Cell-free systems can effectively eliminate the inter-cell interference by enabling multiple base stations (BSs) to cooperatively serve users without cell boundaries at the expense of high costs of hardware and power sources due to the large-scale deployment of BSs. To tackle this issue, the low-cost reconfigurable intelligent surface (RIS) can serve as a promising technique to improve the energy efficiency of cell-free systems. In this paper, we consider an RIS aided cell-free MIMO system where multiple RISs are deployed around BSs and users to create favorable propagation conditions via reconfigurable reflections in a low-cost way, thereby enhancing cell-free MIMO communications. To maximize the energy efficiency, a hybrid beamforming (HBF) scheme consisting of the digital beamforming at BSs and the RIS-based analog beamforming is proposed. The energy efficiency maximization problem is formulated and an iterative algorithm is designed to solve this problem. The impact of the transmit power, the number of RIS, and the RIS size on energy efficiency are investigated. Both theoretical analysis and simulation results reveal that the optimal energy efficiency depends on the numbers of RISs and the RIS size. Numerical evaluations also show that the proposed system can achieve a higher energy efficiency than conventional ones.
Multiple-input multiple-output (MIMO) signaling is one of the key technologies of current mobile communication systems. However, the complex and expensive radio frequency (RF) chains have always limited the increase of MIMO scale. In this paper, we propose a MIMO transmission architecture based on a dual-polarized reconfigurable intelligent surface (RIS), which can directly achieve modulation and transmission of multichannel signals without the need for conventional RF chains. Compared with previous works, the proposed architecture can improve the integration of RIS-based transmission systems.…
Reconfigurable multiple-input multiple-output can provide performance gains over traditional MIMO by reshaping the channels, i.e., introducing more channel realizations. In this paper, we focus on the achievable rate maximization pattern design for reconfigurable MIMO systems. Firstly, we introduce the matrix representation of pattern reconfigurable MIMO (PR-MIMO), based on which a pattern design problem is formulated. To further reveal the effect of the radiation pattern on the wireless channel, we consider pattern design for both the single-pattern case where the optimized radiation pattern …
This paper investigates the maximal achievable rate for a given average error probability and blocklength for the reconfigurable intelligent surface (RIS) assisted multiple-input and multiple-output (MIMO) system. The result consists of a finite blocklength channel coding achievability bound and a converse bound based on the Berry-Esseen theorem, the Mellin transform and the mutual information. Numerical evaluation shows fast speed of convergence to the maximal achievable rate as the blocklength increases and also proves that the channel variance is a sound measurement of the backoff from the …
Reconfigurable intelligent surface (RIS)-based transmission technology offers a promising solution to enhance wireless communication performance cost-effectively through properly adjusting the parameters of a large number of passive reflecting elements. This letter proposes a cosine similarity theorem-based low-complexity algorithm for adapting the phase shifts of an RIS that assists a multiple-input multiple-output (MIMO) transmission system. A semi-analytical probabilistic approach is developed to derive the theoretical average bit error probability (ABEP) of the system. Furthermore, the val…
This paper investigates the performance of reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems with direct links, and the phase shifts of the RIS are designed based on the statistical channel state information (CSI). We first derive the closed-form expression of the uplink ergodic data rate. Then, based on the derived expression, we use the genetic algorithm (GA) to solve the sum data rate maximization problem. With low-complexity maximal-ratio combination (MRC) and low-overhead statistical CSI-based scheme, we validate that the RIS can still br…
By activating blocked users and altering successive interference cancellation (SIC) sequences, reconfigurable intelligent surfaces (RISs) become promising for enhancing non-orthogonal multiple access (NOMA) systems. This work investigates the downlink performance of RIS-aided NOMA networks via stochastic geometry. We first introduce the unique path loss model for RIS reflecting channels. Then, we evaluate the angle distributions based on a Poisson cluster process (PCP) framework, which theoretically demonstrates that the angles of incidence and reflection are uniformly distributed. Lastly, we …
Current scene depth estimation approaches mainly rely on optical sensing, which carries privacy concerns and suffers from estimation ambiguity for distant, shiny, and transparent surfaces/objects. Reconfigurable intelligent surfaces (RISs) provide a path for employing a massive number of antennas using low-cost and energy-efficient architectures. This has the potential for realizing RIS-aided wireless sensing with high spatial resolution. In this paper, we propose to employ RIS-aided wireless sensing systems for scene depth estimation. We develop a comprehensive framework for building accurate…
The performance of millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems is limited by the sparse nature of propagation channels and the restricted number of radio frequency (RF) chains at transceivers. The introduction of reconfigurable antennas offers an additional degree of freedom on designing mmWave MIMO systems. This paper provides a theoretical framework for studying the mmWave MIMO with reconfigurable antennas. Based on the virtual channel model, we present an architecture of reconfigurable mmWave MIMO with beamspace hybrid analog-digital beamformers and reconfigurable…
A two-user downlink network aided by a reconfigurable intelligent surface is considered. The weighted sum signal to interference plus noise ratio maximization and the sum rate maximization models are presented, where the precoding vectors and the RIS matrix are jointly optimized. Since the optimization problem is non-convex and difficult, new approximation models are proposed. The upper bounds of the corresponding objective functions are derived and maximized. Two new algorithms based on the alternating direction method of multiplier are proposed. It is proved that the proposed algorithms conv…
We consider a reconfigurable intelligent surface (RIS)-aided massive multi-user multiple-input multiple-output (MIMO) communication system with transceiver hardware impairments (HWIs) and RIS phase noise. Different from the existing contributions, the phase shifts of the RIS are designed based on the long-term angle informations. Firstly, an approximate analytical expression of the uplink achievable rate is derived. Then, we use genetic algorithm (GA) to maximize the sum rate and the minimum date rate. Finally, we show that it is crucial to take HWIs into account when designing the phase shift…
In this letter, we investigate joint application of reconfigurable intelligent surface (RIS) and vertical beamforming in cognitive radio networks (CRN). After properly modeling the network, an optimization problem is formed to jointly design the beamforming vector and tilt angle at the secondary base station (BS) as well as the phase shifts at the RIS with the objective of maximizing spectral efficiency of the secondary network. The optimization problem is non-convex; thus, we propose an efficient solution method for it. Numerical results show that adding a RIS and optimizing the radiation ori…
Reconfigurable intelligent surface (RIS)-aided networks have been investigated for the purpose of improving the system performance. However, the introduced unit modulus phase shifts and coupling characteristic bring enormous challenges to the optimization in the RIS-aided networks. Many efforts have been made to jointly optimize phase shift vector and other parameters. This article intends to survey the latest research results about the optimization in RIS-aided networks. A taxonomy is devised to categorize the existing literatures based on optimization types, phase shift form, and decoupling …
Massive multiple-input multiple-output (MIMO) and reconfigurable intelligent surface (RIS) are two promising technologies for 5G-and-beyond wireless networks, capable of providing large array gain and multiuser spatial multiplexing. Without requiring additional frequency bands, those technologies offer significant improvements in both spectral and energy efficiency by simultaneously serving many users. The performance analysis of an RIS-assisted Massive MIMO system as a function of the channel statistics relies heavily on fundamental properties including favorable propagation, channel hardenin…
The reconfigurable intelligent surface (RIS) has arose an upsurging research interest recently due to its promising outlook in 5G-and-beyond wireless networks. With the assistance of RIS, the wireless propagation environment is no longer static and could be customized to support diverse service requirements. In this paper, we will approach the rate maximization problems in RIS-aided wireless networks by considering the beamforming and reflecting design jointly. Three representative design problems from different system settings are investigated based on a proposed unified algorithmic framework…
In this work, we consider the target detection problem in a sensing architecture where the radar is aided by a reconfigurable intelligent surface (RIS), that can be modeled as an array of sub-wavelength small reflective elements capable of imposing a tunable phase shift to the impinging waves and, ultimately, of providing the radar with an additional echo of the target. A theoretical analysis is carried out for closely- and widely-spaced (with respect to the target) radar and RIS and for different beampattern configurations, and some examples are provided to show that large gains can be achiev…
The key obstacle to achieving the full potential of the millimeter wave (mmWave) band has been the poor propagation characteristics of wireless signals in this band. One approach to overcome this issue is to use antennas that can support higher gains while providing beam adaptability and diversity, i.e., reconfigurable antennas. In this article, we present a new architecture for mmWave multiple-input multiple-output (MIMO) communications that uses a new class of reconfigurable antennas. More specifically, the proposed lens-based antennas can support multiple radiation patterns while using a si…
This paper presents a quantified assessment of the physical layer security capabilities of reconfigurable intelligent surface (RIS)-aided wireless systems under eavesdropping. Specifically, we derive a closed-form expression for the ergodic secrecy capacity (ESC) that is adaptable to different types of fading and RIS size. The channels between the transmitter (TX) and RIS, the RIS and legitimate receiver as well as the TX and eavesdropper are assumed to follow independent mixture Gamma (MG) distributions. Note that MG is capable of modeling a large variety of well-known distributions, includin…
In this paper, we propose and investigate an aerial reconfigurable intelligent surface (aerial-RIS)-aided wireless communication system. Specifically, considering practical composite fading channels, we characterize the air-to-ground (A2G) links by Namkagami-m small-scale fading and inverse-Gamma large-scale shadowing. To investigate the delay-limited performance of the proposed system, we derive a tight approximate closed-form expression for the end-to-end outage probability (OP). Next, considering a mobile environment, where performance analysis is intractable, we rely on machine learning-ba…
Reconfigurable intelligent surfaces (RISs) have emerged as a promising technique to enhance the system spectral efficiency. This paper investigates the ergodic channel capacity (ECC) of an RIS-aided multiple-input multiple-output channel under the assumption that the transmitter-RIS, RIS-receiver, and transmitter-receiver channels contain deterministic line-of-sight paths. Novel expressions are derived to characterize the upper and lower bounds of the ECC. To unveil more system insights, asymptotic analyses are performed to the system ECC in the limit of large signal-to-noise ratio (SNR) and n…
Reconfigurable antennas (RAs) are a promising technology to enhance the capacity and coverage of wireless communication systems. However, RA systems have two major challenges: (i) High computational complexity of mode selection, and (ii) High overhead of channel estimation for all modes. In this paper, we develop a low-complexity iterative mode selection algorithm for data transmission in an RA-MIMO system. Furthermore, we study channel estimation of an RA multi-user MIMO system. However, given the coherence time, it is challenging to estimate channels of all modes. We propose a mode selection…
This letter investigates the reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems with a two-timescale design. First, the zero-forcing (ZF) detector is applied at the base station (BS) based on instantaneous aggregated CSI, which is the superposition of the direct channel and the cascaded user-RIS-BS channel. Then, by leveraging the channel statistical property, we derive the closed-form ergodic achievable rate expression. Using a gradient ascent method, we design the RIS passive beamforming only relying on the long-term statistical CSI. We prove…
This paper focuses on studying orthogonal and non-orthogonal multiple access in intelligent reflecting surface (IRS)-aided systems. Unlike most prior works assuming continuous phase shifts, we employ the practical setup where only a finite number of discrete phase shifts are available. To maximize the sum rate, active beamforming and discrete reflection need to be jointly optimized. We therefore propose an alternative optimization method to get the optimal continuous phase shifts iteratively, and then quantize each phase shift to its nearest discrete value. The sum-rate maximization of differe…
The K-user multiple-input and multiple-output (MIMO) broadcast channel (BC) with no channel state information at the transmitter (CSIT) is considered, where each receiver is assumed to be equipped with reconfigurable antennas capable of choosing a subset of receiving modes from several preset modes. Under general antenna configurations, the sum linear degrees of freedom (LDoF) of the K-user MIMO BC with reconfigurable antennas is completely characterized, which corresponds to the maximum sum DoF achievable by linear coding strategies. The LDoF region is further characterized for a class of ant…
Reconfigurable intelligent surface (RIS)-aided wireless communications have drawn significant attention recently. We study the physical layer security of the downlink RIS-aided transmission framework for randomly located users in the presence of a multi-antenna eavesdropper. To show the advantages of RIS-aided networks, we consider two practical scenarios: Communication with and without RIS. In both cases, we apply the stochastic geometry theory to derive exact probability density function (PDF) and cumulative distribution function (CDF) of the received signal-to-interference-plus-noise ratio.…
Reconfigurable intelligent surface (RIS) has recently drawn intensive attention due to its potential of simultaneously realizing high spectral and energy efficiency in a sustainable way. This paper focuses on the design of efficient transmission methods to maximize the uplink sum throughput in a RIS-aided multi-user multi-input multi-output (MU-MIMO) system. To provide an insightful basis, the channel capacity of RIS-aided MU-MIMO is theoretically analyzed. Then, the conventional transmission schemes based on orthogonal multiple access are presented as the baseline. From the information-theore…
The large spectrum available in the millimeter-Wave (mmWave) band has emerged as a promising solution for meeting the huge capacity requirements of the 5th generation (5G) wireless networks. However, to fully harness the potential of mmWave communications, obstacles such as severe path loss, channel sparsity and hardware complexity should be overcome. In this paper, we introduce a generalized reconfigurable antenna multiple-input multiple-output (MIMO) architecture that takes advantage of lens-based reconfigurable antennas. The considered antennas can support multiple radiation patterns simult…
Generalized spatial modulation (GenSM) aided millimeter wave (mmWave) multiple-input multiple-output (MIMO) has recently received substantial academic attention. However, due to the insufficient exploitation of the transmitter's knowledge of the channel state information (CSI), the achievable rates of state-of-the-art GenSM-aided mmWave MIMO systems are far from being optimal. Against this background, a novel analog precoding scheme is proposed in this paper to improve the spectral efficiency (SE) of conventional GenSM-aided mmWave MIMOs. More specifically, we firstly manage to lower-bound the…
We propose a space-frequency (SF) block coding scheme for a multiple-input multiple-output (MIMO) orthogonal frequency-division multiplexing (OFDM) system using antennas with reconfigurable radiation patterns. In this system, each element of the antenna array at the transmitter side is assumed to be reconfigurable so that it can independently change the physical characteristics of its radiation pattern. The proposed block code is full rate and benefits from spatial, frequency, and reconfigurable radiation pattern state diversity over frequency-selective fading channels. We provide simulation r…
This article aims to reduce huge pilot overhead when estimating the reconfigurable intelligent surface (RIS) relayed wireless channel. Motivated by the compelling grasp of deep learning in tackling nonlinear mapping problems, the proposed approach only activates a part of RIS elements and utilizes the corresponding cascaded channel estimate to predict another part. Through a synthetic deep neural network (DNN), the direct channel and active cascaded channel are first estimated sequentially, followed by the channel prediction for the inactive RIS elements. A three-stage training strategy is dev…
This paper proposes a novel relay-aided intelligent reconfigurable surface (IRS) architecture for future wireless communication systems. The proposed architecture, which consists of two side-by-side intelligent surfaces connected via a full-duplex relay, has the potential of achieving the promising gains of intelligent surfaces while requiring much smaller numbers of reflecting elements. Consequently, the proposed IRS architecture needs significantly less channel estimation and beam training overhead and provides higher robustness compared to classical IRS approaches. Further, thanks to dividi…
We investigate a reconfigurable intelligent surface (RIS)-aided multi-user massive multiple-input multi-output (MIMO) system where low-resolution digital-analog converters (DACs) are configured at the base station (BS) in order to reduce the cost and power consumption. An approximate analytical expression for the downlink achievable rate is derived based on maximum ratio transmission (MRT) and additive quantization noise model (AQNM), and the rate maximization problem is solved by particle swarm optimization (PSO) method under both continuous phase shifts (CPSs) and discrete phase shifts (DPSs…
The highly sparse nature of propagation channels and the restricted use of radio frequency (RF) chains at transceivers limit the performance of millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems. Introducing reconfigurable antennas to mmWave can offer an additional degree of freedom on designing mmWave MIMO systems. This paper provides a theoretical framework for studying the mmWave MIMO with reconfigurable antennas. We present an architecture of reconfigurable mmWave MIMO with beamspace hybrid analog-digital beamformers and reconfigurable antennas at both the transmitter a…
Reconfigurable Intelligent Surfaces (RISs) are one of the key emerging 6th Generation (6G) technologies that are expected to improve the link budgets between transmitters and receivers by adding artificial propagation paths. In such re-configured propagation environment, Downlink (DL) Multi-User Multi-Input Multi-Output (MU-MIMO) brings capacity improvement to cellular networks. It benefits from the spatial dimension offered by MIMO systems to enable simultaneous transmission of independent data streams to multiple users on the same radio resources by applying appropriate Beamforming (BF) sche…
Reconfigurable intelligent surface (RIS) is a new paradigm that has great potential to achieve cost-effective, energy-efficient information modulation for wireless transmission, by the ability to change the reflection coefficients of the unit cells of a programmable metasurface. Nevertheless, the electromagnetic responses of the RISs are usually only phase-adjustable, which considerably limits the achievable rate of RIS-based transmitters. In this paper, we propose an RIS architecture to achieve amplitude-and-phase-varying modulation, which facilitates the design of multiple-input multiple-out…
Millimeter-wave (mmWave) channels, which occupy frequency ranges much higher than those being used in previous wireless communications systems, are utilized to meet the increased throughput requirements that come with 5G communications. The high levels of attenuation experienced by electromagnetic waves in these frequencies causes MIMO channels to have high spatial correlation. To attain desirable error performances, systems require knowledge about the channel correlations. In this thesis, a deep neural network aided method is proposed for the parametric estimation of the channel covariance ma…
Index modulation (IM) brings the reduction of power consumption and complexity of the transmitter to classical multiple-input multiple-output orthogonal frequency division multiplexing (MIMO-OFDM) systems. However, due to the introduction of IM, the complexity of the detector at receiver is greatly increased. Furthermore, the detector also requires the channel state information at receiver, which leads to high system overhead. To tackle these challenges, in this paper, we introduce deep learning (DL) in designing a non-iterative detector. Specifically, based on the structural sparsity of the t…
In this paper, we investigate the physical layer security in the reconfigurable intelligent surface (RIS)-aided cell-free networks. A maximum weighted sum secrecy rate problem is formulated by jointly optimizing the active beamforming (BF) at the base stations and passive BF at the RISs. To handle this non-trivial problem, we adopt the alternating optimization to decouple the original problem into two sub-ones, which are solved using the semidefinite relaxation and continuous convex approximation theory. To decrease the complexity for obtaining overall channel state information (CSI), we exten…
Massive MIMO wireless FDD systems are often confronted by the challenge to efficiently obtain downlink channel state information (CSI). Previous works have demonstrated the potential in CSI encoding and recovery by take advantage of uplink/downlink reciprocity between their CSI magnitudes. However, such a framework separately encodes CSI phase and magnitude. To improve CSI encoding, we propose a learning-based framework based on limited CSI feedback and magnitude-aided information. Moving beyond previous works, our proposed framework with a modified loss function enables end-to-end learning to…
This article focuses on the exploitation of reconfigurable intelligent surfaces (RISs) in multi-user networks employing orthogonal multiple access (OMA) or non-orthogonal multiple access (NOMA), with an emphasis on investigating the interplay between NOMA and RIS. Depending on whether the RIS reflection coefficients can be adjusted only once or multiple times during one transmission, we distinguish between static and dynamic RIS configurations. In particular, the capacity region of RIS aided single-antenna NOMA networks is characterized and compared with the OMA rate region from an information…
A reconfigurable intelligent surface (RIS) can shape the radio propagation by passively changing the directions of impinging electromagnetic waves. The optimal control of the RIS requires perfect channel state information (CSI) of all the links connecting the base station (BS) and the mobile station (MS) via the RIS. Thereby the channel (parameter) estimation at the BS/MS and the related message feedback mechanism are needed. In this paper, we adopt a two-stage channel estimation scheme for the RIS-aided millimeter wave (mmWave) MIMO channels using an iterative reweighted method to sequentiall…
Index modulation (IM) reduces the power consumption and hardware cost of the multiple-input multiple-output (MIMO) system by activating part of the antennas for data transmission. However, IM significantly increases the complexity of the receiver and needs accurate channel estimation to guarantee its performance. To tackle these challenges, in this paper, we design a deep learning (DL) based detector for the IM aided MIMO (IM-MIMO) systems. We first formulate the detection process as a sparse reconstruction problem by utilizing the inherent attributes of IM. Then, based on greedy strategy, we …
This letter considers the secure communication in a reconfigurable intelligent surface (RIS) aided full duplex (FD) system. An FD base station (BS) serves an uplink (UL) user and a downlink (DL) user simultaneously over the same time-frequency dimension assisted by a RIS in the presence of an eavesdropper. In addition, the artificial noise (AN) is also applied to interfere the eavesdropper's channel. We aim to maximize the sum secrecy rate of UL and DL users by jointly optimizing the transmit beamforming, receive beamforming and AN covariance matrix at the BS, and passive beamforming at the RI…
Millimeter wave (mmWave) band, or high frequencies such as THz, has large undeveloped band of spectrum. However, wireless channels over the mmWave band usually have one or two paths only due to the severe attenuation. The channel property restricts its development in the multiple-input multiple-output (MIMO) system, which can improve throughput by increasing the spectral efficiency. Recent development in reconfigurable intelligent surface (RIS) provides new opportunities to mmWave communications. In this study, we propose a mmWave system, which used low-precision analog-to-digital converters (…
Multiuser massive multiple-input multiple-output (MU-MIMO) systems can be used to meet high throughput requirements of 5G and beyond networks. In an uplink MUMIMO system, a base station is serving a large number of users, leading to a strong multi-user interference (MUI). Designing a high performance detector in the presence of a strong MUI is a challenging problem. This work proposes a novel detector based on the concepts of expectation propagation (EP) and graph neural network, referred to as the GEPNet detector, addressing the limitation of the independent Gaussian approximation in EP. The …
Location information offered by external positioning systems, e.g., satellite navigation, can be used as prior information in the process of beam alignment and channel parameter estimation for reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) multiple-input multiple-output networks. Benefiting from the availability of such prior information, albeit imperfect, the beam alignment and channel parameter estimation processes can be significantly accelerated with less candidate beams explored at all the terminals. We propose a practical channel parameter estimation method via a…
Reducing computational complexity is crucial in optimizing the phase shifts of Intelligent Reflecting Surface (IRS) systems since IRS-assisted communication systems are generally deployed with a large number of reflecting elements (REs). This letter proposes a low-complexity algorithm, designated as Dimension-wise Sinusoidal Maximization (DSM), to obtain the optimal IRS phase shifts that maximize the sum capacity of a MIMO network. The algorithm exploits the fact that the objective function for the optimization problem is sinusoidal w.r.t. the phase shift of each RE. The numerical results show…
Reconfigurable intelligent surfaces (RISs) have attracted increasing interest due to their ability to improve the coverage, reliability, and energy efficiency of millimeter wave (mmWave) communication systems. However, designing the RIS beamforming typically requires large channel estimation or beam training overhead, which degrades the efficiency of these systems. In this paper, we propose to equip the RIS surfaces with visual sensors (cameras) that obtain sensing information about the surroundings and user/basestation locations, guide the RIS beam selection, and reduce the beam training over…
Holographic Multiple Input Multiple Output (HMIMO), which integrates massive antenna elements into a compact space to achieve a spatially continuous aperture, plays an important role in future wireless networks. With numerous antenna elements, it is hard to implement the HMIMO via phased arrays due to unacceptable power consumption. To address this issue, reconfigurable refractive surface (RRS) is an energy efficient enabler of HMIMO since the surface is free of expensive phase shifters. Unlike traditional metasurfaces working as passive relays, the RRS is used as transmit antennas, where the …
The design of feedback channels in frequency division duplex (FDD) systems is a major challenge because of the limited available feedback bits. We consider non-orthogonal multiple access (NOMA) systems that incorporate reconfigurable intelligent surfaces (RISs). In limited feedback RIS-aided NOMA systems, the RIS-aided channel and the direct channel gains should be quantized and fed back to the transmitter. This paper investigates the rate loss of the overall RIS-aided NOMA systems suffering from quantization errors. We first consider random vector quantization for the overall RIS-aided channe…
