arXivDaily arXiv每日学术速递 周一至周五更新
arXiv 2004.00759eess.SYcs.SYmath.OC
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模型知识与数据有限条件下的安全学习模型预测控制

Safe Learning MPC with Limited Model Knowledge and Data

Aaron Kandel, Scott J. Moura

AI总结:

本文提出一种结合非线性随机MPC与分布鲁棒优化的端到端安全学习控制框架,在模型知识和数据极度有限条件下实现安全控制,并通过车辆避障和电池快充案例验证其有效性。

摘要:

本文提出了一种端到端的安全学习控制(LbC)框架,该框架结合了非线性随机模型预测控制(MPC)与分布鲁棒优化(DRO)。本工作源于学习控制文献中若干尚未解决的挑战。特别是,许多基于控制理论的学习控制方法需要领域专业知识,才能将其自身的安全保证转化为实际可用的形式,这些保证通常表现为预先存在的安全轨迹数据或结构性模型知识。在本文中,我们关注的是控制器被直接应用于一个它没有或仅有极其有限直接经验的系统的学习控制场景,目标是在“白板”(tabula-rasa)或“空白状态”(blank slate)式的基于模型的学习与控制过程中实现安全,并将其作为一个具有挑战性的验证案例。这探索了控制理论中关于领域专业知识要求的现状边界。我们证明,在对底层问题作出基本且有限的假设条件下,可以利用随机MPC和DRO文献中的结果,将关于可行性的概率保证推广到非线性系统,并在数学分析中正式扩展了这些结果的相关性。我们还提出了一种耦合且直观的持续激励(PoE)表述,并说明了PoE与所提方法适用性之间的联系。我们对车辆避障和锂离子电池安全极快充电的案例研究揭示了支持底层DRO理论的强有力的实证结果。我们的方法在学习控制领域内具有广泛的适用性,例如可应用于空中风能系统、车辆避障和储能系统管理。此外,该方法也适用于学习控制场景之外的的不确定性量化问题。

英文摘要:

This paper presents an end-to-end framework for safe learning-based control (LbC) using nonlinear stochastic MPC and distributionally robust optimization (DRO). This work is motivated by several open challenges in LbC literature. In particular, many control-theoretic LbC methods require subject matter expertise in order to translate their own safety guarantees, often manifested as preexisting data of safe trajectories or structural model knowledge. In this paper, we focus on LbC where the controller is applied directly to a system of which it has no or extremely limited direct experience, towards safety during \textit{tabula-rasa} or ``\textit{blank slate''} model-based learning and control as a challenging case for validation. This explores the boundary of the status-quo in control theory relating to requirements for subject matter expertise. We show under basic and limited assumptions on the underlying problem, we can translate probabilistic guarantees on feasibility to nonlinear systems using results in stochastic MPC and DRO literature whose relevance we formally extend in a mathematical analysis. We also present a coupled and intuitive formulation for persistence of excitation (PoE), and illustrate the connection between PoE and applicability of the proposed method. Our case studies of vehicle obstacle avoidance and safe extreme fast charging of lithium-ion batteries reveal powerful empirical results supporting the underlying DRO theory. Our method is widely applicable within the LbC domain to, for example, airborne wind energy systems, vehicle obstacle avoidance, and energy storage systems management. It is also applicable to quantifying uncertainty beyond the LbC case.

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