We consider the nonlinear Schrödinger equation in three space dimensions with combined focusing cubic and defocusing quintic nonlinearity. This problem was considered previously by Killip, Oh, Pocovnicu, and Visan, who proved scattering for the whole region of the mass/energy plane where the virial quantity is guaranteed to be positive. In this paper we prove scattering in a larger region where the virial quantity is no longer guaranteed to be sign definite.
We revisit the proof of global well-posedness and scattering for the defocusing energy-critical NLS in three space dimensions in light of recent developments. This result was obtained previously by Colliander, Keel, Staffilani, Takaoka, and Tao.
We consider the large data scattering problem for the 2D and 3D cubic-quintic NLS in the focusing-focusing regime. Our attention is firstly restricted to the 2D space, where the cubic nonlinearity is $L^2$-critical. We establish a new type of scattering criterion that is uniquely determined by the mass of the initial data, which differs from the classical setting based on the Lyapunov functional. At the end, we also formulate a solely mass-determining scattering threshold for the 3D cubic-quintic NLS in the focusing-focusing regime.
We study the quintic Non Linear Schrödinger equation on a two dimensional torus and exhibit orbits whose Sobolev norms grow with time. The main point is to reduce to a sufficiently simple toy model, similar in many ways to the one used in the case of the cubic NLS. This requires an accurate combinatorial analysis.
We consider the defocusing energy-critical nonlinear Schrödinger equation in the exterior of a smooth compact strictly convex obstacle in three dimensions. For the initial-value problem with Dirichlet boundary condition we prove global well-posedness and scattering for all initial data in the energy space.
We consider the cubic-quintic nonlinear Schrödinger equation in two space dimensions. For this model, X. Cheng established scattering for $H^1$ data with mass strictly below that of the ground state for the cubic NLS. Subsequently, R. Carles and C. Sparber utilized the pseudoconformal energy estimate to obtain scattering at the sharp threshold for data belonging to a weighted Sobolev space. In this work, we remove the weighted assumption and establish scattering at the threshold for radial data in $H^1$.
We consider the defocusing quintic nonlinear Schrödinger equation in four space dimensions. We prove that any solution that remains bounded in the critical Sobolev space must be global and scatter. We employ a space-localized interaction Morawetz inequality, the proof of which requires us to overcome the logarithmic failure in the double Duhamel argument in four dimensions.
We study the periodic cubic derivative non-linear Schrödinger equation (dNLS) and the (focussing) quintic non-linear Schrödinger equation (NLS). These are both $L^2$ critical dispersive models, which exhibit threshold type behavior, when posed on the line ${\mathbb R}$. We describe the (three parameter) family of non-vanishing bell-shaped solutions for the periodic problem, in closed form. The main objective of the paper is to study their stability with respect to co-periodic perturbations. We analyze these waves for stability in the framework of the cubic DNLS. We provide a criteria for stabi…
This paper studies the quintic nonlinear Schrödinger equation on $\mathbb{R}^d$ with randomized initial data below the critical regularity $H^{\frac{d-1}{2}}$. The main result is a proof of almost sure local well-posedness given a Wiener Randomization of the data in $H^s$ for $s \in (\frac{d-2}{2}, \frac{d-1}{2})$. The argument further develops the techniques introduced in the work of Á. Bényi, T. Oh and O. Pocovnicu on the cubic problem. The paper concludes with a condition for almost sure global well-posedness.
Consider the defocusing quintic nonlinear Schrödinger equation on $\mathbf{R}^3$ with initial data in the energy space. This problem is "energy-critical" in view of a certain scale-invariance, which is a main source of difficulty in the analysis of this equation. It is a nontrivial fact that all finite-energy solutions scatter to linear solutions. We show that this remains true under small compact deformations of the Euclidean metric. Our main new ingredient is a long-time microlocal weak dispersive estimate that accounts for the refocusing of geodesics.
In this paper we consider inhomogeneous cubic-quintic NLS in space dimension $d = 3$: $$ iu_t = -Δu + K_1(x)|u|^2u + K_2(x)|u|^4u. $$ We study local well-posedness, finite time blowup, and small data scattering and non-scattering for the ICQNLS when $K_1, K_2 \in C^4(\mathbb R^3 \setminus \{0\})$ satisfy growth condition $|\partial^j K_i(x)| \lesssim |x|^{b_i-j}\, (j = 0, 1, 2, 3, 4)$ for some $b_i \ge 0$ and for $x \neq 0$. To this end we use the Sobolev inequality for the functions $f \in H^n \,(n = 1, 2)$ such that $\||\mathbf L|^\ell f\|_{H^n} < \infty \,(\ell = 1, 2)$, where $\mathbf L$ i…
We consider the initial-value problem for the cubic-quintic NLS \[ (i\partial_t+Δ)ψ=α_1 ψ-α_{3}\vert ψ\vert^2 ψ+α_5\vert ψ\vert^4 ψ\] in three spatial dimensions in the class of solutions with $|ψ(x)|\to c >0$ as $|x|\to\infty$. Here $α_1$, $α_3$, $α_5$ and $c$ are such that $ψ(x)\equiv c$ is an energetically stable equilibrium solution to this equation. Normalizing the boundary condition to $ψ(x)\to 1$ as $|x|\to\infty$, we study the associated initial-value problem for $u=ψ-1$ and prove a scattering result for small initial data in a weighted Sobolev space.
We consider the periodic cubic-quintic nonlinear Schrödinger equation \begin{align}\label{cqnls_abstract} (i\partial_t +Δ)u=μ_1 |u|^2 u+μ_2 |u|^4 u\tag{CQNLS} \end{align} on the three-dimensional torus $\mathbb{T}^3$ with $μ_1,μ_2\in \mathbb{R} \setminus\{0\}$. As a first result, we establish the small data well-posedness of \eqref{cqnls_abstract} for arbitrarily given $μ_1$ and $μ_2$. By adapting the crucial perturbation arguments in \cite{zhang2006cauchy} to the periodic setting, we also prove that \eqref{cqnls_abstract} is always globally well-posed in $H^1(\mathbb{T}^3)$ in the case $μ_2>0…
We construct solutions with prescribed scattering state to the cubic-quintic NLS $$ (i\partial_t+Δ)ψ=α_1 ψ-α_{3}\vert ψ\vert^2 ψ+α_5\vert ψ\vert^4 ψ$$ in three spatial dimensions in the class of solutions with $|ψ(x)|\to c >0$ as $|x|\to\infty$. This models disturbances in an infinite expanse of (quantum) fluid in its quiescent state --- the limiting modulus $c$ corresponds to a local minimum in the energy density. Our arguments build on work of Gustafson, Nakanishi, and Tsai on the (defocusing) Gross--Pitaevskii equation. The presence of an energy-critical nonlinearity and changes in the geom…
We study the influence of Szeg{ö} projector $Π$ on the L 2 --critical one-dimensional non linear focusing Schr{ö}dinger equation, leading to the quintic focusing NLS-Szeg{ö} equation i$\partial$ t u + $\partial$ 2 x u + $Π$(|u| 4 u) = 0, (t, x) $\in$ R x R, u(0, $\times$) = u 0. This equation is globally well-posed in H 1 + = $Π$(H 1 (R)), for every initial datum u 0. The solution L 2-scatters both forward and backward in time if u 0 has sufficiently small mass. We prove the orbital stability with scaling of the traveling wave : u $ω$,c (t, x) = e i$ω$t Q(x + ct), for some $ω$, c > 0, where Q …
We consider the quintic nonlinear Schrödinger equation (NLS) on the circle. We prove that there exist solutions corresponding to an initial datum built on four Fourier modes which form a resonant set, which have a non trivial dynamic that involves periodic energy exchanges between the modes initially excited. It is noticeable that this nonlinear phenomena does not depend on the choice of the resonant set. The dynamical result is obtained by calculating a resonant normal form up to order 10 of the Hamiltonian of the quintic NLS and then by isolating an effective term of order 6. Notice that thi…
We prove that if $u(t)$ is a log-log blow-up solution, of the type studied by Merle-Raphaël (2001-2005), to the $L^2$ critical focusing NLS equation $i\partial_t u +Δu + |u|^{4/d} u=0$ with initial data $u_0\in H^1(\mathbb{R}^d)$ in the cases $d=1, 2$, then $u(t)$ remains bounded in $H^1$ away from the blow-up point. This is obtained without assuming that the initial data $u_0$ has any regularity beyond $H^1(\mathbb{R}^d)$. As an application of the $d=1$ result, we construct an open subset of initial data in the radial energy space $H^1_{rad}(\mathbb{R}^3)$ with corresponding solutions that bl…
The aim of this paper is to show the small data scattering for 2D ICQNLS: $$iu_t=-Δu + K_1(x)|u|^2u+K_2(x)|u|^4u.$$ Under the assumption that $\left| \partial^j K_l \right| \lesssim |x|^{b_l -j}$ for $j=0, 1, 2, l=1, 2$ and $0 \le b_l \le l - \frac23$, we prove the small data scattering in an angularly regular Sobolev space $H_θ^{1,1}$. We use the decaying property of angularly regular functions, which are defined as functions in Sobolev space $H_θ^{1, 1} \subset H^1$ with angular regularity such that $\|\partial_θf\|_{H^1} < \infty$, and also use the recently developed angularly averaged Stri…
Asymmetric minimal mass blow-up for the quintic NLS on a star graph
Sapienza Università di Roma（罗马大学）；École Polytechnique Fédérale de Lausanne（洛桑联邦理工学院）；Università degli Studi di Pisa（比萨大学）；Waseda University（早稻田大学）；Institute of Mathematics and Informatics, Bulgarian Academy of Sciences（保加利亚科学院数学与信息学研究所）
We consider the nonlinear Schrödinger equation of degree five on the circle $\mathbb{S}^1 = \mathbb{R}/2π$. We prove the existence of quasi-periodic solutions which bifurcate from "resonant" solutions (studied in [14]) of the system obtained by truncating the Hamiltonian after one step of Birkhoff normal form, exhibiting recurrent exchange of energy between some Fourier modes. The existence of these quasi-periodic solutions is a purely nonlinear effect.
We consider the $L^{2}$-critical quintic focusing nonlinear Schrödinger equation (NLS) on ${\bf R}$. It is well known that $H^{1}$ solutions of the aforementioned equation blow up in finite time. In higher dimensions, for $H^{1}$ spherically symmetric blow-up solutions of the $L^{2}$-critical focusing NLS, there is a minimal amount of concentration of the $L^{2}$-norm (the mass of the ground state) at the origin. In this paper we prove the existence of a similar phenomenon for the one-dimensional case and rougher initial data, $(u_{0}\in H^{s}, s<1)$, without any additional assumption.
We investigate the dynamics of a boson gas with three-body interactions in dimensions $d=1,2$. We prove that in the limit of infinite particle number, the BBGKY hierarchy of $k$-particle marginals converges to a limiting (Gross-Pitaevskii (GP)) hierarchy for which we prove existence and uniqueness of solutions. Factorized solutions of the GP hierarchy are shown to be determined by solutions of a quintic nonlinear Schrödinger equation. Our proof is based on, and extends, methods of Erdös-Schlein-Yau, Klainerman-Machedon, and Kirkpatrick-Schlein-Staffilani.
We study the one-dimensional nonlinear Schrödinger equation with the cubic-quintic combination of attractive and repulsive nonlinearities, and a trapping potential represented by a delta-function. We determine all bound states with a positive soliton profile through explicit formulas and, using bifurcation theory, we describe their behavior with respect to the propagation constant. This information is used to prove their stability by means of the rigorous theory of orbital stability of Hamiltonian systems. The presence of the trapping potential gives rise to a regime where two stable bound sta…
We prove that solutions to non-linear Schrödinger equations in two dimensions and in the exterior of a bounded and smooth star-shaped obstacle scatter in the energy space. The non-linear potential is defocusing and grows at least as the quintic power.
We consider the Gross--Pitaevskii equation on $\R^4$ and the cubic-quintic nonlinear Schrödinger equation (NLS) on $\R^3$ with non-vanishing boundary conditions at spatial infinity. By viewing these equations as perturbations to the energy-critical NLS, we prove that they are globally well-posed in their energy spaces. In particular, we prove unconditional uniqueness in the energy spaces for these equations.
In this short note, we present some decay estimates for nonlinear solutions of 3d quintic, 3d cubic and 2d quintic NLS (nonlinear Schrödinger equations).
We study growth of higher Sobolev norms of solutions to the one-dimensional periodic nonlinear Schrodinger equation (NLS). By a combination of the normal form reduction and the upside-down I-method, we establish \|u(t)\|_{H^s} \lesssim (1+|t|)^{α(s-1)+} with α= 1 for a general power nonlinearity. In the quintic case, we obtain the above estimate with α= 1/2 via the space-time estimate due to Bourgain [4], [5]. In the cubic case, we concretely compute the terms arising in the first few steps of the normal form reduction and prove the above estimate with α= 4/9. These results improve the previou…
We consider the cubic-quintic nonlinear Schrödinger equation: \[ i\partial_t u = -Δu - |u|^2u + |u|^4u. \] In the first part of the paper, we analyze the one-parameter family of ground-state solitons associated to this equation with particular attention to the shape of the associated mass/energy curve. Additionally, we are able to characterize the kernel of the linearized operator about such solitons and to demonstrate that they occur as optimizers for a one-parameter family of inequalities of Gagliardo--Nirenberg type. Building on this work, in the latter part of the paper we prove that scatt…
Consider the focusing inhomogeneous nonlinear Schrödinger equation in $H^1(\mathbb{R}^N)$, $$iu_t + Δu + |x|^{-b}|u|^{p-1}u=0,$$ when $b > 0$ and $N \geq 3$ in the intercritical case $0 < s_c <1$. In previous works, the second author, as well as Farah, Guzmán and Murphy, applied the concentration-compactness approach to prove scattering below the mass-energy threshold for radial and non-radial data. Recently, the first author adapted the Dodson-Murphy approach for radial data, followed by Murphy, who proved scattering for non-radial solutions in the 3d cubic case, for $b<1/2$. This work genera…
Global existence and scattering for the nonlinear defocusing Schrödinger equation in 2 dimensions are known for domains exterior to star-shaped obstacles and for nonlinearities that grow at least as the quintic power. In this paper, we extend the global existence result for all non-trapping obstacles and for nonlinearities with power strictly greater than quartic. For such nonlinearities, we also prove scattering for a class of so-called almost star-shaped obstacles.
We consider the cubic and quintic nonlinear Schrödinger equations (NLS) under the $\mathbb{R}^{d}$ and $\mathbb{T}^{d}$ energy-supercritical setting. Via a newly developed unified scheme, we prove the unconditional uniqueness for solutions to NLS at critical regularity for all dimensions. Thus, together with [18,19], the unconditional uniqueness problems for $H^{1}$-critical and $H^{1}$-supercritical cubic and quintic NLS are completely and uniformly resolved at critical regularity for these domains. One application of our theorem is to prove that defocusing blowup solutions of the type in [54…
Using the concentration-compactness method and the localized virial type arguments, we study the behavior of $H^1$ solutions to the focusing quintic NLS in $\R^2$, namely, $$i \partial_t u+Δu+|u|^4u=0,\quad\quad (x, t) \in \R^2\times\R.$$ Denoting by $M[u]$ and $E[u]$, the mass and energy of a solution $u,$ respectively, and $Q$ the ground state solution to $-Q+ΔQ+ |Q|^4Q=0$, and assuming $M[u]E[u] <M[Q]E[Q]$, we characterize the threshold for global versus finite time existence. Moreover, we show scattering for global existing time solutions and finite or "weak" blow up for the complement reg…
The tadpole graph consists of a circle and a half-line attached at a vertex. We analyze standing waves of the nonlinear Schrödinger equation with quintic power nonlinearity equipped with the Neumann-Kirchhoff boundary conditions at the vertex. The profile of the standing wave with the frequency $ω\in (-\infty,0)$ is characterized as a global minimizer of the quadratic part of energy constrained to the unit sphere in $L^6$. The set of minimizers includes the set of ground states of the system, which are the global minimizers of the energy at constant mass ($L^2$-norm), but it is actually wider.…
We derive the 3D quintic NLS as the mean field limit of a Bose gas with three-body interactions. The quintic NLS is energy-critical, leading to several new difficulties in comparison with the cubic NLS which emerges from Bose gases with pair-interactions. Our method is based on Bogoliubov's approximation, which also provides the information on the fluctuations around the condensate in terms of a norm approximation for the N-body wave function.
We revisit the scattering result of Holmer and Roudenko on the radial focusing cubic NLS in three space dimensions. Using the radial Sobolev embedding and a virial/Morawetz estimate, we give a simple proof of scattering below the ground state that avoids the use of concentration compactness.
Using the Fermi Golden Rule analysis developed in several results by the first author, we prove asymptotic stability of asymmetric nonlinear bound states bifurcating from linear bound states for a quintic nonlinear Schrödinger operator with symmetric potential. This goes in the direction of proving that the approximate periodic solutions of the NLS shadowed in a recent work of the second author with Michael Weinstein do not persist for the full NLS.
We study the Cauchy problem for the cubic nonlinear Schroedinger equation, perturbed by (higher order) dissipative nonlinearities. We prove global in-time existence of solutions for general initial data in the energy space. In particular we treat the energy-critical case of a quintic dissipation in three space dimensions.
Blow-up or grow-up for the focusing 3D cubic NLS with a repulsive inverse-power potential at the mass--energy threshold
Universidad del Valle（德爾瓦列大學）；Institute of Applied Physics and Computational Mathematics（應用物理與計算數學研究所）；Basque Center for Applied Mathematics（巴斯克應用數學中心）
We study two resonant Hamiltonian systems on the phase space $L^2(\mathbb{R} \rightarrow \mathbb{C})$: the quintic one-dimensional continuous resonant equation, and a cubic resonant system that has appeared in the literature as a modified scattering limit for an NLS equation with cigar shaped trap. We prove that these systems approximate the dynamics of the quintic and cubic one-dimensional NLS with harmonic trapping in the small data regime on long times scales. We then pursue a thorough study of the dynamics of the resonant systems themselves. Our central finding is that these resonant equat…
In the article, we prove the large data scattering for two problems, i.e. the defocusing quintic nonlinear Schr{ö}dinger equation on $\mathbb{R}^2$ $\times$ $\mathbb{T}$ and the defocusing cubic nonlinear Schr{ö}dinger equation on $\mathbb{R}^3$ $\times$ $\mathbb{T}$. Both of the two equations are mass supercritical and energy critical. The main ingredients of the proofs contain global Stricharz estimate, profile decomposition and energy induction method. This paper is the second project of our series work (two papers, together with [36]) on large data scattering for the defocusing critical NL…
We study the asymptotic dynamics for solutions to a system of nonlinear Schrödinger equations with cubic interactions, arising in nonlinear optics. We provide sharp threshold criteria leading to global well-posedness and scattering of solutions, as well as formation of singularities in finite time for (anisotropic) symmetric initial data. The free asymptotic results are proved by means of Morawetz and interaction Morawetz estimates. The blow-up results are shown by combining variational analysis and an ODE argument, which overcomes the unavailability of the convexity argument based on virial-t…
We consider the 3d cubic focusing nonlinear Schroedinger equation (NLS) i\partial_t u + Δu + |u|^2 u=0, which appears as a model in condensed matter theory and plasma physics. We construct a family of axially symmetric solutions, corresponding to an open set in H^1_{axial}(R^3) of initial data, that blow-up in finite time with singular set a circle in xy plane. Our construction is modeled on Raphaël's construction \cite{R} of a family of solutions to the 2d quintic focusing NLS, i\partial_t u + Δu + |u|^4 u=0, that blow-up on a circle.
In this article, we prove the scattering for the quintic defocusing nonlinear Schrödinger equation on cylinder $\mathbb{R} \times \mathbb{T}$ in $H^1$. We establish an abstract linear profile decomposition in $L^2_x h^α$, $0 < α\le 1$, motivated by the linear profile decomposition of the mass-critical Schrödinger equation in $L^2(\mathbb{R}^d )$, $d\ge 1$. Then by using the solution of the one-discrete-component quintic resonant nonlinear Schrödinger system, whose scattering can be proved by using the techniques in $1d$ mass critical NLS problem by B. Dodson, to approximate the nonlinear profi…
