v1: 5 pictures v2: 2 pictures added v3: 9 pictures total v4: added one more graph, This final version was refereed and accepted for publication in "The Journal of Geometric Analysis"
We will simplify the earlier proofs of Perelman's collapsing theorem of 3-manifolds given by Shioya-Yamaguchi and Morgan-Tian.
Among other things, we use Perelman's semi-convex analysis of distance functions to construct the desired local Seifert fibration structure on collapsed 3-manifolds. The verification of Perelman's collapsing theorem is the last step of Perelman's proof of Thurston's Geometrization Conjecture on the classification of 3-manifolds.
Our proof of Perelman's collapsing theorem is almost self-contained. We believe that our proof of this collapsing theorem is accessible to non-experts and advanced graduate students.
We will simplify earlier proofs of Perelman's collapsing theorem for 3-manifolds given by Shioya-Yamaguchi and Morgan-Tian. Among other things, we use Perelman's critical point theory (e.g., multiple conic singularity theory and his fibration theory) for Alexandrov spaces to construct the desired local Seifert fibration structure on collapsed 3-manifolds. The verification of Perelman's collapsing theorem is the last step of Perelman's proof of Thurston's Geometrization Conjecture on the classification of 3-manifolds. Our proof of Perelman's collapsing theorem is almost self-contained, accessib…
We calculate Perelman's invariant for compact complex surfaces and a few other smooth four-manifolds. We also prove some results concerning the dependence of Perelman's invariant on the smooth structure.
In this note we derive an improved no-local-collapsing theorem of Ricci flow under the scalar curvature bound condition along the worldline of the basepoint. It is a refinement of Perelman's no-local-collapsing theorem.
We derive modified Perelman-type monotonicity formulas for solutions to the generalized Ricci flow equation with symmetry on principal bundles, which lead to rigidity and classification results for nonsingular solutions.
In this paper, we develop the theory of Perelman's $W$-functional on manifolds with isolated conical singularities. In particular, we show that the infimum of $W$-functional over a certain weighted Sobolev space on manifolds with isolated conical singularities is finite, and the minimizer exists, if the scalar curvature satisfies certain condition near the singularities. We also obtain an asymptotic order for the minimizer near the singularities.
In this paper, we prove that on a compact manifold with isolated conical singularity the spectrum of the Schrödinger operator $-4Δ+R$ consists of discrete eigenvalues with finite multiplicities, if the scalar curvature $R$ satisfies a certain condition near the singularity. Moreover, we obtain an asymptotic behavior for eigenfunctions near the singularity. As a consequence of these spectral properties, we extend the theory of the Perelman's $λ$-functional on smooth compact manifolds to compact manifolds with isolated conical singularities.
In this paper, we study the Ricci flat manifolds with maximal volume growth using Perelman's reduced volume of Ricci flow. We show that if $(M^n,g)$ is an noncompact complete Ricci flat manifold with maximal volume growth satisfying $|Rm|(x)\to 0$ as $d(x)=d_g(x,p)\to \infty$, then $M^n$ has the quadratic curvature decay. Some applications to this result are also presented.
In this paper, we extend the method in [TZhu5] to study the energy level $L(\cdot)$ of Perelman's entropy $λ(\cdot)$ for Kähler-Ricci flow on a Fano manifold. Consequently, we first compute the supremum of $λ(\cdot)$ in Kähler class $2πc_1(M)$ under an assumption that the modified Mabuchi's K-energy $μ(\cdot)$ defined in [TZhu2] is bounded from below. Secondly, we give an alternative proof to the main theorem about the convergence of Kähler-Ricci flow in [TZhu3].
In his study of Ricci flow, Perelman introduced a smooth-manifold invariant called lambda-bar. We show here that, for completely elementary reasons, this invariant simply equals the Yamabe invariant, alias the sigma constant, whenever the latter is non-positive. On the other hand, the Perelman invariant just equals + infinity whenever the Yamabe invariant is positive.
In this paper we discuss Perelman's Lambda-functional, Perelman's Ricci shrinker entropy as well as the Ricci expander entropy on a class of manifolds with isolated conical singularities. On such manifolds, a singular Ricci de Turck flow preserving the isolated conical singularities exists by our previous work. We prove that the entropies are monotone along the singular Ricci de Turck flow. We employ these entropies to show that in the singular setting, Ricci solitons are gradient and that steady or expanding Ricci solitons are Einstein.
We localize the entropy functionals of G. Perelman and generalize his no-local-collapsing theorem and pseudo-locality theorem. Our generalization is technically inspired by further development of Li-Yau estimate along the Ricci flow. It can be used to show the Gromov-Hausdorff convergence of the Kähler Ricci flow on each minimal projective manifold of general type.
The purpose of this work is to study some monotone functionals of the heat kernel on a complete Riemannian manifold with nonnegative Ricci curvature. In particular, we show that on these manifolds, the gradient estimate of Li and Yau, the gradient estimate of Ni, the monotonicity of the Perelman's entropy and the volume doubling property are all consequences of an entropy inequality recently discovered by Baudoin-Garofalo. The latter is a linearized version of a logarithmic Sobolev inequality that is due to D. Bakry and M. Ledoux.
We numerically calculate Perelman's entropy for a variety of canonical metrics on $\mathbb{CP}^{1}$-bundles over products of Fano Kähler-Einstein manifolds. The metrics investigated are Einstein metrics, Kähler-Ricci solitons and quasi-Einstein metrics. The calculation of the entropy allows a rough picture of how the Ricci flow behaves on each of the manifolds in question.
In this paper, we prove logarithmic Sobolev inequalities and derive the Hamilton Harnack inequality for the heat semigroup of the Witten Laplacian on complete Riemannian manifolds equipped with $K$-super Perelman Ricci flow. We establish the $W$-entropy formula for the heat equation of the Witten Laplacian and prove a rigidity theorem on complete Riemannian manifolds satisfying the $CD(K, m)$ condition, and extend the $W$-entropy formula to time dependent Witten Laplacian on compact Riemannian manifolds with $(K, m)$-super Perelman Ricci flow, where $K\in \mathbb{R}$ and $m\in [n, \infty]$ are…
In this paper, we prove the characterization of the $(K, \infty)$-super Perelman Ricci flows by various functional inequalities and gradient estimate for the heat semigroup generated by the Witten Laplacian on manifolds equipped with time dependent metrics and potentials. As a byproduct, we derive the Hamilton type dimension free Harnack inequality on manifolds with $(K, \infty)$-super Perelman Ricci flows. Based on a new second order differential inequality on the Boltzmann-Shannon entropy for the heat equation of the Witten Laplacian, we introduce a new $W$-entropy quantity and prove its mon…
We study Brownian motion and stochastic parallel transport on Perelman's almost Ricci flat manifold $\mathscr M=M\times \mathbb S^N\times I$, whose dimension depends on a parameter $N$ unbounded from above. We construct sequences of projected Brownian motions and stochastic parallel transports which for $N \to \infty$ converge to the corresponding objects for the Ricci flow. In order to make precise this process of passing to the limit, we study the martingale problems for the Laplace operator on $\mathscr M$ and for the horizontal Laplacian on the orthonormal frame bundle $\mathscr{OM}$ . As …
In this paper, we are interested in conical structures of manifolds with respect to the Ricci flow and, in particular, we study them from the point of view of Perelman's functionals. In a first part, we study Perelman's $λ$ and $ν$ functionals of cones and characterize their finiteness in terms of the $λ$-functional of the link. As an application, we characterize manifolds with conical singularities on which a $λ$-functional can be defined and get upper bounds on the $ν$-functional of asymptotically conical manifolds. We then present an adaptation of the proof of Perelman's pseudolocality theo…
We give two new proofs of Perelman's theorem that shrinking breathers of Ricci flow on closed manifolds are gradient Ricci solitons, using the fact that the singularity models of type I solutions are shrinking gradient Ricci solitons and the fact that non-collapsed type I ancient solutions have rescaled limits being shrinking gradient Ricci solitons.
In 1870s, L. Boltzmann proved the famous $H$-theorem for the Boltzmann equation in the kinetic theory of gas and gave the statistical interpretation of the thermodynamic entropy. In 2002, G. Perelman introduced the notion of $W$-entropy and proved the $W$-entropy formula for the Ricci flow. This plays a crucial role in the proof of the no local collapsing theorem and in the final resolution of the Poincaré conjecture and Thurston's geometrization conjecture. In our previous paper \cite{Li11a}, the author gave a probabilistic interpretation of the $W$-entropy using the Boltzmann-Shannon-Nash en…
Linear stability of Perelman's $ν$-entropy of standard Einstein manifolds
Instituto de Matemática (INMABB), Departamento de Matemática, Universidad Nacional del Sur (UNS)-CONICET（南方国立大学数学研究所）；FAMAF, Universidad Nacional de Córdoba and CIEM-CONICET（科尔多瓦国立大学物理与数学系）
In this paper, an n-dimensional complete open manifold with nonnegative Ricci curvature and collapsing volume has been investigated. If its radial sectional curvature bounded from below, it shows that such a manifold is of finite topological type under some restrictions shown below.
In this paper, we provide an essentially self-contained and detailed account of the fundamental works of Hamilton and the recent breakthrough of Perelman on the Ricci flow and their application to the geometrization of three-manifolds. In particular, we give a detailed exposition of a complete proof of the Poincaré conjecture due to Hamilton and Perelman.
Each compact manifold M of finite dimension k is differentiable and supports an intrinsic probability measure. There then exists a measurable transformation of M to the k-dimensional "surface" of the (k+1)-dimensional ball.
In this paper, we prove the Li-Yau type Harnack inequality and Hamilton type dimension free Harnack inequality for the heat equation $\partial_t u=Lu$ associated with the time dependent Witten Laplacian on complete Riemannian manifolds equipped with a variant of the $(K, m)$-super Perelman Ricci flows and the $K$-super Perelman Ricci flows.
In this paper, we show that any ancient solution to the Ricci flow with the reduced volume whose asymptotic limit is sufficiently close to that of the Gaussian soliton is isometric to the Euclidean space for all time. This is a generalization of Anderson's result for Ricci-flat manifolds. As a corollary, a gap theorem for gradient shrinking Ricci solitons is also obtained.
It is a well known result of Gromov that all manifolds of a given dimension with positive sectional curvature are subject to a universal bound on the sum of their Betti numbers. On the other hand, there is no such bound for manifolds with positive Ricci curvature: indeed, Perelman constructed positive Ricci metrics on arbitrary connected sums of complex projective planes. In this paper, we revisit and extend Perelman's techniques to construct positive Ricci metrics on arbitrary connected sums of complex, quaternionic, and octonionic projective spaces in every dimension.
Let $(M,g(t))$, $0\le t\le T$, $\partial M\neϕ$, be a compact $n$-dimensional manifold, $n\ge 2$, with metric $g(t)$ evolving by the Ricci flow such that the second fundamental form of $\partial M$ with respect to the unit outward normal of $\partial M$ is uniformly bounded below on $\partial M\times [0,T]$. We will prove a global Li-Yau gradient estimate for the solution of the generalized conjugate heat equation on $M\times [0,T]$. We will give another proof of Perelman's Li-Yau-Hamilton type inequality for the fundamental solution of the conjugate heat equation on closed manifolds without u…
We show that an orientable 3-dimensional manifold M admits a complete riemannian metric of bounded geometry and uniformly pos- itive scalar curvature if and only if there exists a finite collection F of spherical space-forms such that M is a (possibly infinite) connected sum where each summand is diffeomorphic to S2xS1 or to some mem- ber of F. This result generalises G. Perelman's classification theorem for compact 3-manifolds of positive scalar curvature. The main tool is a variant of Perelman's surgery construction for Ricci flow.
We introduce a flow of Riemannian metrics over compact manifolds with formal limit at infinite time a shrinking Ricci soliton. We call this flow the Soliton-Ricci flow. It correspond to a Perelman's modified backward Ricci type flow with some special restriction conditions. The restriction conditions are motivated by convexity results for Perelman's $\mathcal{W}$-functional over convex subsets inside adequate subspaces of Riemannian metrics. We show indeed that the Soliton-Ricci flow is generated by the gradient flow of the restriction of Perelman's $\mathcal{W}$-functional over such subspaces…
We derive identities for general flows of Riemannian metrics that may be regarded as local mean-value, monotonicity, or Lyapunov formulae. These generalize previous work of the first author for mean curvature flow and other nonlinear diffusions. Our results apply in particular to Ricci flow, where they yield a local monotone quantity directly analogous to Perelman's reduced volume V and a local identity related to Perelman's average energy F.
We show that on a manifold whose Riemannian metric evolves under backwards Ricci flow two Brownian motions can be coupled in such a way that the expectation of their normalized L-distance is non-increasing. As an immediate corollary we obtain a new proof of a recent result of Topping (J. reine angew. Math. 636 (2009), 93-122), namely that the normalized L-transportation cost between two solutions of the heat equation is non-increasing as well.
In this paper, the relationship between the existence of special lagrangian submanifolds and the collapsing of Calabi-Yau manifolds is studied. First, special lagrangian fibrations are constructed on some regions of bounded curvature and sufficiently collapsed in Ricci-flat Calabi-Yau manifolds. Then, in the opposite direction,it is shown that the existence of special lagrangian submanifolds with small volume implies the collapsing of some regions in the ambient Calabi-Yau manifolds.
In this note we will adapt Topping's $\mathcal{L}$-optimal transportation theory for Ricci flow to a more general situation, i.e. to a closed manifold $(M,g_{ij}(t))$ evolving by $\partial_tg_{ij}=-2S_{ij}$, where $S_{ij}$ is a symmetric tensor field of (2,0)-type on $M$. We extend some recent results of Topping, Lott and Brendle, generalize the monotonicity of List's (and hence also of Perelman's) $\mathcal{W}$-entropy, and recover the monotonicity of M$\ddot{u}$ller's (and hence also of Perelman's) reduced volume.
We show that Perelman's W-functional can be generalized to Sasaki-Ricci flow. When the basic first Chern class is positive, we prove a uniform bound on the scalar curvature, the diameter and a uniform $C^1$ bound for the transverse Ricci potential along the Sasaki-Ricci flow, which generalizes Perelman's results Kahler-Ricci flow to the Sasakian setting. We also show that the positivity of transverse of holomorphic bisectional curvature is preserved along the flow, using the methods and the results proved by Bando and Mok in Kahler setting. In particular, we show that the Sasaki-Ricci flow wou…
We show that for certain locally collapsing initial data with Ricci curvature bounded below, one could start the Ricci flow for a definite period of time. This provides a Ricci flow smoothing tool, with which we find topological conditions that detect the collapsing infranil fiber bundles over controlled Riemannian orbifolds among those locally collapsing regions with Ricci curvature bounded below. In the appendix, we also provide a local distance distortion estimate for certain Ricci flows with collapsing initial data.
We apply an equivariant version of Perelman's Ricci flow with surgery to study smooth actions by finite groups on closed 3-manifolds. Our main result is that such actions on elliptic and hyperbolic 3-manifolds are conjugate to isometric actions. Combining our results with results by Meeks and Scott [17], it follows that such actions on geometric 3-manifolds (in the sense of Thurston) are always geometric, i.e. there exist invariant locally homogeneous Riemannian metrics. This answers a question posed by Thurston in [32].
We consider Riemannian 4-manifolds that Gromov-Hausdorff converge to a lower dimensional limit space, with the Ricci tensor going to zero. Among other things, we show that if the limit space is two dimensional then under some mild assumptions, the limiting four dimensional geometry away from the curvature blowup region is semiflat Kaehler.
Let $M^n$ be a complete, open Riemannian manifold with $\Ric \geq 0$. In 1994, Grigori Perelman showed that there exists a constant $δ_{n}>0$, depending only on the dimension of the manifold, such that if the volume growth satisfies $α_M := \lim_{r \to \infty} \frac{\Vol(B_p(r))}{ω_n r^n} \geq 1-δ_{n}$, then $M^n$ is contractible. Here we employ the techniques of Perelman to find specific lower bounds for the volume growth, $α(k,n)$, depending only on $k$ and $n$, which guarantee the individual $k$-homotopy group of $M^n$ is trivial.
This manuscript studies manifolds-with-boundary collapsing in the Gromov-Hausdorff topology. The main aim is an understanding of the relationship of the topology and geometry of a limiting sequence of manifolds-with-boundary to that of a limit space, which is presumed to be without geodesic terminals. The main result establishes a disc bundle structure for any manifold-with-boundary having two-sided bounds on sectional curvature and second fundamental form, and a lower bound on intrinsic injectivity radius, which is sufficiently close in the Gromov-Hausdorff topology to a closed manifold. The …
By Cheeger-Colding's almost splitting theorem, if a domain in a Ricci flat manifold is pointed-Gromov-Hausdorff close to a lower dimensional Euclidean domain, then there is a harmonic almost splitting map. We show that any eigenfunction of the Laplace operator is almost constant along the fibers of the almost splitting map, in the $L^2$-average sense. This generalizes an estimate of Fukaya in the case of collapsing with bounded diameter and sectional curvature.
One of the main results of the paper arXiv:1108.0967 by Gross-Tosatti-Zhang establishes estimates on the collapsing of Ricci-flat Kahler metrics on holomorphic torus fibrations. We remove a projectivity assumption from these estimates and simplify some of the underlying analysis.
We propose a new collapsing mechanism for $G_2$-metrics, with the generic region admitting a circle bundle structure over a K3 fibration over a Riemann surface. The adiabatic description involves a weighted version of the maximal submanifold equation. In a local smooth setting we prove the existence of formal power series solutions, and the problem of compactification is discussed at a heuristic level. The $Spin(7)$ analogue is also discussed.
In this paper, we prove Perelman type $\mathcal{W}$-entropy formulae and global differential Harnack estimates for positive solutions to porous medium equation on the closed Riemannian manifolds with Ricci curvature bounded below. As applications, we derive Harnack inequalities and Laplacian estimates.
This article is a sequel to the book `Ricci Flow and the Poincare Conjecture' by the same authors. Using the main results of that book we establish the Geometrization Conjecture for all compact, orientable three-manifolds following the approach indicated by Perelman in his preprints on the subject. This approach is to study the collapsed part of the manifold as time goes to infinity in a Ricci flow with surgery. The main technique for this study is the theory of Alexandrov spaces. This theory gives local models for the collapsed part of the manifold. These local models can be glued together to…
In \cite{P1}, Perelman established a differential Li-Yau-Hamilton (LYH) type inequality for fundamental solutions of the conjugate heat equation corresponding to the Ricci flow on compact manifolds (also see \cite{N2}). As an application of the LYH inequality, Perelman proved a pseudolocality result for the Ricci flow on compact manifolds. In this article we provide the details for the proofs of these results in the case of a complete non-compact Riemannian manifold. Using these results we prove that under certain conditions, a finite time singularity of the Ricci flow must form within a compa…
We construct F-structures on a Bott manifold and on some other manifolds obtained by Kummer-type constructions. We also prove that if M=E#X, where E is a fiber bundle with structure group G and a fiber admitting a G-invariant metric of non-negative sectional curvature and X admits an F-structure with one trivial covering, then one can construct on M a sequence of metrics with sectional curvature uniformly bounded from below and volume tending to zero (i.e. $Vol_K$ (M)=0). As a corollary we prove that all the elements in the Spin cobordism group can be represented by manifolds M with $Vol_K$ (M…
