Requiring the existence of a unitary, causal and local UV-completion places a set of positivity bounds on the corresponding effective field theories (EFTs). We discuss the obstructions and possibility in applying the positivity bound to cosmology, in particular the EFT of cosmological perturbations. Taking a $c_T=1$ beyond-Horndeski EFT as an illustrative example, we derive such bounds, which incorporate the cosmological correction of order $H^2/Λ^2$, $Λ$ being the cutoff scale. The derived bounds are applied to slow-roll inflation with beyond Horndeski operators. It is found that the cosmological positivity bounds may be either stronger or weaker than their flat space counterpart.
Positivity bounds - constraints on any low-energy effective field theory imposed by the fundamental axioms of unitarity, causality and locality in the UV - have recently been used to constrain various effective field theories relevant for cosmology. However, to date most of these bounds have assumed that there is a single Lorentz-invariant vacuum in which all fields have zero expectation value and in many cosmologically relevant models this is not the case. We explore ways to overcome this limitation by investigating a simple example model, the covariant Galileon, which possesses a one-paramet…
Propagator positivity bounds for cosmological correlators
Leung Center for Cosmology and Particle Astrophysics, National Taiwan University（国立台湾大学梁中心宇宙学与粒子天体物理学）；Department of Physics and Astronomy, Queen Mary University of London（伦敦玛丽女王大学物理与天文系）
Recently, a new set of positivity bounds with $t$ derivatives have been discovered. We explore the generic features of these generalized positivity bounds with loop amplitudes and apply these bounds to constrain the parameters in chiral perturbation theory up to the next-to-next-to-leading order. We show that the generalized positivity bounds give rise to stronger constraints on the $\bar l_i$ constants, compared to the existing axiomatic bounds. The parameter space of the $b_i$ constants is constrained by the generalized positivity bounds to be a convex region that is enclosed for many sectio…
Positivity bounds - constraints on any low-energy effective field theory imposed by the fundamental axioms of unitarity, causality and locality in the UV - have recently been used to constrain scalar-tensor theories of dark energy. However, the coupling to matter fields has so far played a limited role. We show that demanding positivity when including interactions with standard matter fields leads to further constraints on the dark energy parameter space. We demonstrate how implementing these bounds as theoretical priors affects cosmological parameter constraints and explicitly illustrate the …
Positivity bounds - the consequences of requiring a unitary, causal, local UV completion - place strong restrictions on theories of dark energy and/or modified gravity. We derive and investigate such bounds for Horndeski scalar-tensor theories and for the first time pair these bounds with a cosmological parameter estimation analysis, using CMB, redshift space distortion, matter power spectrum and BAO measurements from the Planck, SDSS/BOSS and 6dF surveys. Using positivity bounds as theoretical priors, we show that their inclusion in the parameter estimation significantly improves the constrai…
We propose a simple method for identifying operators in effective field theories whose coefficients must be positive by causality. We also attempt to clarify the relationship between diverse positivity arguments that have appeared in the literature. We conjecture that the superluminal perturbations identified in non-positive effective theories are generally connected to instabilities that develop near the cutoff scale. We discuss implications for the ghost condensate, the chiral Lagrangian, and the Goldstone bosons of theories with spontaneous Lorentz violation.
We investigate stochastic quantization as a method to go from a classical PDE (with stochastic time $λ$) to a corresponding quantum theory in the limit $λ\to\infty$. We test the method for a linear PDE satisfied by the free scalar field. We begin by giving some background about the importance of establishing the property of {\em reflection positivity} for the limit $λ\to\infty$. We then prove that the measure determined through stochastic quantization of the free scalar field violates reflection positivity (with respect to reflection of the physical time) for every $λ<\infty$. If a non-linear …
Within the so-called cosmological collider program, imprints of new particles on primordial non-Gaussianities have been studied intensively. In particular, their non-analytic features in the soft limit provide a smoking gun for new particles at the inflation scale. While this approach is very powerful to probe particles of the mass near the Hubble scale, the signal is exponentially suppressed for heavy particles. In this paper, to enlarge the scope of the cosmological collider, we explore a new approach to probing spins of heavy particles from signs of Wilson coefficients of the inflaton effec…
The hexagon-form-factor program was proposed as a way to compute three- and higher-point correlation functions in $\mathcal{N}=4$ super-symmetric Yang-Mills theory and in the dual AdS$_5\times$S$^5$ superstring theory, by exploiting the integrability of the theory in the 't Hooft limit. This approach is reminiscent of the asymptotic Bethe ansatz in that it applies to a large-volume expansion. Finite-volume corrections can be incorporated through Lüscher-like formulae, though the systematics of this expansion is largely unexplored so far. Strikingly, finite-volume corrections may feature negati…
We provide a concise review on multi-field inflation and cosmological perturbations. We discuss convenient and physically meaningful bases in terms of which perturbations can be systematically studied. We give formal accounts on the gauge fixing conditions and present the perturbation action in two gauges. We also briefly review non-linear perturbations.
We derive the first positivity bounds for low-energy Effective Field Theories (EFTs) that are not invariant under Lorentz boosts. "Positivity bounds" are the low-energy manifestation of certain fundamental properties in the UV -- to date they have been used to constrain a wide variety of EFTs, however since all of the existing bounds require Lorentz invariance they are not directly applicable when this symmetry is broken, such as for most cosmological and condensed matter systems. From the UV axioms of unitarity, causality and locality, we derive an infinite family of bounds which (derivatives…
We discuss the effect of super-Hubble cosmological fluctuations on the locally measured Hubble expansion rate. We consider a large bare cosmological constant in the early universe in the presence of scalar field matter (the dominant matter component), which would lead to a scale-invariant primordial spectrum of cosmological fluctuations. Using the leading order gradient expansion we show that the expansion rate measured by a (secondary) clock field which is not comoving with the dominant matter component obtains a negative contribution from infrared fluctuations, a contribution whose absolute …
Positivity bounds provide conditions that a consistent UV-completion exists for a quantum field theory. We examine their application to Horndeski gravity models reconstructed from the effective field theory (EFT) of dark energy. This enables us to assess whether particular phenomenological parameterizations of the EFT functions reconstruct theories that respect or violate the positivity bounds. We find that commonly adopted EFT parametrizations, cast in terms of the dark energy density or power laws of the scale factor, only satisfy the positivity bounds in non-trivial regions of the parameter…
We study linear cosmological perturbations in the ``healthy extension'' of Horava-Lifshitz gravity which has recently been analyzed \cite{BPS2}. We find that there are two degrees of freedom for scalar metric fluctuations, but that one of them decouples in the infrared limit. Also, for appropriate choices of the parameters defining the Lagrangian, the extra mode can be made well-behaved even in the ultraviolet.
Effective field theory provides a perturbative framework to study the evolution of cosmological large-scale structure. We investigate the underpinnings of this approach, and suggest new ways to compute correlation functions of cosmological observables. We find that, in contrast with quantum field theory, the appropriate effective theory of classical cosmological perturbations involves interactions that are nonlocal in time. We describe an alternative to the usual approach of smoothing the perturbations, based on a path-integral formulation of the renormalization group equations. This technique…
Cosmological perturbations of FRW solutions in ghost free massive bigravity, including also a second matter sector, are studied in detail. At early time, we find that sub horizon exponential instabilities are unavoidable and they lead to a premature departure from the perturbative regime of cosmological perturbations.
It is known that some cosmological perturbations are conformal invariant. This facilitates the studies of perturbations within some gravitational theories alternative to general relativity, for example the scalar-tensor theory, because it is possible to do equivalent analysis in a certain frame in which the perturbation equations are simpler. In this paper we revisit the problem of conformal invariances of cosmological perturbations in terms of the covariant approach in which the perturbation variables have clear geometric and physical meanings. We show that with this approach the conformal in…
Cosmological perturbations due to statistical thermal fluctuations in a single fluid characterized by an arbitrary equation of state are computed. Formulas to predict the scalar and tensor perturbation spectra and nongaussianity parameters at a given temperature are derived. These results are relevant to any cosmological scenario where cosmic structures may have been seeded thermally instead of originating purely from quantum vacuum fluctuations.
In this paper we investigate the scalar mode of first-order metric perturbations over spatially flat FRW spacetime when the holonomy correction is taken into account in the semi-classical framework of loop quantum cosmology. By means of the Hamiltonian derivation, the cosmological perturbation equations is obtained in longitudinal gauge. It turns out that in the presence of metric perturbation the holonomy effects influence both background and perturbations, and contribute the non-trivial terms $S_{h1}$ and $S_{h2}$ in the cosmological perturbation equations.
We consider linear perturbations about a homogeneous and isotropic cosmological background in the projectable version of Hořava-Lifshitz gravity. Starting from the action for cosmological perturbations, we identify the canonically normalized fluctuation variables. We find that - in contrast to what happens in the non-projectable version of the theory - the extra scalar cosmological perturbation mode is already dynamical at the level of linear perturbations. For values of the parameter $λ$ in the range $1/3 < λ< 1$, the extra mode is ghost-like, for values $1 < λ$ and $λ< 1/3$ it is tachyonic. …
Cosmological perturbations are considered in $f(T)$ and in scalar-torsion $f(φ)T$ teleparallel models of gravity. Full sets of linear perturbation equations are accurately derived and analysed at the relevant limits. Interesting features of generalisations to other teleparallel models, spatially curved backgrounds, and rotated tetrads are pointed out.
We study cosmological perturbations in models with a single non-local scalar field originating from the string field theory description of the rolling tachyon dynamics. We construct the equation for the energy density perturbations of the non-local scalar field and explicitly prove that for the free field it is identical to a system of local cosmological perturbation equations in a particular model with multiple (maybe infinitely many) local free scalar fields.
We investigate the cosmological perturbations around FLRW solutions to non- linear massive gravity with a new effective coupling to matter proposed recently. Unlike the case with minimal matter coupling, all five degrees of freedom in the gravity sector propagate on generic self-accelerating FLRW backgrounds. We study the stability of the cosmological solutions and put constraints on the parameters of the theory by demanding the correct sign for the kinetic terms for scalar, vector and tensor perturbations.
The Hamiltonian approach to cosmological perturbations in general relativity in finite space-time is developed, where a cosmological scale factor is identified with spatial averaging the metric determinant logarithm. This identification preserves the number of variables and leads to a cosmological perturbation theory with the scalar potential perturbations in contrast to the kinetic perturbations in the Lifshitz version which are responsible for the ``primordial power spectrum'' of CMB in the inflationary model. The Hamiltonian approach enables to explain this ``spectrum'' in terms of scale-in…
An inflationary universe scenario in the context of tachyon field is studied. This study is done from an ansantz for the effective potential of cosmological perturbations $U(η)$. We describe in great detail the analytical solutions of the scalar and tensor perturbations for two different ansantz in the effective potential of cosmological perturbations; the Easther's model and an effective potential similar to power law inflation. Also we find from the background equations that the effective tachyonic potential $V(φ)$, in both models satisfy the properties of a tachyonic potential. We consider …
We implement the method developed in [1] to construct the most general parametrised action for linear cosmological perturbations of bimetric theories of gravity. Specifically, we consider perturbations around a homogeneous and isotropic background, and identify the complete form of the action invariant under diffeomorphism transformations, as well as the number of free parameters characterising this cosmological class of theories. We discuss, in detail, the case without derivative interactions, and compare our results with those found in massive bigravity.
We review recent developments in the theory of inflation and cosmological perturbations produced from inflation. After a brief introduction of the standard, single-field slow-roll inflation, and the curvature and tensor perturbations produced from it, we discuss possible sources of nonlinear, non-Gaussian perturbations in other models of inflation. Then we describe the so-called $δN$ formalism, which is a powerful tool for evaluating nonlinear curvature perturbations on super Hubble scales.
Canonical energy is a valuable tool for analyzing the linear stability of black hole spacetimes; positivity of canonical energy for all perturbations implies mode stability, whereas the failure of positivity for any perturbation implies instability. Nevertheless, even in the case of $4$-dimensional Schwarzschild spacetime --- which is known to be stable --- manifest positivity of the canonical energy is difficult to establish, due to the presence of constraints on the initial data as well as the gauge dependence of the canonical energy integrand. Consideration of perturbations generated by a H…
By making a suitable generalization of the Starobinsky stochastic inflation, we propose a classical phase space formulation of stochastic inflation which may be used for a quantitative study of decoherence of cosmological perturbations during inflation. The precise knowledge of how much cosmological perturbations have decohered is essential to the understanding of acoustic oscillations of cosmological microwave background (CMB) photons. In order to show how the method works, we provide the relevant equations for a self-interacting inflaton field. For pedagogical reasons and to provide a link t…
The parity violating gravity models based on the symmetric teleparallel gravity have been considered in the literature, but their applications in cosmology and especially the modifications to cosmological perturbations have not been fully explored. In this paper we consider such a simple model which modifies general relativity by a parity non-conserved coupling, within the framework of the symmetric teleparallel gravity. We study in detail its cosmological applications and focus on its cosmological perturbation theory. Besides the already known parity violation in the tensor perturbations, we …
We briefly review the need to perform renormalization of inflationary perturbations to properly work out the physical power spectra. We also summarize the basis of (momentum-space) renormalization in curved spacetime and address several misconceptions found in recent literature on this subject.
The existence of cosmological perturbations of wavelength larger than the Hubble radius is a generic prediction of the inflationary paradigm. We provide the derivation beyond perturbation theory of a conserved quantity which generalizes the linear comoving curvature perturbation. As a by-product, we show that super-Hubble-radius (super-Hubble) perturbations have no physical influence on local observables e.g., the local expansion rate) if cosmological perturbations are of the adiabatic type.
Starting from the energy-momentum of matter and gravitational field in the framework of General Relativity and Teleparallel Gravity, we obtain the energy-momentum complex in flat FRW spacetime. We show that the complex vanishes at background level considering the various prescriptions, that is the Einstein, Møller, Landau-Lifshitz and Bergmann ones. On the other hand, at level of linear cosmological perturbations, the energy-momentum complex is different from zero and coincides in the various prescriptions. Finally, we evaluate the gravitational energy for different cosmological epochs governe…
A mechanism for generating metric perturbations in inflationary models is considered. Long-wavelength inhomogeneities of light scalar fields in a decoupled sector may give rise to superhorizon fluctuations of couplings and masses in the low-energy effective action. Cosmological phase transitions may then occur that are not simultaneous in space, but occur with time lags in different Hubble patches that arise from the long-wavelength inhomogeneities. Here an interesting model in which cosmological perturbations may be created at the electroweak phase transition is considered. The results show t…
Subhorizon approximation is often used in cosmological perturbation theory. In this paper, however, it is shown that the subhorizon approximation is not always a good approximation at least in case of $k$-essence model. We also show that the sound speed given by $k$-essence model exerts a huge influence on the time evolution of the matter density perturbation, and the future observations could clarify the differences between the $Λ$CDM model and $k$-essence model.
We investigate the linear cosmological perturbations in Hořava-Lifshitz gravity with a scalar field. Starting from the most general expressions of the metric perturbations as well as that of a canonical scalar field, we decompose the scalar, vector and tensor parts of the perturbed action. By reducing the Hamiltonian, we find that there are two independent degrees of freedom for the tensor perturbations while none for the vector perturbations. For the scalar perturbations, the remaining number of degrees of freedom, which are all gauge invariant, depends on whether the projectable condition is…
This article lays out a complete framework for an effective theory of cosmological perturbations with corrections from canonical quantum gravity. Since several examples exist for quantum-gravity effects that change the structure of space-time, the classical perturbative treatment must be rethought carefully. The present discussion provides a unified picture of several previous works, together with new treatments of higher-order perturbations and the specification of initial states.
The effective field theory of cosmological perturbations stems from considering a cosmological background solution as a state displaying spontaneous breaking of time translations and (adiabatic) perturbations as the related Nambu-Goldstone modes. With this insight, one can systematically develop a theory for the cosmological perturbations during inflation and, with minor modifications, also describe in full generality the gravitational interactions of dark energy, which are relevant for late-time cosmology. The formalism displays a unique set of Lagrangian operators containing an increasing nu…
We point out a weak side of the commonly used determination of scalar cosmological perturbations lying in the fact that their average values can be nonzero for some matter distributions. It is shown that introduction of the finite-range gravitational potential instead of the infinite-range one resolves this problem. The concrete illustrative density profile is investigated in detail in this connection.
We address the question of cosmological perturbations in the context of brane cosmology, where our Universe is a three-brane where matter is confined, whereas gravity lives in a higher dimensional spacetime. The equations governing the bulk perturbations are computed in the case of a general warped universe. The results are then specialized to the case of a five-dimensional spacetime, scenario which has recently attracted a lot of attention. In this context, we decompose the perturbations into `scalar', `vector' and `tensor' modes, which are familiar in the standard theory of cosmological pert…
Cosmological perturbations in an expanding universe back-react on the space-time in which they propagate. Calculations to lowest non-vanishing order in perturbation theory indicate that super-Hubble-scale fluctuations act as a negative and time-dependent cosmological constant and may thus lead to a dynamical relaxation mechanism for the cosmological constant. Here we present a simple model of how to understand this effect from the perspective of homogeneous and isotropic cosmology. Our analysis, however, also shows that an effective spatial curvature is induced, indicating potential problems i…
These lectures are intended to give a pedagogical introduction to the main current picture of the very early universe. After elementary reviews of general relativity and of the standard Big Bang model, the following subjects are discussed: inflation, the classical relativistic theory of cosmological perturbations and the generation of perturbations from scalar field quantum fluctuations during inflation.
Recently a non-inflationary mechanism of generation of scale-free cosmological perturbations of metric was proposed by Brandenberger, Nayeri, and Vafa in the context of the string gas cosmology. We discuss various problems of their model and argue that the cosmological perturbations of metric produced in this model have blue spectrum with a spectral index n = 5, which strongly disagrees with observations. We conclude that this model in its present form is not a viable alternative to inflationary cosmology.
We study the pure and thermal states of quantized scalar and tensor perturbations in various epochs of Universe evolution. We calculate the density matrix of non-relativistic particles in an environment of these perturbations. We show that particle's motion can be described by a stochastic equation with a noise coming from the cosmological environment. We investigate the squeezing of Gaussian wave packets in different epochs and its impact upon the noise of quantized cosmological perturbations.
We study the effective energy-momentum tensor (EMT) for cosmological perturbations and formulate the gravitational back-reaction problem in a gauge invariant manner. We analyze the explicit expressions for the EMT in the cases of scalar metric fluctuations and of gravitational waves and derive the resulting equations of state. The formalism is applied to investigate the back-reaction effects in chaotic inflation. We find that for long wavelength scalar and tensor perturbations, the effective energy density is negative and thus counteracts any pre-existing cosmological constant. For scalar pert…
We discuss scalar brane world cosmological perturbations for a 3-brane world in a maximally symmetric 5D bulk. We show that Mukoyama's master equations leads, for adiabatic perturbations of a perfect fluid on the brane and for scalar field matter on the brane, to a well posed problem despite the "non local" aspect of the boundary condition on the brane. We discuss in relation to the wellposedness the way to specify initial data in the bulk.
We study the cosmological perturbations of the new bi-metric gravity proposed by Hassan and Rosen \cite{hasan} as a representation of massive gravity. The mass term in the model, in addition of ensuring ghost freedom for both metrics, causes the two scale factors to mix at the cosmological level and this affects the cosmological perturbation of the model. We find two combinations corresponding to the entropy and adiabatic perturbations of the theory. In this sense we show that the adiabatic perturbations could be a source for the entropy perturbations. So in addition to the adiabatic perturbat…
Cosmological perturbation equations derived from low-energy effective actions are shown to be invariant under a duality transformation reminiscent of electric-magnetic, strong-weak coupling, S-duality. A manifestly duality-invariant approximation for perturbations far outside the horizon is introduced, and it is argued to be useful even during a high curvature epoch. Duality manifests itself through a remnant symmetry acting on the classical moduli of cosmological models, and implying lower bounds on the number and energy density of produced particles.
Positivity bounds are powerful tools to constrain effective field theories. Utilizing the partial wave expansion in the dispersion relation and the full crossing symmetry of the scattering amplitude, we derive several sets of generically nonlinear positivity bounds for a generic scalar effective field theory: We refer to these as the $PQ$, $D^{\rm su}$, $D^{\rm stu}$ and $\bar{D}^{\rm stu}$ bounds. While the $PQ$ bounds and $D^{\rm su}$ bounds only make use of the $s\leftrightarrow u$ dispersion relation, the $D^{\rm stu}$ and $\bar{D}^{\rm stu}$ bounds are obtained by further imposing the $s\…
Brane-world models provide a phenomenology that allows us to explore the cosmological consequences of some M theory ideas, and at the same time to use precision cosmology as a test of these ideas. In order to achieve this, we need to understand how brane-world gravity affects cosmological dynamics and perturbations. This introductory review describes the key features of cosmological perturbations in a brane-world universe.
We consider inhomogeneous preheating in multi-field models of cosmological perturbation. After preheating, two fields are trapped at an enhanced symmetric point. One field is an oscillating field and the other is a light field that plays an important role in generating perturbation. In this presentation, we consider two types of potential for the light field.
We derive the matching conditions for cosmological perturbations in a Friedmann Universe where the equation of state undergoes a sharp jump, for instance as a result of a phase transition. The physics of the transition which is needed to follow the fate of the perturbations is clarified. We dissipate misleading statements made recently in the literature concerning the predictions of the primordial fluctuations from inflation and confirm standard results. Applications to string cosmology are considered.
We review the doubly gauge invariant formalism of cosmological perturbations in the Randall-Sundrum brane world. This formalism leads to four independent equations describing the evolution of scalar perturbations. Three of these equations are differential equations written in terms of gauge invariant variables on the brane only, and the other is an integro-differential equation describing non-locality due to bulk gravitational waves. At low energy the evolution of the scalar-type cosmological perturbations in the brane-world cosmology differs from that in the standard cosmology only by non-loc…
We study linear perturbations of the Friedmann-Lemaitre-Robertson-Walker (FLRW) cosmological model in the Regge-Wheeler formalism which is a standard framework to study perturbations of spherically-symmetric black holes. In particular, we show that the general solution of linear perturbation equations can be given in terms of two copies of a master scalar satisfying scalar wave equation on the FLRW background (with a Regge-Wheeler/Zerilli type potential) thus representing two gravitational degrees of freedom, and one scalar satisfying a transport type equation representing (conformal) matter p…
We discuss linear perturbations of the most general class of teleparallel spacetimes with cosmological symmetry, and perform a decomposition of these perturbations into irreducible components. We then study their behavior under gauge transformations, i.e., infinitesimal diffeomorphisms of the background spacetime, and derive a full set of gauge-invariant perturbation variables. Comparing our results with perturbations around the diagonal tetrad corresponding to a spatially flat teleparallel background cosmology, we see the appearance of new terms which depend on the particular choice of a cosm…
