As conversational AI-based dialogue management has increasingly become a trending topic, the need for a standardized and reliable evaluation procedure grows even more pressing. The current state of affairs suggests various evaluation protocols to assess chat-oriented dialogue management systems, rendering it difficult to conduct fair comparative studies across different approaches and gain an insightful understanding of their values. To foster this research, a more robust evaluation protocol must be set in place. This paper presents a comprehensive synthesis of both automated and human evaluation methods on dialogue systems, identifying their shortcomings while accumulating evidence towards the most effective evaluation dimensions. A total of 20 papers from the last two years are surveyed to analyze three types of evaluation protocols: automated, static, and interactive. Finally, the evaluation dimensions used in these papers are compared against our expert evaluation on the system-user dialogue data collected from the Alexa Prize 2020.
Beijing Institute of Technology（北京理工大学）；Southeast Academy of Information Technology（东南信息技术研究院）
Dialogue state tracking (DST) plays a key role in task-oriented dialogue systems to monitor the user's goal. In general, there are two strategies to track a dialogue state: predicting it from scratch and updating it from previous state. The scratch-based strategy obtains each slot value by inquiring all the dialogue history, and the previous-based strategy relies on the current turn dialogue to update the previous dialogue state. However, it is hard for the scratch-based strategy to correctly track short-dependency dialogue state because of noise; meanwhile, the previous-based strategy is not …
Meituan（美团）；Beijing University of Posts and Telecommunications（北京邮电大学）
Automatic open-domain dialogue evaluation is a crucial component of dialogue systems. Recently, learning-based evaluation metrics have achieved state-of-the-art performance in open-domain dialogue evaluation. However, these metrics, which only focus on a few qualities, are hard to evaluate dialogue comprehensively. Furthermore, these metrics lack an effective score composition approach for diverse evaluation qualities. To address the above problems, we propose a Multi-Metric Evaluation based on Correlation Re-Scaling (MME-CRS) for evaluating open-domain dialogue. Firstly, we build an evaluatio…
College of Systems Engineering, National University of Defense Technology（国防科技大学系统工程学院）
Evaluating the quality of a dialogue system is an understudied problem. The recent evolution of evaluation method motivated this survey, in which an explicit and comprehensive analysis of the existing methods is sought. We are first to divide the evaluation methods into three classes, i.e., automatic evaluation, human-involved evaluation and user simulator based evaluation. Then, each class is covered with main features and the related evaluation metrics. The existence of benchmarks, suitable for the evaluation of dialogue techniques are also discussed in detail. Finally, some open issues are …
Dialogue state tracking (DST) aims to predict the current dialogue state given the dialogue history. Existing methods generally exploit the utterances of all dialogue turns to assign value for each slot. This could lead to suboptimal results due to the information introduced from irrelevant utterances in the dialogue history, which may be useless and can even cause confusion. To address this problem, we propose LUNA, a sLot-tUrN Alignment enhanced approach. It first explicitly aligns each slot with its most relevant utterance, then further predicts the corresponding value based on this aligned…
In order to alleviate the shortage of multi-domain data and to capture discourse phenomena for task-oriented dialogue modeling, we propose RiSAWOZ, a large-scale multi-domain Chinese Wizard-of-Oz dataset with Rich Semantic Annotations. RiSAWOZ contains 11.2K human-to-human (H2H) multi-turn semantically annotated dialogues, with more than 150K utterances spanning over 12 domains, which is larger than all previous annotated H2H conversational datasets. Both single- and multi-domain dialogues are constructed, accounting for 65% and 35%, respectively. Each dialogue is labeled with comprehensive di…
Recently, the practical deployment of open-domain dialogue systems has been plagued by the knowledge issue of information deficiency and factual inaccuracy. To this end, we introduce PLATO-K based on two-stage dialogic learning to strengthen internal knowledge memorization and external knowledge exploitation. In the first stage, PLATO-K learns through massive dialogue corpora and memorizes essential knowledge into model parameters. In the second stage, PLATO-K mimics human beings to search for external information and to leverage the knowledge in response generation. Extensive experiments reve…
Dialogue systems are a popular natural language processing (NLP) task as it is promising in real-life applications. It is also a complicated task since many NLP tasks deserving study are involved. As a result, a multitude of novel works on this task are carried out, and most of them are deep learning based due to the outstanding performance. In this survey, we mainly focus on the deep learning based dialogue systems. We comprehensively review state-of-the-art research outcomes in dialogue systems and analyze them from two angles: model type and system type. Specifically, from the angle of mode…
Existing pipelined task-oriented dialogue systems usually have difficulties adapting to unseen domains, whereas end-to-end systems are plagued by large-scale knowledge bases in practice. In this paper, we introduce a novel query-driven task-oriented dialogue system, namely Q-TOD. The essential information from the dialogue context is extracted into a query, which is further employed to retrieve relevant knowledge records for response generation. Firstly, as the query is in the form of natural language and not confined to the schema of the knowledge base, the issue of domain adaption is allevia…
University of Southern California（南加州大学）；Columbia University（哥伦比亚大学）；University of California Davis（加州大学戴维斯分校）
Dialogue systems capable of social influence such as persuasion, negotiation, and therapy, are essential for extending the use of technology to numerous realistic scenarios. However, existing research primarily focuses on either task-oriented or open-domain scenarios, a categorization that has been inadequate for capturing influence skills systematically. There exists no formal definition or category for dialogue systems with these skills and data-driven efforts in this direction are highly limited. In this work, we formally define and introduce the category of social influence dialogue system…
Singapore Management University（新加坡管理大学）；Institute of Inforcomm Research (I2R)（信息通信研究院）；Salesforce Research Asia（Salesforce亚洲研究院）
Developing Video-Grounded Dialogue Systems (VGDS), where a dialogue is conducted based on visual and audio aspects of a given video, is significantly more challenging than traditional image or text-grounded dialogue systems because (1) feature space of videos span across multiple picture frames, making it difficult to obtain semantic information; and (2) a dialogue agent must perceive and process information from different modalities (audio, video, caption, etc.) to obtain a comprehensive understanding. Most existing work is based on RNNs and sequence-to-sequence architectures, which are not v…
Shenzhen International Graduate School, Tsinghua University（清华大学深圳国际研究生院）；Tencent Cloud Xiaowei（腾讯云小微）
Existing text- and image-based multimodal dialogue systems use the traditional Hierarchical Recurrent Encoder-Decoder (HRED) framework, which has an utterance-level encoder to model utterance representation and a context-level encoder to model context representation. Although pioneer efforts have shown promising performances, they still suffer from the following challenges: (1) the interaction between textual features and visual features is not fine-grained enough. (2) the context representation can not provide a complete representation for the context. To address the issues mentioned above, w…
EventWeave: A Dynamic Framework for Capturing Core and Supporting Events in Dialogue Systems
The Chinese University of Hong Kong（香港中文大学）；University of International Relations（国际关系学院）；Huawei Noah’s Ark Lab（华为诺亚方舟实验室）；Ministry of Education Key Laboratory of High Confidence Software Technologies, CUHK（教育部高可信软件技术重点实验室（香港中文大学））
National University of Singapore（新加坡国立大学）；Universidad Politécnica de Madrid（马德里理工大学）；Robert Bosch (SEA) Pte Ltd（博世（东南亚）私人有限公司）；The Chinese University of Hong Kong, Shenzhen（香港中文大学（深圳））
Chatbots are expected to be knowledgeable across multiple domains, e.g. for daily chit-chat, exchange of information, and grounding in emotional situations. To effectively measure the quality of such conversational agents, a model-based automatic dialogue evaluation metric (ADEM) is expected to perform well across multiple domains. Despite significant progress, an ADEM that works well in one domain does not necessarily generalize to another. This calls for a dedicated network architecture for domain generalization. To tackle the multi-domain dialogue evaluation task, we propose a Panel of Expe…
MMWOZ: Building Multimodal Agent for Task-oriented Dialogue
School of Artificial Intelligence, Anhui University, Hefei, China（人工智能学院，安徽大学，合肥，中国）；School of Computer Science（计算机科学学院）；School of Computer Science and Technology, Beijing Institute of Technology, Beijing, China（计算机科学与技术学院，北京理工大学，北京，中国）
Task 1 of the DSTC8-track1 challenge aims to develop an end-to-end multi-domain dialogue system to accomplish complex users' goals under tourist information desk settings. This paper describes our submitted solution, Hierarchical Context Enhanced Dialogue System (HCEDS), for this task. The main motivation of our system is to comprehensively explore the potential of hierarchical context for sufficiently understanding complex dialogues. More specifically, we apply BERT to capture token-level information and employ the attention mechanism to capture sentence-level information. The results listed …
Heinrich Heine University Düsseldorf（杜塞尔多夫海因里希·海涅大学）
Continual learning is one of the key components of human learning and a necessary requirement of artificial intelligence. As dialogue can potentially span infinitely many topics and tasks, a task-oriented dialogue system must have the capability to continually learn, dynamically adapting to new challenges while preserving the knowledge it already acquired. Despite the importance, continual reinforcement learning of the dialogue policy has remained largely unaddressed. The lack of a framework with training protocols, baseline models and suitable metrics, has so far hindered research in this dir…
Most of the current task-oriented dialogue systems (ToD), despite having interesting results, are designed for a handful of languages like Chinese and English. Therefore, their performance in low-resource languages is still a significant problem due to the absence of a standard dataset and evaluation policy. To address this problem, we proposed ViWOZ, a fully-annotated Vietnamese task-oriented dialogue dataset. ViWOZ is the first multi-turn, multi-domain tasked oriented dataset in Vietnamese, a low-resource language. The dataset consists of a total of 5,000 dialogues, including 60,946 fully an…
Task-oriented dialogue systems have been a promising area in the NLP field. Previous work showed the effectiveness of using a single GPT-2 based model to predict belief states and responses via causal language modeling. In this paper, we leverage multi-task learning techniques to train a GPT-2 based model on a more challenging dataset with multiple domains, multiple modalities, and more diversity in output formats. Using only a single model, our method achieves better performance on all sub-tasks, across domains, compared to task and domain-specific models. Furthermore, we evaluated several pr…
Singapore Management University（新加坡管理大学）；Salesforce Research Asia（Salesforce亚洲研究院）；Institute for Infocomm Research, A*STAR（新加坡科技研究局资讯通信研究院）
Building an end-to-end conversational agent for multi-domain task-oriented dialogues has been an open challenge for two main reasons. First, tracking dialogue states of multiple domains is non-trivial as the dialogue agent must obtain complete states from all relevant domains, some of which might have shared slots among domains as well as unique slots specifically for one domain only. Second, the dialogue agent must also process various types of information across domains, including dialogue context, dialogue states, and database, to generate natural responses to users. Unlike the existing app…
Beijing University of Posts and Telecommunications（北京邮电大学）；Meituan（美团）；China Mobile Communication Corporation（中国移动通信集团公司）
Previous dialogue summarization datasets mainly focus on open-domain chitchat dialogues, while summarization datasets for the broadly used task-oriented dialogue haven't been explored yet. Automatically summarizing such task-oriented dialogues can help a business collect and review needs to improve the service. Besides, previous datasets pay more attention to generate good summaries with higher ROUGE scores, but they hardly understand the structured information of dialogues and ignore the factuality of summaries. In this paper, we introduce a large-scale public Task-Oriented Dialogue Summariza…
University College London（伦敦大学学院）；Uppsala University（乌普萨拉大学）
An indispensable component in task-oriented dialogue systems is the dialogue state tracker, which keeps track of users' intentions in the course of conversation. The typical approach towards this goal is to fill in multiple pre-defined slots that are essential to complete the task. Although various dialogue state tracking methods have been proposed in recent years, most of them predict the value of each slot separately and fail to consider the correlations among slots. In this paper, we propose a slot self-attention mechanism that can learn the slot correlations automatically. Specifically, a …
Scarcity of training data for task-oriented dialogue systems is a well known problem that is usually tackled with costly and time-consuming manual data annotation. An alternative solution is to rely on automatic text generation which, although less accurate than human supervision, has the advantage of being cheap and fast. In this paper we propose a novel controlled data generation method that could be used as a training augmentation framework for closed-domain dialogue. Our contribution is twofold. First we show how to optimally train and control the generation of intent-specific sentences us…
With the flourish of services on the Internet, a prerequisite for service providers to precisely deliver services to their customers is to capture user requirements comprehensively, accurately, and efficiently. This is called the ``Service Requirement Elicitation (SRE)'' task. Considering the amount of customers is huge, it is an inefficient way for service providers to interact with each user by face-to-face dialog. Therefore, to elicit user requirements with the assistance of virtual intelligent assistants has become a mainstream way. Since user requirements generally consist of different le…
Robust state tracking for task-oriented dialogue systems currently remains restricted to a few popular languages. This paper shows that given a large-scale dialogue data set in one language, we can automatically produce an effective semantic parser for other languages using machine translation. We propose automatic translation of dialogue datasets with alignment to ensure faithful translation of slot values and eliminate costly human supervision used in previous benchmarks. We also propose a new contextual semantic parsing model, which encodes the formal slots and values, and only the last age…
Knowledge Graph(KG) grounded conversations often use large pre-trained models and usually suffer from fact hallucination. Frequently entities with no references in knowledge sources and conversation history are introduced into responses, thus hindering the flow of the conversation -- existing work attempt to overcome this issue by tweaking the training procedure or using a multi-step refining method. However, minimal effort is put into constructing an entity-level hallucination detection system, which would provide fine-grained signals that control fallacious content while generating responses…
Salesforce Research Asia（Salesforce亚洲研究院）；Singapore Management University（新加坡管理大学）；Agency for Science, Technology and Research (A*STAR)（新加坡科技研究局（A*STAR））
Designed for tracking user goals in dialogues, a dialogue state tracker is an essential component in a dialogue system. However, the research of dialogue state tracking has largely been limited to unimodality, in which slots and slot values are limited by knowledge domains (e.g. restaurant domain with slots of restaurant name and price range) and are defined by specific database schema. In this paper, we propose to extend the definition of dialogue state tracking to multimodality. Specifically, we introduce a novel dialogue state tracking task to track the information of visual objects that ar…
MORTAR: Multi-turn Metamorphic Testing for LLM-based Dialogue Systems
Faculty of Information Technology, Monash University（墨尔本大学信息科技学院）；School of Computing Technologies, RMIT University（皇家墨尔本理工大学计算技术学院）；School of Science, Computing and Emerging Technologies, Swinburne University of Technology（斯威本理工大学科学、计算与新兴技术学院）
A Survey of the Evolution of Language Model-Based Dialogue Systems: Data, Task and Models
The Chinese University of Hong Kong（香港中文大学）；Huawei Noah Ark Lab（华为诺亚实验室）；MoE Key Laboratory of High Confidence Software Technologies, The Chinese University of Hong Kong（高可信软件技术重点实验室，香港中文大学）
Scarcity of training data for task-oriented dialogue systems is a well known problem that is usually tackled with costly and time-consuming manual data annotation. An alternative solution is to rely on automatic text generation which, although less accurate than human supervision, has the advantage of being cheap and fast. Our contribution is twofold. First we show how to optimally train and control the generation of intent-specific sentences using a conditional variational autoencoder. Then we introduce a new protocol called query transfer that allows to leverage a large unlabelled dataset, p…
A Comprehensive Analysis of the Effectiveness of Large Language Models as Automatic Dialogue Evaluators
National University of Singapore（新加坡国立大学）；University of Electronic Science and Technology of China（电子科技大学）；The Chinese University of Hong Kong (Shenzhen)（香港中文大学（深圳））
University of Southern California, Information Sciences Institute（南加州大学信息科学研究所）；Meta AI；Google Research（谷歌研究院）
Recent works that revealed the vulnerability of dialogue state tracking (DST) models to distributional shifts have made holistic comparisons on robustness and qualitative analyses increasingly important for understanding their relative performance. We present our findings from standardized and comprehensive DST diagnoses, which have previously been sparse and uncoordinated, using our toolkit, CheckDST, a collection of robustness tests and failure mode analytics. We discover that different classes of DST models have clear strengths and weaknesses, where generation models are more promising for …
In this paper, a novel Generation-Evaluation framework is developed for multi-turn conversations with the objective of letting both participants know more about each other. For the sake of rational knowledge utilization and coherent conversation flow, a dialogue strategy which controls knowledge selection is instantiated and continuously adapted via reinforcement learning. Under the deployed strategy, knowledge grounded conversations are conducted with two dialogue agents. The generated dialogues are comprehensively evaluated on aspects like informativeness and coherence, which are aligned wit…
The Dialogue That Heals: A Comprehensive Evaluation of Doctor Agents' Inquiry Capability
Department of Computer Science and Technology, Tsinghua University, China（清华大学计算机科学与技术系）；Institute for AI Industry Research (AIR), Tsinghua University, China（清华大学人工智能产业研究院）
Reasoning or Not? A Comprehensive Evaluation of Reasoning LLMs for Dialogue Summarization
Faculty of Applied Sciences, Macao Polytechnic University（澳门理工大学应用科学学院）；Computer Science and Communication Research Center, School of Technology and Management, Polytechnic of Leiria（莱里亚理工学院技术与管理学院计算机科学与通信研究中心）；Institute of International Language Services Studies, Macau Millennium College（澳门 millennium 学院国际语言服务研究学院）；CISUC, Department of Informatics Engineering, University of Coimbra（科英布拉大学信息工程系 CISUC）
University of Amsterdam（阿姆斯特丹大学）；Utrecht University（乌得勒支大学）
In many real-world scenarios, the absence of external knowledge source like Wikipedia restricts question answering systems to rely on latent internal knowledge in limited dialogue data. In addition, humans often seek answers by asking several questions for more comprehensive information. As the dialog becomes more extensive, machines are challenged to refer to previous conversation rounds to answer questions. In this work, we propose to leverage latent knowledge in existing conversation logs via a neural Retrieval-Reading system, enhanced with a TFIDF-based text summarizer refining lengthy con…
Prompting and Evaluating Large Language Models for Proactive Dialogues: Clarification, Target-guided, and Non-collaboration
National University of Singapore（新加坡国立大学）；Singapore Management University（新加坡管理大学）；The Chinese University of Hong Kong（香港中文大学）；Sichuan University（四川大学）
