It is known that the only Stein filling of the standard contact structure on S^3 is B^4. In this paper, we construct simply connected exotic compact Stein 4-manifold pairs for any Betti number $b_2 \geq 1$; we do this by enlarging corks and plugs.
We give an algorithm which produces infinitely many pairwise exotic Stein fillings of the same contact 3-manifolds, applying positive allowable Lefschetz fibrations over the disk. As a corollary, for a large class of Stein fillings, we realize the topological invariants (i.e. fundamental group, homology group, homology group of the boundary, and intersection form) of each filling as those of infinitely many pairwise exotic Stein fillings. Furthermore, applying the algorithm, we produce various contact 3-manifolds of support genus one each of which admits infinitely many pairwise exotic Stein f…
We show that there exist infinitely many simply connected compact Stein 4-manifolds with b_2=2 such that they are all homeomorhic but mutually non-diffeomorphic, and they are Stein fillings of the same contact 3-manifold on their boundaries. We also describe their handlebody pictures.
In a recent paper of Akhmedov, Etnyre, Mark and Smith, it was shown that there exist infinitely many contact Seifert fibered 3-manifolds each of which admits infinitely many exotic (homeomorphic but pairwise non-diffeomorphic) simply-connected Stein fillings. Here we extend this result to a larger set of contact Seifert fibered 3-manifolds with many singular fibers and observe that these 3-manifolds are singularity links. In addition, we prove that the contact structures induced by the Stein fillings are the canonical contact structures on these singularity links. As a consequence, we verify a…
From any 4-dimensional oriented handlebody X without 3- and 4-handles and with b_2>0, we construct arbitrary many compact Stein 4-manifolds which are mutually homeomorphic but not diffeomorphic to each other, so that their topological invariants (their fundamental groups, homology groups, boundary homology groups, and intersection forms) coincide with those of X. We also discuss the induced contact structures on their boundaries. Furthermore, for any smooth 4-manifold pair (Z,Y) such that the complement Z-intY is a handlebody without 3- and 4-handles and with b_2>0, we construct arbitrary many…
We construct a contact 5-manifold supported by infinitely many distinct open books with the identity monodromy and pairwise exotic Stein pages (i.e. pages are pairwise homeomorphic but non-diffeomorphic Stein fillings of a fixed contact 3-manifold), moreover we describe a process of generating infinitely many such examples. In contrast to this result, on each of $\#_{n} S^{2}\times S^{3}$ and $\#_{n} S^{2}\tilde{\times} S^{3}$ $(n\geq 2)$ we construct infinitely many open books with pairwise exotic Stein pages (and identity monodromy) supporting mutually distinct contact structures.
We introduce a new generalization of Gompf nuclei and give applications. We construct infinitely many exotic smooth structures for a large class of compact 4-manifolds with boundary, regarding topological invariants. We prove that a large class of closed 3-manifolds (including disjoint unions of Stein fillable 3-manifolds) bound compact connected oriented 4-manifolds which admit infinitely many smooth structures. To detect smooth structures, we introduce a relative genus function. As a side result, we show that log transform and knot surgery of 4-manifolds do not admit any Stein structure, und…
We study the relationship between exotic R^4's and Stein surfaces as it applies to smoothing theory on more general open 4-manifolds. In particular, we construct the first known examples of large exotic R^4's that embed in Stein surfaces. This relies on an extension of Casson's Embedding Theorem for locating Casson handles in closed 4-manifolds. Under sufficiently nice conditions, we show that using these R^4's as end-summands produces uncountably many diffeomorphism types while maintaining independent control over the genus-rank function and the Taylor invariant.
We show that, under a certain condition, contact 5-manifolds can `coarsely' distinguish smooth structures on compact Stein 4-manifolds via contact open books. We also give a simple sufficient condition for an infinite family of Stein 4-manifolds to have an infinite subfamily of pairwise non-diffeomorphic Stein 4-manifolds. The proofs rely on the adjunction inequality. We remark that there are various examples of infinitely many pairwise exotic Stein 4-manifolds whose smooth structures can be distinguished by these results.
For any finitely presentable group $G$, we show the existence of an isolated complex surface singularity link which admits infinitely many exotic Stein fillings such that the fundamental group of each filling is isomorphic to $G$. We also provide an infinite family of closed exotic smooth four-manifolds with the fundamental group $G$ such that each member of the family admits a non-holomorphic Lefschetz fibration over the two-sphere.
It is known that there is a unique concordance class in the free homotopy class of $S^1\times pt \subset S^1 \times S^2$. The constructive proof of this fact is given by the second author. It turns out that all the concordances in this construction are invertible. The knots $K\subset S^{1}\times S^{2}$ with hyperbolic complements and trivial symmetry group are special interest here, because they can be used to generate absolutely exotic compact 4-manifolds by the recipe given by Akbulut and Ruberman. Here we built absolutely exotic manifold pairs by this construction, and show that this constr…
We characterize the closed, oriented, Seifert fibered 3-manifolds which are oriented boundaries of Stein manifolds. We also show that for this class of 3-manifolds the existence of Stein fillings is equivalent to the existence of symplectic fillings.
For any integer $n\geq 2$, we construct an infinite family of Stein fillable contact $(4n-1)$-manifolds each of which admits infinitely many pairwise homotopy inequivalent Stein fillings.
We construct a family of Stein fillable contact homology 3-spheres such that each contact structure of the family is supported by an open book with planar page, and a Stein filling of the contact manifold is of Mazur type.
For a 4-manifold represented by a framed knot in $S^3$, it has been well known that the 4-manifold admits a Stein structure if the framing is less than the maximal Thurston-Bennequin number of the knot. In this paper, we prove either the converse of this fact is false or there exists a compact contractible oriented smooth 4-manifold (with Stein fillable boundary) admitting no Stein structure. Note that an exotic smooth structure on $S^4$ exists if and only if there exists a compact contractible oriented smooth 4-manifold with $S^3$ boundary admitting no Stein structure.
We use contact handle decompositions and a stabilization process to compute the cylindrical contact homology of a subcritical Stein-fillable contact manifold with vanishing first Chern class, and show that it is completely determined by the homology of a subcritical Stein-filling of the contact manifold.
In this note, we classify Stein fillings of an infinite family of contact 3-manifolds up to diffeomorphism. Some contact 3-manifolds in this family can be obtained by Legendrian surgeries on $(S^3,ξ_{std})$ along certain Legendrian 2-bridge knots. We also classify Stein fillings, up to symplectic deformation, of an infinite family of contact 3-manifolds which can be obtained by Legendrian surgeries on $(S^3,ξ_{std})$ along certain Legendrian twist knots. As a corollary, we obtain a classification of Stein fillings of an infinite family of contact hyperbolic 3-manifolds up to symplectic deforma…
We show that there are vast families of contact 3-manifolds each member of which admits infinitely many Stein fillings with arbitrarily big euler characteristics and arbitrarily small signatures ---which disproves a conjecture of Stipsicz and Ozbagci. To produce our examples, we set a framework which generalizes the construction of Stein structures on allowable Lefschetz fibrations over the 2-disk to those over any orientable base surface, along with the construction of contact structures via open books on 3-manifolds to spinal open books introduced in [24].
We continue our study of contact structures on manifolds of dimension at least five using complex surgery theory. We show that in each dimension 2q+1 > 3 there are 'maximal' almost contact manifolds to which there is a Stein cobordism from any other (2q+1)-dimensional contact manifold. We show that the product M x S^2 admits a weakly fillable contact structure provided M admits a weak symplectic filling. We also study the connection between Stein fillability and connected sums: we give examples of almost contact manifolds for which the connected sum is Stein fillable, while the components are …
We make some elementary observations concerning subcritically Stein fillable contact structures on 5-manifolds. Specifically, we determine the diffeomorphism type of such contact manifolds in the case the fundamental group is finite cyclic, and we show that on the 5-sphere the standard contact structure is the unique subcritically fillable one. More generally, it is shown that subcritically fillable contact structures on simply connected 5-manifolds are determined by their underlying almost contact structure. Along the way, we discuss the homotopy classification of almost contact structures.
It is known that every compact Stein 4-manifolds can be embedded into a simply connected, minimal, closed, symplectic 4-manifold. By using this property, we discuss a new method of constructing corks. This method generates a large class of new corks including all the previously known ones. We prove that every one of these corks can knot infinitely many different ways in a closed smooth manifold, by showing that cork twisting along them gives different exotic smooth structures. We also give an example of infinitely many disjoint embeddings of a fixed cork into a non-compact 4-manifold which pro…
We recently defined invariants of contact 3-manifolds using a version of instanton Floer homology for sutured manifolds. In this paper, we prove that if several contact structures on a 3-manifold are induced by Stein structures on a single 4-manifold with distinct Chern classes modulo torsion then their contact invariants in sutured instanton homology are linearly independent. As a corollary, we show that if a 3-manifold bounds a Stein domain that is not an integer homology ball then its fundamental group admits a nontrivial homomorphism to SU(2). We give several new applications of these resu…
We prove that there exists no a priori bound on the Euler characteristic of a closed symplectic 4-manifold coming solely from the genus of a compatible Lefschetz pencil on it, nor is there a similar bound for Stein fillings of a contact 3-manifold coming from the genus of a compatible open book --- except possibly for a few low genera cases. To obtain our results, we produce the first examples of factorizations of a boundary parallel Dehn twist as arbitrarily long products of positive Dehn twists along non-separating curves on a fixed surface with boundary. This solves an open problem posed by…
We prove that if a contact manifold $(M,ξ)$ is supported by a planar open book, then Euler characteristic and signature of any Stein filling of $(M,ξ)$ is bounded. We also prove a similar finiteness result for contact manifolds supported by spinal open books with planar pages. Moving beyond the geography of Stein fillings, we classify fillings of some lens spaces.
We study the generalization of quasipositive links from the three-sphere to arbitrary closed, orientable three-manifolds. Our main result shows that the boundary of any smooth, properly embedded complex curve in a Stein domain is a quasipositive link. This generalizes a result due to Boileau and Orevkov, and it provides the first half of a topological characterization of links in three-manifolds which bound complex curves in a Stein filling. Our arguments replace pseudoholomorphic curve techniques with a study of characteristic and open book foliations on surfaces in three- and four-manifolds.
We reprove and strengthen some old difficult theorems of 4-manifolds by the aid of recently discovered modern tools, which involve contact structures on 3-manifolds, compact Stein domains, etc.
Loi-Piergallini and Akbulut-Ozbagci showed that every compact Stein surface admits a Lefschetz fibration over the 2-disk with bounded fibers. In this note we give a more intrinsic alternative proof of this result.
A two-dimensional open book (S,h) determines a closed, oriented three-manifold Y(S,h) and a contact structure C(S,h) on Y(S,h). The contact structure C(S,h) is Stein fillable if h is positive, i.e. h can be written as a product of right-handed Dehn twists. Work of Wendl implies that when S has genus zero the converse statement holds, that is if C(S,h) is Stein fillable then h is positive. On the other hand, results by Wand and by Baker, Etnyre and Van Horn-Morris imply the existence of counterexamples to the converse statement with S of arbitrary genus strictly greater than one. The main purpo…
According to Giroux, contact manifolds can be described as open books whose pages are Stein manifolds. For 5-dimensional contact manifolds the pages are Stein surfaces, which permit a description via Kirby diagrams. We introduce handle moves on such diagrams that do not change the corresponding contact manifold. As an application, we derive classification results for subcritically Stein fillable contact 5-manifolds and characterise the standard contact structure on the 5-sphere in terms of such fillings. This characterisation is discussed in the context of the Andrews-Curtis conjecture concern…
It is known by A. Loi and R. Piergallini that a closed, oriented, smooth 3-manifold is Stein fillable if and only if it has a positive open book decomposition. In the present paper we will show that for every link L in a Stein fillable 3-manifold there exists an additional knot L' to L such that the union of the links L and L' is the binding of a positive open book decomposition of the Stein fillable 3-manifold. To prove the assertion, we will use the divide, which is a generalization of real morsification theory of complex plane curve singularities, and 2-handle attachings along Legendrian cu…
Here we prove that up to diffeomorphism every compact Stein manifold W of dimension 2n+2>4 admits a Lefschetz fibration over the two-disk with Stein regular fibers, such that the monodromy of the fibration is a symplectomorphism induced by compositions of right-handed Dehn twists along embedded Lagrangian n-spheres on the generic fiber. This generalizes the Stein surface case of n=1, previously proven by Loi-Piergallini and Akbulut-Ozbagci. More precisely, we show that up to Liouville isomorphism any Weinstein domain W admits a compatible compact convex Lefschetz fibration with Weinstein regul…
We show that, for each integer n, there exist infinitely many pairs of n-framed knots representing homeomorphic but non-diffeomorphic (Stein) 4-manifolds, which are the simplest possible exotic 4-manifolds regarding handlebody structures. To produce these examples, we introduce a new description of cork twists and utilize satellite maps. As an application, we produce knots with the same 0-surgery which are not concordant for any orientations, disproving the Akbulut-Kirby conjecture given in 1978.
Let M be either CP^2#3CP^2bar or 3CP^2#5CP^2bar. We construct the first example of a simply-connected symplectic 4-manifold that is homeomorphic but not diffeomorphic to M.
We give several criteria on a closed, oriented 3-manifold that will imply that it is the boundary of a (simply connected) 4-manifold that admits infinitely many distinct smooth structures. We also show that any weakly fillable contact 3-manifold, or contact 3-manifolds with non-vanishing Heegaard Floer invariant, is the boundary of a simply connected 4-manifolds that admits infinitely many distinct smooth structures each of which supports a symplectic structure with concave boundary, that is there are infinitely many exotic caps for any such contact manifold.
We give a bordism-theoretic characterisation of those closed almost contact (2q+1)-manifolds (with q > 2) which admit a Stein fillable contact structure. Our method is to apply Eliashberg's h-principle for Stein manifolds in the setting of Kreck's modified surgery. As an application, we show that any simply connected almost contact 7-manifold with torsion free second homotopy group is Stein fillable. We also discuss the Stein fillability of exotic spheres and examine subcritical Stein fillability.
For an integer $n$, write $X_n(K)$ for the 4-manifold obtained by attaching a 2-handle to the 4-ball along the knot $K\subset S^3$ with framing $n$. It is known that if $n< \overline{\text{tb}}(K)$, then $X_n(K)$ admits the structure of a Stein domain, and moreover the adjunction inequality implies there is an upper bound on the value of $n$ such that $X_n(K)$ is Stein. We provide examples of knots $K$ and integers $n\geq \overline{\text{tb}}(K)$ for which $X_n(K)$ is Stein, answering an open question in the field. In fact, our family of examples shows that the largest framing such that the ma…
Let $M$ be $\CP#2\CPb$, $3\CP#4\CPb$ or $(2n-1)\CP#2n\CPb$ for any integer $n\geq 3$. We construct an irreducible symplectic 4-manifold homeomorphic to $M$ and also an infinite family of pairwise non-diffeomorphic irreducible non-symplectic 4-manifolds homeomorphic to $M$. We also construct such exotic smooth structures when $M$ is $\CP#4\CPb$ or $3\CP# k \CPb$ for $k=6,8,10$.
For every integer $k\geq 2$, we construct infinite families of mutually nondiffeomorphic irreducible smooth structures on the topological $4$-manifolds $(2k-1)(S^2\times S^2)$ and $(2k-1)(\CP#\CPb)$, the connected sums of $2k-1$ copies of $S^2\times S^2$ and $\CP#\CPb$.
We provide sufficient conditions assuring that a suitably decorated 2-polyhedron can be thickened to a compact 4-dimensional Stein domain. We also study a class of flat polyhedra in 4-manifolds and find conditions assuring that they admit Stein, compact neighborhoods. We base our calculations on Turaev's shadows suitably "smoothed"; the conditions we find are purely algebraic and combinatorial. Applying our results, we provide examples of hyperbolic 3-manifolds admitting "many" positive and negative Stein fillable contact structures, and prove a 4-dimensional analogue of Oertel's result on inc…
A unified summary is given of the existence theory of Stein manifolds in all dimensions, based on published and pending literature. Eliashberg's characterization of manifolds admitting Stein structures requires an extra delicate hypothesis in complex dimension 2, which can be eliminated by passing to the topological setting and invoking Freedman theory. The situation is quite similar if one asks which open subsets of a fixed complex manifold can be made Stein by an isotopy. As an application of these theorems, one can construct uncountably many diffeomorphism types of exotic R^4's realized as …
In this article, we prove a generalization of a theorem of Lisca-Matic to Stein cobordisms and develop a method for distinguishing certain Stein cobordisms using rotation numbers. Using these results along with standard techniques from convex surface theory and classifications of tight contact structures on certain 3-manifolds due to Honda, we classify the tight contact structures on a certain class of plumbed 3-manifolds that bound non-simply connected 4-manifolds. Moreover, we give descriptions of the Stein fillings of the Stein fillable contact structures.
A short survey of exotic smooth structutes on 4-manifolds is given with a special emphasis on the corresponding cork structures. Along the way we discuss some of the more recent results in this direction, obtained jointly with R.Matveyev, B.Ozbagci, C.Karakurt and K.Yasui.
A conjecture due to Gompf asserts that no nontrivial Brieskorn homology sphere admits a pseudoconvex embedding in ${\mathbb C}^2$, with either orientation. A related question asks whether every compact contractible 4-manifold admits the structure of a Stein domain. We verify Gompf's conjecture, with one orientation, for a family of Brieskorn spheres of which some are known to admit a smooth embedding in ${\mathbb C}^2$. With the other orientation our methods do not resolve the question, but do give rise to an example of a contractible, boundary-irreducible 4-manifold that admits no Stein struc…
In a recent paper, Park constructs certain exotic simply-connected four-manifolds with small Euler characteristics. Our aim here is to prove that the four-manifolds in his constructions are minimal.
We prove that every continuous map from a Stein manifold X to a complex manifold Y can be made holomorphic by a homotopic deformation of both the map and the Stein structure on X. In the absence of topological obstructions the holomorphic map may be chosen to have pointwise maximal rank. The analogous result holds for any compact Hausdorff family of maps, but it fails in general for a noncompact family. Our main results are actually proved for smooth almost complex source manifolds (X,J) with the correct handlebody structure. The paper contains another proof of Eliashberg's (Int J Math 1:29--4…
We investigate two specific contractible manifolds (one Stein, and the other non-Stein) whose boundaries have non-trivial mapping class groups. In both cases we show that every diffeomorphism of their boundary extends to a diffeomorphism of the full manifold. In particular, these manifolds cannot be corks. The methods are a mix of 3 and 4-manifold techniques.
In this article, we construct the first example of a simply connected minimal symplectic 4-manifold homeomorphic but not diffeomorphic to 3CP^2#7CP^2b. We also construct the first exotic symplectic structure on CP^2#5CP^2b.
The topology of Stein surfaces and contact 3-manifolds is studied by means of handle decompositions. A simple characterization of homeomorphism types of Stein surfaces is obtained --- they correspond to open handlebodies with all handles of index lessthan or = 2. An uncountable collection of exotic R^4's is shown to admit Stein structures. New invariants of contact 3-manifolds are produced, including a complete (and computable) set of invariants for determining the homotopy class of a 2-plane field on a 3-manifold. These invariants are applicable to Seiberg-Witten theory. Several families of o…
We produce infinite families of exotic actions of finite cyclic groups on simply connected smooth 4-manifolds with nontrivial Seiberg-Witten invariants.
We show how to construct absolutely exotic smooth structures on compact 4-manifolds with boundary, including contractible manifolds. In particular, we prove that any compact smooth 4-manifold W with boundary that admits a relatively exotic structure contains a pair of codimension-zero submanifolds homotopy equivalent to W that are absolutely exotic copies of each other. In this context, {\em absolute} means that the exotic structure is not relative to a particular parameterization of the boundary. Our examples are constructed by modifying a relatively exotic manifold by adding an invertible ho…
We study the possibility of realizing exotic smooth structures on punctured simply connected $4$-manifolds as leaves of a codimension one foliation on a compact manifold. In particular, we show the existence of uncountably many smooth open $4$-manifolds which are not diffeomorphic to any leaf of a codimension one transversely $C^{2}$ foliation on a compact manifold. These examples include some exotic ${\mathbb R}^4$'s and exotic cylinders $S^3\times{\mathbb R}$.