We present a vast landscape of O3/O7 orientifolds that descends from the famous set of complete intersection Calabi-Yau threefolds (CICY). We give distributions of topological data relevant for phenomenology such as the orientifold-odd Hodge numbers, the D3-tadpole, and multiplicities of O3 and O7-planes. Somewhat surprisingly, almost all of these orientifolds have conifold singularities whose deformation branches are projected out by the orientifolding. However, they can be resolved, so most of the orientifolds actually descend from a much larger and possibly new set of CY threefolds that can be reached from the CICYs via conifold transitions. We observe an interesting class of $\mathcal{N}=1$ geometric transitions involving colliding O-planes. Finally, as an application, we use our dataset to produce examples of orientifolds that satisfy the topological requirements for the existence of ultra-light throat axions (\textit{thraxions}) as proposed in \cite{Hebecker:2018yxs}. The database can be accessed at https://www.desy.de/~westphal/orientifold_webpage/cicy_orientifolds.html
We analyze the problem of the hierarchy of masses and mixings in orientifold realizations of the Standard Model. We find bottom-up brane configurations that can generate such hierarchies.
The effective field theory of the minimal Low Scale Orientifold Models is developed. It describes universal features of related orientifold vacua in string theory. It contains, beyond the Standard Model fields, an MSSM-like Higgs sector and three anomalous (massive) U(1) gauge bosons. All renormalizable couplings are included as well as some dimension-five couplings that are important for anomaly cancellation. The Higgs symmetry breaking induces mixing between the anomalous U(1) gauge bosons and the photon and $Z^0$. This mixing as well as the anomaly generated cubic vector boson couplings is …
We address the implementation of non-Abelian Wilson lines in D=4 N=1 Type IIB orientifold constructions. We present an explicit three-family example with the gauge group (U(4)xU(2)xSU(2)xSU(2))^2x(U(6)xSp(4))^2 and give the particle spectrum and the trilinear superpotential. Emphasizing the new subtleties associated with the introduction of non-Abelian Wilson lines, we show that the Abelian gauge anomalies are cancelled by the Green-Schwarz-type mechanism, and calculate the Fayet-Iliopoulos terms and gauge coupling corrections. The analysis thus sets a stage for further investigations of the p…
We use the machine learning technique to search the polytope which can result in an orientifold Calabi-Yau hypersurface and the "naive Type IIB string vacua". We show that neural networks can be trained to give a high accuracy for classifying the orientifold property and vacua based on the newly generated orientifold Calabi-Yau database with $h^{1,1}(X) \leq 6$ arXiv:2111.03078. This indicates the orientifold symmetry may already be encoded in the polytope structure. In the end, we try to use the trained neural networks model to go beyond the database and predict the orientifold signal of poly…
Supersymmetric Minkowski vacua in IIB orientifold compactifications based on orbifolds with background fluxes and non-perturbative superpotentials are investigated. Especially, microscopic requirements and difficulties to obtain such vacua are discussed. We show that orbifold models with one and two complex structure moduli and supersymmetric 2-form flux can be successfully stabilized to such vacua. By taking additional gaugino condensation on fixed space-time filling D3-branes into account also models without complex structure can be consistently stabilized to Minkowski vacua.
We show how F-theory on a Calabi-Yau (n+1)-fold, in appropriate limit, can be identified as an orientifold of type IIB string theory compactified on a Calabi-Yau n-fold.
We revisit various aspects of AdS$_4$ flux vacua with scale separation in type II supergravity and M-theory. We show that massless IIA allows both weakly and strongly coupled solutions for which the classical orientifold backreaction can be tuned small. This is explicitly verified by computing the backreaction at leading order in perturbation theory. We give evidence that the strongly coupled solutions can be lifted to scale-separated and sourceless (but classically singular) geometries in 11D supergravity.
We study the effects of adding RR, NS and metric fluxes on a T^6/(Ω(-1)^{F_L} I_3) Type IIA orientifold. By using the effective flux-induced superpotential we obtain Minkowski or AdS vacua with broken or unbroken supersymmetry. In the Minkowski case some combinations of real moduli remain undetermined, whereas all can be stabilized in the AdS solutions. Many flux parameters are available which are unconstrained by RR tadpole cancellation conditions allowing to locate the minima at large volume and small dilaton. We also find that in AdS supersymmetric vacua with metric fluxes, the overall flux…
We derive the 3D N=1 superpotential for the closed string sector of type IIB supergravity on toroidal O5 orientifolds with co-calibrated G2 structure and RR background flux. We find that such compactifications can provide full closed string moduli stabilization on supersymmetric AdS$_3$ vacua, and once we include brane-supersymmetry-breaking we also find indication for the existence of classical 3D de Sitter solutions. The latter however are rather difficult to reconcile with the shape moduli stabilization and flux quantization. We also discuss the possibility of achieving scale separation in …
We consider "Orientifold field theories", namely SU(N) gauge theories with Dirac fermions in the two-index representation at high temperature. When N is even these theories exhibit a spontaneously broken Z2 centre symmetry. We study aspects of the domain wall that interpolates between the two vacua of the theory. In particular we calculate its tension to two-loop order. We compare its tension to the corresponding domain wall in a SU(N) gauge theory with adjoint fermions and find an agreement at large-N, as expected from planar equivalence between the two theories. Moreover, we provide a non-pe…
We study (orientifolded) toric Calabi-Yau singularities in search for D-brane configurations which lead to dynamical supersymmetry breaking at low energy. By exploiting dimer techniques we are able to determine that while most realizations lead to a Coulomb branch instability, a rather specific construction admits a fully stable supersymmetry breaking vacuum. We describe the geometric structure that a singularity should have in order to host such a construction, and present its simplest example, the Octagon.
We show how an F-theory compactified on a Calabi-Yau (n+1)-fold in appropriate weak coupling limit reduces formally to an orientifold of type IIB theory compactified on an auxiliary complex n-fold. In some cases (but not always) if the original (n+1)-fold is singular, then the auxiliary n-fold is also singular. We illustrate this by analysing F-theory on elliptically fibered Calabi-Yau 3-folds on base $F_n$.
We study type IIA orientifold compactifications with fluxes that give rise to perturbatively stable, non-supersymmetric AdS$_4$ vacua with D6-brane gauge sectors. Non-perturbative instabilities can be mediated by D8-branes wrapped on the six internal dimensions $X_6$, if they reduce to 4d membranes with a charge $Q$ larger than its tension $T$. The mismatch $Q \neq T$ arises due to i) curvature corrections and ii) the BIon backreaction of D6-branes wrapping 3-cycles of $X_6$. We give a simple expression for the second effect in toroidal orientifolds, and find that only pairs of 3-cycles at SU(…
We construct global orientifold limits of singular $F$-theory vacua whose associated gauge groups are SO(3), SO(5), SO(6), $F_4$, SU(4), and Spin(7). For each limit we show a universal tadpole relation is satisfied, which is a homological identity whose dimension-zero component encodes the matching of the D3 charge between each $F$-theory compactification and its orientifold limit. While for smooth $F$-theory compactifications which admit global orientifold limits the contribution to the associated universal tadpole relation comes from its Chern class, we show that for all singular $F$-theory …
We discuss flux compactifications of IIA string theory on G2 holonomy spaces with O2/O6-planes to three dimensions and find two classes of solutions: 1) No-scale Minkowski vacua from NSNS 3-form fluxes and RR 4-form fluxes. 2) By adding Romans mass we find AdS$_3$ vacua for which the AdS scale can be decoupled completely from the KK scale while the solution is at tunable weak coupling and large volume. For the AdS$_3$ vacuum we only have a proper 3D description (i.e. smeared orientifold description) of the solution like the 4D analogue of IIA moduli stabilization from fluxes and O6-planes. Thi…
We present a large class of models of D-branes at (orientifold) Calabi-Yau singularities which enjoy dynamical supersymmetry breaking at low energy, by means of either the $SU(5)$ or 3-2 supersymmetry breaking models. Once embedded in a warped throat or, equivalently, in a large $N$ theory, all models display an instability along a Coulomb branch direction towards supersymmetry preserving vacua. Interestingly, the nature of the runaway mechanism is model-independent and has a precise geometrical interpretation. This naturally suggests the properties a Calabi-Yau singularity should have in orde…
This letter discusses the orientifold projection of the quantum corrections to type IIA strings compactified on rigid Calabi-Yau threefolds. It is shown that N=2 membrane instanton effects give a holomorphic contribution to the superpotential, while the perturbative corrections enter into the Kahler potential. At the level of the scalar potential the corrections to the Kahler potential give rise to a positive energy contribution similar to adding anti-D3-branes in the KKLT scenario. This provides a natural mechanism to lift an AdS vacuum to a meta-stable dS vacuum.
We study supersymmetric orientifolds where the world-sheet parity transformation is combined with a conjugation of some compact complex coordinates. We investigate their T-duality relation to standard orientifolds and discuss the origin of continuous and discrete moduli. In contrast to standard orientifolds, the antisymmetric tensor describes a continuous deformation, while the off-diagonal part of the metric is frozen to quantized values and is responsible for the rank reduction of the gauge group. We also give a geometrical interpretation of some recently constructed six-dimensional permutat…
Starting from a peculiar orientifold projection proposed long ago by Angelantonj and Cardella, we elaborate on a novel perturbative scenario that involves only D-branes, together with the two types of orientifold planes ${\rm O}_{\pm}$ and anti-orientifold planes $\overline{\rm O}_{\pm}$. We elucidate the microscopic ingredients of such models, connecting them to a novel realization of brane supersymmetry breaking. Depending on the position of the D-branes in the internal space, supersymmetry can be broken at the string scale on branes, or alternatively only at the massive level. The main nove…
We classify discrete modular symmetries in the effective action of Type IIB string on toroidal orientifolds with three-form fluxes, emphasizing on $T^6/\mathbb{Z}_2$ and $T^6/(\mathbb{Z}_2\times \mathbb{Z}_2^\prime)$ orientifold backgrounds. On the three-form flux background, the modular group is spontaneously broken down to its congruence subgroup whose pattern is severely constrained by a quantization of fluxes and tadpole cancellation conditions. We explicitly demonstrate that the congruence subgroups appearing in the effective action arise on magnetized D-branes wrapping certain cycles of …
We construct type IIA orientifolds on T6/(Z2 x Z2) which admit non factorisable lattices. We describe a method to deal with this kind of configurations and discuss how the compactification lattice affects the tadpole cancellation conditions. Moreover, we include D6-branes which are not parallel to O6-planes. These branes can give rise to chiral spectra in four dimensions, thus uncovering a new corner in the landscape of intersecting D-brane model constructions. We demonstrate the construction at an explicit example. In general we argue that obtaining an odd number of families is problematic.
In this work we study ten-dimensional solutions to type IIA string theory of the form AdS$_4$ x $X_6$ which contain orientifold planes and preserve N=1 supersymmetry. In particular, we consider solutions which exhibit some key features of the four-dimensional DGKT proposal for compactifications on Calabi-Yau manifolds with fluxes, and in this sense may be considered their ten-dimensional uplifts. We focus on the supersymmetry equations and Bianchi identities, and find solutions to these that are valid at the two-derivative level and at first order in an expansion parameter which is related to …
We consider massive type IIA orientifold compactifications of the form AdS$_4 \times X_6$, where $X_6$ admits a Calabi-Yau metric and is threaded by background fluxes. From a 4d viewpoint, fluxes generate a potential whose vacua have been classified, including one $\mathcal{N}=1$ and three perturbatively stable $\mathcal{N}=0$ branches. We reproduce this result from a 10d viewpoint, by solving the type IIA equations at the same level of detail as previously done for the $\mathcal{N}=1$ branch. All solutions exhibit localised sources and parametric scale separation. We then analyse the non-pert…
We construct a large class of SU(5) orientifold vacua with tadpole cancellation both for the standard and the flipped case. We give a general analysis of superpotential couplings up to quartic order in orientifold vacua and identify the properties of needed Yukawa couplings as well as the baryon number violating couplings. We point out that successful generation of the perturbatively forbidden Yukawa couplings entails a generically disastrous rate for proton decay from an associated quartic term in the superpotential, generated from the same instanton effects. We search for the appropriate ins…
The embedding of the SM hypercharge into an orientifold gauge group is studied. Possible embeddings are classified, and a systematic construction of bottom-up configurations and top-down orientifold vacua is achieved, solving the tadpole conditions in the context of Gepner orientifolds. Some hypercharge embeddings are strongly preferred compared to others. Configurations with chiral antisymmetric tensors are suppressed. We find among others, genuine examples of supersymmetric SU(5), flipped SU(5), Pati-Salam and trinification vacua with no chiral exotics.
We study dimensional reductions of M-theory/type II strings down to 6D in the presence of fluxes and spacetime filling branes and orientifold planes of different types. We classify all inequivalent orientifold projections giving rise to $\mathcal{N}=(1,1)$ supergravities in 6D and work out the embedding tensor/fluxes dictionary for each of those. Finally we analyze the set of vacua for the different classes of reductions and find an abundance of "no-scale" type Minkowski vacua, as well as a few novel examples of (A)dS extrema.
We study the properties of M and F theory compactifications to three and four dimensions with background fluxes. We provide a simple construction of supersymmetric vacua, including some with orientifold descriptions. These vacua, which have warp factors, typically have fewer moduli than conventional Calabi-Yau compactifications. The mechanism for anomaly cancellation in the orientifold models involves background RR and NS fluxes. We consider in detail an orientifold of $K3\times T^2$ with background fluxes. After a combination of T and S-dualities, this type IIB orientifold is mapped to a comp…
A complete analysis of orientifold compactifications involving Gepner models that are free fields (k=1,2) is performed. A set of tadpole solutions is found that are variants of a single chiral spectrum. The vacua found have the property that different families have different U(1) charges so that one family cannot obtain masses in perturbation theory. Its masses must come from instantons, allowing for a hierarchy of masses. The phenomenological aspects of such vacua are analyzed.
We discuss type IIB orientifolds with D-branes, and NSNS and RR field strength fluxes, with D-brane sectors leading to open string spectra with non-abelian gauge symmetry and charged chiral fermions. The closed string field strengths generate a scalar potential stabilizing most moduli. Hence the models combine the advantages of leading to phenomenologically interesting (and even semirealistic) chiral open string spectra, and of stabilizing the dilaton and most geometric moduli. We describe the explicit construction of two classes of non-supersymmetric models on $\IT^6$ and orbifolds/orientifol…
In this thesis we explore the vacua structure of type IIA orientifold (CY) compactifications with fluxes, from the 4d and the 10d point of view. We start by reviewing type IIA Calabi-Yau orientifold compactifications with fluxes. We consider RR and NSNS fluxes, and then add (non)-geometric fluxes. We recall how the potential can be written as a bilinear expression and review the main swampland conjectures involving these scenarios. Once the basics have been setted, we perform a systematic search of vacua, using directly the 4d action. We focus first on the case with RR and NSNS fluxes and then…
A while ago, examples of N=1 vacua in D=6 were constructed as orientifolds of Type IIB string theory compactified on the K3 surface. Among the interesting features of those models was the presence of D5-branes behaving like small instantons, and the appearance of extra tensor multiplets. These are both non-perturbative phenomena from the point of view of heterotic string theory. Although the orientifold models are a natural setting in which to study these non-perturbative Heterotic string phenomena, it is interesting and instructive to explore how such vacua are realised in Heterotic string th…
We report on the gauged supergravity analysis of Type IIB vacua on K3x T2/Z2 orientifold in the presence of D3-D7-branes and fluxes. We discuss supersymmetric critical points correspond to Minkowski vacua and the related fixing of moduli, finding agreement with previous analysis. An important role is played by the choice of the symplectic holomorphic sections of special geometry which enter the computation of the scalar potential. The related period matrix N is explicitly given. The relation between the special geometry and the Born--Infeld action for the brane moduli is elucidated.
We study the cancellation of U(1) anomalies in Type I and Type IIB D=4, N=1 string vacua. We first consider the case of compact toroidal $Z_N$ Type IIB orientifolds and then proceed to the non-compact case of Type IIB D3 branes at orbifold and orientifold singularities. Unlike the case of the heterotic string we find that for each given vacuum one has generically more than one U(1) with non-vanishing triangle anomalies. There is a generalized Green-Schwarz mechanism by which these anomalies are cancelled. This involves only the Ramond-Ramond scalars coming from the twisted closed string spectr…
We study certain compactifications of the type I string on K3. The three topologically distinct choices of gauge bundle for the type I theory are shown to be equivalent to type IIB orientifolds with different choices of background anti-symmetric tensor field flux. Using a mirror transformation, we relate these models to orientifolds with fixed seven planes, and without any antisymmetric tensor field flux. This map allows us to relate these type I vacua to particular six-dimensional F theory and heterotic string compactifications.
Negative mass brane-like objects known as orientifolds are crucial in the construction of all presently understood realistic string compactifications and I review in general the link between negative energy objects and the existence of a landscape of metastable vacua. While in string perturbation theory these solutions are non-dynamical, and hence avoid the usual instabilities of negative tension objects, beyond perturbation theory it is well known that one may lift orientifolds in M-theory to solutions well described by classical general relativity and which consequently may be distorted in a…
We discuss type IIB orientifolds with D-branes, and NSNS and RR field strength fluxes. The D-brane sectors lead to open string spectra with non-abelian gauge symmetry and charged chiral fermions. The closed string field strengths generate a scalar potential stabilizing most moduli. We describe the construction of N=1 supersymmetric models in the context of orientifolds of IIB theory on T^6/Z_2 x Z_2, containing D9-branes with world-volume magnetic fluxes, and illustrate model building possibilities with several explicit examples. We comment on a T-dual picture with D8-branes on non-Calabi-Yau …
In direct gauge mediation, gaugino masses often vanish at the leading order of supersymmetry breaking. Recently, this phenomenon is understood in connection with the global structure of vacua in O'Raifeartaigh-type models. In this note, we further explore a connection between gaugino masses and the landscape of vacua in more general situations, focusing on a few examples which demonstrate our idea. In particular, we present a calculable model with non-vanishing leading order gaugino masses on the lowest energy vacuum.
We investigate several predictions about the properties of IIB flux vacua on Calabi-Yau orientifolds, by constructing and characterizing a very large set of vacua in a specific example, an orientifold of the Calabi-Yau hypersurface in $WP^{4}_{1,1,1,1,4}$. We find support for the prediction of Ashok and Douglas that the density of vacua on moduli space is governed by ${\rm det}(-R - ω)$ where $R$ and $ω$ are curvature and Kähler forms on the moduli space. The conifold point $ψ=1$ on moduli space therefore serves as an attractor, with a significant fraction of the flux vacua contained in a smal…
We review some basic flux vacua counting techniques and results, focusing on the distributions of properties over different regions of the landscape of string vacua and assessing the phenomenological implications. The topics we discuss include: an overview of how moduli are stabilized and how vacua are counted; the applicability of effective field theory; the uses of and differences between probabilistic and statistical analysis (and the relation to the anthropic principle); the distribution of various parameters on the landscape, including cosmological constant, gauge group rank, and SUSY-bre…
We present the study of type II A flux vacua and their M-theory duals for compactification on a class of Calabi-Yau orientifolds. The Kaehler potential is derived from toroidal compactifications and the superpotential contains a contribution from non-Abelian gauge degrees of freedoms. We obtain complete stabilisation of the moduli. We found one supersymmetric minimum and several non supersymmetric ones. Consistency of the analysis constrains the parameters of the models in a finite region containing a finite, although very large, number of flux vacua. From the M-theory side, we found some diff…
Orientifolds of Gepner models without Kähler moduli
Institut de Physique Théorique, Université Paris Saclay, CEA, CNRS（理论物理研究所，巴黎萨克雷大学，法国原子能和替代能源委员会，法国国家科学研究中心）；Institute for Mathematics and Institute for Theoretical Physics Ruprecht-Karls-Universität Heidelberg（数学研究所与理论物理研究所，海德堡大学）
We extend the four-dimensional gauged supergravity analysis of type IIB vacua on $K3\times T^2/Z_2$ to the case where also D3 and D7 moduli, belonging to N=2 vector multiplets, are turned on. In this case, the overall special geometry does not correspond to a symmetric space, unless D3 or D7 moduli are switched off. In the presence of non--vanishing fluxes, we discuss supersymmetric critical points which correspond to Minkowski vacua, finding agreement with previous analysis. Finally, we point out that care is needed in the choice of the symplectic holomorphic sections of special geometry whic…
By implementing a genetic algorithm we search for stable vacua in Type IIB non-geometric flux compactification on an isotropic torus with orientifold 3-planes. We find that the number of stable dS and AdS vacua are of the same order. Moreover we find that in all dS vacua the multi-field slow-roll inflationary conditions are fulfilled. Specifically we observe that inflation is driven by the axio-dilaton and the Kähler moduli. We also comment on the existence of one stable dS vacuum in the presence of exotic orientifolds.
We establish an orientifold Calabi-Yau threefold database for $h^{1,1}(X) \leq 6$ by considering non-trivial $\mathbb{Z}_{2}$ divisor exchange involutions, using a toric Calabi-Yau database (http://www.rossealtman.com/toriccy/). We first determine the topology for each individual divisor (Hodge diamond), then identify and classify the proper involutions which are globally consistent across all disjoint phases of the Kähler cone for each unique geometry. Each of the proper involutions will result in an orientifold Calabi-Yau manifold. Then we clarify all possible fixed loci under the proper inv…
We study F-theory duals of six dimensional heterotic vacua in extreme regions of moduli space where the heterotic string is very strongly coupled. We demonstrate how to use orientifold limits of these F-theory duals to regain a perturbative string description. As an example, we reproduce the spectrum of a $T^4/\ZZ_{4}$ orientifold as an F-theory vacuum with a singular $K3$ fibration. We relate this vacuum to previously studied heterotic $E_8\times E_8$ compactifications on $K3$.
We use the M theory approach in the presence of an orientifold O6 plane to understand some aspects of the moduli space of vacua for N=1 supersymmetric $SO(N_c)/Sp(N_c)$ gauge theories in four dimensions. By exploiting some general properties of the O6 orientifold, we reproduce some results obtained previously with an orientifold O4 plane when the flavor group arises from the worldvolume dynamics of D6 branes. By using semi-infinite D4 branes instead of D6 branes, we derive the most general form of the rotated curve describing the moduli space of vacua for N=1 supersymmetric gauge theory with m…
The statistics of the supersymmetry breaking scale in the string landscape has been extensively studied in the past finding either a power-law behaviour induced by uniform distributions of F-terms or a logarithmic distribution motivated by dynamical supersymmetry breaking. These studies focused mainly on type IIB flux compactifications but did not systematically incorporate the Kähler moduli. In this paper we point out that the inclusion of the Kähler moduli is crucial to understand the distribution of the supersymmetry breaking scale in the landscape since in general one obtains unstable vacu…
Flux vacua in type IIB compactifications on orbifolds: their finiteness and minimal string coupling
Sorbonne Université（索邦大学）；CNRS（法国国家科学研究中心）；High Energy Physics Research Unit, Faculty of Science, Chulalongkorn University（朱拉隆功大学理学院高能物理研究单元）；Dipartimento di Fisica e Astronomia, Università di Bologna（博洛尼亚大学物理与天文学系）；INFN, Sezione di Bologna（意大利国家核物理研究所博洛尼区分部）
The recent progress in the understanding of the landscape of string theory vacua hints that the hierarchy problem might be the problem of a super-selection rule. The attractor mechanism gives a possibility to explain the choice of a vacuum. We consider a toy model of self-interacting membranes and show that for a very generic interaction there are attractor solutions.
We present the intersecting brane configuration of type IIA string theory corresponding to the meta-stable nonsupersymmetric vacua in four dimensional N=1 supersymmetric SU(N_c) gauge theory with a symmetric flavor, a conjugate symmetric flavor and fundamental flavors. By studying the previously known supersymmetric M5-brane curve, the M-theory lift for this type IIA brane configuration, which consists of NS5-branes, D4-branes, D6-branes and an orientifold 6-plane, is analyzed.
This article is the author's PhD thesis. After a review of string vacua obtained through compactification (with and wothout fluxes), it presents and describes various aspects of the Landscape of string vacua. At first it gives an introduction and an overview of the statistical study of the set of four dimensional string vacua, giving the detailed study of one corner of this set (G2-holonomy compactifications of M-theory). Then it presents the ten dimensional approach to string vacua, concentrating on the ten dimensional description of the Type IIA flux vacua. Finally it gives two examples of m…
Giveon and Kutasov have found the type IIA intersecting nonsupersymmetric meta-stable brane configuration where the electric gauge theory superpotential has a quartic term as well as the mass term for quarks. In this paper, by adding the orientifold 6-plane to this brane configuration, we describe the brane configuration corresponding to the meta-stable nonsupersymmetric vacua of the supersymmetric unitary gauge theory with symmetric flavor as well as fundamental flavors.
