equipped with high-resolution ADCs while others employ low-resolution ones at the base station. A direct-input deep neural network (DI-DNN) is first proposed to estimate channels by using the received signals of all antennas. To eliminate the adverse impact of the coarsely quantized signals, a selective-input prediction DNN (SIP-DNN) is developed, where only the signals received by the high…
Millimeter wave (mmWave) systems operating over a wide bandwidth and using a large number of antennas impose a heavy burden on power consumption. In a massive multiple-input multiple-output (MIMO) uplink, analog-to-digital con- verters (ADCs) would be the primary consumer of power in the base station receiver. This paper proposes a bit allocation (BA) method for mmWave multi-user (MU) massive MIMO systems under a power constraint. We apply ADCs to the outputs of an analog phased array for beamspace projection to exploit mmWave channel sparsity. We relax a mean square quantization error (MSQE) …
Motivated by the demand for energy-efficient communication solutions in the next generation cellular network, a mixed-ADC receiver architecture for massive multiple input multiple output (MIMO) systems is proposed, which differs from previous works in that herein one-bit analog-to-digital converters (ADCs) partially replace the conventionally assumed high-resolution ADCs. The information-theoretic tool of generalized mutual information (GMI) is exploited to analyze the achievable data rates of the proposed system architecture and an array of analytical results of engineering interest are obtai…
This paper considers uplink massive multiple-input multiple-output (MIMO) systems with lowresolution analog-to-digital converters (ADCs) over Rician fading channels. Maximum-ratio-combining (MRC) and zero-forcing (ZF) receivers are considered under the assumption of perfect and imperfect channel state information (CSI). Low-resolution ADCs are considered for both data detection and channel estimation, and the resulting performance is analyzed. Asymptotic approximations of the spectrum efficiency (SE) for large systems are derived based on random matrix theory. With these results, we can provid…
Communication systems with low-resolution analog-to-digital-converters (ADCs) can exploit channel state information at the transmitter and receiver. This paper presents codebook designs and performance analyses for limited feedback MIMO systems with finite-bit ADCs. A point-to-point single-user channel is firstly considered. When the received signal is sliced by 1-bit ADCs, the absolute phase at the receiver is important to align the phase of the received signals. A new codebook design for beamforming, which separately quantizes the channel direction and the residual phase, is therefore propos…
A large-scale fully-digital receive antenna array can provide very high-resolution direction of arrival (DOA) estimation, but resulting in a significantly high RF-chain circuit cost. Thus, a hybrid analog and digital (HAD) structure is preferred. Two phase alignment (PA) methods, HAD PA (HADPA) and hybrid digital and analog PA (HDAPA), are proposed to estimate DOA based on the parametric method. Compared to analog phase alignment (APA), they can significantly reduce the complexity in the PA phases. Subsequently, a fast root multiple signal classification HDAPA (Root-MUSIC-HDAPA) method is prop…
We investigate massive multiple-input-multiple output (MIMO) uplink systems with 1-bit analog-to-digital converters (ADCs) on each receiver antenna. Receivers that rely on 1-bit ADC do not need energy-consuming interfaces such as automatic gain control (AGC). This decreases both ADC building and operational costs. Our design is based on maximal ratio combining (MRC), zero-forcing (ZF), and least squares (LS) detection, taking into account the effects of the 1-bit ADC on channel estimation. Through numerical results, we show good performance of the system in terms of mutual information and symb…
In this paper, we derive a closed-form expression for the combiner of a multiple-input-multiple-output (MIMO) receiver equipped with a minimum-mean-square-error (MMSE) estimator. We propose using variable-bit-resolution analog-to- digital converters (ADC) across radio frequency (RF) paths. The combiner designed is a function of the quantization errors across each RF path. Using very low bit resolution ADCs (1-2bits) is a popular approach with massive MIMO receiver architectures to mitigate large power demands. We show that for certain channel conditions, adopting unequal bit resolution ADCs (e…
We derive an expression for the capacity of massive multiple-input multiple-output Millimeter wave (mmWave) channel where the receiver is equipped with a variable-resolution Analog to Digital Converter (ADC) and a hybrid combiner. The capacity is shown to be a function of Cramer-Rao Lower Bound (CRLB) for a given bit-allocation matrix and hybrid combiner. The condition for optimal ADC bit-allocation under a receiver power constraint is derived. This is derived based on the maximization of capacity with respect to bit-allocation matrix for a given channel, hybrid precoder, and hybrid combiner. …
In this paper, we investigate the capacity of massive multiple-input multiple-output (MIMO) systems corrupted by complex-valued additive white Gaussian noise (AWGN) when both the transmitter and the receiver employ 1-bit digital-to-analog converters (DACs) and 1-bit analog-to-digital-converters (ADCs). As a result of 1-bit DACs and ADCs, the transmitted and received symbols, as well as the transmit- and receive-side channel state information (CSI), are assumed to be quantized to 1-bit of information. The derived results show that the capacity of the considered massive MIMO system is $2N$ and $…
In this work, we study the achievable rate and the energy efficiency of Analog, Hybrid and Digital Combining (AC, HC and DC) for millimeter wave (mmW) receivers. We take into account the power consumption of all receiver components, not just Analog-to-Digital Converters (ADC), determine some practical limitations of beamforming in each architecture, and develop performance analysis charts that enable comparison of different receivers simultaneously in terms of two metrics, namely, Spectral Efficiency (SE) and Energy Efficiency (EE). We present a multi-objective utility optimization interpretat…
Large-scale multiple-antenna systems with large bandwidth are fundamental for future wireless communications, where the base station employs a large antenna array. In this scenario, one problem faced is the large energy consumption as the number of receive antennas scales up. Recently, low-resolution analog-to-digital converters (ADCs) have attracted much attention. Specifically, 1-bit ADCs are suitable for such systems due to their low cost and low energy consumption. This paper considers uplink large-scale multiple-antenna systems with 1-bit ADCs on each receive antenna. We investigate the b…
In this paper, we derive an optimal ADC bit-allocation (BA) condition for a Single-User (SU) Millimeter wave (mmWave) Massive Multiple-Input Multiple-Output (Ma-MIMO) receiver equipped with variable-resolution ADCs under power constraint with the following criteria: (i) Minimizing the Mean Squared Error (MSE) of the received, quantized and combined symbol vector and (ii) Maximizing the capacity of the SU mmWave Ma-MIMO channel encompassing hybrid precoder and combiner. Optimal BA under both criteria results the same. We jointly design the hybrid combiner based on the SVD of the channel. We dem…
Coprime arrays enable Direction-of-Arrival (DoA) estimation of an increased number of sources. To that end, the receiver estimates the autocorrelation matrix of a larger virtual uniform linear array (coarray), by applying selection or averaging to the physical array's autocorrelation estimates, followed by spatial-smoothing. Both selection and averaging have been designed under no optimality criterion and attain arbitrary (suboptimal) Mean-Squared-Error (MSE) estimation performance. In this work, we design a novel coprime array receiver that estimates the coarray autocorrelations with Minimum-…
In this paper, we consider the Cramer-Rao lower bound (CRLB) for estimation of a lens-embedded antenna array with deterministic parameters. Unlike CRLB of uniform linear array (ULA), it is noted that CRLB for direction of arrival (DoA) of lens-embedded antenna array is dominated by not only angle but characteristics of lens. Derivation is based on the approximation that amplitude of received signal with lens is approximated to Gaussian function. We confirmed that parameters needed to design a lens can be derived by standard deviation of Gaussian, which represents characteristic of received sig…
For 5G it will be important to leverage the available millimeter wave spectrum. To achieve an approximately omni- directional coverage with a similar effective antenna aperture compared to state of the art cellular systems, an antenna array is required at both the mobile and basestation. Due to the large bandwidth and inefficient amplifiers available in CMOS for mmWave, the analog front-end of the receiver with a large number of antennas becomes especially power hungry. Two main solutions exist to reduce the power consumption: Hybrid BeamForming (HBF) and Digital BeamForming (DBF) with low res…
This letter considers the architecture of distributed antenna system, which is made up of a massive number of single-antenna remote radio heads (RRHs), some with full-resolution but others with low-resolution analog-to-digital converter (ADC) receivers. This architecture is greatly motivated by its high energy efficiency and low-cost implementation. We derive the worst-case uplink spectral efficiency (SE) of the system assuming a frequency-flat channel and maximum-ratio combining (MRC), and reveal that the SE increases as the number of quantization bits for the low-resolution ADCs increases, a…
We analyze limited feedback in systems where a multiple-antenna transmitter sends signals to single-antenna receivers with finite-bit ADCs. If channel state information (CSI) is not available with high resolution at the transmitter and the precoding is not well designed, the inter-user interference is a big decoding challenge for receivers with low-resolution quantization. In this paper, we derive achievable rates with finite-bit ADCs and finite-bit CSI feedback. The performance loss compared to the case with perfect CSI is then analyzed. The results show that the number of bits per feedback s…
In this paper, we propose a two-stage analog combining architecture for millimeter wave (mmWave) communications with hybrid analog/digital beamforming and low-resolution analog-to-digital converters (ADCs). We first derive a two-stage combining solution by solving a mutual information (MI) maximization problem without a constant modulus constraint on analog combiners. With the derived solution, the proposed receiver architecture splits the analog combining into a channel gain aggregation stage followed by a spreading stage to maximize the MI by effectively managing quantization error. We show …
Analog-to-digital converters (ADCs) are a major contributor to the power consumption of multiple-input multiple-output (MIMO) communication systems with large number of antennas. Use of low resolution ADCs has been proposed as a means to decrease power consumption in MIMO receivers. However, reducing the ADC resolution leads to performance loss in terms of achievable transmission rates. In order to mitigate the rate-loss, the receiver can perform analog processing of the received signals before quantization. Prior works consider one-shot analog processing where at each channel-use, analog line…
In this paper, we propose a two-dimensional (2D) joint transmit array interpolation and beamspace design for planar array mono-static multiple-input-multiple-output (MIMO) radar for direction-of-arrival (DOA) estimation via tensor modeling. Our underlying idea is to map the transmit array to a desired array and suppress the transmit power outside the spatial sector of interest. In doing so, the signal-tonoise ratio is improved at the receive array. Then, we fold the received data along each dimension into a tensorial structure and apply tensor-based methods to obtain DOA estimates. In addition…
In order to improve the accuracy and resolution for transmit beamspace multiple-input multiple-output (MIMO) radar, a search-free direction-of-arrival (DOA) estimation method based on tensor decomposition and polynomial rooting is proposed. In the proposed method, a 3-order tensor is firstly designed to model the received signal of MIMO radar on the basis of the multi-linear property. Then, the factor matrix with target DOA information is obtained by the tensor decomposition via alternating least squares (ALS) algorithm, and subsequently the DOA estimation is converted into the independent min…
We address the problem of tensor decomposition in application to direction-of-arrival (DOA) estimation for transmit beamspace (TB) multiple-input multiple-output (MIMO) radar. A general 4-order tensor model that enables computationally efficient DOA estimation is designed. Whereas other tensor decomposition-based methods treat all factor matrices as arbitrary, the essence of the proposed DOA estimation method is to fully exploit the Vandermonde structure of the factor matrices to take advantage of the shift-invariance between and within different subarrays. Specifically, the received signal of…
Communication systems with low-resolution analog-to-digital-converters (ADCs) can exploit channel state information at the transmitter (CSIT) and receiver. This paper presents initial results on codebook design and performance analysis for limited feedback systems with one-bit ADCs. Different from the high-resolution case, the absolute phase at the receiver is important to align the phase of the received signals when the received signal is sliced by one-bit ADCs. A new codebook design for the beamforming case is proposed that separately quantizes the channel direction and the residual phase.
We consider channel estimation for an uplink massive multiple-input multiple-output (MIMO) system where the base station (BS) uses an array with low-resolution (1-2 bit) analog-to-digital converters and a spatial Sigma-Delta ($ΣΔ$) architecture to shape the quantization noise away from users in some angular sector. We develop a linear minimum mean squared error (LMMSE) channel estimator based on the Bussgang decomposition that reformulates the nonlinear quantizer model using an equivalent linear model plus quantization noise. We also analyze the uplink achievable rate with maximal ratio combin…
Advances in analog-to-digital converter (ADC) technology have opened up the possibility to directly digitize wideband radio frequency (RF) signals, avoiding the need for analog down-conversion. In this work, we consider an orthogonal frequency-division multiplexing (OFDM)-based massive multi-user (MU) multiple-input multiple-output (MIMO) uplink system that relies on direct RF-sampling at the base station and digitizes the received RF signals with 1-bit ADCs. Using Bussgang's theorem, we provide an analytical expression for the error-vector magnitude (EVM) achieved by digital down-conversion a…
In this paper we focus on the problem of estimating the directions of arrival (DOA) of a set of incident plane waves. Unlike many previous works, which assume that the received observations are only affected by additive noise, we consider the setup where some phase noise also corrupts the data (as for example observed in atmospheric sound propagation or underwater acoustics). We propose a new methodology to solve this problem in a Bayesian framework by resorting to a variational mean-field approximation. Our simulation results illustrate the benefits of carefully accounting for the phase noise…
We investigate the uplink throughput achievable by a multiple-user (MU) massive multiple-input multiple-output (MIMO) system in which the base station is equipped with a large number of low-resolution analog-to-digital converters (ADCs). Our focus is on the case where neither the transmitter nor the receiver have any a priori channel state information. This implies that the fading realizations have to be learned through pilot transmission followed by channel estimation at the receiver, based on coarsely quantized observations. We propose a novel channel estimator, based on Bussgang's decomposi…
