The problem of transmitting a common message to multiple users over the Gaussian multiple-input multiple-output broadcast channel is considered, where each user is equipped with an arbitrary number of antennas. A closed-loop scenario is assumed, for which a practical capacity-approaching scheme is developed. By applying judiciously chosen unitary operations at the transmit and receive nodes, the channel matrices are triangularized so that the resulting matrices have equal diagonals, up to a possible multiplicative scalar factor. This, along with the utilization of successive interference cancellation, reduces the coding and decoding tasks to those of coding and decoding over the single-antenna additive white Gaussian noise channel. Over the resulting effective channel, any off-the-shelf code may be used. For the two-user case, it was recently shown that such joint unitary triangularization is always possible. In this paper, it is shown that for more than two users, it is necessary to carry out the unitary linear processing jointly over multiple channel uses, i.e., space-time processing is employed. It is further shown that exact triangularization, where all resulting diagonals are equal, is still not always possible, and appropriate conditions for the existence of such are established for certain cases. When exact triangularization is not possible, an asymptotic construction is proposed, that achieves the desired property of equal diagonals up to edge effects that can be made arbitrarily small, at the price of processing a sufficiently large number of channel uses together.
In this paper, we consider the downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) systems. The proposed precoding scheme is based on simultaneous triangularization and decomposes the MIMO-NOMA channels of the two users into multiple single-input single-output NOMA channels, assuming low-complexity self-interference cancellation at the users. In contrast to the precoding schemes based on simultaneous diagonalization (SD), the proposed scheme avoids inverting the MIMO channels of the users, thereby enhancing the ergodic …
In this paper, we consider the uplink and downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) systems. We propose novel uplink and downlink precoding and decoding schemes that lower the decoding complexity at the receiver by decomposing the MIMO-NOMA channels of the users into multiple single-input single-output (SISO)-NOMA channels via simultaneous triangularization (ST) of the MIMO channels of the users and a low-complexity self-interference cancellation at the receiver. The proposed ST MIMO-NOMA schemes avoid channel…
The problem of sending a secret message over the Gaussian multiple-input multiple-output (MIMO) wiretap channel is studied. While the capacity of this channel is known, it is not clear how to construct optimal coding schemes that achieve this capacity. In this work, we use linear operations along with successive interference cancellation to attain effective parallel single-antenna wiretap channels. By using independent scalar Gaussian wiretap codebooks over the resulting parallel channels, the capacity of the MIMO wiretap channel is achieved. The derivation of the schemes is based upon joint t…
We propose a unitary precoding scheme, namely polar-precoding, to improve the performance of polar-coded MIMO systems. In contrast to the traditional design of MIMO precoding criteria, the proposed polar-precoding scheme relies on the \emph{polarization criterion}. In particular, the precoding matrix design comprises two steps. After selecting a basic matrix for maximizing the capacity in the first step, we design a unitary matrix for maximizing the polarization effect among the data streams without degrading the capacity. Our simulation results show that the proposed polar-precoding scheme ou…
A common approach to obtain channel state information for massive MIMO networks is to use the same orthogonal training sequences in each cell. We call this the full-pilot reuse (FPR) scheme. In this paper, we study an alternative approach where each cell uses different sets of orthogonal pilot (DOP) sequences. Considering uplink communications with matched filter (MF) receivers, we first derive the SINR in the large system regime where the number of antennas at the base station, the number of users in each cell, and training duration grow large with fixed ratios. For tractability in the analys…
Millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) with hybrid precoding is a promising technique for the future 5G wireless communications. Due to a large number of antennas but a much smaller number of radio frequency (RF) chains, estimating the high-dimensional mmWave massive MIMO channel will bring the large pilot overhead. To overcome this challenge, this paper proposes a super-resolution channel estimation scheme based on two-dimensional (2D) u- nitary ESPRIT algorithm. By exploiting the angular sparsity of mmWave channels, the continuously distributed angle of arriva…
In multi-(core/mode) optical fiber communication, the transmission channel can be modeled as a complex sub-matrix of the Haar-distributed unitary matrix (complex Jacobi unitary ensemble). In this letter, we present new analytical expressions of the upper and lower bounds for the ergodic capacity of multiple-input multiple-output Jacobi-fading channels. Recent results on the determinant of the Jacobi unitary ensemble are employed to derive a tight lower bound on the ergodic capacity. We use Jensen's inequality to provide an analytical closed-form upper bound to the ergodic capacity at any signa…
In this paper, we present an analytical lower bound on the ergodic capacity of optical multiple-input multiple-output (MIMO) channels. It turns out that the optical MIMO channel matrix which couples the mt inputs (modes/cores) into mr outputs (modes/cores) can be modeled as a sub-matrix of a m x m Haar-distributed unitary matrix where m > mt,mr. Using the fact that the probability density of the eigenvalues of a random matrix from unitary ensemble can be expressed in terms of the Christoffel-Darboux kernel. We provide a new analytical expression of the ergodic capacity as function of signal-to…
Reconfigurable intelligent surface (RIS) is very promising for wireless networks to achieve high energy efficiency, extended coverage, improved capacity, massive connectivity, etc. To unleash the full potentials of RIS-aided communications, acquiring accurate channel state information is crucial, which however is very challenging. For RIS-aided multiple-input and multiple-output (MIMO) communications, the existing channel estimation methods have computational complexity growing rapidly with the number of RIS units $N$ (e.g., in the order of $N^2$ or $N^3$) and/or have special requirements on t…
In this paper, we develop an orthogonal precoding scheme for integer-forcing (IF) linear receivers using the steepest gradient algorithm. Although this scheme can be viewed as a special case of the unitary precoded integer-forcing (UPIF), it has two major advantages. First, the orthogonal precoding outperforms its unitary counterpart in terms of achievable rate, outage probability, and error rate. We verify this advantage via theoretical and numerical analyses. Second, it exhibits lower complexity as the dimension of orthogonal matrices is half that of unitary matrices in the real-valued domai…
With the increase of physical antenna and subcarrier numbers in MIMO-OFDM systems, channel side information feedback amount and signal precoding complexity overburden will consume much more system resource, even become intolerable. To solve this problem, previous works mainly focused on fixed subcarrier grouping size and precoded MIMO signals in the same group with unitary channel state information (CSI). It could reduce the system overburden, but such a process would lead to system capacity loss due to the channel mismatch in precoding procedure. In this paper, we consider a MIMOOFDM system o…
The capacity of a fixed Gaussian multiple-input multiple-output (MIMO) channel and the optimal transmission strategy under the total power (TP) constraint and full channel state information are well-known. This problem remains open in the general case under individual per-antenna (PA) power constraints, while some special cases have been solved. These include a full-rank solution for the MIMO channel and a general solution for the multiple-input single-output (MISO) channel. In this paper, the fixed Gaussian MISO channel is considered and its capacity as well as optimal transmission strategies…
We present two reduced-rank channel estimators for large-scale multiple-input, multiple-output (MIMO) systems and analyze their mean square error (MSE) performance. Taking advantage of the channel's transform domain sparseness, the estimators yield outstanding performance and may offer additional mean angle-of-arrival (AoA) information. It is shown that, for the estimators to be effective, one has to select a proper predetermined unitary basis (transform) and be able to determine the dominant channel rank and the associated subspace. Further MSE analysis reveals the relations among the array s…
We consider the joint constellation design problem for the noncoherent multiple-input multiple-output multiple-access channel (MAC). By analyzing the noncoherent maximum-likelihood detection error, we propose novel design criteria so as to minimize the error probability. As a baseline approach, we adapt several existing design criteria for the point-to-point channel to the MAC. Furthermore, we propose new design criteria. Our first proposed design metric is the dominating term in nonasymptotic lower and upper bounds on the pairwise error probability exponent. We give a geometric interpretation…
In this letter, we propose an autoencoder (AE) for designing Grassmannian constellations in noncoherent (NC) multiple-input multiple-output (MIMO) systems. To guarantee the properties of Grassmannian constellations, the proposed AE constructs the transmitted symbols following an unitary space-time modulation. It penalizes the difference between input and output symbols in terms of cross entropy during the training, which is regarded as a generic optimization method. The constellations learned by the proposed AE have substantial symbol error rate (SER) performance gains compared to the non-Gras…
Beamspace processing is an emerging technique to reduce baseband complexity in massive multiuser (MU) multiple-input multiple-output (MIMO) communication systems operating at millimeter-wave (mmWave) and terahertz frequencies. The high directionality of wave propagation at such high frequencies ensures that only a small number of transmission paths exist between user equipments and basestation (BS). In order to resolve the sparse nature of wave propagation, beamspace processing traditionally computes a spatial discrete Fourier transform (DFT) across a uniform linear antenna array at the BS whe…
We consider the design of multiuser constellations for a multiple access channel (MAC) with K users, with M antennas each, that transmit simultaneously to a receiver equipped with N antennas through a Rayleigh block-fading channel, when no channel state information (CSI) is available to either the transmitter or the receiver. In full-diversity scenarios where the coherence time is at least T>= (K+1)M, the proposed constellation design criterion is based on the asymptotic expression of the multiuser pairwise error probability (PEP) derived by Brehler and Varanasi. In non-full diversity scenario…
This paper proposes a closed-loop sparse channel estimation (CE) scheme for wideband millimeter-wave hybrid full-dimensional multiple-input multiple-output and time division duplexing based systems, which exploits the channel sparsity in both angle and delay domains. At the downlink CE stage, random transmit precoder is designed at base station (BS) for channel sounding, and receive combiners at user devices (UDs) are designed to visualize hybrid array as a low-dimensional digital array for facilitating the multi-dimensional unitary ESPRIT (MDU-ESPRIT) algorithm to estimate respective angle-of…
This paper presents a novel radio frequency (RF) beam training algorithm for sparse multiple input multiple output (MIMO) channels using unitary RF beamforming codebooks at transmitter (Tx) and receiver (Rx). The algorithm leverages statistical knowledge from past beam data for expedited beam search with statistically-minimal training overheads. Beams are tested in the order of their ranks based on their probabilities for providing a communication link. For low beam entropy scenarios, statistically-ranked beam search performs excellent in reducing the average number of beam tests per Tx-Rx bea…
We study the problem of maximum-likelihood (ML) estimation of an approximate common eigenstructure, i.e. an approximate common eigenvectors set (CES), for an ensemble of covariance matrices given a collection of their associated i.i.d vector realizations. This problem has a direct application in multi-user MIMO communications, where the base station (BS) has access to instantaneous user channel vectors through pilot transmission and attempts to perform joint multi-user Downlink (DL) precoding. It is widely accepted that an efficient implementation of this task hinges upon an appropriate design…
Massive MIMO communication systems have been identified as one of the most prominent technologies of the next generation wireless standards, such as 5G, due to the large gains in energy and spectral efficiency that can be achieved. In the asymptotic condition of infinite number of antennas at the base station (BS), the performance bottleneck of these systems is due to the pilot contamination effect, i.e., the directional interference arising from users in adjacent cells that reuse the same set of orthogonal training sequences, and thus the interference seen by each user is determined by the pi…
Secret Key Rate Analysis of RIS-Assisted THz MIMO CV-QKD Systems under Access-Constrained Eavesdropping
Indian Institute of Technology Bhubaneswar（印度理工学院布巴内斯瓦尔分校）；National and Kapodistrian University of Athens（雅典国立卡波迪斯特里阿斯大学）；University of Illinois Chicago（伊利诺伊大学芝加哥分校）
