We perform an exact computation of the gauged linear sigma model associated to a D1-D5 brane system on a resolved A_1 singularity. This is accomplished via supersymmetric localization on the blown-up two-sphere. We show that in the blow-down limit C^2/Z_2 the partition function reduces to the Nekrasov partition function evaluating the equivariant volume of the instanton moduli space. For finite radius we obtain a tower of world-sheet instanton corrections, that we identify with the equivariant Gromov-Witten invariants of the ADHM moduli space. We show that these corrections can be encoded in a deformation of the Seiberg-Witten prepotential. From the mathematical viewpoint, the D1-D5 system under study displays a twofold nature: the D1-branes viewpoint captures the equivariant quantum cohomology of the ADHM instanton moduli space in the Givental formalism, and the D5-branes viewpoint is related to higher rank equivariant Donaldson-Thomas invariants of P^1 x C^2.
Using D3/D(-1) brane set-up in type IIB string theory we introduce gauge-stringy instantons in N=2 U(N) supersymmetry theories with one matter multiplet in symmetric representation. In addition to the gauge and stringy moduli there exist extra zero modes that we refer to as "gauge-stringy" moduli. We show that the measure of the moduli space in this model becomes dimensionless for arbitary N when the gauge instanton charge k_g is equal to the stringy instanton charge k_s. This property of gauge-stringy instantons leads to having equal contributions from all instanton charges k_s=k_g=k in the e…
We study the relation between stringy instantons and strong dynamics effects in type IIB toric quiver gauge theories. By exploiting the involutive property of Seiberg duality we relate the classical constraint on the moduli space of the gauge theory with the stringy instanton contribution to the superpotential. The result holds for unitary, orthogonal and symplectic gauge groups.
D-brane instantons can perturb the quantum field theories on space-time filling D-branes by interesting operators. In some cases, these D-brane instantons are novel "stringy" effects (not interpretable directly as instanton effects in the low-energy quantum field theory), while in others the D-brane instantons can be directly interpreted as field theory effects. In this note, we describe a situation where both perspectives are available, by studying stringy instantons in quivers which arise at simple Calabi-Yau singularities. We show that a stringy instanton which wraps an unoccupied node of t…
We study the stringy instanton partition function of four dimensional ${\cal N}=2$ $U(N)$ supersymmetric gauge theory which was obtained by Bonelli et al in 2013. In type IIB string theory on $\mathbb{C}^2\times T^*\mathbb{P}^1\times \mathbb{C}$, the stringy $U(N)$ instantons of charge $k$ are described by $k$ D1-branes wrapping around the $\mathbb{P}^1$ bound to $N$ D5-branes on $\mathbb{C}^2\times \mathbb{P}^1$. The KK corrections induced by compactification of the $\mathbb{P}^1$ give the stringy corrections. We find a relation between the stringy instanton partition function whose quantum s…
We argue that one can see a specific class of "stringy" D-instantons in the underlying 4D gauge theory as the UV completion of an ordinary gauge instanton of a completely broken gauge group corresponding to the "empty" cycle the D-instanton is located on. In this sense, the D-instanton induced non-perturbative superpotential can be qualitatively inferred directly from pure field-theory considerations.
In this paper we explicitly obtain the leading corrections to the SU(N) N=2 prepotential due to stringy instantons both in flat space-time and in the presence of a non-trivial graviphoton background field. We show that the stringy corrections to the prepotential are expressible in terms of the elementary symmetric polynomials. For N>2 the theory is not conformal; we discuss the introduction of an explicit dependence on the string scale α' in the low-energy effective action through the stringy non-perturbative sector.
In this note, we study D-brane instantons which intersect N=1 supersymmetric configurations of space-filling D-branes in general Calabi-Yau compactifications of type IIB string theory. Our focus is on rigid ``stringy instantons'' -- those which cannot be interpreted as Yang-Mills instantons in a non-Abelian gauge group on any stack of space-filling D-branes. We show that their contributions to the space-time superpotential can be determined by a topological B-model computation of the tree-level superpotential for a related auxiliary brane system. This computation is very tractable, as it is go…
We consider stringy instanton contributions to the prepotential of low-energy N=2 theories engineered by D-brane set ups at orbifold and orientifold singularities. We show that such contributions can always be reproduced in a purely field theoretic UV completion. We perform the explicit check up to instanton number three, both for Sp(0) and U(1) stringy instantons, the latter being introduced for the purpose. We further argue that the UV completion that we propose, though weakly coupled, can be smoothly mapped to a gravity-dual inspired UV completion consisting of a cascade of baryonic root tr…
We study the non-perturbative effects induced by stringy instantons on N=2 SU}(N) gauge theories in four dimensions, realized on fractional D3 branes in a C^3/Z_3 orientifold. The stringy instantons, corresponding to D(-1) branes that occupy a node of the orientifold quiver diagram where no D3 brane is present, have the right content of zero-modes to produce non-perturbative terms in the four-dimensional effective action. In the SU(2) theory these terms have the same structure for all instanton numbers and yield a series of non-perturbative corrections to the prepotential. We explicitly comput…
We discuss non-perturbative corrections to the gauge kinetic functions in a four-dimensional N=2 gauge theory realized with a system of D7/D3-branes in a compactification of type I' theory on T_4/Z_2 x Z_2. The non-perturbative contributions arise when D(-1) branes, corresponding to stringy instantons, are added to the system; such contributions can be explicitly evaluated using localization techniques and precisely match the results predicted by the heterotic/type I' duality. This agreement represents a very non-trivial test of the stringy multi-instanton calculus.
We discuss a string model where a conformal four-dimensional N=2 gauge theory receives corrections to its gauge kinetic functions from "stringy" instantons. These contributions are explicitly evaluated by exploiting the localization properties of the integral over the stringy instanton moduli space. The model we consider corresponds to a setup with D7/D3-branes in type I' theory compactified on T4/Z2 x T2, and possesses a perturbatively computable heterotic dual. In the heteoric side the corrections to the quadratic gauge couplings are provided by a 1-loop threshold computation and, under the …
A canonical Lorentz invariant field theory extension of collective field theory of d=1 matrix models is presented. We show that the low density, discrete, sector of collective field theory includes single eigenvalue Euclidean instantons which tunnel between different vacua of the extended theory. These "stringy" instantons induce non-perturbative effective operators of strength $e^{-{1/g}}$. The relationship of the world sheet description of string theory and Liouville theory to the effective space-time theory is explained.
In this paper we show that it is possible to derive non-perturbative superpotential terms from a stringy instanton without introducing orientifold planes. The instanton is realized by a Euclidean D brane wrapping a non-trivial cycle upon which we also wrap a single space-filling D brane. The standard problem of unwanted neutral fermionic zero modes is evaded by the appearance of couplings to charged bosonic zero modes in the instanton moduli action. Since the Euclidean D brane wraps a cycle which is not associated to any low energy gauge dynamics, it can not be interpreted as an ordinary gauge…
The model of the bosonic string with the noncommutative world-sheet geometry is proposed in the framework of Fedosov's deformation quantization. The re-interpretation of the model in terms of bosonic string coupled to infinite multiplet of background fields is given and the link to the W-symmetry is discussed. For the case of d=4 Euclidean target space, the stringy counterparts of the Yang-Mills instantons are constructed in both commutative and noncommutative regimes.
The arcane ADHM construction of Yang-Mills instantons can be very naturally understood in the framework of D-brane dynamics in string theory. In this point-of-view, the mysterious auxiliary symmetry of the ADHM construction arises as a gauge symmetry and the instantons are modified at short distances where string effects become important. By decoupling the stringy effects, one can recover all the instanton formalism, including the all-important volume form on the instanton moduli space. We describe applications of the instanton calculus to the AdS/CFT correspondence and higher derivative terms…
We compute instantonic effects in globally consistent T^6/Z2xZ2 orientifold models with discrete torsion and magnetised D-branes. We consider fractional branes and instantons wrapping the same rigid cycles. We clarify and analyse in detail the low-energy effective action on D-branes in these models. We provide explicit examples where instantons induce linear terms in the charged fields, or non-perturbative mass terms are generated. We also find examples where the gauge theory on fractional branes has conformal symmetry at one-loop, broken by instantonic mass terms at a hierarchically small ene…
The quantum symmetry of many \LG\ orbifolds appears to be broken by Yang-Mills instantons. However, isolated Yang-Mills instantons are not solutions of string theory: They must be accompanied by gauge anti-instantons, gravitational instantons, or topologically non-trivial configurations of the $H$ field. We check that the configurations permitted in string theory do in fact preserve the quantum symmetry, as a result of non-trivial cancellations between symmetry breaking effects due to the various types of instantons. These cancellations indicate new constraints on \LG\ orbifold spectra and req…
The non-perturbative dynamics of quantum field theories is studied using theoretical tools inspired by string formalism. Two main lines are developed: the analysis of stringy instantons in a class of four-dimensional N=2 gauge theories and the holographic study of the minimal model for a strongly coupled unbalanced superconductor. The field theory instanton calculus admits a natural and efficient description in terms of D-brane models. In addition, the string viewpoint offers the possibility of generalizing the ordinary instanton configurations. Even though such generalized, or stringy, instan…
We explore contributions to the 4D effective superpotential which arise from Euclidean D3 branes (``instantons'') that intersect space-filling D-branes. These effects can perturb the effective field theory on the space-filling branes by nontrivial operators composed of charged matter fields, changing the vacuum structure in a qualitative way in some examples. Our considerations are exemplified throughout by a careful study of a fractional brane configuration on a del Pezzo surface.
We study the effects produced by D-brane instantons on the holomorphic quantities of a D-brane gauge theory at an orbifold singularity. These effects are not limited to reproducing the well known contributions of the gauge theory instantons but also generate extra terms in the superpotential or the prepotential. On these brane instantons there are some neutral fermionic zero-modes in addition to the ones expected from broken supertranslations. They are crucial in correctly reproducing effects which are dual to gauge theory instantons, but they may make some other interesting contributions vani…
We show that when sterile Majorana neutrino masses are generated non-perturbatively through instantonic interactions in certain classes of string compactifications (e.g. Type IIA orientifold models with intersecting D-branes), then the eigenvalue spectrum for the tree-level mass term $M_p$ can be within the preferred range of the Neutrino Option resolution to the electroweak (EW) hierarchy and neutrino mass problems of the Standard Model, i.e. $M_p \sim$ PeV. This mechanism holds without tuning for a broad range of string scales, thereby motivating a novel class of string-completed Neutrino Op…
We construct a large class of SU(5) orientifold vacua with tadpole cancellation both for the standard and the flipped case. We give a general analysis of superpotential couplings up to quartic order in orientifold vacua and identify the properties of needed Yukawa couplings as well as the baryon number violating couplings. We point out that successful generation of the perturbatively forbidden Yukawa couplings entails a generically disastrous rate for proton decay from an associated quartic term in the superpotential, generated from the same instanton effects. We search for the appropriate ins…
Type IIA orientifold constructions with intersecting D6-branes and their IIB duals in terms of magnetized D9/D7-branes constitute one of the most promising avenues for the construction of semirealistic MSSM-like compactifications. One generic problem with these constructions is, that there are many Yukawa couplings, which vanish due to additional U(1) symmetries in the theory. In this paper we consider a number of such settings and study, under what conditions stringy instanton effects can give rise to non-perturbative contributions to the Yukawa couplings, so that all perturbatively forbidden…
We point out that in some situations it is possible to use matrix model techniques a la Dijkgraaf-Vafa to perturbatively compute D-brane instanton effects. This provides an explanation in terms of stringy instantons of the results in hep-th/0311181. We check this proposal in some simple scenarios. We point out some interesting consequences of this observation, such as the fact that it gives a perturbative way of computing stringy multi-instanton effects. It also provides a further interpretation of D-brane instantons as residual instantons of higgsed supergroups.
We give a detailed microscopic derivation of gauge and stringy instanton generated superpotentials for gauge theories living on D3-branes at Z_3-orientifold singularities. Gauge instantons are generated by D(-1)-branes and lead to Affleck, Dine and Seiberg (ADS) like superpotentials in the effective N=1 gauge theories with three generations of bifundamental and anti/symmetric matter. Stringy instanton effects are generated by Euclidean ED3-branes wrapping four-cycles on T^6/\Z_3. They give rise to Majorana masses in one case and non-renormalizable superpotentials for the other cases. Finally w…
We present a stringy mechanism to generate Dirac neutrino masses by D-instantons in an experimentally relevant mass scale without fine-tuning. Within Type IIA string theory with intersecting D6-branes, we spell out specific conditions for the emergence of such couplings and provide a class of supersymmetric local SU(5) Grand Unified models, based on the Z_2 x Z'_2 orientifold compactification, where perturbatively absent Dirac neutrino masses can be generated by D2-brane instantons in the experimentally observed mass regime, while Majorana masses remain absent, thus providing an intriguing mec…
We examine domain wall solutions of N=1, D=4 supergravity which preserve half of the supersymmetry and arise from Euclidean M2-brane instantons on M5-branes wrapping associative 3-cycles of G_2 holonomy manifolds. We also investigate composite solutions which break an additional half of the supersymmetry.
We present simple string models which dynamically break supersymmetry without non-Abelian gauge dynamics. The Fayet model, the Polonyi model, and the O'Raifeartaigh model each arise from D-branes at a specific type of singularity. D-brane instanton effects generate the requisite exponentially small scale of supersymmetry breaking.
We show that Nekrasov instanton partition function for SU(N) gauge theories satisfies recursion relations in the form of U(1)+Virasoro constraints when β = 1. The constraints give a direct support for AGT conjecture for general quiver gauge theories.
We give the exact construction of Riemannian (or stringy) instantons, which are classical solutions of 2d Yang-Mills theories that interpolate between initial and final string configurations. They satisfy the Hitchin equations with special boundary conditions. For the case of U(2) gauge group those equations can be written as the sinh-Gordon equation with a delta function source. Using techniques of integrable theories based on the zero curvature conditions, we show that the solution is a condensate of an infinite number of one-solitons with the same topological charge and with all possible ra…
We show that the physics of D-brane theories that exhibit dynamical SUSY breaking due to stringy instanton effects is well captured by geometric transitions, which recast the non-perturbative superpotential as a classical flux superpotential. This allows for simple engineering of Fayet, Polonyi, O'Raifeartaigh, and other canonical models of supersymmetry breaking in which an exponentially small scale of breaking can be understood either as coming from stringy instantons or as arising from the classical dynamics of fluxes.
We consider the problem of computing (irregular) conformal blocks in 2d CFTs whose chiral symmetry algebra is the N=2 superconformal algebra. Our construction uses two ingredients: (i) the relation between the representation theories of the N=2 superconformal algebra and the affine sl(2) algebra, extended to the level of the conformal blocks, and (ii) the relation between affine sl(2) conformal blocks and instanton partition functions in the 4d N=2 SU(2) gauge theory with a surface defect. By combining these two facts we derive combinatorial expressions for the N=2 superconformal blocks in the…
Using instanton effects, we discuss the problem of fermion mass hierarchies in an MSSM-like Type IIA orientifolded model with U(3)xSp(1)xU(1)xU(1) gauge symmetry obtained from intersecting D6-branes. In the corresponding four-stack quiver, the different scales of the generated superpotential couplings offer a partial solution to fermion mass hierarchies. Using the known data with neutrino masses m_{v_τ}\lesssim 2 eV, we give the magnitudes of the relevant scales.
We study the D3/D(-1) brane system and show how to compute instanton corrections to correlation functions of gauge theories in four dimensions using open string techniques. In particular we show that the disks with mixed boundary conditions that are typical of the D3/D(-1) system are the sources for the classical instanton solution. This can then be recovered from simple calculations of open string scattering amplitudes in the presence of D-instantons. Exploiting this fact we also relate this stringy description to the standard instanton calculus of field theory.
Beijing Institute of Mathematical Sciences and Applications（北京国际数学研究中心）；Yau Mathematical Sciences Center, Tsinghua University（清华大学丘成桐数学科学中心）；Université Claude Bernard Lyon 1, CNRS/IN2P3, IP2I Lyon, UMR 5822（里昂第一大学，CNRS/IN2P3，IP2I里昂）；Université Bourgogne Europe, CNRS, IMB UMR 5584（勃艮第欧洲大学，CNRS，IMB）
We provide evidence that the conformal blocks of N=1 super Liouville conformal field theory are described in terms of the SU(2) Nekrasov partition function on the ALE space O_{P^1}(-2).
These notes have two parts. The first is a study of Nekrasov's deformed partition functions $Z(\ve_1,\ve_2,\vec{a};\q,\vecτ)$ of N=2 SUSY Yang-Mills theories, which are generating functions of the integration in the equivariant cohomology over the moduli spaces of instantons on $\mathbb R^4$. The second is review of geometry of the Seiberg-Witten curves and the geometric engineering of the gauge theory, which are physical backgrounds of Nekrasov's partition functions. The first part is continuation of math.AG/0306198, where we identified the Seiberg-Witten prepotential with $Z(0,0,\vec{a};\q,0…
We write down an explicit conjecture for the instanton partition functions in 4d N=2 SU(N) gauge theories in the presence of a certain type of surface operator. These surface operators are classified by partitions of N, and for each partition there is an associated partition function. For the partition N=N we recover the Nekrasov formalism, and when N=1+...+1 we reproduce the result of Feigin et. al. For the case N=1+(N-1) our expression is consistent with an alternative formulation in terms of a restricted SU(N)xSU(N) instanton partition function. When N=1+...+1+2 the partition functions can …
We study Nekrasov's deformed partition function of 5-dimensional supersymmetric Yang-Mills theory compactified on a circle. Mathematically it is the generating function of the characters of the coordinate rings of the moduli spaces of instantons on $\mathbb R^4$. We show that it satisfies a system of functional equations, called blowup equations, whose solution is unique. As applications, we prove (a) logarithm of the partition function times $ε_1ε_2$ is regular at $ε_1 = ε_2 = 0$, (a part of Nekrasov's conjecture), and (b) the genus 1 parts, which are first several Taylor coefficients of the …
We consider N=4 theories on ALE spaces of $A_{k-1}$ type. As is well known, their partition functions coincide with $A_{k-1}$ affine characters. We show that these partition functions are equal to the generating functions of some peculiar classes of partitions which we introduce under the name 'orbifold partitions'. These orbifold partitions turn out to be related to the generalized Frobenius partitions introduced by G. E. Andrews some years ago. We relate the orbifold partitions to the blended partitions and interpret explicitly in terms of a free fermion system.
We study the non-commutative instanton solution proposed in hep-th/0009142 and obtain the spectrum of small oscillations. The spectrum thus obtained is in exact agreement with the spectrum of stringy excitations in a configuration of point like D0 branes sitting on top of D4-branes with a uniform magnetic field turned on in the world-volume of the D4-branes in the Seiberg-Witten decoupling limit. This provides further evidence for the solution of hep-th/0009142 and also enables us recover the ADHM data from the 0-4 string spectrum. Generalizations to higher co-dimension solitons are also discu…
We propose to use the identification of topological string partition functions as equivariant indices on framed moduli spaces of instantons to study the Gopakumar-Vafa conjecture for some local Calabi-Yau geometries.
Generalizations of the AGT correspondence between 4D $\mathcal{N}=2$ $SU(2)$ supersymmetric gauge theory on ${\mathbb {C}}^2$ with $Ω$-deformation and 2D Liouville conformal field theory include a correspondence between 4D $\mathcal{N}=2$ $SU(N)$ supersymmetric gauge theories, $N = 2, 3, \ldots$, on ${\mathbb {C}}^2/{\mathbb {Z}}_n$, $n = 2, 3, \ldots$, with $Ω$-deformation and 2D conformal field theories with $\mathcal{W}^{\, para}_{N, n}$ ($n$-th parafermion $\mathcal{W}_N$) symmetry and $\widehat{\mathfrak{sl}}(n)_N$ symmetry. In this work, we trivialize the factor with $\mathcal{W}^{\, par…
In arXiv:0908.4052, Nekrasov and Shatashvili pointed out that the N=2 instanton partition function in a special limit of the Omega-deformation parameters is characterized by certain thermodynamic Bethe ansatz (TBA) like equations. In this work we present an explicit derivation of this fact as well as generalizations to quiver gauge theories. To do so we combine various techniques like the iterated Mayer expansion, the method of expansion by regions, and the path integral tricks for non-perturbative summation. The TBA equations derived entirely within gauge theory have been proposed to encode t…
The Abdus Salam International Centre for Theoretical Physics（阿卜杜斯·萨拉姆国际理论物理中心）；Institute for Theoretical Physics, Institute of Physics Universiteit van Amsterdam（阿姆斯特丹大学物理研究所理论物理系）
This is the 13th article in the collection of reviews "Exact results in N=2 supersymmetric gauge theories", ed. J. Teschner. It discusses the relation between the instanton partition functions and the partition function of the topological string from the perspective of the B-model. The instanton partition functions provide solutions to the holomorphic anomaly equations characterising the partition functions of the topological string.
We survey some features of equivariant instanton partition functions of topological gauge theories on four and six dimensional toric Kahler varieties, and their geometric and algebraic counterparts in the enumerative problem of counting holomorphic curves. We discuss the relations of instanton counting to representations of affine Lie algebras in the four-dimensional case, and to Donaldson-Thomas theory for ideal sheaves on Calabi-Yau threefolds. For resolutions of toric singularities, an algebraic structure induced by a quiver determines the instanton moduli space through the McKay correspond…
Duality arguments are used to determine D-instanton contributions to certain effective interaction terms of type II supergravity theories in various dimensions. This leads to exact expressions for the partition functions of the finite N D-instanton matrix model in d=4 and 6 dimensions that generalize our previous expression for the case d=10. These results are consistent with the fact that the Witten index of the T-dual D-particle process should only be non-vanishing for d=10.
In this work we study the Nekrasov--Shatashvili limit of the Nekrasov instanton partition function of Yang--Mills field theories with ${\cal N}=2$ supersymmetry and gauge group SU(N). The theories are coupled with fundamental matter. A path integral expression of the full instanton partition function is derived. It is checked that in the Nekrasov--Shatashvili (thermodynamic) limit the action of the field theory obtained in this way reproduces exactly the equation of motion used in the saddle-point calculations.
We study instanton partition functions for N=2 superconformal Sp(1) and SO(4) gauge theories. We find that they agree with the corresponding U(2) instanton partitions functions only after a non-trivial mapping of the microscopic gauge couplings, since the instanton counting involves different renormalization schemes. Geometrically, this mapping relates the Gaiotto curves of the different realizations as double coverings. We then formulate an AGT-type correspondence between Sp(1)/SO(4) instanton partition functions and chiral blocks with an underlying W(2,2)-algebra symmetry. This form of the c…
Using the recent observations of the relation between Hartle-Hawking wave function and topological string partition function, we propose a wave function for scalar metric fluctuations on S^3 embedded in a Calabi-Yau. This problem maps to a study of non-critical bosonic string propagating on a circle at the self-dual radius. This can be viewed as a stringy toy model for a quantum cosmology.
In a toroidal orbifold of type IIB string theory we study instanton effects in N=2 super Yang-Mills theories engineered with systems of wrapped magnetized D9 branes and Euclidean D5 branes. We analyze the various open string sectors in this brane system and study the 1-loop amplitudes described by annulus diagrams with mixed boundary conditions, explaining their role in the stringy instanton calculus. We show in particular that the non-holomorphic terms in these annulus amplitudes precisely reconstruct the appropriate Kahler metric factors that are needed to write the instanton correlators in …
We analyze intersecting surface defects inserted in interacting four-dimensional N = 2 supersymmetric quantum field theories. We employ the realization of a class of such systems as the infrared fixed points of renormalization group flows from larger theories, triggered by perturbed Seiberg-Witten monopole-like configurations, to compute their partition functions. These results are cast into the form of a partition function of 4d/2d/0d coupled systems. Our computations provide concrete expressions for the instanton partition function in the presence of intersecting defects and we study the cor…
We study the global structure of vacua of heterotic strings compactified on orbifolds $T^4/Z_N$ (N=2,3) in the presence of heterotic 5-branes. Gauge symmetry breaking associated with orbifold is described by instantons in the field theory. Phase transition between small instantons and heterotic 5-branes provides top-down, stringy account to the spectrum and modular invariance condition. Also it takes us from one vacuum to another by emitting and absorbing instantons. This means that many vacua with different gauge theory are in fact connected and are inherited from perturbative vacua. It follo…
Owing to the quadratic nature of the theory, Einstein-Gauss-Bonnet gravity generically permits two distinct vacuum solutions. One solution (the "Einstein" vacuum) has a well defined limit as the Gauss-Bonnet coupling goes to zero, whereas the other solution (the "stringy" vacuum) does not. There has been some debate regarding the stability of these vacua, most recently from Deser and Tekin who have argued that the corresponding black hole solutions have positive mass and as such both vacua are stable. Whilst the statement about the mass is correct, we argue that the stringy vacuum is still per…
