Beamforming Through Reconfigurable Intelligent Surfaces in Single-User MIMO Systems: SNR Distribution and Scaling Laws in the Presence of Channel Fading and Phase Noise
Xuewen Qian, Marco Di Renzo, Jiang Liu, Abla Kammoun, Mohamed-Slim Alouini
We consider a fading channel in which a multi-antenna transmitter communicates with a multi-antenna receiver through a reconfigurable intelligent surface (RIS) that is made of $N$ reconfigurable passive scatterers impaired by phase noise. The beamforming vector at the transmitter, the combining vector at the receiver, and the phase shifts of the $N$ scatterers are optimized in order to maximize the signal-to-noise-ratio (SNR) at the receiver. By assuming Rayleigh fading (or line-of-sight propagation) on the transmitter-RIS link and Rayleigh fading on the RIS-receiver link, we prove that the SNR is a random variable that is equivalent in distribution to the product of three (or two) independent random variables whose distributions are approximated by two (or one) gamma random variables and the sum of two scaled non-central chi-square random variables. The proposed analytical framework allows us to quantify the robustness of RIS-aided transmission to fading channels. For example, we prove that the amount of fading experienced on the transmitter-RIS-receiver channel linearly decreases with $N$. This proves that RISs of large size can be effectively employed to make fading less severe and wireless channels more reliable.
In reconfigurable intelligent surfaces (RISs) aided communications, the existing passive beamforming (PB) design involves polynomial complexity in the number of reflecting elements, and thus is difficult to implement due to a massive number of reflecting elements. To overcome this difficulty, we propose a reflection-angle-based cascaded channel model by adopting the generalized Snell's law, in which the dimension of the variable space involved in optimization is significantly reduced, resulting in a simplified hierarchical passive beamforming (HPB) design. We develop an efficient two-stage HPB…
Reconfigurable intelligent surface (RIS) provides a promising way to build the programmable wireless transmission environments in the future. Owing to the large number of reflecting elements used at the RIS, joint optimization for the active beamforming at the transmitter and the passive reflector at the RIS is usually complicated and time-consuming. To address this problem, this paper proposes a low-complexity joint beamforming and reflecting algorithm based on fractional programing (FP). Specifically, we first consider a RIS-aided multi-user communication system with perfect channel state in…
In this paper, we consider a reconfigurable intelligent surface (RIS)-assisted two-way relay network, in which two users exchange information through the base station (BS) with the help of an RIS. By jointly designing the phase shifts at the RIS and beamforming matrix at the BS, our objective is to maximize the minimum signal-to-noise ratio (SNR) of the two users, under the transmit power constraint at the BS. We first consider the single-antenna BS case, and propose two algorithms to design the RIS phase shifts and the BS power amplification parameter, namely the SNR-upper-bound-maximization …
Recently, reconfigurable intelligent surface (RIS), a planar metasurface consisting of a large number of low-cost reflecting elements, has received much attention due to its ability to improve both the spectrum and energy efficiencies by reconfiguring the wireless propagation environment. In this paper, we propose a RIS phase shift and BS beamforming optimization technique that minimizes the uplink transmit power of a RIS-aided IoT network. Key idea of the proposed scheme, referred to as Riemannian conjugate gradient-based joint optimization (RCG-JO), is to jointly optimize the RIS phase shift…
In this letter, we investigate joint application of reconfigurable intelligent surface (RIS) and vertical beamforming in cognitive radio networks (CRN). After properly modeling the network, an optimization problem is formed to jointly design the beamforming vector and tilt angle at the secondary base station (BS) as well as the phase shifts at the RIS with the objective of maximizing spectral efficiency of the secondary network. The optimization problem is non-convex; thus, we propose an efficient solution method for it. Numerical results show that adding a RIS and optimizing the radiation ori…
Edge caching can effectively reduce backhaul burden at core network and increase quality-ofservice at wireless edge nodes. However, the beneficial role of edge caching cannot be fully realized when the offloading link is in deep fade. Fortunately, the impairments induced by wireless propagation environments could be renovated by a reconfigurable intelligent surface (RIS). In this paper, a new RIS-aided edge caching system is proposed, where a network cost minimization problem is formulated to optimize content placement at cache units, active beamforming at base station and passive phase shifti…
Thanks to the line-of-sight (LoS) transmission and flexibility, unmanned aerial vehicles (UAVs) effectively improve the throughput of wireless networks. Nevertheless, the LoS links are prone to severe deterioration by complex propagation environments, especially in urban areas. Reconfigurable intelligent surfaces (RISs), as a promising technique, can significantly improve the propagation environment and enhance communication quality by intelligently reflecting the received signals. Motivated by this, the joint UAV trajectory and RIS's passive beamforming design for a novel RIS-assisted UAV com…
A realistic performance assessment of any wireless technology requires the use of a channel model that reflects its main characteristics. The independent and identically distributed Rayleigh fading channel model has been (and still is) the basis of most theoretical research on multiple antenna technologies in scattering environments. This letter shows that such a model is not physically appearing when using a reconfigurable intelligent surface (RIS) with rectangular geometry and provides an alternative physically feasible Rayleigh fading model that can be used as a baseline when evaluating RIS…
Reconfigurable intelligent surface (RIS) can effectively control the wavefront of the impinging signals and has emerged as a cost-effective promising solution to improve the spectrum and energy efficiency of wireless systems. Most existing researches on RIS assume that the hardware operations are perfect. However, both physical transceiver and RIS suffer from inevitable hardware impairments in practice, which can lead to severe system performance degradation and increase the complexity of beamforming optimization. Consequently, the existing researches on RIS, including channel estimation, beam…
In this paper, we consider the transmission of confidential messages over slow fading wireless channels in the presence of an eavesdropper. We propose a transmission scheme that employs a single reconfigurable antenna at each of the legitimate partners, whereas the eavesdropper uses a single conventional antenna. A reconfigurable antenna can switch its propagation characteristics over time and thus it perceives different fading channels. It is shown that without channel side information (CSI) at the legitimate partners, the main channel can be transformed into an ergodic regime offering a \tex…
The physical layer security (PLS) is investigated for reconfigurable intelligent surface (RIS) assisted wireless networks, where a source transmits its confidential information to a legitimate destination with the aid of a single small RIS in the presence of a malicious eavesdropper. A new joint RIS location and passive beamforming (J-LPB) optimization scheme is proposed for the sake of maximizing the secrecy rate under the RIS location constraint and the constraint that the modulus of the reflecting coefficient at each RIS's unit is not larger than 1. Specifically, we analyze the optimal loca…
We examine the capacity of beamforming over a single-user, multi-antenna link taking into account the overhead due to channel estimation and limited feedback of channel state information. Multi-input single-output (MISO) and multi-input multi-output (MIMO) channels are considered subject to block Rayleigh fading. Each coherence block contains $L$ symbols, and is spanned by $T$ training symbols, $B$ feedback bits, and the data symbols. The training symbols are used to obtain a Minimum Mean Squared Error estimate of the channel matrix. Given this estimate, the receiver selects a transmit beamfor…
This paper presents a quantified assessment of the physical layer security capabilities of reconfigurable intelligent surface (RIS)-aided wireless systems under eavesdropping. Specifically, we derive a closed-form expression for the ergodic secrecy capacity (ESC) that is adaptable to different types of fading and RIS size. The channels between the transmitter (TX) and RIS, the RIS and legitimate receiver as well as the TX and eavesdropper are assumed to follow independent mixture Gamma (MG) distributions. Note that MG is capable of modeling a large variety of well-known distributions, includin…
We consider reconfigurable intelligent surface (RIS) aided sixth-generation (6G) terahertz (THz) communications for indoor environment in which a base station (BS) wishes to send independent messages to its serving users with the help of multiple RISs. For indoor environment, various obstacles such as pillars, walls, and other objects can result in no line-of-sight signal path between the BS and a user, which can significantly degrade performance. To overcome such limitation of indoor THz communication, we firstly optimize the placement of RISs to maximize the coverage area. Under the optimize…
Leveraging on the reconfigurable intelligent surface (RIS) paradigm for enabling the next Internet of Things (IoT) and 6G era, this paper develops a comprehensive theoretical framework characterizing the performance of RIS-assisted communications in a plethora of propagation environments. We derive unified mathematical models for the outage probability and ergodic capacity of single and multiple-element RIS over Fox's H fading channel, which includes as special cases nearly all linear and non linear multi-path and shadowing fading models adopted in the open literature. For gleaning further ins…
This article considers the performance of wireless communication systems that utilize reconfigurable or pattern-dynamic antennas. The focus is on finite-state channels with memory and performance is assessed in terms of real-time behavior. In a wireless setting, when a slow fading channel enters a deep fade, the corresponding communication system faces the threat of successive decoding failures at the destination. Under such circumstances, rapidly getting out of deep fades becomes a priority. Recent advances in fast reconfigurable antennas provide new means to alter the statistical profile of …
We study a multiple-input multiple-output (MIMO) multiple access channel (MAC) from several multi-antenna transmitters to a multi-antenna receiver. The fading channels between the transmitters and the receiver are modeled by random matrices, composed of independent column vectors with zero mean and different covariance matrices. Each transmitter is assumed to send multiple data streams with a random precoding matrix extracted from a Haar-distributed matrix. For this general channel model, we derive deterministic approximations of the normalized mutual information, the normalized sum-rate with …
Reconfigurable Intelligent Surfaces (RIS) or Intelligent Reflecting Surfaces (IRS) are metasurfaces that can be deployed in various places in wireless environments to make these environments controllable and reconfigurable. In this paper, we investigate the problem of using 3D beamforming in RIS-empowered wireless networks and propose a new scheme that provides more degrees of freedom in designing and deploying the RIS-based networks. In the proposed scheme, a base station (BS) equipped with a full dimensional array of antennas optimizes its radiation pattern in the three-dimensional space to …
While intelligent reflecting surface (IRS) assisted wireless communication has emerged as an important research paradigm, channel state information (CSI) acquisition remains a critical challenge to design the IRS phase-shifts and yield the promised coherent beamforming gains. In this paper, we propose an IRS-assisted opportunistic beamforming (OBF) scheme under proportional fair scheduling, which does not require instantaneous CSI to design the IRS parameters. In a slow-fading environment, we show that with only random rotations at the IRS, the proposed scheme can capitalize on the multi-user …
In this paper, we introduce a variant of reconfigurable intelligent surfaces (RISs) called omni-digital-RISs (DRISs), which allow multiple physical processes, with application to optical wireless communications systems. The proposed omni-DRIS contains both reflectors and refractive elements, as well as elements that perform both simultaneously. We describe and explain the concept of omni-DRIS, suggest and analyze an omni-DRIS coding structure, discuss metamaterials to be used, and provide a design example. Furthermore, we demonstrate that the achievable rate of an omni-DRIS system depends on t…
In this work, we study the performance of random isometric precoders over quasi-static and correlated fading channels. We derive deterministic approximations of the mutual information and the signal-to-interference-plus-noise ratio (SINR) at the output of the minimum-mean-square-error (MMSE) receiver and provide simple provably converging fixed-point algorithms for their computation. Although these approximations are only proven exact in the asymptotic regime with infinitely many antennas at the transmitters and receivers, simulations suggest that they closely match the performance of small-di…
Reconfigurable intelligent surface (RIS)-empowered communication is a revolutionary technology that enables to manipulate wireless propagation environment via smartly controllable low-cost reflecting surfaces. However, in order to outperform conventional communication systems, an RIS-aided system with solely passive reflection requires an extremely large surface. To meet this challenge, the concept of active RIS, which performs simultaneous amplification and reflection on the incident signal at the expense of additional power consumption, has been recently introduced. In this paper, deploying …
This paper studies the structure of downlink sum-rate maximizing selective decentralized feedback policies for opportunistic beamforming under finite feedback constraints on the average number of mobile users feeding back. Firstly, it is shown that any sum-rate maximizing selective decentralized feedback policy must be a threshold feedback policy. This result holds for all fading channel models with continuous distribution functions. Secondly, the resulting optimum threshold selection problem is analyzed in detail. This is a non-convex optimization problem over finite dimensional Euclidean spa…
This paper investigates the passive beamforming and information transfer (PBIT) technique for the multiuser multiple-input multiple-output (MIMO) systems with the aid of a reconfigurable intelligent surface (RIS), where the RIS enhances the primary communication via passive beamforming and at the same time delivers additional information by the spatial modulation (which adjusts the on-off states of the reflecting elements). For the passive beamforming design, we propose to maximize the sum channel capacity of the RIS-aided multiuser MIMO channel and formulate the problem as a two-step stochast…
Recent considerations for reconfigurable intelligent surfaces (RISs) assume that RISs can convey information by reflection without the need of transmit radio frequency chains, which, however, is a challenging task. In this paper, we propose an RIS-enhanced multiple-input single-output system with reflection pattern modulation, where the RIS can configure its reflection state for boosting the received signal power via passive beamforming and simultaneously conveying its own information via reflection. We formulate an optimization problem to maximize the average received signal power by jointly …
This article investigates physical layer security (PLS) in reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) channels. Existing researches ignore the problem that secrecy rate can not be calculated if the eavesdropper's instantaneous channel state information (CSI) is unknown. Furthermore, without the secrecy rate expression, beamforming and phase shifter optimization with the purpose of PLS enhancement is not available. To address these problems, we first give the expression of secrecy outage probability for any beamforming…
Reconfigurable Intelligent Surface (RIS) has becoming a useful tool in future wireless communication systems for close-distance communication network. This paper we use Reconfigurable Intelligent Surface (RIS) for downlink multi-user communication designed to improve energy collection performance while satisfying wireless information and Power Transfer (WIPT). The designed system consists of an IRS-assisted system consists of a multi-antenna assisted base station (BS) and two opposite multi-antenna assisted information receiver cooperated (RIS) as energy receiver (ERs) that meets energy collec…
Reconfigurable intelligent surfaces (RIS) have drawn considerable attention recently due to their controllable scattering elements that are able to direct electromagnetic waves into desirable directions. Although RISs share some similarities with relays, the two have fundamental differences impacting their performance. To harness the benefits of both relaying and RISs, a multi-user communication system is proposed in this paper wherein a relay and an RIS cooperate to improve performance in terms of energy efficiency. Using singular value decomposition (SVD), semidefinite programming (SDP), and…
Unmanned aerial vehicles (UAVs) have brought a lot of flexibility in the network deployment. However, UAVs suffer from the high mobility and instability. To improve the capacity and reliability of the UAV networks, millimeter-wave (mmWave) and reconfigurable intelligent surfaces (RISs) can be used in the system. In this paper, we consider an RIS-assisted mmWave UAV wireless cellular network, where UAVs serve several users with the help of multiple RISs. We jointly optimize the deployment, user scheduling, beamforming vector, and RIS phases to maximize the sum-rate, with the constraints of the …
Wireless communication systems have almost exclusively operated in the far-field of antennas and antenna arrays, which is conventionally characterized by having propagation distances beyond the Fraunhofer distance. This is natural since the Fraunhofer distance is normally only a few wavelengths. With the advent of active arrays and passive reconfigurable intelligent surfaces (RIS) that are physically large, it is plausible that the transmitter or receiver is located in between the Fraunhofer distance of the individual array/surface elements and the Fraunhofer distance of the entire array. An R…
Extensive research has already started on 6G and beyond wireless technologies due to the envisioned new use-cases and potential new requirements for future wireless networks. Although a plethora of modern physical layer solutions have been introduced in the last few decades, it is undeniable that a level of saturation has been reached in terms of the available spectrum, adapted modulation/coding solutions and accordingly the maximum capacity. Within this context, communications through reconfigurable intelligent surfaces (RISs), which enable novel and effective functionalities including wave a…
Reconfigurable intelligent surface (RIS) has drawn considerable attention from the research society recently, which creates favorable propagation conditions by controlling the phase shifts of the reflected waves at the surface, thereby enhancing wireless transmissions. In this paper, we study a downlink multi-user system where the transmission from a multi-antenna base station (BS) to various users is achieved by the RIS reflecting the incident signals of the BS towards the users. Unlike most existing works, we consider the practical case where only a limited number of discrete phase shifts ca…
In this letter, the joint power control of D2D users and the passive beamforming of reconfigurable intelligent surfaces (RIS) for a RIS-aided device-to-device (D2D) communication network is investigated to maximize energy efficiency. This non-convex optimization problem is divided into two subproblems, which are passive beamforming and power control. The two subproblems are optimized alternately. We first decouple the passive beamforming at RIS based on the Lagrangian dual transform. This problem is solved by using fractional programming. Then we optimize the power control by using the Dinkelb…
Reconfigurable intelligent surface (RIS) is considered to be an energy-efficient approach to reshape the wireless environment for improved throughput. Its passive feature greatly reduces the energy consumption, which makes RIS a promising technique for enabling the future smart city. Existing beamforming designs for RIS mainly focus on optimizing the spectral efficiency for single carrier systems. To avoid the complicated bit allocation on different spatial domain subchannels in MIMO systems, in this paper, we propose a geometric mean decomposition-based beamforming for RIS-assisted millimeter…
In this work, we consider a single input single output (SISO) system for Reconfigurable Intelligent Surface (RIS) assisted mmWave communication. We consider Rician channel models over user node to RIS and RIS to Access Point (AP). We obtain closed form expressions for capacity with channel state information (CSI) and without CSI at the transmitter. Newly derived capacity expressions are closed form expressions in a very compact form. We also simplified the closed form expressions for average symbol error probability. We also characterize the impacts of key parameters Rician factor K and number…
Millimeter wave (mmWave) full-duplex (FD) is a promising technique for improving capacity by maximizing the utilization of both time and the rich mmWave frequency resources. Still, it has restrictions due to FD self-interference (SI) and mmWave's limited coverage. Therefore, this study dives into FD mmWave MIMO with the assistance of reconfigurable intelligent surfaces (RIS) for capacity improvement. First, we demonstrate the angular-domain reciprocity of FD antenna arrays under the far-field planar wavefront assumption. Accordingly, a strategy for joint downlink-uplink (DL-UL) channel estimat…
This letter considers the secure communication in a reconfigurable intelligent surface (RIS) aided full duplex (FD) system. An FD base station (BS) serves an uplink (UL) user and a downlink (DL) user simultaneously over the same time-frequency dimension assisted by a RIS in the presence of an eavesdropper. In addition, the artificial noise (AN) is also applied to interfere the eavesdropper's channel. We aim to maximize the sum secrecy rate of UL and DL users by jointly optimizing the transmit beamforming, receive beamforming and AN covariance matrix at the BS, and passive beamforming at the RI…
Reconfigurable intelligent surface (RIS)-assisted communications recently appeared as a game-changing technology for next-generation wireless communications due to its unprecedented ability to reform the propagation environment. One of the main aspects of using RISs is the exploitation of the so-called passive beamforming (PB), which is carried out by adjusting the reflection coefficients (mainly the phase shifts) of the individual RIS elements. However, practically, this individual phase shift adjustment is associated with many issues in hardware implementation, limiting the RIS achievable ga…
Multi-user (MU) diversity yields sum-rate gains by scheduling a user for transmission at times when its channel is near its peak. The only information required at the base station (BS) for scheduling is the users' signal-to-noise ratios (SNR)s. MU diversity gains are limited in environments with line-of-sight (LoS) channel components and/or spatial correlation. To remedy this, previous works have proposed opportunistic beamforming (OBF) using multiple antennas at the BS to transmit the same signal, modulated by time-varying gains, to the best user at each time slot. In this paper, we propose r…
We consider transmit beamforming and reflection pattern design in reconfigurable intelligent surface (RIS)-assisted integrated sensing and communication (ISAC) systems to jointly precode communication symbols and radar waveforms. We treat two settings of multiple users and targets. In the first, we use a single RIS to enhance the communication performance of the ISAC system and design beams with good cross-correlation properties to match a desired beam pattern while guaranteeing a desired signal-to-interference plus noise ratio (SINR) for each user. In the second setting, we use two dedicated …
Intelligent reflecting surface (IRS) is an emerging technology for wireless communication composed of a large number of low-cost passive devices with reconfigurable parameters, which can reflect signals with a certain phase shift and is capable of building programmable communication environment. In this paper, to avoid the high hardware cost and energy consumption in spatial modulation (SM), an IRS-aided hybrid secure SM (SSM) system with a hybrid precoder is proposed. To improve the security performance, we formulate an optimization problem to maximize the secrecy rate (SR) by jointly optimiz…
A reconfigurable intelligent surface (RIS) is capable of manipulating electromagnetic waves with its flexibly configurable unit cells, thus is an appealing technology to resist fast fading caused by multi-path in wireless communications. In this paper, a two-path propagation model for RIS-assisted wireless communications is proposed by considering both the direct path from the transmitter to the receiver and the assisted path provided by the RIS. The proposed propagation model unveils that the phase shifts of RISs can be optimized by appropriate configuration for multi-path fading mitigation. …
Reconfigurable intelligent surfaces (RISs) have recently emerged as a promising technology that can achieve high spectrum and energy efficiency for future wireless networks by integrating a massive number of low-cost and passive reflecting elements. An RIS can manipulate the properties of an incident wave, such as the frequency, amplitude, and phase, and, then, reflect this manipulated wave to a desired destination, without the need for complex signal processing. In this paper, the asymptotic optimality of achievable rate in a downlink RIS system is analyzed under a practical RIS environment w…
This paper exploits the potential of reconfigurable intelligent surface (RIS) to improve radar sensing in a non-orthogonal multiple access (NOMA) empowered integrated sensing and communication (NOMA-ISAC) network. The objective is to maximize the minimum radar beampattern gain by jointly optimizing the active beamforming, power allocation coefficients and passive beamforming. To tackle the formulated non-convex problem, we propose an efficient joint optimization algorithm by invoking alternating optimization, successive convex approximation (SCA) and sequential rank-one constraint relaxation (…
Over-the-air computation (AirComp) is a promising technology that is capable of achieving fast data aggregation in Internet of Things (IoT) networks. The mean-squared error (MSE) performance of AirComp is bottlenecked by the unfavorable channel conditions. This limitation can be mitigated by deploying a reconfigurable intelligent surface (RIS), which reconfigures the propagation environment to facilitate the receiving power equalization. The achievable performance of RIS relies on the availability of accurate channel state information (CSI), which however is generally difficult to be obtained.…
