We construct a large class of SU(5) orientifold vacua with tadpole cancellation both for the standard and the flipped case. We give a general analysis of superpotential couplings up to quartic order in orientifold vacua and identify the properties of needed Yukawa couplings as well as the baryon number violating couplings. We point out that successful generation of the perturbatively forbidden Yukawa couplings entails a generically disastrous rate for proton decay from an associated quartic term in the superpotential, generated from the same instanton effects. We search for the appropriate instanton effects that generate the missing Yukawa couplings in the SU(5) vacua we constructed and find them in a small subset of them.
In this paper we show that it is possible to derive non-perturbative superpotential terms from a stringy instanton without introducing orientifold planes. The instanton is realized by a Euclidean D brane wrapping a non-trivial cycle upon which we also wrap a single space-filling D brane. The standard problem of unwanted neutral fermionic zero modes is evaded by the appearance of couplings to charged bosonic zero modes in the instanton moduli action. Since the Euclidean D brane wraps a cycle which is not associated to any low energy gauge dynamics, it can not be interpreted as an ordinary gauge…
We study the non-perturbative effects induced by stringy instantons on N=2 SU}(N) gauge theories in four dimensions, realized on fractional D3 branes in a C^3/Z_3 orientifold. The stringy instantons, corresponding to D(-1) branes that occupy a node of the orientifold quiver diagram where no D3 brane is present, have the right content of zero-modes to produce non-perturbative terms in the four-dimensional effective action. In the SU(2) theory these terms have the same structure for all instanton numbers and yield a series of non-perturbative corrections to the prepotential. We explicitly comput…
We give a detailed microscopic derivation of gauge and stringy instanton generated superpotentials for gauge theories living on D3-branes at Z_3-orientifold singularities. Gauge instantons are generated by D(-1)-branes and lead to Affleck, Dine and Seiberg (ADS) like superpotentials in the effective N=1 gauge theories with three generations of bifundamental and anti/symmetric matter. Stringy instanton effects are generated by Euclidean ED3-branes wrapping four-cycles on T^6/\Z_3. They give rise to Majorana masses in one case and non-renormalizable superpotentials for the other cases. Finally w…
We show that the frame of the Kerr spinning particle consists of two topologically coupled strings. One of them is the Kerr singular ring representing a string with an orientifold world-sheet. It has electromagnetic excitations (traveling waves), which corresponds to the old model of the Kerr's microgeon. The excitations induce the appearance of the extra axial string which is topologically coupled to the Kerr circular string and is a carrier of pp-waves and fermionic zero modes. This string can be described by the Witten field model for superconducting strings.
Type IIA orientifold constructions with intersecting D6-branes and their IIB duals in terms of magnetized D9/D7-branes constitute one of the most promising avenues for the construction of semirealistic MSSM-like compactifications. One generic problem with these constructions is, that there are many Yukawa couplings, which vanish due to additional U(1) symmetries in the theory. In this paper we consider a number of such settings and study, under what conditions stringy instanton effects can give rise to non-perturbative contributions to the Yukawa couplings, so that all perturbatively forbidden…
Seiberg-Witten theory can be embedded in F-theory using D3 branes probing an orientifold geometry. The non-perturbative corrections in the orientifold picture map directly to the instanton corrections in the corresponding gauge theory that convert the classical moduli space to the quantum one. In this short review we argue that the recently proposed class of conformal Gaiotto models may also be embedded in F-theory. The F-theory constructions help us not only to understand the Gaiotto dualities but also to extend to the non-conformal cases with and without cascading behaviors. For the conforma…
We discuss the hierarchy of Yukawa couplings in a supersymmetric three family Standard-like string Model. The model is constructed by compactifying Type IIA string theory on a Z_2 x Z_2 orientifold in which the Standard Model matter fields arise from intersecting D6-branes. When lifted to M theory, the model amounts to compactification of M-theory on a G_2 manifold. While the actual fermion masses depend on the vacuum expectation values of the multiple Higgs fields in the model, we calculate the leading worldsheet instanton contributions to the Yukawa couplings and examine the implications of …
We consider stringy instanton contributions to the prepotential of low-energy N=2 theories engineered by D-brane set ups at orbifold and orientifold singularities. We show that such contributions can always be reproduced in a purely field theoretic UV completion. We perform the explicit check up to instanton number three, both for Sp(0) and U(1) stringy instantons, the latter being introduced for the purpose. We further argue that the UV completion that we propose, though weakly coupled, can be smoothly mapped to a gravity-dual inspired UV completion consisting of a cascade of baryonic root tr…
Light massive string states can appear at D-brane intersections with small angles. We compute tri-linear Yukawa couplings of such open-string states to massless ones and to one another. Due to ambiguities in the normalisation of the vertex operators, that involve twist fields, we proceed via factorization of appropriate scattering amplitudes. Some peculiar features are observed that may lead to interesting signatures at colliders in the future.
We consider the simplest possible setting of non abelian twist fields which corresponds to $SU(2)$ monodromies. We first review the theory of hypergeometric function and of the solutions of the most general Fuchsian second order equation with three singularities. Then we solve the problem of writing the general solution with prescribed $U(2)$ monodromies. We use this result to compute the classical string solution corresponding to three $D2$ branes in $R^4$. Despite the fact the configuration is supersymmetric the classical string solution is not holomorphic. Using the equation of motion and n…
Using instanton effects, we discuss the problem of fermion mass hierarchies in an MSSM-like Type IIA orientifolded model with U(3)xSp(1)xU(1)xU(1) gauge symmetry obtained from intersecting D6-branes. In the corresponding four-stack quiver, the different scales of the generated superpotential couplings offer a partial solution to fermion mass hierarchies. Using the known data with neutrino masses m_{v_τ}\lesssim 2 eV, we give the magnitudes of the relevant scales.
We perform a systematic analysis of globally consistent D-brane quivers which realize the MSSM, and analyze them with respect to their Yukawa couplings. Often, desired couplings are perturbatively forbidden due to the presence of global U(1) symmetries. We investigate the conditions under which D-brane instantons will induce these missing couplings without generating other phenomenological drawbacks, such as R-parity violating couplings or a mu-term which is too large. Furthermore, we systematically analyze which quivers allow for a mechanism that can account for the small neutrino masses and …
We compute instantonic effects in globally consistent T^6/Z2xZ2 orientifold models with discrete torsion and magnetised D-branes. We consider fractional branes and instantons wrapping the same rigid cycles. We clarify and analyse in detail the low-energy effective action on D-branes in these models. We provide explicit examples where instantons induce linear terms in the charged fields, or non-perturbative mass terms are generated. We also find examples where the gauge theory on fractional branes has conformal symmetry at one-loop, broken by instantonic mass terms at a hierarchically small ene…
Four stacks of intersecting supersymmetric fractional D6-branes on the Z_6' orientifold have previously been used to construct consistent models having the spectrum of the supersymmetric Standard Model, including a single pair of Higgs doublets, plus three right-chiral neutrino singlets. However, various moduli, Kahler moduli and complex-structure moduli, twisted and untwisted, remain unfixed. Further, some of the Yukawa couplings needed to generated quark and lepton masses are forbidden by a residual global symmetry of the model. In this paper we study the stabilisation of moduli using backgr…
We investigate the interplay between the string scale and phenomenological scales in orientifold compactifications. Specifically, we discuss in generality the tension that often arises in accounting for neutrino masses, Yukawa couplings, and a mu-term of the correct order and show that it often constrains the string scale M_s. The discussion focuses on two scenarios where, (1) the observed order of the neutrino masses are accounted for by a D-instanton induced "stringy" Weinberg operator, or (2) effectively via the type I seesaw mechanism with an instanton induced Majorana mass term. In both s…
We study the minimal flavor violation in the context of string effective field theory. Stringy selection rules indicate that $n$-point couplings among fermionic zero-modes and lightest scalar modes in the string effective action are given by a product of Yukawa couplings which are regarded as spurion fields of stringy and geometrical symmetries. Hence, Yukawa couplings determine the dynamics of flavor and CP violations. This observation strongly supports the hypothesis of minimal flavor violation in the Standard Model effective field theory.
We construct global orientifold limits of singular $F$-theory vacua whose associated gauge groups are SO(3), SO(5), SO(6), $F_4$, SU(4), and Spin(7). For each limit we show a universal tadpole relation is satisfied, which is a homological identity whose dimension-zero component encodes the matching of the D3 charge between each $F$-theory compactification and its orientifold limit. While for smooth $F$-theory compactifications which admit global orientifold limits the contribution to the associated universal tadpole relation comes from its Chern class, we show that for all singular $F$-theory …
We study the effects produced by D-brane instantons on the holomorphic quantities of a D-brane gauge theory at an orbifold singularity. These effects are not limited to reproducing the well known contributions of the gauge theory instantons but also generate extra terms in the superpotential or the prepotential. On these brane instantons there are some neutral fermionic zero-modes in addition to the ones expected from broken supertranslations. They are crucial in correctly reproducing effects which are dual to gauge theory instantons, but they may make some other interesting contributions vani…
We review how D-brane instantons can generate open string couplings of stringy hierarchy in the superpotential which violate global abelian symmetries and are therefore perturbatively forbidden. We discuss the main ingredients of this mechanism, focussing for concreteness on Euclidean $D2$-branes in Type IIA orientifold compactifications. Special emphasis is put on a careful analysis of instanton zero modes and a classification of situations leading to superpotential or higher fermionic F-terms. This includes the discussion of chiral and non-chiral instanton recombination, viewed as a multi-in…
In a weak coupling limit the neighborhood of $E_6$ Yukawa points in $SU(5)$ GUT F-theory models is described by a non-resolvable orientifold of the conifold. We explicitly show, first directly in IIB and then via a mirror symmetry argument, that in this limit the $E_6$ Yukawa coupling is better described as coming from the non-perturbative contribution of a euclidean D1-brane wrapping the non-resolvable cycle. We also discuss how the M-theory description interpolates between the weak and strong coupling viewpoints.
The Yukawa couplings of the simpler models of D-branes on toroidal orientifolds suffer from the so-called ``rank one'' problem -- there is only a single non-zero mass and no mixing. We consider the one-loop contribution of E2-instantons to Yukawa couplings on intersecting D6-branes, and show that they can solve the rank one problem. In addition they have the potential to provide a geometric explanation for the hierarchies observed in the Yukawa coupling. In order to do this we provide the necessary quantities for instanton calculus in this class of background.
We revisit the stringy construction of four-dimensional de-Sitter solutions using orientifolds O$8_{\pm}$, proposed by Córdova et al. arXiv:1911.04498. While the original analysis of the supergravity equations is largely numerical, we obtain semi-analytic solutions by treating the curvature as a perturbative parameter. At each order we verify that the (permissive) boundary conditions at the orientifolds are satisfied. To illustrate the advantage of our result, we calculate the four-dimensional Newton constant as a function of the cosmological constant. We also discuss how the discontinuities a…
We show that when sterile Majorana neutrino masses are generated non-perturbatively through instantonic interactions in certain classes of string compactifications (e.g. Type IIA orientifold models with intersecting D-branes), then the eigenvalue spectrum for the tree-level mass term $M_p$ can be within the preferred range of the Neutrino Option resolution to the electroweak (EW) hierarchy and neutrino mass problems of the Standard Model, i.e. $M_p \sim$ PeV. This mechanism holds without tuning for a broad range of string scales, thereby motivating a novel class of string-completed Neutrino Op…
We investigate phenomenologically viable four- and five-stack MSSM D-brane quivers which exhibit realistic fermion mass hierarchies. In our analysis, the mass hierarchies arise either from higher order terms containing the VEV's of SM singlets or from D-instanton effects, where the latter utilizes either family splitting or a factorizable Yukawa matrix. Extending the systematic bottom-up analysis of arXiv:0905.3379, we present the only four-stack quiver with a semi-realistic Yukawa texture. Investigation of five-stack MSSM models reveals many more quivers with analogous Yukawa textures, as wel…
We propose a scenario to obtain non-trivial Yukawa coupling matrices for the quark-lepton mass generation in supersymmetric intersecting D-brane models in type IIA T^6/Z_2 x Z_2 orientifold. As an example, an explicit model is constructed in which all the four generations of quarks and leptons and two pairs of massless Higgs fields are composite. In this model non-trivial Yukawa interactions are obtained by the interplay between the string-level higher dimensional interactions among "preons" and the dynamics of the confinement of "preons".
There are many conceivable possibilities of embedding the MSSM in string theory. These proceedings describe an approach which is based on grand unification in higher dimensions. This allows one to obtain global string-derived models with the exact MSSM spectrum and built-in gauge coupling unification. It turns out that these models exhibit various appealing features such as (i) see-saw suppressed neutrino masses, (ii) an order one top Yukawa coupling and potentially realistic flavor structures, (iii) non-Abelian discrete flavor symmetries relaxing the supersymmetric flavor problem, (iv) a hidd…
We construct a supersymmetric composite model in type IIA T^6/(Z_2 x Z_2) orientifold with intersecting D6-branes. Four generations of quarks and leptons are naturally emerged as composite fields at low energies. Two pairs of light electroweak Higgs doublets are also naturally obtained. The hierarchical Yukawa couplings for the quark-lepton masses can be generated by the interplay between the string-level higher dimensional interactions among "preons" and the dynamics of the confinement of "preons". Besides having four generations of quarks and leptons, the model is not realistic in some point…
The fact that both the D6-brane and the orientifold 6-plane have smooth, horizon-free descriptions in M-theory makes them especially useful in understanding certain aspects of brane physics. We briefly review how this connection has been used to understand a number of effects, several of which are associated with the Hanany-Witten transition. One particular outcome is a "confinement mod 2" effect for zero-branes in the background of a single D8-brane. We also discuss an interesting puzzle associated with flux-expulsion from D6-branes in this context. Finally, we discuss the promise of using a …
We review two systematic bottom-up analyses of MSSM quivers recently performed by the authors. We extend the analysis of arXiv:0905.3379 by including constraints arising from proton decay via dimension 5 operators and present all four-stack quivers in the Madrid embedding which satisfy this additional constraint. Furthermore, we investigate and make precise the interplay between mass hierarchies obtained via factorizable Yukawa textures and the presence of dimension 5 proton decay operators in MSSM orientifold compactifications. We discuss this issue in a five-stack quiver, first presented in …
We calculate non-perturbative contributions to Yukawa couplings on D3-branes at orbifold singularities due to E3 and fractional E(-1) instantons which do not intersect the visible sector branes. While distant E3 instantons on bulk cycles typically contribute to Yukawa couplings, we find that distant fractional E(-1) can also give rise to new Yukawa couplings. However, fractional E(-1) instantons only induce Yukawa couplings if they are located at a singularity which shares a collapsed homologous two-cycle with the singularity supporting the visible sector. The non-perturbative contributions to…
We present a conformal field theory calculation of four-point and three-point correlation functions for the bosonic twist fields arising at the intersections of D-branes wrapping (supersymmetric) homology cycles of Type II orientifold compactifications. Both the quantum contribution from local excitations at the intersections and the world-sheet disk instanton corrections are computed. As a consequence we obtain the complete expression for the Yukawa couplings of chiral fermions with the Higgs fields. The four-point correlation functions in turn lead to the determination of the four-point coup…
Non-perturbative D-brane instantons can generate perturbatively absent though phenomenologically relevant couplings for Type II orientifold compactifications with D-branes. We discuss the generation of the perturbatively vanishing SU(5) GUT Yukawa coupling of type 10 10 5_H. Moreover, for a simple globally consistent intersecting D6-brane model, we discuss the generation of mass terms for matter fields. This can serve as a mechanism for decoupling exotic matter.
The structure of Yukawa coupling matrices is investigated in type IIA T^6/(Z_2 x Z_2) orientifold models with intersecting D-branes. Yukawa coupling matrices are difficult to be realistic in the conventional models in which the generation structure emerges by the multiple intersection of D-branes in the factorized T^6 = T^2 x T^2 x T^2. We study the new type of flavor structure, where Yukawa couplings are dynamically generated, and show this type of models lead to nontrivial structures of Yukawa coupling matrices, which can be realistic.
We discuss SU(5) Grand Unified Theories in the context of orientifold compactifications. Specifically, we investigate two and three D-brane stack realizations of the Georgi-Glashow and the flipped SU(5) model and analyze them with respect to their Yukawa couplings. As pointed out in arXiv:0909.0271 the most economical Georgi-Glashow realization based on two stacks generically suffers from a disastrous large proton decay rate. We show that allowing for an additional U(1) D-brane stack this as well as other phenomenological problems can be resolved. We exemplify with globally consistent Georgi-G…
We present a stringy mechanism to generate Dirac neutrino masses by D-instantons in an experimentally relevant mass scale without fine-tuning. Within Type IIA string theory with intersecting D6-branes, we spell out specific conditions for the emergence of such couplings and provide a class of supersymmetric local SU(5) Grand Unified models, based on the Z_2 x Z'_2 orientifold compactification, where perturbatively absent Dirac neutrino masses can be generated by D2-brane instantons in the experimentally observed mass regime, while Majorana masses remain absent, thus providing an intriguing mec…
We study gauge theories where quasi-hidden sectors are added to the MSSM for the sake of string consistency conditions which would otherwise not be satisfied. We focus on quiver gauge theories motivated by weakly coupled type II orientifold compactifications. Model independent features in this class include an anomalous U(1)_V symmetry which protects messenger masses and has strong consequences for superpotential couplings, a rich phenomenology of heavy and light Z' bosons, and axionic couplings required for anomaly cancellation via the Green-Schwarz mechanism. We discuss possibilities for dar…
We construct a four-generation MSSM with rank-4 Yukawa matrices from intersecting D6 branes on a T^6/(Z_2 x Z_2) orientifold. The Yukawa matrices obtained provide an example of Flavor Democracy (FD), where the Yukawa couplings are all nearly equal. Mass hierarchies may then be generated by slight perturbations away from FD. We find that it is possible to obtain hierarchical masses for the quarks and leptons of each generation and mixings between them. In addition, the tree-level gauge couplings are unified at the string scale. Finally, we also construct similar models with one, two, and three …
Model building with rigid D6-branes on the Type IIA orientifold on T6/Z2xZ6' with discrete torsion is considered. The systematic search for models of particle physics is significantly reduced by proving new symmetries among different lattice orientations. Suitable rigid D6-branes without matter in adjoint and symmetric representations are classified, and SO(2N) and USp(2N) gauge factors on orientifold invariant D6-branes are distinguished in terms of their discrete Wilson line and displacement parameters. Constraints on the non-existence of exotic matter prohibit global completions of local MS…
We compute Yukawa couplings involving chiral matter fields in toroidal compactifications of higher dimensional super-Yang-Mills theory with magnetic fluxes. Specifically we focus on toroidal compactifications of D=10 super-Yang-Mills theory, which may be obtained as the low-energy limit of Type I, Type II or Heterotic strings. Chirality is obtained by turning on constant magnetic fluxes in each of the 2-tori. Our results are general and may as well be applied to lower D=6,8 dimensional field theories. We solve Dirac and Laplace equations to find out the explicit form of wavefunctions in extra …
Computation of Yukawa couplings, determining superpotentials as well as the Kähler metric, with oblique (non-commuting) fluxes in magnetized brane constructions is an interesting unresolved issue, in view of the importance of such fluxes for obtaining phenomenologically viable models. In order to perform this task, fermion (scalar) wavefunctions on toroidally compactified spaces are presented for general fluxes, parameterized by Hermitian matrices with eigenvalues of arbitrary signatures. We also give explicit mappings among fermion wavefunctions, of different internal chiralities on the tori,…
Motivated by the stringy effects by modifying the local kinetic term of an Abelian Higgs field by the Gaussian kinetic term we show that the Higgs field does not possess any instability, the Yukawa coupling between the scalar and the fermion, the gauge coupling, and the self interaction of the Higgs yields exponentially suppressed running at high energies, showing that such class of theory never suffers from vacuum instability. We briefly discuss its implications for the early Universe cosmology.
We analyse the structure of Yukawa couplings in local SU(5) F-theory models with $E_7$ enhancement. These models are the minimal setting in which the whole flavour structure for the MSSM charged fermions is encoded in a small region of the entire compactification space. In this setup the $E_7$ symmetry is broken down to SU(5) by means of a 7-brane T-brane background, and further to the MSSM gauge group by means of a hypercharge flux that also implements doublet-triplet splitting. At tree-level only one family of quarks and charged leptons is massive, while the other two obtain hierarchically s…
M-theory compactified on a $G_2$ manifold with resolved $E_8$ singularities realizes 4d $\mathcal{N} = 1$ supersymmetric gauge theories coupled to gravity with three families of Standard Model fermions. Beginning with one $E_8$ singularity, three fermion families emerge when $E_8$ is broken by geometric engineering deformations to a smaller subgroup with equal rank. In this paper, we use the local geometry of the theory to explain the origin of the three families and their mass hierarchy. We linearize the blowing-up of 2-cycles associated with resolving $E_8$ singularities. After imposing expl…
This introductory part of the author's PhD compilation thesis discusses non-perturbative aspects of string theory, with focus on D-instantons which play key roles in the context of string phenomenology and dualities. By translating ideas from ordinary instanton calculus in field theory, D-instanton calculus is formulated and applied to supersymmetric gauge theories realized as world volume theories of spacefilling D-branes in non-trivial backgrounds. We show that, for configurations in which certain fermionic D-instanton zero modes are either lifted or projected out, new couplings, which may b…
On Type IIA orientifolds with flux compactifications in supersymmetric AdS vacua, we for the first time construct SU(5) models with three anti-symmetric {\bf 10} representations and without symmetric {\bf 15} representations. We show that all the pairs of the anti-fundamental {\bf \bar 5} and fundamental {\bf 5} representations can obtain GUT/string-scale vector-like masses after the additional gauge symmetry breaking via supersymmetry preserving Higgs mechanism. Then we have exact three {\bf \bar 5}, and no other chiral exotic particles that are charged under SU(5) due to the non-abelian anom…
