Nonlinear thermodynamic quantum master equation: Properties and examples
Hans Christian Öttinger
备注：
This expanded version, which was obtained by including the example of the two-level system previously presented separately in arXiv:1002.5023, has been accepted for publication in Physical Review A (2010). 12 pages, 4 figures
The quantum master equation obtained from two different thermodynamic arguments is seriously nonlinear. We argue that, for quantum systems, nonlinearity occurs naturally in the step from reversible to irreversible equations and we analyze the nature and consequences of the nonlinear contribution. The thermodynamic nonlinearity naturally leads to canonical equilibrium solutions and extends the range of validity to lower temperatures. We discuss the Markovian character of the thermodynamic quantum master equation and introduce a solution strategy based on coupled evolution equations for the eigenstates and eigenvalues of the density matrix. The general ideas are illustrated for the two-level system and for the damped harmonic oscillator. Several conceptual implications of the nonlinearity of the thermodynamic quantum master equation are pointed out, including the absence of a Heisenberg picture and the resulting difficulties with defining multi-time correlations.
We propose a piecewise deterministic Markovian jump process in Hilbert space such that the covariance matrix of this stochastic process solves the thermodynamic quantum master equation. The proposed stochastic process is particularly simple because the normalization of the vectors in Hilbert space is preserved only on average. As a consequence of the nonlinearity of the thermodynamic master equation, the construction of stochastic trajectories involves the density matrix as a running ensemble average. We identify a principle of detailed balance and a fluctuation-dissipation relation for our Ma…
The quantum master equation obtained by generalizing the geometric formulation of nonequilibrium thermodynamics to dissipative quantum systems is seriously nonlinear. We argue that nonlinearity occurs naturally in the step from reversible to irreversible equations and we analyze the nature of the nonlinear contribution. The thermodynamic nonlinearity leads to proper equilibrium solutions and improves the dynamic behavior of dissipative quantum systems. We also discuss the Markovian character of the thermodynamic quantum master equation. The general ideas are illustrated for two-level systems.
The study of open quantum systems often relies on approximate master equations derived under the assumptions of weak coupling to the environment. However when the system is made of several interacting subsystems such a derivation is in many cases very hard. An alternative method, employed especially in the modelling of transport in mesoscopic systems, consists in using {\it local} master equations containing Lindblad operators acting locally only on the corresponding subsystem. It has been shown that this approach however generates inconsistencies with the laws of thermodynamics. In this paper…
Local master equations are a widespread tool to model open quantum systems, especially in the context of many-body systems. These equations, however, are believed to lead to thermodynamic anomalies and violation of the laws of thermodynamics. In contrast, here we rigorously prove that local master equations are consistent with thermodynamics and its laws without resorting to a microscopic model, as done in previous works. In particular, we consider a quantum system in contact with multiple baths and identify the relevant contributions to the total energy, heat currents and entropy production r…
We investigate the thermodynamic consistency of the master equation description of heat transport through an optomechanical system attached to two heat baths, one optical and one mechanical. We employ three different master equations to describe this scenario: (i) The standard master equation used in optomechanics, where each bath acts only on the resonator that it is physically connected to; (ii) the so-called dressed-state master equation, where the mechanical bath acts on the global system; and (iii) what we call the global master equation, where both baths are treated non-locally and affec…
Master equations under appropriate assumptions are efficient tools for the study of open quantum systems. For many-body systems, subsystems of which locally couple to thermal baths and weakly interact with each other, the local approach provides a more convenient description than the global approach. However, these local master equations are believed to generate inconsistencies with the laws of thermodynamics when intersubsystem interactions exist. Here we develop an alternative local master equation by virtue of similar approximations used in deriving the traditional Gorini-Kossakowski-Lindbl…
We study the coarse-graining approach to derive a generator for the evolution of an open quantum system over a finite time interval. The approach does not require a secular approximation but nevertheless generally leads to a Lindblad-Gorini-Kossakowski-Sudarshan generator. By combining the formalism with Full Counting Statistics, we can demonstrate a consistent thermodynamic framework, once the switching work required for the coupling and decoupling with the reservoir is included. Particularly, we can write the second law in standard form, with the only difference that heat currents must be de…
Markovian master equations provide a versatile tool for describing open quantum systems when memory effects of the environment may be neglected. As these equations are of an approximate nature, they often do not respect the laws of thermodynamics when no secular approximation is performed in their derivation. Here we introduce a Markovian master equation that is thermodynamically consistent and provides an accurate description whenever memory effects can be neglected. The thermodynamic consistency is obtained through a rescaled Hamiltonian for the thermodynamic bookkeeping, exploiting the fact…
A nonlinear master equation is derived, reflecting properly the entropy of open quantum systems. In contrast to linear alternatives, its equilibrium solution is exactly the canonical Gibbs density matrix. The corresponding nonlinear equation for the Wigner function accounts rigorously for the thermo-quantum entropy. It reduces at large friction to the Smoluchowski-Bohm equation in the coordinate subspace, which reflects the stochastic Langevin-Bohm dynamics. The previously derived Maxwell-Heisenberg relation for the nonequilibrium momentum dispersion of quantum Brownian particles is confirmed …
Starting from a microscopic system-baths description, we derive the general conditions for a time-local quantum master equation (QME) to satisfy the first and second law of thermodynamics at the fluctuating level. Using counting statistics, we show that the fluctuating second law can be rephrased as a Generalized Quantum Detailed Balance condition (GQDB), i.e., a symmetry of the time-local generators which ensures the validity of the fluctuation theorem. When requiring in addition a strict system-bath energy conservation, the GQDB reduces to the usual notion of detailed balance which ensures Q…
Wigner functions, allowing for a reformulation of quantum mechanics in phase space, are of central importance for the study of the quantum-classical transition. A full understanding of the quantum-classical transition, however, also requires an explanation for the absence of macroscopic superpositions to solve the quantum measurement problem. Stochastic reformulations of quantum mechanics based on spontaneous collapses of the wavefunction are a popular approach to this issue. In this article, we derive the dynamic equations for the four most important spontaneous collapse models - Ghirardi-Rim…
Thermodynamics entails a set of mathematical conditions on quantum Markovian dynamics. In particular, strict energy conservation between the system and environment implies that the dissipative dynamical map commutes with the unitary system propagator. Employing spectral analysis we prove the general form of the ensuing master equation. We compare this result to master equations obtained from standard microscopic derivations. The obtained formal structure can be employed to test the compatibility of approximate derivations with thermodynamics. For example, it designates that global master equat…
The local approach to construct master equation for a composite open system with a weak internal coupling is simple and seems reasonable. However, it is thermodynamic consistent only when the subsystems are resonantly coupled. Efforts are being made to understand the inconsistency and test the validity of the local master equation. We present a perturbative method to solve the steady-state solutions of linear local master equations, which are demonstrated by two simple models. The solving process shows the stationary state as the result of competition between incoherent operations and the unit…
When applied to matter and antimatter states, the Pauli master equation (PME) may have two forms: time-symmetric, which is conventional, and time-antisymmetric, which is suggested in the present work. The symmetric and antisymmetric forms correspond to symmetric and antisymmetric extensions of thermodynamics from matter to antimatter --- this is demonstrated by proving the corresponding H-theorem. The two forms are based on the thermodynamic similarity of matter and antimatter and differ only in the directions of thermodynamic time for matter and antimatter (the same in the time-symmetric case…
The coarse-graining approach to deriving the quantum Markovian master equation is revisited, with close attention given to the underlying approximations. It is further argued that the time interval over which the coarse-graining is performed is a free parameter that can be given a physical measurement-based interpretation. In the case of the damping of composite systems to reservoirs of different temperatures, currently of much interest in the study of quantum thermal machines with regard to the validity of `local' and `global' forms of these equations, the coupling of the subsystems leads to …
Describing open quantum systems far from equilibrium is challenging, in particular when the environment is mesoscopic, when it develops nonequilibrium features during the evolution, or when the memory effects cannot be disregarded. Here, we derive a master equation that explicitly accounts for system-bath correlations and includes, at a coarse-grained level, a dynamically evolving bath. Such a master equation applies to a wide variety of physical systems including those described by Random Matrix Theory or the Eigenstate Thermalization Hypothesis. We obtain a local detailed balance condition w…
We analyse the thermodynamics of a quantum system in a trajectory of constant velocity that interacts with a static thermal bath. The latter is modeled by a massless scalar field in a thermal state. We consider two different couplings of the moving system to the heat bath, a coupling of the Unruh-DeWitt type and a coupling that involves the time derivative of the field. We derive the master equation for the reduced dynamics of the moving quantum system. It has the same form with the quantum optical master equation, but with different coefficients that depend on velocity. This master equation h…
Within the f-deformed oscillator formalism, we derive a Markovian master equation for the description of the damped dynamics of nonlinear systems that interact with their environment. The applicability of this treatment to the particular case of a Morse-like oscillator interacting with a thermal field is illustrated, and the decay of quantum coherence in such a system is analyzed in terms of the evolution on phase space of its nonlinear coherent states via the Wigner function.
The recently developed technique combining the weak coupling limit with the Floquet formalism is applied to a model of two-level atom driven by a strong laser field and weakly coupled to heat baths. Firstly, the case of a single electromagnetic bath at zero temperature is discussed and the formula for resonance fluorescence is derived. The expression describes the well-known Mollow triplet, but its details differ from the standard ones based on additional simplifying assumptions. The second example describes the case of two thermal reservoirs: an electromagnetic one at finite temperature and t…
Clausius' statement of the second law of thermodynamics reads: Heat will flow spontaneously from a hot to cold reservoir. This statement should hold for transport of energy through a quantum network composed of small subsystems each coupled to a heat reservoir. When the coupling between nodes is small, it seems reasonable to construct a local master equation for each node in contact with the local reservoir. The energy transport through the network is evaluated by calculating the energy flux after the individual nodes are coupled. We show by analysing the most simple network composed of two qu…
Open-system dynamics play a key role in the experimental and theoretical study of cavity optomechanical systems. In many cases, the quantum Langevin equations have enabled excellent models for optical decoherence, yet a master-equation approach to the fully nonlinear optomechanical Hamiltonian has thus far proven more elusive. To address this outstanding question and broaden the mathematical tool set available, we derive a solution to the Lindblad master equation that models optical decoherence for a system evolving with the nonlinear optomechanical Hamiltonian. The method combines a Lie-algeb…
Learning thermodynamic master equations for open quantum systems
Department of Data and Decision Sciences（数据与决策科学系）；Emory University（埃默里大学）；Division of Applied Mathematics（应用数学系）；Brown University（布朗大学）；Lawrence Livermore National Laboratory（劳伦斯利弗莫尔国家实验室）
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