Due to a high spatial angle resolution and low circuit cost of massive hybrid analog and digital (HAD) multiple-input multiple-output (MIMO), it is viewed as a valuable green communication technology for future wireless networks. Combining a massive HAD-MIMO with direction of arrival (DOA) will provide a high-precision even ultra-high-precision DOA measurement performance approaching the fully-digital (FD) MIMO. However, phase ambiguity is a challenge issue for a massive HAD-MIMO DOA estimation. In this paper, we review three aspects: detection, estimation, and Cramer-Rao lower bound (CRLB) with low-resolution ADCs at receiver. First, a multi-layer-neural-network (MLNN) detector is proposed to infer the existence of passive emitters. Then, a two-layer HAD (TLHAD) MIMO structure is proposed to eliminate phase ambiguity using only one-snapshot. Simulation results show that the proposed MLNN detector is much better than both the existing generalized likelihood ratio test (GRLT) and the ratio of maximum eigen-value (Max-EV) to minimum eigen-value (R-MaxEV-MinEV) in terms of detection probability. Additionally, the proposed TLHAD structure can achieve the corresponding CRLB using single snapshot.
DOA estimation for massive multiple-input multiple-output (MIMO) system can provide ultra-high-resolution angle estimation. However, due to the high computational complexity and cost of all digital MIMO systems, a hybrid analog digital (HAD) structure MIMO was proposed. In this paper, a fast ambiguous phase elimination method is proposed to solve the problem of direction-finding ambiguity caused by the HAD MIMO. Only two-data-blocks are used to realize DOA estimation. Simulation results show that the proposed method can greatly reduce the estimation delay with a slight performance loss.
Multiple signal classification (MUSIC) has been widely applied in multiple-input multiple-output (MIMO) receivers for direction-of-arrival (DOA) estimation. To reduce the cost of radio frequency (RF) chains operating at millimeter-wave bands, hybrid analog-digital structure has been adopted in massive MIMO transceivers. In this situation, the received signals at the antennas are unavailable to the digital receiver, and as a consequence, the spatial covariance matrix (SCM), which is essential in MUSIC algorithm, cannot be obtained using traditional sample average approach. Based on our previous…
We address the problem of tensor decomposition in application to direction-of-arrival (DOA) estimation for transmit beamspace (TB) multiple-input multiple-output (MIMO) radar. A general 4-order tensor model that enables computationally efficient DOA estimation is designed. Whereas other tensor decomposition-based methods treat all factor matrices as arbitrary, the essence of the proposed DOA estimation method is to fully exploit the Vandermonde structure of the factor matrices to take advantage of the shift-invariance between and within different subarrays. Specifically, the received signal of…
In order to improve the accuracy and resolution for transmit beamspace multiple-input multiple-output (MIMO) radar, a search-free direction-of-arrival (DOA) estimation method based on tensor decomposition and polynomial rooting is proposed. In the proposed method, a 3-order tensor is firstly designed to model the received signal of MIMO radar on the basis of the multi-linear property. Then, the factor matrix with target DOA information is obtained by the tensor decomposition via alternating least squares (ALS) algorithm, and subsequently the DOA estimation is converted into the independent min…
High hardware cost and high power consumption of massive multiple-input and multiple output (MIMO) are two challenges for the future wireless communications including beyond fifth generation (B5G) and sixth generation (6G). Adopting the low-resolution analog-to-digital converter (ADC) is viewed as a promising solution. Additionally, the direction of arrival (DOA) estimation is an indispensable technology for beam alignment and tracking in massive MIMO systems. Thus, in this paper, the performance of DOA estimation with mixed-ADC structure is firstly investigated. The Cramer-Rao lower bound (CR…
In this paper, we present a new scenario of direction of arrival (DOA) estimation using massive multiple-input multiple-output (MIMO) receive array with low-resolution analog-to-digital convertors (ADCs), which can strike a good balance between performance and circuit cost. Based on the linear additive quantization noise model (AQNM), the effect of low-resolution ADCs on the methods, such as Root-MUSIC method, is analyzed. Also, the closed-form expression of Cramer-Rao lower bound (CRLB) is derived to evaluate the performance loss caused by the low-resolution ADCs. The simulation results show …
We develop a direction of arrival (DoA) and channel estimation algorithm for the one-bit quantized millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) system. By formulating the estimation problem as a noisy one-bit compressed sensing problem, we propose a computationally efficient gridless solution based on the expectation-maximization generalized approximate message passing (EMGAMP) approach. The proposed algorithm does not need the prior knowledge about the number of DoAs and outperforms the existing methods in distinguishing extremely close DoAs for the case of one-bit q…
In this paper, downlink (DL) precoding and power allocation strategies are identified for a time-division-duplex (TDD) multi-cell multi-user massive Full-Dimension MIMO (FD-MIMO) network. Utilizing channel reciprocity, DL channel state information (CSI) feedback is eliminated and the DL multi-user MIMO precoding is linked to the uplink (UL) direction of arrival (DoA) estimation through estimation of signal parameters via rotational invariance technique (ESPRIT). Assuming non-orthogonal/non-ideal spreading sequences of the UL pilots, the performance of the UL DoA estimation is analytically char…
In this paper, we propose a two-dimensional (2D) joint transmit array interpolation and beamspace design for planar array mono-static multiple-input-multiple-output (MIMO) radar for direction-of-arrival (DOA) estimation via tensor modeling. Our underlying idea is to map the transmit array to a desired array and suppress the transmit power outside the spatial sector of interest. In doing so, the signal-tonoise ratio is improved at the receive array. Then, we fold the received data along each dimension into a tensorial structure and apply tensor-based methods to obtain DOA estimates. In addition…
This paper presents a tool for the analysis, and simulation of direction-of-arrival (DOA) estimation in wireless mobile communication systems over the fading channel. It reviews two methods of Direction of arrival (DOA) estimation algorithm. The standard Multiple Signal Classification (MUSIC) can be obtained from the subspace based methods. In improved MUSIC procedure called Cyclic MUSIC, it can automatically classify the signals as desired and undesired based on the known spectral correlation property and estimate only the desired signal's DOA. In this paper, the DOA estimation algorithm usin…
The direction of arrival (DOA) estimation in array signal processing is an important research area. The effectiveness of the direction of arrival greatly determines the performance of multi-input multi-output (MIMO) antenna systems. The multiple signal classification (MUSIC) algorithm, which is the most canonical and widely used subspace-based method, has a moderate estimation performance of DOA. However, in hybrid massive MIMO systems, the received signals at the antennas are not sent to the receiver directly, and spatial covariance matrix, which is essential in MUSIC algorithm, is thus unava…
At hybrid analog-digital (HAD) transceiver, an improved HAD rotational invariance techniques (ESPRIT), called I-HAD-ESPRIT, is proposed to measure the direction of arrival (DOA) of desired user, where the phase ambiguity due to HAD structure is addressed successfully. Subsequently, a machine-learning (ML) framework is proposed to improve the precision of measuring DOA. In the training stage, the HAD transceiver works as a receiver and repeatedly measures the values of DOA via I-HAD-ESPRIT to form a slightly large training data set (TDS) of DOA. From TDS, we find that the probability density fu…
In this paper, we introduce a novel algorithm that can dramatically reduce the number of antenna elements needed to accurately predict the direction of arrival (DOA) for multiple input multiple output (MIMO) radar. The new proposed algorithm predicts the received signal of a large antenna setup using reduced number of antenna by using coupled dictionary learning. Hence, this enables the MIMO radar to resolve more paths, which could not be resolved by the fewer antennas. Specifically, we overcome the problem of inaccurate DOA estimation due to a small virtual array setup. For example, we can us…
In this paper, we address the problem of transmit beamspace design for multiple-input multiple-output (MIMO) radar with colocated antennas in application to direction-of-arrival (DOA) estimation. A new method for designing the transmit beamspace matrix that enables the use of search-free DOA estimation techniques at the receiver is introduced. The essence of the proposed method is to design the transmit beamspace matrix based on minimizing the difference between a desired transmit beampattern and the actual one under the constraint of uniform power distribution across the transmit array elemen…
Recent applications of the Full Duplex (FD) technology focus on enabling simultaneous control communication and data transmission to reduce the control information exchange overhead, which impacts end-to-end latency and spectral efficiency. In this paper, we present a simultaneous direction estimation and data transmission scheme for millimeter Wave (mmWave) massive Multiple-Input Multiple-Output (MIMO) systems, enabled by a recent FD MIMO technology with reduced hardware complexity Self-Interference (SI) cancellation. We apply the proposed framework in the mmWave analog beam management proble…
A large-scale fully-digital receive antenna array can provide very high-resolution direction of arrival (DOA) estimation, but resulting in a significantly high RF-chain circuit cost. Thus, a hybrid analog and digital (HAD) structure is preferred. Two phase alignment (PA) methods, HAD PA (HADPA) and hybrid digital and analog PA (HDAPA), are proposed to estimate DOA based on the parametric method. Compared to analog phase alignment (APA), they can significantly reduce the complexity in the PA phases. Subsequently, a fast root multiple signal classification HDAPA (Root-MUSIC-HDAPA) method is prop…
Multiple-input multiple-output (MIMO) radar systems have been shown to achieve superior resolution as compared to traditional radar systems with the same number of transmit and receive antennas. This paper considers a distributed MIMO radar scenario, in which each transmit element is a node in a wireless network, and investigates the use of compressive sampling for direction-of-arrival (DOA) estimation. According to the theory of compressive sampling, a signal that is sparse in some domain can be recovered based on far fewer samples than required by the Nyquist sampling theorem. The DOA of tar…
In this work, we propose a subspace-based algorithm for direction-of-arrival (DOA) estimation applied to the signals impinging on a two-level nested array, referred to as multi-step knowledge-aided iterative nested MUSIC method (MS-KAI-Nested-MUSIC), which significantly improves the accuracy of the original Nested-MUSIC. Differently from existing knowledge-aided methods applied to uniform linear arrays (ULAs), which make use of available known DOAs to improve the estimation of the covariance matrix of the input data, the proposed Multi-Step KAI-Nested-MU employs knowledge of the structure of t…
This paper investigates the performance of reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems with direct links, and the phase shifts of the RIS are designed based on the statistical channel state information (CSI). We first derive the closed-form expression of the uplink ergodic data rate. Then, based on the derived expression, we use the genetic algorithm (GA) to solve the sum data rate maximization problem. With low-complexity maximal-ratio combination (MRC) and low-overhead statistical CSI-based scheme, we validate that the RIS can still br…
Reconfigurable intelligent surface (RIS) has recently drawn intensive attention due to its potential of simultaneously realizing high spectral and energy efficiency in a sustainable way. This paper focuses on the design of efficient transmission methods to maximize the uplink sum throughput in a RIS-aided multi-user multi-input multi-output (MU-MIMO) system. To provide an insightful basis, the channel capacity of RIS-aided MU-MIMO is theoretically analyzed. Then, the conventional transmission schemes based on orthogonal multiple access are presented as the baseline. From the information-theore…
Spatial covariance matrix (SCM) is essential in many applications of multi-antenna systems such as massive multiple-input multiple-output (MIMO). For massive MIMO operating at millimeter-wave bands, hybrid analog-digital structure has been adopted to reduce the cost of radio frequency (RF) chains. In this situation, signals received at the antennas are unavailable to the digital receiver, and as a consequence, traditional sample average approach cannot be used for SCM reconstruction in hybrid massive MIMO. To address this issue, beam sweeping algorithm (BSA), which can reconstruct SCM effectiv…
We consider a reconfigurable intelligent surface (RIS)-aided massive multi-user multiple-input multiple-output (MIMO) communication system with transceiver hardware impairments (HWIs) and RIS phase noise. Different from the existing contributions, the phase shifts of the RIS are designed based on the long-term angle informations. Firstly, an approximate analytical expression of the uplink achievable rate is derived. Then, we use genetic algorithm (GA) to maximize the sum rate and the minimum date rate. Finally, we show that it is crucial to take HWIs into account when designing the phase shift…
Generalized spatial modulation (GenSM) aided millimeter wave (mmWave) multiple-input multiple-output (MIMO) has recently received substantial academic attention. However, due to the insufficient exploitation of the transmitter's knowledge of the channel state information (CSI), the achievable rates of state-of-the-art GenSM-aided mmWave MIMO systems are far from being optimal. Against this background, a novel analog precoding scheme is proposed in this paper to improve the spectral efficiency (SE) of conventional GenSM-aided mmWave MIMOs. More specifically, we firstly manage to lower-bound the…
Reconfigurable Intelligent Surfaces (RISs) are one of the key emerging 6th Generation (6G) technologies that are expected to improve the link budgets between transmitters and receivers by adding artificial propagation paths. In such re-configured propagation environment, Downlink (DL) Multi-User Multi-Input Multi-Output (MU-MIMO) brings capacity improvement to cellular networks. It benefits from the spatial dimension offered by MIMO systems to enable simultaneous transmission of independent data streams to multiple users on the same radio resources by applying appropriate Beamforming (BF) sche…
Co-learning-aided Multi-modal-deep-learning Framework of Passive DOA Estimators for a Heterogeneous Hybrid Massive MIMO Receiver
School of Information and Communication Engineering, Hainan University（海南大学信息与通信工程学院）；Collaborative Innovation Center of Information Technology, Hainan University（海南大学信息技术协同创新中心）；School of Electronic and Optical Engineering, Nanjing University of Science and Technology（南京理工大学电子工程与光电技术学院）；School of Intelligent Engineering, Shandong Management University（山东管理学院智能工程学院）；Nanjing University of Science and Technology（南京理工大学）
针对混合大规模 MIMO 的相位模糊、成本与复杂度问题，提出 H²AD-FD 异构接收机及协同学习多模态 DOA 估计框架，并推导 CRLB，四种方法在 SNR>0 dB 时可逼近下界。
Millimeter-wave (mmWave) channels, which occupy frequency ranges much higher than those being used in previous wireless communications systems, are utilized to meet the increased throughput requirements that come with 5G communications. The high levels of attenuation experienced by electromagnetic waves in these frequencies causes MIMO channels to have high spatial correlation. To attain desirable error performances, systems require knowledge about the channel correlations. In this thesis, a deep neural network aided method is proposed for the parametric estimation of the channel covariance ma…
Index modulation (IM) brings the reduction of power consumption and complexity of the transmitter to classical multiple-input multiple-output orthogonal frequency division multiplexing (MIMO-OFDM) systems. However, due to the introduction of IM, the complexity of the detector at receiver is greatly increased. Furthermore, the detector also requires the channel state information at receiver, which leads to high system overhead. To tackle these challenges, in this paper, we introduce deep learning (DL) in designing a non-iterative detector. Specifically, based on the structural sparsity of the t…
Massive MIMO wireless FDD systems are often confronted by the challenge to efficiently obtain downlink channel state information (CSI). Previous works have demonstrated the potential in CSI encoding and recovery by take advantage of uplink/downlink reciprocity between their CSI magnitudes. However, such a framework separately encodes CSI phase and magnitude. To improve CSI encoding, we propose a learning-based framework based on limited CSI feedback and magnitude-aided information. Moving beyond previous works, our proposed framework with a modified loss function enables end-to-end learning to…
In this paper, we propose a transmit beamspace energy focusing technique for multiple-input multiple-output (MIMO) radar with application to direction finding for multiple targets. The general angular directions of the targets are assumed to be located within a certain spatial sector. We focus the energy of multiple (two or more) transmitted orthogonal waveforms within that spatial sector using transmit beamformers which are designed to improve the signal-to-noise ratio (SNR) gain at each receive antenna. The subspace decomposition-based techniques such as MUSIC can then be used for direction …
Cell-free systems can effectively eliminate the inter-cell interference by enabling multiple base stations (BSs) to cooperatively serve users without cell boundaries at the expense of high costs of hardware and power sources due to the large-scale deployment of BSs. To tackle this issue, the low-cost reconfigurable intelligent surface (RIS) can serve as a promising technique to improve the energy efficiency of cell-free systems. In this paper, we consider an RIS aided cell-free MIMO system where multiple RISs are deployed around BSs and users to create favorable propagation conditions via reco…
This letter investigates the reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems with a two-timescale design. First, the zero-forcing (ZF) detector is applied at the base station (BS) based on instantaneous aggregated CSI, which is the superposition of the direct channel and the cascaded user-RIS-BS channel. Then, by leveraging the channel statistical property, we derive the closed-form ergodic achievable rate expression. Using a gradient ascent method, we design the RIS passive beamforming only relying on the long-term statistical CSI. We prove…
A reconfigurable intelligent surface (RIS) can shape the radio propagation by passively changing the directions of impinging electromagnetic waves. The optimal control of the RIS requires perfect channel state information (CSI) of all the links connecting the base station (BS) and the mobile station (MS) via the RIS. Thereby the channel (parameter) estimation at the BS/MS and the related message feedback mechanism are needed. In this paper, we adopt a two-stage channel estimation scheme for the RIS-aided millimeter wave (mmWave) MIMO channels using an iterative reweighted method to sequentiall…
Index modulation (IM) reduces the power consumption and hardware cost of the multiple-input multiple-output (MIMO) system by activating part of the antennas for data transmission. However, IM significantly increases the complexity of the receiver and needs accurate channel estimation to guarantee its performance. To tackle these challenges, in this paper, we design a deep learning (DL) based detector for the IM aided MIMO (IM-MIMO) systems. We first formulate the detection process as a sparse reconstruction problem by utilizing the inherent attributes of IM. Then, based on greedy strategy, we …
Multiuser massive multiple-input multiple-output (MU-MIMO) systems can be used to meet high throughput requirements of 5G and beyond networks. In an uplink MUMIMO system, a base station is serving a large number of users, leading to a strong multi-user interference (MUI). Designing a high performance detector in the presence of a strong MUI is a challenging problem. This work proposes a novel detector based on the concepts of expectation propagation (EP) and graph neural network, referred to as the GEPNet detector, addressing the limitation of the independent Gaussian approximation in EP. The …
Location information offered by external positioning systems, e.g., satellite navigation, can be used as prior information in the process of beam alignment and channel parameter estimation for reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) multiple-input multiple-output networks. Benefiting from the availability of such prior information, albeit imperfect, the beam alignment and channel parameter estimation processes can be significantly accelerated with less candidate beams explored at all the terminals. We propose a practical channel parameter estimation method via a…
Reducing computational complexity is crucial in optimizing the phase shifts of Intelligent Reflecting Surface (IRS) systems since IRS-assisted communication systems are generally deployed with a large number of reflecting elements (REs). This letter proposes a low-complexity algorithm, designated as Dimension-wise Sinusoidal Maximization (DSM), to obtain the optimal IRS phase shifts that maximize the sum capacity of a MIMO network. The algorithm exploits the fact that the objective function for the optimization problem is sinusoidal w.r.t. the phase shift of each RE. The numerical results show…
This work studies the modelling and the optimization of intelligent reflecting surface (IRS) assisted multiple-input multiple-output (MIMO) systems through cascaded line-of-sight (LoS) links. In Part I of this work, we build up a new IRS-aided MIMO channel model, named the cascaded LoS MIMO channel. The proposed channel model consists of a transmitter (Tx) and a receiver (Rx) both equipped with uniform linear arrays, and an IRS is used to enable communications between the transmitter and the receiver through the LoS links seen by the IRS. When modeling the reflection of electromagnetic waves a…
As communication systems that employ millimeter wave (mmWave) frequency bands must use large antenna arrays to overcome the severe propagation loss of mmWave signals, hybrid beamforming has been considered as an integral component of mmWave communications. Recently, intelligent reflecting surface (IRS) has been proposed as an innovative technology that can significantly improve the performance of mmWave communication systems through the use of low-cost passive reflecting elements. In this paper, we study IRS-aided mmWave multiple-input multiple-output (MIMO) systems with hybrid beamforming arc…
Intelligent reflecting surface (IRS) is a promising solution to enhance the wireless communication capacity both cost-effectively and energy-efficiently, by properly altering the signal propagation via tuning a large number of passive reflecting units. In this paper, we aim to characterize the fundamental capacity limit of IRS-aided point-to-point multiple-input multiple-output (MIMO) communication systems with multi-antenna transmitter and receiver in general, by jointly optimizing the IRS reflection coefficients and the MIMO transmit covariance matrix. First, we consider narrowband transmiss…
Orthogonal time frequency space (OTFS) modulation has the potential to enable robust communications in highly-mobile scenarios. Estimating the channels for OTFS systems, however, is associated with high pilot signaling overhead that scales with the maximum delay and Doppler spreads. This becomes particularly challenging for massive MIMO systems where the overhead also scales with the number of antennas. An important observation however is that the delay, Doppler, and angle of departure/arrival information are directly related to the distance, velocity, and direction information of the mobile u…
In this paper, we study surface-based communication systems based on different levels of channel state information for system optimization. We analyze the system performance in terms of rate and degrees of freedom (DoF). We show that the deployment of a reconfigurable intelligent surface (RIS) results in increasing the number of DoF, by extending the near-field region. Over Rician fading channels, we show that an RIS can be efficiently optimized only based on the positions of the transmitting and receiving surfaces, while providing good performance if the Rician fading factor is not too small.
Reconfigurable Intelligent Surface (RIS) is one of the key technologies for the upcoming 6th Generation (6G) communications, which can improve the signal strength at the receivers by adding artificial propagation paths. In the context of Downlink (DL) Multi-User Multiple-Input Multiple-Output (MU-MIMO) communications, designing an appropriate Beamforming (BF) scheme to take full advantage of this reconfigured propagation environment and improve the network capacity is a major challenge. Due to the spatial dimension provided by MIMO systems, independent data streams can be transmitted to multip…
Reconfigurable intelligent surface (RIS) has been recognized as a potential technology for 5G beyond and attracted tremendous research attention. However, channel estimation in RIS-aided system is still a critical challenge due to the excessive amount of parameters in cascaded channel. The existing compressive sensing (CS)-based RIS estimation schemes only adopt incomplete sparsity, which induces redundant pilot consumption. In this paper, we exploit the specific triple-structured sparsity of the cascaded channel, i.e., the common column sparsity, structured row sparsity after offset compensat…
Millimeter wave (mmWave) massive multiple-input multiple-output (massive MIMO) is one of the most promising technologies for the fifth generation and beyond wireless communication system. However, a large number of antennas incur high power consumption and hardware costs, and high-frequency communications place a heavy burden on the analog-to-digital converters (ADCs) at the base station (BS). Furthermore, it is too costly to equipping each antenna with a high-precision ADC in a large antenna array system. It is promising to adopt low-resolution ADCs to address this problem. In this paper, we …
