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Proceedings of IEEE International Conference on Communications (ICC) 2020
This paper investigates the system spectral efficiency (SE) in reconfigurable intelligent surface (RIS)-aided multiuser multiple-input single-output (MISO) systems, where RIS can reconfigure the propagation environment via a large number of controllable and intelligent phase shifters. In order to explore the system SE performance behavior with user proportional fairness for such a system, an optimization problem is formulated to maximize the SE by jointly considering the power allocation at the base station (BS) and phase shift at the RIS, under nonlinear proportional rate fairness constraints. To solve the nonconvex optimization problem, an effective solution is developed, which capitalizes on an iterative algorithm with closed-form expressions, i.e., alternatively optimizing the transmit power at the BS and the reflecting phase shift at the RIS. Numerical simulations are provided to validate the theoretical analysis and assess the performance of the proposed alternative algorithm.
We consider a multi-user multiple-input single-output (MISO) communications system which is assisted by a hybrid active-passive reconfigurable intelligent surface (RIS). Unlike conventional passive RISs, hybrid RIS is equipped with a few active elements with the ability to reflect and amplify incident signals to significantly improve the system performance. Towards a fairness-oriented design, we maximize the minimum rate among all users through jointly optimizing the transmit beamforming vectors and RIS reflecting/amplifying coefficients. Combining tools from block coordinate ascent and succes…
This paper investigates the reconfigurable reflecting surface (RIS)-aided multiple-input-single-output (MISO) systems with imperfect channel state information (CSI), where RIS-related channels are modeled by Rician fading. Considering the overhead and complexity in practical systems, we employ the low-complexity maximum ratio combining (MRC) beamforming at the base station (BS), and configure the phase shifts of the RIS based on long-term statistical CSI. Specifically, we first estimate the overall channel matrix based on the linear minimum mean square error (LMMSE) estimator, and evaluate the…
In this work, we study the statistically robust beamforming design for an intelligent reflecting surfaces (IRS) assisted multiple-input single-output (MISO) wireless system under imperfect channel state information (CSI), where the channel estimation errors are assumed to be additive Gaussian. We aim at jointly optimizing the transmit/receive beamformers and IRS phase shifts to minimize the average mean squared error (MSE) at the user. In particular, to tackle the non-convex optimization problem, an efficient algorithm is developed by capitalizing on alternating optimization and majorization-m…
This paper investigates the achievable rate region of the multiple-input single-output (MISO) interference channel aided by intelligent reflecting surfaces (IRSs). We exploit the the additional design degree of freedom provided by the coordinated IRSs to enhance the desired signal and suppress interference so as to enlarge the achievable rate region of the interference channel. To this end, we jointly optimize the active transmit beamforming at the transmitters and passive reflective beamforming at the IRSs, subject to the constant modulus constraints of reflective beamforming vectors. To addr…
Wireless communications via intelligent reflecting surfaces (IRSs) has received considerable attention from both academia and industry. In particular, IRSs are able to create favorable wireless propagation environments with typically low-cost passive devices. While various IRS-aided wireless communication systems have been investigated in the literature, thus far, the optimal design of such systems is not well understood. In this paper, IRS-assisted single-user multiple-input single-output (MISO) communication is investigated. To maximize the spectral efficiency, a branch-and-bound (BnB) algor…
Intelligent reflecting surfaces (IRSs) are regarded as key enablers of next-generation wireless communications, due to their capability of customizing the wireless propagation environment. In this paper, we investigate power-efficient resource allocation for IRS-assisted multiuser multiple-input single-output (MISO) systems. To minimize the transmit power, both the beamforming vectors at the access point (AP) and phase shifts at the IRS are jointly optimized while taking into account the minimum required quality-of-service (QoS) of the users. To tackle the non-convexity of the formulated optim…
This paper considers an intelligent reflecting surface (IRS) aided multiple-input single-output communication system, where statistical channel state information (CSI) is exploited for transmit beamforming and IRS beamforming. A tight upper bound is derived for the ergodic capacity of the system. Based on which, the joint optimization of transmit beam and IRS beam are studied. Depending on whether a line-of-sight path exists between the access point and user, two different cases, namely, Rician fading and Rayleigh fading, are separately treated. Specifically, for the Rician fading case, an ite…
This work focuses on the downlink of a single-cell multi-user system in which a base station (BS) equipped with $M$ antennas communicates with $K$ single-antenna users through a reconfigurable intelligent surface (RIS) installed in the line-of-sight (LoS) of the BS. RIS is envisioned to offer unprecedented spectral efficiency gains by utilizing $N$ passive reflecting elements that induce phase shifts on the impinging electromagnetic waves to smartly reconfigure the signal propagation environment. We study the minimum signal-to-interference-plus-noise ratio (SINR) achieved by the optimal linear…
Intelligent reflecting surface (IRS) has the potential to significantly enhance the network performance by reconfiguring the wireless propagation environments. It is however difficult to obtain the accurate downlink channel state information (CSI) for efficient beamforming design in IRS-aided wireless networks. In this article, we consider an IRS-aided downlink multiple-input single-output (MISO) network, where the base station (BS) is not required to know the underlying channel distribution. We formulate an outage probability minimization problem by jointly optimizing the beamforming vector a…
In this letter, we investigate the robust and secure beamforming (RSBF) in an intelligent reflecting surface (IRS) aided millimeter wave (mmWave) multiple input single output (MISO) system, where multiple single antenna eavesdroppers (Eves) are arbitrarily distributed nearby the legitimate receiver. Considering the channel state information (CSI) of Eves' channels is imperfectly known at the legitimate transmitter, the RSBF design problems to maximize the worst case of achievable secrecy rate (ASR) are formulated under the total transmission power and unit-modulus constraints. Since the proble…
Considering intelligent reflecting surface (IRS), we study a multi-cluster multiple-input-single-output (MISO) non-orthogonal multiple access (NOMA) downlink communication network. In the network, an IRS assists the communication from the base station (BS) to all users by passive beamforming. Our goal is to minimize the total transmit power by jointly optimizing the transmit beamforming vectors at the BS and the reflection coefficient vector at the IRS. Because of the restrictions on the IRS reflection amplitudes and phase shifts, the formulated quadratically constrained quadratic problem is h…
We consider a multi-user Multiple-Input Single-Output (MISO) communication system comprising of a multi-antenna base station communicating in the downlink simultaneously with multiple single-antenna mobile users. This communication is assumed to be assisted by a Large Intelligent Surface (LIS) that consists of many nearly passive antenna elements, whose parameters can be tuned according to desired objectives. The latest design advances on these surfaces suggest cheap elements effectively acting as low resolution (even $1$-bit resolution) phase shifters, whose joint configuration affects the el…
The intelligent reflecting surface (IRS) is a planar array with massive reconfigurable passive elements, which can align the reflecting signals at the receivers via controlling the phase shifts at each element independently. Since IRS can be implemented without RF chain, it is seen as a cost-effective solution for boosting the spectral efficiency for the future communication system. This work considers the IRS-aided multiuser multi-input single-output downlink transmission, and our goal is to maximize the sum rate by jointly optimizing the transmit beamformer at the base station and the phase …
This work considers a point-to-point link where a reconfigurable intelligent surface assists the communication between transmitter and receiver. The system rate, energy efficiency, and their trade-off are optimized with respect to the number of individually tunable elements of the intelligent surface. The resource allocation accounts for the communication phase and for the overhead due to channel estimation and to reporting the optimized resource allocation to the intelligent surface. Numerical results confirm the optimality of the proposed methods and show the potential gains of reconfigurabl…
The current literature on intelligent reflecting surface (IRS) focuses on optimizing the IRS phase shifts to yield coherent beamforming gains, under the assumption of perfect channel state information (CSI) of individual IRS-assisted links, which is highly impractical. This work, instead, considers the random rotations scheme at the IRS in which the reflecting elements only employ random phase rotations without requiring any CSI. The only CSI then needed is at the base station (BS) of the overall channel to implement the beamforming transmission scheme. Under this framework, we derive the sum-…
Reconfigurable intelligent surfaces (RIS) have drawn considerable attention recently due to their controllable scattering elements that are able to direct electromagnetic waves into desirable directions. Although RISs share some similarities with relays, the two have fundamental differences impacting their performance. To harness the benefits of both relaying and RISs, a multi-user communication system is proposed in this paper wherein a relay and an RIS cooperate to improve performance in terms of energy efficiency. Using singular value decomposition (SVD), semidefinite programming (SDP), and…
The full-duplex (FD) communication can achieve higher spectrum efficiency than conventional half-duplex (HD) communication; however, self-interference (SI) is the key hurdle. This paper is the first work to propose the intelligent Omni surface (IOS)-assisted FD multi-input single-output (MISO) FD communication systems to mitigate SI, which solves the frequency-selectivity issue. In particular, two types of IOS are proposed, energy splitting (ES)-IOS and mode switching (MS)-IOS. We aim to maximize data rate and minimize SI power by optimizing the beamforming vectors, amplitudes and phase shifts…
In this letter, we present an intelligent reflecting surface (IRS) selection strategy for multiple IRSs aided multiuser multiple-input single-output (MISO) systems. In particular, we pose the IRS selection problem as a stable matching problem. A two stage user-IRS assignment algorithm is proposed, where the main objective is to carry out a stable user-IRS matching, such that the sum rate of the system is improved. The first stage of the proposed algorithm employs a well-known Gale Shapley matching designed for the stable marriage problem. However, due to interference in multiuser systems, the …
In this report, we summarize the end-to-end signal-to-noise ratio and the rate of half-duplex, full-duplex, amplify-and-forward, and decode-and-forward relay-aided communications, and well as the signal-to-noise ratio and the rate of the emerging technology known as reconfigurable intelligent surfaces.
This paper defines the problem of optimizing the downlink multi-user multiple input, single output (MU-MISO) sum-rate for ground users served by an aerial reconfigurable intelligent surface (ARIS) that acts as a relay to the terrestrial base station. The deep deterministic policy gradient (DDPG) is proposed to calculate the optimal active beamforming matrix at the base station and the phase shifts of the reflecting elements at the ARIS to maximize the data rate. Simulation results show the superiority of the proposed scheme when compared to deep Q-learning (DQL) and baseline approaches.
Singapore University of Technology and Design（新加坡科技设计大学）
Recently, the reconfigurable intelligent surface (RIS), benefited from the breakthrough on the fabrication of programmable meta-material, has been speculated as one of the key enabling technologies for the future six generation (6G) wireless communication systems scaled up beyond massive multiple input multiple output (Massive-MIMO) technology to achieve smart radio environments. Employed as reflecting arrays, RIS is able to assist MIMO transmissions without the need of radio frequency chains resulting in considerable reduction in power consumption. In this paper, we investigate the joint desi…
In this paper, we survey state-of-the-art research outcomes in the burgeoning field of reconfigurable intelligent surface (RIS) in view of its potential for significant performance enhancement for next generation wireless communication networks by means of adapting the propagation environment. Emphasis has been placed on several aspects gating the commercially viability of a future network deployment. Comprehensive summaries are provided for practical hardware design considerations and broad implications of artificial intelligence techniques, so are in-depth outlooks on salient aspects of syst…
Intelligent reflecting surfaces (IRSs) have received considerable attention from the wireless communications research community recently. In particular, as low-cost passive devices, IRSs enable the control of the wireless propagation environment, which is not possible in conventional wireless networks. To take full advantage of such IRS-assisted communication systems, both the beamformer at the access point (AP) and the phase shifts at the IRS need to be optimally designed. However, thus far, the optimal design is not well understood. In this paper, a point-to-point IRS-assisted multiple-input…
This work makes the preliminary contribution of studying the asymptotic performance of a multi-user intelligent reflecting surface (IRS) assisted-multiple-input single-output (MISO) downlink system under imperfect CSI. We first extend the existing least squares (LS) ON/OFF channel estimation protocol to a multi-user system, where we derive minimum mean squared error (MMSE) estimates of all IRS-assisted channels over multiple sub-phases. We also consider a low-complexity direct estimation (DE) scheme, where the BS obtains the MMSE estimate of the overall channel in a single sub-phase. Under bot…
A reconfigurable intelligent surface (RIS) enhanced non-orthogonal multiple access assisted backscatter communication (RIS-NOMABC) system is considered. A joint optimization problem over power reflection coefficients and phase shifts is formulated. To solve this non-convex problem, a low complexity algorithm is proposed by invoking the alternative optimization, successive convex approximation and manifold optimization algorithms. Numerical results corroborate that the proposed RIS-NOMABC system outperforms the conventional non-orthogonal multiple access assisted backscatter communication (NOMA…
This paper investigates the maximal achievable rate for a given average error probability and blocklength for the reconfigurable intelligent surface (RIS) assisted multiple-input and multiple-output (MIMO) system. The result consists of a finite blocklength channel coding achievability bound and a converse bound based on the Berry-Esseen theorem, the Mellin transform and the mutual information. Numerical evaluation shows fast speed of convergence to the maximal achievable rate as the blocklength increases and also proves that the channel variance is a sound measurement of the backoff from the …
Reconfigurable intelligent surface (RIS)-based transmission technology offers a promising solution to enhance wireless communication performance cost-effectively through properly adjusting the parameters of a large number of passive reflecting elements. This letter proposes a cosine similarity theorem-based low-complexity algorithm for adapting the phase shifts of an RIS that assists a multiple-input multiple-output (MIMO) transmission system. A semi-analytical probabilistic approach is developed to derive the theoretical average bit error probability (ABEP) of the system. Furthermore, the val…
We propose a novel reconfigurable intelligent surface (RIS) encoded information transmission scheme for a line-of-sight environment. A RIS fed with data modulates the information on impinging waves emitted from an external source in the states of polarization (SoP) of the scattered waves by performing a novel differential polarization shift keying. In particular, the information is encoded in the change of the SoP over two successive scattering slots. The proposed scheme is immune to the SoP fluctuations in the wireless channel which allows for non-coherent detection at the receiver.
In this letter, we investigate joint application of reconfigurable intelligent surface (RIS) and vertical beamforming in cognitive radio networks (CRN). After properly modeling the network, an optimization problem is formed to jointly design the beamforming vector and tilt angle at the secondary base station (BS) as well as the phase shifts at the RIS with the objective of maximizing spectral efficiency of the secondary network. The optimization problem is non-convex; thus, we propose an efficient solution method for it. Numerical results show that adding a RIS and optimizing the radiation ori…
Network-controlled repeater (NCR) has been recently considered as a study-item in 3GPP Release 18, and the discussions are continuing in a work-item. In this paper, we introduce the concept of NCRs, as a possible low-complexity device to support for network densification and compare the performance of the NCRs with those achieved by reconfigurable intelligent surfaces (RISs). The results are presented for the cases with different beamforming methods and hardware impairment models of the RIS. Moreover, we introduce the objectives of the 3GPP Release 18 NCR work-item and study the effect of diff…
What is a reconfigurable intelligent surface? What is a smart radio environment? What is a metasurface? How do metasurfaces work and how to model them? How to reconcile the mathematical theories of communication and electromagnetism? What are the most suitable uses and applications of reconfigurable intelligent surfaces in wireless networks? What are the most promising smart radio environments for wireless applications? What is the current state of research? What are the most important and challenging research issues to tackle? These are a few of the many questions that we investigate in this …
This paper exploits the potential of reconfigurable intelligent surface (RIS) to improve radar sensing in a non-orthogonal multiple access (NOMA) empowered integrated sensing and communication (NOMA-ISAC) network. The objective is to maximize the minimum radar beampattern gain by jointly optimizing the active beamforming, power allocation coefficients and passive beamforming. To tackle the formulated non-convex problem, we propose an efficient joint optimization algorithm by invoking alternating optimization, successive convex approximation (SCA) and sequential rank-one constraint relaxation (…
The extra degrees of freedom resulting from the consideration of Reconfigurable Intelligent Surfaces (RISs) for smart signal propagation can be exploited for high accuracy localization and tracking. In this paper, capitalizing on a recent RIS hardware architecture incorporating a single receive Radio Frequency (RF) chain for measurement collection, we present a user localization method with multiple RISs. The proposed method includes an initial step for direction estimation at each RIS, followed by maximum likelihood position estimation, which is initialized with a least squares line intersect…
Reconfigurable intelligent surface~(RIS) has drawn a great attention worldwide as it can create favorable propagation conditions by controlling the phase shifts of the reflected signals at the surface to enhance the communication quality. However, the practical RIS only has limited phase shifts, which will lead to the performance degradation. In this letter, we evaluate the performance of an uplink RIS assisted communication system by giving an approximation of the achievable data rate, and investigate the effect of limited phase shifts on the data rate. In particular, we derive the required n…
Reconfigurable intelligent surface (RIS) is an emerging technique employing metasurface to reflect the signal from the source node to the destination node. By smartly reconfiguring the electromagnetic (EM) properties of the metasurface and adjusting the EM parameters of the reflected radio waves, RIS can turn the uncontrollable propagation environment into an artificially reconfigurable space, and thus, can significantly increase the communications capacity and improve the coverage of the system. In this paper, we investigate the far field channel in which the line-of-sight (LOS) propagation i…
Reconfigurable intelligent surfaces (RISs) are regarded as a promising emerging hardware technology to improve the spectrum and energy efficiency of wireless networks by artificially reconfiguring the propagation environment of electromagnetic waves. Due to the unique advantages in enhancing wireless channel capacity, RISs have recently become a hot research topic. In this article, we focus on three fundamental physical-layer challenges for the incorporation of RISs into wireless networks, namely, channel state information acquisition, passive information transfer, and low-complexity robust sy…
Reconfigurable intelligent surfaces (RISs) are typically used in multi-user systems to mitigate interference among active transmitters. In contrast, this paper studies a setting with a conventional active encoder as well as a passive encoder that modulates the reflection pattern of the RIS. The RIS hence serves the dual purpose of improving the rate of the active encoder and of enabling communication from the second encoder. The capacity region is characterized, and information-theoretic insights regarding the trade-offs between the rates of the two encoders are derived by focusing on the high…
The concept of reconfiguring wireless propagation environments using intelligent reflecting surfaces (IRS)s has recently emerged, where an IRS comprises of a large number of passive reflecting elements that can smartly reflect the impinging electromagnetic waves for performance enhancement. Previous works have shown promising gains assuming the availability of perfect channel state information (CSI) at the base station (BS) and the IRS, which is impractical due to the passive nature of the reflecting elements. This paper makes one of the preliminary contributions of studying an IRS-assisted mu…
A realistic performance assessment of any wireless technology requires the use of a channel model that reflects its main characteristics. The independent and identically distributed Rayleigh fading channel model has been (and still is) the basis of most theoretical research on multiple antenna technologies in scattering environments. This letter shows that such a model is not physically appearing when using a reconfigurable intelligent surface (RIS) with rectangular geometry and provides an alternative physically feasible Rayleigh fading model that can be used as a baseline when evaluating RIS…
Reconfigurable intelligent surface (RIS)-assisted communication appears as one of the potential enablers for sixth generation (6G) wireless networks by providing a new way to optimize the communication system performance. This paper aims to fill an important gap in the open literature by providing an accurate, source, and widely applicable RIS channel model for mmWave frequencies. Our model is not only applicable in various indoor and outdoor environments but also includes the physical aspects of wireless propagation in the presence of an RIS as well as various practical 5G channel modeling is…
A two-user downlink network aided by a reconfigurable intelligent surface is considered. The weighted sum signal to interference plus noise ratio maximization and the sum rate maximization models are presented, where the precoding vectors and the RIS matrix are jointly optimized. Since the optimization problem is non-convex and difficult, new approximation models are proposed. The upper bounds of the corresponding objective functions are derived and maximized. Two new algorithms based on the alternating direction method of multiplier are proposed. It is proved that the proposed algorithms conv…
We consider a reconfigurable intelligent surface (RIS)-aided massive multi-user multiple-input multiple-output (MIMO) communication system with transceiver hardware impairments (HWIs) and RIS phase noise. Different from the existing contributions, the phase shifts of the RIS are designed based on the long-term angle informations. Firstly, an approximate analytical expression of the uplink achievable rate is derived. Then, we use genetic algorithm (GA) to maximize the sum rate and the minimum date rate. Finally, we show that it is crucial to take HWIs into account when designing the phase shift…
This paper investigates the performance of reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems with direct links, and the phase shifts of the RIS are designed based on the statistical channel state information (CSI). We first derive the closed-form expression of the uplink ergodic data rate. Then, based on the derived expression, we use the genetic algorithm (GA) to solve the sum data rate maximization problem. With low-complexity maximal-ratio combination (MRC) and low-overhead statistical CSI-based scheme, we validate that the RIS can still br…
The future of mobile communications looks exciting with the potential new use cases and challenging requirements of future 6th generation (6G) and beyond wireless networks. Since the beginning of the modern era of wireless communications, the propagation medium has been perceived as a randomly behaving entity between the transmitter and the receiver, which degrades the quality of the received signal due to the uncontrollable interactions of the transmitted radio waves with the surrounding objects. The recent advent of reconfigurable intelligent surfaces in wireless communications enables, on t…
This article aims to reduce huge pilot overhead when estimating the reconfigurable intelligent surface (RIS) relayed wireless channel. Motivated by the compelling grasp of deep learning in tackling nonlinear mapping problems, the proposed approach only activates a part of RIS elements and utilizes the corresponding cascaded channel estimate to predict another part. Through a synthetic deep neural network (DNN), the direct channel and active cascaded channel are first estimated sequentially, followed by the channel prediction for the inactive RIS elements. A three-stage training strategy is dev…
Sixth generation (6G) mobile networks may include new passive technologies, such as ambient backscatter communication or the use of reconfigurable intelligent surfaces, to avoid the emission of waves and the corresponding energy consumption. On the one hand, a reconfigurable intelligent surface improves the network performance by adding electronically controlled reflected paths in the radio propagation channel. On the other hand, in an ambient backscatter system, a device, named tag, communicates towards a reader by backscattering the waves of an ambient source (such as a TV tower). However, t…
Reconfigurable intelligent surfaces (RISs) are an emerging technology for future wireless communication. The vast majority of recent research on RIS has focused on system level optimizations. However, developing straightforward and tractable electromagnetic models that are suitable for RIS aided communication modeling remains an open issue. In this paper, we address this issue and derive communication models by using rigorous scattering parameter network analysis. We also propose new RIS architectures based on group and fully connected reconfigurable impedance networks that can adjust not only…
In this paper, we introduce a theoretical framework for analyzing the performance of multi-reconfigurable intelligence surface (RIS) empowered terahertz (THz) wireless systems subject to turbulence and stochastic beam misalignment. In more detail, we extract a closed-form expression for the outage probability that quantifies the joint impact of turbulence and misalignment as well as the effect of transceivers' hardware imperfections. Our results highlight the importance of accurately modeling both turbulence and misalignment when assessing the performance of multi-RIS-empowered THz wireless sy…
The reconfigurable intelligent surface (RIS) has arose an upsurging research interest recently due to its promising outlook in 5G-and-beyond wireless networks. With the assistance of RIS, the wireless propagation environment is no longer static and could be customized to support diverse service requirements. In this paper, we will approach the rate maximization problems in RIS-aided wireless networks by considering the beamforming and reflecting design jointly. Three representative design problems from different system settings are investigated based on a proposed unified algorithmic framework…
In this work, we consider the target detection problem in a sensing architecture where the radar is aided by a reconfigurable intelligent surface (RIS), that can be modeled as an array of sub-wavelength small reflective elements capable of imposing a tunable phase shift to the impinging waves and, ultimately, of providing the radar with an additional echo of the target. A theoretical analysis is carried out for closely- and widely-spaced (with respect to the target) radar and RIS and for different beampattern configurations, and some examples are provided to show that large gains can be achiev…
Reconfigurable intelligent surfaces have emerged as a promising technology for future wireless networks. Given that a large number of reflecting elements is typically used, and that the surface has no signal processing capabilities, a major challenge is to cope with the overhead that is required to estimate the channel state information and to report the optimized phase shifts to the surface. This issue has not been addressed by previous works, which do not explicitly consider the overhead during the resource allocation phase. This work aims at filling this gap, developing an overhead-aware re…
Recent research provides an approximation on the performance for reconfigurable intelligent surface (RIS) assisted systems over generalized fading channels with phase noise resulting from imperfect phase compensation at the RIS. In this paper, we developed exact analysis and upper bounds on the performance of RIS-assisted vehicular communication system considering phase noise with mobility over asymmetric fading channels by coherently combining received signals reflected by RIS elements and direct transmissions from the source terminal. We employ a novel approach to represent the PDF and CDF o…
