We present a new family of signal constellations, called log constellations, that can be used to design near-capacity coded modulation schemes over additive exponential noise (AEN) channels. Log constellations are designed by geometrically approximating the input distribution that maximizes the AEN channel capacity. The mutual information achievable over AEN channels with both coded modulation (CM) and bit-interleaved coded modulation (BICM) approaches is evaluated for various signal sets. In the case of CM, the proposed log constellations outperform, sometimes by over half a decibel, the best existing signal sets available from the literature, and can display error performance within only 0.12 dB of the AEN channel capacity. In the context of BICM, log constellations do not offer significant performance advantages over the best existing constellations. As the potential performance degradation resulting from the use of BICM instead of CM is larger than 1 dB, BICM may however not be a suitable design approach over AEN channels.
A general form of codebook design for code-domain non-orthogonal multiple access (CD-NOMA) can be considered equivalent to an autoencoder (AE)-based constellation design for multi-user multidimensional modulation (MU-MDM). Due to a constrained design space for optimal constellation, e.g., fixed resource mapping and equal power allocation to all codebooks, however, existing AE architectures produce constellations with suboptimal bit-error-rate (BER) performance. Accordingly, we propose a new architecture for MU-MDM AE and underlying training methodology for joint optimization of resource mappin…
In this paper, the Dynamic-Assignment Blahut-Arimoto (DAB) algorithm identifies finite-support probability mass functions (PMFs) with small cardinality that achieve capacity for amplitude-constrained (AC) Additive White Gaussian Noise (AWGN) Channels, or approach capacity to within less than 1% for power-constrained (PC) AWGN Channels. While a continuous Gaussian PDF is well-known to be a theoretical capacity-achieving distribution for the PC-AWGN channel, DAB identifies PMFs with small-cardinality that are, for practical purposes, indistinguishable in performance. We extend the results of Oza…
In this paper, the fundamental limits on the rates at which information and energy can be simultaneously transmitted over an additive white Gaussian noise channel are studied under the following assumptions: $(a)$ the channel is memoryless; $(b)$ the number of channel input symbols (constellation size) and block length are finite; and $(c)$ the decoding error probability (DEP) and the energy outage probability (EOP) are bounded away from zero. In particular, it is shown that the limits on the maximum information and energy transmission rates; and the minimum DEP and EOP, are essentially set by…
Bit-interleaved coded modulation with iterative decoding (BICM-ID) offers very good error performance over additive white Gaussian noise (AWGN) and fading channels if it uses a wisely designed signal mapping. Further, error performance of BICM-ID can significantly be improved by employing multi-dimensional (MD) modulation. However, suitable MD mappings are obtained by computer search techniques except for MD modulations that use smaller constellation e.g., binary phase shift keying (BPSK), quadrature phase shift keying (QPSK) and $8$-ary phase shift keying ($8$-PSK) as basic modulation. The al…
This paper presents design methods for highly efficient optimisation of geometrically shaped constellations to maximise data throughput in optical communications. It describes methods to analytically calculate the information-theoretical loss and the gradient of this loss as a function of the input constellation shape. The gradients of the \ac{MI} and \ac{GMI} are critical to the optimisation of geometrically-shaped constellations. It presents the analytical derivative of the achievable information rate metrics with respect to the input constellation. The proposed method allows for improved de…
In this paper, we propose a geometric shaping (GS) strategy to design 8, 16, 32 and 64-ary modulation formats for the optical fibre channel impaired by both additive white Gaussian (AWGN) and phase noise. The constellations were optimised to maximise generalised mutual information (GMI) using a mismatched channel model. The presented formats demonstrate an enhanced signal-to-noise ratio (SNR) tolerance in high phase noise regimes when compared with their quadrature amplitude modulation (QAM) or AWGN-optimised counterparts. By putting the optimisation results in the context of the 400ZR impleme…
Hamburg University of Technology（汉堡工业大学）；Nokia Bell Labs（诺基亚贝尔实验室）
The choice of constellations largely affects the performance of communication systems. When designing constellations, both the locations and probability of occurrence of the points can be optimized. These approaches are referred to as geometric and probabilistic shaping, respectively. Usually, the geometry of the constellation is fixed, e.g., quadrature amplitude modulation (QAM) is used. In such cases, the achievable information rate can still be improved by probabilistic shaping. In this work, we show how autoencoders can be leveraged to perform probabilistic shaping of constellations. We de…
In this paper, we newly present a closed-form bit-error rate (BER) expression for an $M$-ary pulse-amplitude modulation ($M$-PAM) over additive white Gaussian noise (AWGN) channels by analytically characterizing the bit decision regions and positions. The obtained expression is then used to derive the conditional BER of a rectangular quadrature amplitude modulation (QAM) for a given value of phase noise. Numerical results show that the impact of phase noise on the conditional BER performance is proportional to the constellation size. Moreover, it is observed that given a constellation size, th…
Parallel, additive white Gaussian noise (AWGN) channels with an average sum power constraint are considered. It is shown how the waterfilling Shannon capacity can be approached by higher order modulation and probabilistic amplitude shaping (PAS). This is achieved by a new distribution matching approach called product distribution matching (PDM). The asymptotic performance of PDM is analyzed by achievable rates. A heuristic for optimizing the input distribution is proposed, which enables signaling at a target spectral efficiency with a fixed-rate forward error correction (FEC) code, while the o…
In this paper, we investigate the construction of a transmit signal for a base station with a massive number of antenna arrays under the cost-effective 1-bit digital-to-analog converters. Due to the coarse nonlinear property, conventional precoding methods could not yield an attractive performance with a severe error-floor problem. Moreover, finding an optimal transmit signal is computationally implausible because of its combinatorial nature. Thus, it is still an open problem to construct a 1-bit transmit signal efficiently. As an extension of our earlier work, we propose an efficient method t…
This paper focuses on an improved Gaussian approximation (GA) based construction of polar codes with successive cancellation (SC) decoding over an additive white Gaussian noise (AWGN) channel. Arikan has proven that polar codes with low-complexity SC decoder can approach the channel capacity of an arbitrary symmetric binary-input discrete memoryless channel, provided that the code length is chosen large enough. Nevertheless, how to construct such codes over an AWGN channel with low computational effort has been an open problem. Compared to density evolution, the GA is known as a low complexity…
Hierarchical modulation (HM) is able to provide different levels of protection for data streams and achieve a rate region that cannot be realized by traditional orthogonal schemes, such as time division (TD). Nevertheless, criterions and algorithms for general HM design are not available in existing literatures. In this paper, we jointly optimize the constellation positions and binary labels for HM to be used in additive white gaussian noise (AWGN) channel. Based on bit-interleaved coded modulation (BICM) with successive interference cancellation (SIC) capacity, our main purpose is to maximize…
In this report, we study communication over an additive white Gaussian noise channel with a fixed signal constellation. We measure how much information we can send through this channel and how to improve the rate of communication by changing the input probability distribution. More precisely, we study the mutual information obtained from the Maxwell-Boltzmann distribution, the Blahut-Arimoto algorithm and a constrained version of the Blahut-Arimoto algorithm. We emphasise the fact that the Maxwell--Boltzmann distribution is not optimal. We also observe that the Blahut-Arimoto algorithm does no…
Shannon channel capacity of an additive white Gaussian noise channel is the highest reliable transmission bit rate (RTBR) with arbitrary small error probability. However, the authors find that the concept is correct only when the channel input and output is treated as a single signal-stream. Hence, this work reveals a possibility for increasing the RTBR further by transmitting two independent signal-streams in parallel manner. The gain is obtained by separating the two signals at the receiver without any inter-steam interference. For doing so, we borrow the QPSK constellation to layer the two …
This paper studies an $n$-dimensional additive Gaussian noise channel with a peak-power-constrained input. It is well known that, in this case, when $n=1$ the capacity-achieving input distribution is discrete with finitely many mass points, and when $n>1$ the capacity-achieving input distribution is supported on finitely many concentric shells. However, due to the previous proof technique, neither the exact number of mass points/shells of the optimal input distribution nor a bound on it was available. This paper provides an alternative proof of the finiteness of the number mass points/shells o…
This paper investigates polar codes for the additive white Gaussian noise (AWGN) channel. The scaling exponent $μ$ of polar codes for a memoryless channel $q_{Y|X}$ with capacity $I(q_{Y|X})$ characterizes the closest gap between the capacity and non-asymptotic achievable rates in the following way: For a fixed $\varepsilon \in (0, 1)$, the gap between the capacity $I(q_{Y|X})$ and the maximum non-asymptotic rate $R_n^*$ achieved by a length-$n$ polar code with average error probability $\varepsilon$ scales as $n^{-1/μ}$, i.e., $I(q_{Y|X})-R_n^* = Θ(n^{-1/μ})$. It is well known that the scalin…
We propose a new coding scheme using only one lattice that achieves the $\frac{1}{2}\log(1+\SNR)$ capacity of the additive white Gaussian noise (AWGN) channel with lattice decoding, when the signal-to-noise ratio $\SNR>e-1$. The scheme applies a discrete Gaussian distribution over an AWGN-good lattice, but otherwise does not require a shaping lattice or dither. Thus, it significantly simplifies the default lattice coding scheme of Erez and Zamir which involves a quantization-good lattice as well as an AWGN-good lattice. Using the flatness factor, we show that the error probability of the propo…
Bit-interleaved coded modulation (BICM) has attracted considerable attention from the research community in the past three decades, because it can achieve desirable error performance with relatively low implementation complexity for a large number of communication and storage systems. By exploiting the iterative demapping and decoding (ID), the BICM is able to approach capacity limits of coded modulation over various channels. In recent years, protograph low-density parity-check (PLDPC) codes and their spatially-coupled (SC) variants have emerged to be a pragmatic forward-error-correction (FEC…
Ben Gurion University of the Negev（内盖夫本·古里安大学）；Cornell University（康奈尔大学）
Directed information (DI) is a fundamental measure for the study and analysis of sequential stochastic models. In particular, when optimized over input distributions it characterizes the capacity of general communication channels. However, analytic computation of DI is typically intractable and existing optimization techniques over discrete input alphabets require knowledge of the channel model, which renders them inapplicable when only samples are available. To overcome these limitations, we propose a novel estimation-optimization framework for DI over discrete input spaces. We formulate DI o…
Different aspects of probabilistic shaping for a multi-span optical communication system are studied. First, a numerical analysis of the additive white Gaussian noise (AWGN) channel investigates the effect of using a small number of input probability mass functions (PMFs) for a range of signal-to-noise ratios (SNRs), instead of optimizing the constellation shaping for each SNR. It is shown that if a small penalty of at most 0.1 dB SNR to the full shaping gain is acceptable, just two shaped PMFs are required per quadrature amplitude modulation (QAM) over a large SNR range. For a multi-span wave…
Harvesting the gain of a large number of antennas in a mmWave band has mainly been relying on the costly operation of channel state information (CSI) acquisition and cumbersome phase shifters. Recent works have started to investigate the possibility to use receivers based on energy detection (ED), where a single data stream is decoded based on the channel and noise energy. The asymptotic features of the massive receiver array lead to a system where the impact of the noise becomes predictable due to a noise hardening effect. This in effect extends the communication range compared to the receive…
The problem of transmitting a common message to multiple users over the Gaussian multiple-input multiple-output broadcast channel is considered, where each user is equipped with an arbitrary number of antennas. A closed-loop scenario is assumed, for which a practical capacity-approaching scheme is developed. By applying judiciously chosen unitary operations at the transmit and receive nodes, the channel matrices are triangularized so that the resulting matrices have equal diagonals, up to a possible multiplicative scalar factor. This, along with the utilization of successive interference cance…
End-to-End NOMA with Perfect and Quantized CSI Over Rayleigh Fading Channels
Department of ECE, Villanova University（电子工程系，维拉文纳大学）；Electrical Engineering and Computer Science, University of California, Irvine（电气工程与计算机科学，加州大学伊文斯顿分校）
Previous studies have demonstrated that end-to-end learning enables significant shaping gains over additive white Gaussian noise (AWGN) channels. However, its benefits have not yet been quantified over realistic wireless channel models. This work aims to fill this gap by exploring the gains of end-to-end learning over a frequency- and time-selective fading channel using orthogonal frequency division multiplexing (OFDM). With imperfect channel knowledge at the receiver, the shaping gains observed on AWGN channels vanish. Nonetheless, we identify two other sources of performance improvements. Th…
