One promising application of photonics to astronomical instrumentation is the miniaturization of near-infrared (NIR) spectrometers for large ground- and space-based astronomical telescopes. Here we present new results from our effort to fabricate arrayed waveguide grating (AWG) spectrometers for astronomical applications entirely in-house. Our latest devices have a peak overall throughput of ~23%, a spectral resolving power ($λ/δλ$) of ~1300, and cover the entire H band (1450-1650 nm) for Transverse Electric (TE) polarization. These AWGs use a silica-on-silicon platform with a very thin layer of Si3N4 as the core of the waveguides. They have a free spectral range of ~10 nm at a wavelength of ~1600 nm and a contrast ratio or crosstalk of about 2% (-17 dB). Various practical aspects of implementing AWGs as astronomical spectrographs are discussed, including the coupling of the light between the fibers and AWGs, high-temperature annealing to improve the throughput of the devices at ~1500 nm, cleaving at the output focal plane of the AWG to provide continuous wavelength coverage, and a novel algorithm to make the devices polarization insensitive over a broad band. These milestones will guide the development of the next generation of AWGs with wider free spectral range and higher resolving power and throughput.
With the aim of utilizing arrayed waveguide gratings for multi-object spectroscopy in the field of astronomy, we outline several ways in which standard telecommunications grade chips should be modified. In particular, by removing the parabolic-horn taper or multimode interference coupler, and injecting with an optical fiber directly, the resolving power was increased threefold from 2400 \pm 200 (spectral resolution of 0.63 \pm 0.2 nm) to 7000 \pm 700 (0.22 \pm 0.02 nm) while attaining a throughput of 77 \pm 5%. More importantly, the removal of the taper enabled simultaneous off-axis injection …
Astrophotonics is the next-generation approach that provides the means to miniaturize near-infrared (NIR) spectrometers for upcoming large telescopes and make them more robust and inexpensive. The target requirements for our spectrograph are: a resolving power of about 3000, wide spectral range (J and H bands), free spectral range of about 30 nm, high on-chip throughput of about 80% (-1dB) and low crosstalk (high contrast ratio) between adjacent on-chip wavelength channels of less than 1% (-20dB). A promising photonic technology to achieve these requirements is Arrayed Waveguide Gratings (AWGs…
We present a numerical and experimental study of the impact of phase errors on the performance of large, high-resolution Arrayed Waveguide Gratings (AWG) for applications in astronomy. We use a scalar diffraction model to study the transmission spectrum of an AWG under random variations of the optical waveguide lengths. We simulate phase error correction by numerically trimming the lengths of the optical waveguides to the nearest integer multiple of the central wavelength. The optical length error distribution of a custom-fabricated silica AWG is measured using frequency-domain interferometry …
Development and validation of a cryogenic far-infrared diffraction grating spectrometer used to post-disperse the output from a Fourier transform spectrometer
We present measurements of the resolving power of a soft x-ray spectrometer consisting of 200 nm-period lightweight, alignment-insensitive critical-angle transmission (CAT) gratings and a lightweight slumped-glass Wolter-I focusing mirror pair. We measure and model contributions from source, mirrors, detector pixel size, and grating period variation to the natural line width spectrum of the Al and Mg K$_{α_1 α_2}$ doublets. Measuring up to 18$^{\rm th}$ diffraction order at characteristic Al-K wavelengths we consistently obtain small broadening due to gratings corresponding to a minimum effect…
Modelling ultra-low-noise far-infrared grating spectrometers has become crucial for the next generation of far-infrared space observatories. Conventional techniques are awkward to apply because of the partially coherent form of the incident spectral field, and the few-mode response of the optics and detectors. We present a modal technique for modelling the behaviour of spectrometers, which allows for the propagation and detection of partially coherent fields, and the inclusion of straylight radiated by warm internal surfaces. We illustrate the technique by modelling the behaviour of the Long W…
Several high priority subjects in astrophysics can be addressed by a state-of-the-art soft x-ray grating spectrometer (XGS). An Explorer-scale, large-area (> 1,000 cm2), high resolving power (R > 3,000) XGS is highly feasible based on Critical-Angle Transmission (CAT) gratings, even for telescopes with angular resolution of 5-10 arcsec. Significantly higher performance can be provided by a CAT XGS on an X-ray-Surveyor-type mission. CAT gratings combine the advantages of blazed reflection gratings (high efficiency, use of higher diffraction orders) with those of transmission gratings (low mass,…
Validation and extension of the PAWS Zemax model as a first step in the development of a Compact Arrayed Waveguide Stacked Multi-Object Spectrograph (CAWSMOS)
Leibniz Institut für Astrophysik, Potsdam, Germany（波茨坦莱布尼茨天体物理研究所）；Leibniz Institute for High Performance Microelectronics, Frankfurt (Oder), Germany（法兰克福（奥得河）莱布尼茨高性能微电子研究所）；University of Potsdam, Potsdam, Germany（波茨坦大学）
The Off-plane Grating Rocket Experiment (OGRE) is a soft X-ray grating spectrometer to be flown on a suborbital rocket. The payload is designed to obtain the highest-resolution soft X-ray spectrum of Capella to date with a resolution goal of $R(λ/Δλ)>2000$ at select wavelengths in its 10--55 Angstrom bandpass of interest. The optical design of the spectrometer realizes a theoretical maximum resolution of $R\approx5000$, but this performance does not consider the finite performance of the individual spectrometer components, misalignments between components, and in-flight pointing errors. These …
Astrophotonics is the application of photonic technologies to channel, manipulate, and disperse light from one or more telescopes to achieve scientific objectives in astronomy in an efficient and cost-effective way. Utilizing photonic advantage for astronomical spectroscopy is a promising approach to miniaturizing the next generation of spectrometers for large telescopes. It can be primarily attained by leveraging the two-dimensional nature of photonic structures on a chip or a set of fibers, thus reducing the size of spectroscopic instrumentation to a few centimeters and the weight to a few h…
ZEUS-2, the second generation (z)Redshift and Early Universe Spectrometer, like its predecessor is a moderate resolution (R~1000) long-slit, echelle grating spectrometer optimized for the detection of faint, broad lines from distant galaxies. It is designed for studying star-formation across cosmic time. ZEUS-2 employs three TES bolometer arrays (555 pixels total) to deliver simultaneous, multi-beam spectra in up to 4 submillimeter windows. The NIST Boulder-built arrays operate at ~100mK and are readout via SQUID multiplexers and the Multi-Channel Electronics from the University of British Col…
Spectral shaping is critical to many fields of science. In astronomy for example, the detection of exoplanets via the Doppler effect hinges on the ability to calibrate a high resolution spectrograph. Laser frequency combs can be used for this, but the wildly varying intensity across the spectrum can make it impossible to optimally utilize the entire comb, leading to a reduced overall precision of calibration. To circumvent this, astronomical applications of laser frequency combs rely on a bulk optic setup which can flatten the output spectrum before sending it to the spectrograph. Such flatten…
White dwarf spectra have been widely used as a calibration source for X-ray and EUV instruments. The in-flight effective area calibration of the reflection grating spectrometers (RGS) of XMM-Newton depend upon the availability of reliable calibration sources. We investigate how well these white dwarf spectra can be used as standard candles at the lowest X-ray energies in order to gauge the absolute effective area scale of X-ray instruments. We calculate a grid of model atmospheres for Sirius B and HZ 43A, and adjust the parameters using several constraints until the ratio of the spectra of bot…
Context: XMM-Newton was launched on 10 December 1999 and has been operational since early 2000. One of the instruments onboard XMM-Newton is the reflection grating spectrometer (RGS). Two identical RGS instruments are available, with each RGS combining a reflection grating assembly (RGA) and a camera with CCDs to record the spectra. Aims: We describe the calibration and in-orbit performance of the RGS instrument. By combining the preflight calibration with appropriate inflight calibration data including the changes in detector performance over time, we aim at profound knowledge about the accur…
Photonic Integrated Circuits for the Habitable Worlds Observatory: Science Drivers, Material Platforms, Arrayed-Waveguide Spectrographs, and a Space-Qualification Roadmap
Leibniz Institute for Astrophysics Potsdam (AIP)（波茨坦莱布尼茨天体物理研究所）
The Crab nebula and pulsar have been widely used as a calibration source for X-ray instruments. The in-flight effective area calibration of the Reflection Grating Spectrometers (RGS) of XMM-Newton depend upon the availability of reliable calibration sources. We investigate how the absolute effective area calibration of RGS can be obtained using Crab as a standard candle. We have analysed RGS observations of the Crab using different instrument configurations and spatial offsets, and made use of previous determinations of the continuum spectrum of the nebula plus pulsar. Due to the high spectral…
The soft X-ray grating spectrometer on board the Off-plane Grating Rocket Experiment (OGRE) hopes to achieve the highest resolution soft X-ray spectrum of an astrophysical object when it is launched via suborbital rocket. Paramount to the success of the spectrometer are the performance of the $>250$ reflection gratings populating its reflection grating assembly. To test current grating fabrication capabilities, a grating prototype for the payload was fabricated via electron-beam lithography at The Pennsylvania State University's Materials Research Institute and was subsequently tested for perf…
Future NASA X-ray Observatories will shed light on a variety of high-energy astrophysical phenomena. Off-plane reflection gratings can be used to provide high throughput and spectral resolution in the 0.3--1.5 keV band, allowing for unprecedented diagnostics of energetic astrophysical processes. A grating spectrometer consists of multiple aligned gratings intersecting the converging beam of a Wolter-I telescope. Each grating will be aligned such that the diffracted spectra overlap at the focal plane. Misalignments will degrade both spectral resolution and effective area. In this paper we prese…
Gratings enable dispersive spectroscopy from the X-ray to the optical, and feature prominently in proposed flagships and SmallSats alike. The exacting performance requirements of these future missions necessitate assessing whether the present state-of-the-art in grating manufacture will limit spectrometer performance. In this work, we manufacture a 1.5 mm thick, 1000 nm period at grating using electron-beam lithography (EBL), a promising lithographic technique for patterning gratings for future astronomical observatories. We assess the limiting spectral resolution of this grating by interferom…
SPICA is a mid to far infra-red space mission to explore the processes that form galaxies, stars and planets. SPICA/SAFARI is the far infrared spectrometer that provides near-background limited observations between 34 and 230 micrometers. The core of SAFARI consists of 4 grating modules, dispersing light onto 5 arrays of TES detectors per module. The grating modules provide low resolution (250) instantaneous spectra over the entire wavelength range. The high resolution (1500 to 12000) mode is accomplished by placing a Fourier Transform Spectrometer (FTS) in front of the gratings. Each grating …
We performed wave-optics-based numerical simulations at mid-infrared wavelengths to investigate how the presence or absence of entrance slits and optical aberrations affect the spectral resolving power $R$ of a compact, high-spectral-resolving-power spectrometer containing an immersion-echelle grating. We tested three cases of telescope aberration (aberration-free, astigmatism and spherical aberration), assuming the aberration budget of the Space Infrared Telescope for Cosmology and Astrophysics (SPICA), which has a 20-$\mathrm{μm}$-wavelength diffraction limit. In cases with a slit, we found …
This paper presents a conceptual design for a spectrometer designed specifically for characterizing transiting exoplanets with space-borne infrared telescopes. The design adopting cross-dispersion is intended to be simple, compact, highly stable, and has capability of simultaneous coverage over a wide wavelength region with high throughput. Typical wavelength coverage and spectral resolving power is 1-13 micron with a spectral resolving power of ~ a few hundred, respectively. The baseline design consists of two detectors, two prisms with a dichroic coating and microstructured grating surfaces,…
We describe the design and performance of the Medium Resolution Spectrometer (MRS) for the JWST-MIRI instrument. The MRS incorporates four coaxial spectral channels in a compact opto-mechanical layout that generates spectral images over fields of view up to 7.7 X 7.7 arcseconds in extent and at spectral resolving powers ranging from 1,300 to 3,700. Each channel includes an all-reflective integral field unit (IFU): an 'image slicer' that reformats the input field for presentation to a grating spectrometer. Two 1024 X 1024 focal plane arrays record the output spectral images with an instantaneou…
We present results from the first on-sky demonstration of a prototype astronomical integrated photonic spectrograph (IPS) using the Anglo-Australian Telescope near-infrared imaging spectrometer (IRIS2) at Siding Spring Observatory to observe atmospheric molecular OH emission lines. We have succeeded in detecting upwards of 27 lines, and demonstrated the practicality of the IPS device for astronomy. Furthermore, we present a laboratory characterization of the device, which is a modified version of a commercial arrayed-waveguide grating multiplexer. We measure the spectral resolution full-width-…
Measuring the diffuse, highly-ionized baryonic content in galactic halos and the intergalactic medium through soft x-ray absorption spectroscopy of active galactic nuclei is a main scientific objective of the Lynx X-ray Observatory mission concept that can only be accomplished with a next-generation grating spectrometer. Realizing such an instrument using reflection grating technology requires thousands of custom blazed gratings that each perform with high diffraction efficiency to be manufactured and aligned to intercept radiation coming to a focus in a Wolter-I telescope. The aim of this the…
This paper describes a cryogenic optical testbed developed to characterize u-Spec spectrometers in a dedicated dilution refrigerator (DR) system. u-Spec is a far-infrared integrated spectrometer that is an analog to a Rowland-type grating spectrometer. It employs a single-crystal silicon substrate with niobium microstrip lines and aluminum kinetic inductance detectors (KIDs). Current designs with a resolution of 512 are in fabrication for the EXCLAIM (Experiment for Cryogenic Large Aperture Intensity Mapping) balloon mission. The primary spectrometer performance and design parameters are effic…
The CHIRON optical high-resolution echelle spectrometer was commissioned at the 1.5m telescope at CTIO in 2011. The instrument was designed for high throughput and stability, with the goal of monitoring radial velocities of bright stars with high precision and high cadence for the discovery of low-mass exoplanets. Spectral resolution of R=79,000 is attained when using a slicer with a total (including telescope and detector) efficiency of 6% or higher, while a resolution of R=136,000 is available for bright stars. A fixed spectral range of 415 to 880 nm is covered. The echelle grating is housed…
In an attempt to develop a streamlined astrophotonic instrument, we demonstrate the realization of an all-photonic device capable of both multimode to single mode conversion and spectral dispersion on an 8-m class telescope with efficient coupling. The device was a monolithic photonic spectrograph which combined an integrated photonic lantern, and an efficient arrayed waveguide grating device. During on-sky testing, we discovered a previously unreported type of noise that made spectral extraction and calibration extremely difficult. The source of the noise was traced to a wavelength-dependent …
