Mei-Lin Yau
We use contact handle decompositions and a stabilization process to compute the cylindrical contact homology of a subcritical Stein-fillable contact manifold with vanishing first Chern class, and show that it is completely determined by the homology of a subcritical Stein-filling of the contact manifold.
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We make some elementary observations concerning subcritically Stein fillable contact structures on 5-manifolds. Specifically, we determine the diffeomorphism type of such contact manifolds in the case the fundamental group is finite cyclic, and we show that on the 5-sphere the standard contact structure is the unique subcritically fillable one. More generally, it is shown that subcritically fillable contact structures on simply connected 5-manifolds are determined by their underlying almost contact structure. Along the way, we discuss the homotopy classification of almost contact structures.
We use the Ozsvath-Szabo contact invariant to produce examples of strongly symplectically fillable contact 3-manifolds which are not Stein fillable.
We characterize the closed, oriented, Seifert fibered 3-manifolds which are oriented boundaries of Stein manifolds. We also show that for this class of 3-manifolds the existence of Stein fillings is equivalent to the existence of symplectic fillings.
We give examples of contact structures which admit exact symplectic fillings, but no Stein fillings, answering a question of Ghiggini.
We continue our study of contact structures on manifolds of dimension at least five using complex surgery theory. We show that in each dimension 2q+1 > 3 there are 'maximal' almost contact manifolds to which there is a Stein cobordism from any other (2q+1)-dimensional contact manifold. We show that the product M x S^2 admits a weakly fillable contact structure provided M admits a weak symplectic filling. We also study the connection between Stein fillability and connected sums: we give examples of almost contact manifolds for which the connected sum is Stein fillable, while the components are …
A two-dimensional open book (S,h) determines a closed, oriented three-manifold Y(S,h) and a contact structure C(S,h) on Y(S,h). The contact structure C(S,h) is Stein fillable if h is positive, i.e. h can be written as a product of right-handed Dehn twists. Work of Wendl implies that when S has genus zero the converse statement holds, that is if C(S,h) is Stein fillable then h is positive. On the other hand, results by Wand and by Baker, Etnyre and Van Horn-Morris imply the existence of counterexamples to the converse statement with S of arbitrary genus strictly greater than one. The main purpo…
In this article, using combinatorial techniques of mapping class groups, we show that a Stein fillable integral homology $3$-sphere supported by an open book decomposition with page a $4$-holed sphere admits a unique Stein filling up to diffeomorphism. Furthermore, according to a property of deforming symplectic fillings of a rational homology $3$-spheres into strongly symplectic fillings, we also show that a symplectically fillable integral homology $3$-sphere supported by an open book decomposition with page a $4$-holed sphere admits a unique symplectic filling up to diffeomorphism and blow-…
Stein-fillability and positivity in the mapping class group
本文构造非正开书并证明：带边界紧致曲面的映射类群中，支撑Stein可填充结构的幺半群等于正幺半群，当且仅当曲面为平面。
For any integer $n\geq 2$, we construct an infinite family of Stein fillable contact $(4n-1)$-manifolds each of which admits infinitely many pairwise homotopy inequivalent Stein fillings.
Surgeries on the trefoil and symplectic fillings
本文确定了对右手三叶结进行特定手术后所得流形上接触结构的Stein可填充性，发现其可填充与否缺乏明显规律。
We construct a family of Stein fillable contact homology 3-spheres such that each contact structure of the family is supported by an open book with planar page, and a Stein filling of the contact manifold is of Mazur type.
An odd-dimensional differentiable manifold is called \emph{holomorphically fillable} if it is diffeomorphic to the boundary of a compact strongly pseudoconvex complex manifold, \emph{Stein fillable} if this last manifold may be chosen to be Stein and \emph{Milnor fillable} if it is diffeomorphic to the abstract boundary of an isolated singularity of normal complex analytic space. We show that the homotopical dimension of a manifold-with-boundary of dimension at least 4 restricts the cohomology ring (with any coefficients) of its boundary. This gives restrictions on the cohomology rings of Stei…
Nonexistence and existence of fillable contact structures on 3-manifolds
本文构造了无穷多个无辛可填充接触结构的双曲闭3-流形，并证明沿特定纽结和链环的大系数Dehn手术承认Stein可填充接触结构，支持高手术猜想。
We construct, somewhat non-standard, Legendrian surgery diagrams for some Stein fillable contact structures on some plumbing trees of circle bundles over spheres. We then show how to put such a surgery diagram on the pages of an open book for $S^3,$ with relatively low genus. Thus we produce open books with low genus pages supporting these Stein fillable contact structures, and in many cases it can be shown that these open books have minimal genus pages.
In this paper, we study strong symplectic fillability and Stein fillability of some tight contact structures on negative parabolic and negative hyperbolic torus bundles over the circle. For the universally tight contact structure with twisting $π$ in $S^1$-direction on a negative parabolic torus bundle, we completely determine its strong symplectic fillability and Stein fillability. For the universally tight contact structure with twisting $π$ in $S^1$-direction on a negative hyperbolic torus bundle, we give a necessary condition for it being strongly symplectically fillable. For the virtually…
Fillable structures on negative-definite Seifert fibred spaces
本文研究负定星形连接空间上的可填充接触结构，证明此类Seifert纤维空间具有唯一的负最大扭数，并通过晶格上同调的Alexander滤子计算该扭数，进一步展示这些流形上的负扭紧结构由复表面奇点的最小解析中的Stein结构诱导。
For a 4-manifold represented by a framed knot in $S^3$, it has been well known that the 4-manifold admits a Stein structure if the framing is less than the maximal Thurston-Bennequin number of the knot. In this paper, we prove either the converse of this fact is false or there exists a compact contractible oriented smooth 4-manifold (with Stein fillable boundary) admitting no Stein structure. Note that an exotic smooth structure on $S^4$ exists if and only if there exists a compact contractible oriented smooth 4-manifold with $S^3$ boundary admitting no Stein structure.
We introduce the notion of asymptotically finitely generated contact structures, which states essentially that the Symplectic Homology in a certain degree of any filling of such contact manifolds is uniformly generated by only finitely many Reeb orbits. This property is used to generalize a famous result by Ustilovsky: We show that in a large class of manifolds (including all unit cotangent bundles and all Weinstein fillable contact manifolds with torsion first Chern class) each carries infinitely many exactly fillable contact structures. These are all different from the ones constructed recen…
A note on Stein fillability of circle bundles over symplectic manifolds
本文证明了维数 $2n \geq 4$ 的闭积分辛流形上，当整数 $k>\int_Σω^{n}$ 时，$(Σ, kω)$ 上的Boothby-Wang丛不带有Stein可填充切触结构，从而否定地回答了Eliashberg的问题，并证明了某些孤立奇点的不可平滑性。
It is shown that every subcritical Stein manifold is deformation equivalent to the product of a Stein manifold with $\C$.
We determine the one point genus zero correlators of compactly supported forms of a subcritical Stein filling whose first Chern class vanishes. This is a step towards determining the full potential function of the filling. As an application, we proved that if a Kähler manifold $M^{2n}$ admits a subcritical polarization and $c_1$ vanishes in the subcritical complement, then $M$ is uniruled.
Fillability of small Seifert fibered spaces
本文研究小Seifert纤维空间上切触结构的填充性，通过分析平面开书的单值因子化，刻画了$M(-1;r_1,r_2,r_3)$上零扭转切触结构中的可填充结构。
We determine contact homology algebra of a subcritical Stein-fillable contact manifold whose first Chern class vanishes. We also compute the genus-0 one point correlators and gravitational descendants of compactly supported closed forms of their subcritical Stein fillings. This is a step towards determining the full potential function of the filling as defined in \cite{EliashbergGiventalHofer}. These invariants also give a canonical presentation of the cylindrical contact homology. With respect to this presentation, we determine the degree-2 differential in the Bourgeois--Oancea exact sequence…
This thesis considers fillable contact structures on odd-dimensional manifolds. For that purpose, Rabinowitz-Floer homology (RFH) is used which was introduced by Cieliebak and Frauenfelder in 2009. A major part of the thesis is devoted to technical problems in the definition of RFH. In particular, it is shown that the moduli spaces involved are cut out transversally. Moreover, it is proved that RFH is essentially invariant under subcritical handle attachment. Finally, RFH is calculated for some Brieskorn manifolds. The obtained results are then used to show for every manifold, which supports f…
Holomorphic curves in Stein domains and the tau-invariant
本文围绕Stein域中的全纯曲线与tau不变量展开研究，通过计算相关不变量、比较不同tau不变量及结合格上同调方法，为相对Thom猜想提供新证明、得到链类型的拓扑障碍并估计PL切片亏格。
We introduce a new generalization of Gompf nuclei and give applications. We construct infinitely many exotic smooth structures for a large class of compact 4-manifolds with boundary, regarding topological invariants. We prove that a large class of closed 3-manifolds (including disjoint unions of Stein fillable 3-manifolds) bound compact connected oriented 4-manifolds which admit infinitely many smooth structures. To detect smooth structures, we introduce a relative genus function. As a side result, we show that log transform and knot surgery of 4-manifolds do not admit any Stein structure, und…
Extending work of Chen, we prove the Weinstein conjecture in dimension three for strongly fillable contact structures with either non-vanishing first Chern class or with strong and exact filling having non-trivial canonical bundle. This implies the Weinstein conjecture for certain Stein fillable contact structures obtained by the Eliashberg-Gompf construction.For example we prove the Weinstein conjecture for the Brieskorn homology spheres $Σ(2,3,6n-1)$, $n\geq2$, oriented as the boundary of the corresponding Milnor fibre. Furthermore, for tight contact structures on odd lens spaces, non-contra…
We show that simply connected contact manifolds that are subcritically Stein fillable have a unique symplectically aspherical filling up to diffeomorphism. Various extensions to manifolds with non-trivial fundamental group are discussed. The proof rests on homological restrictions on symplectic fillings derived from a degree-theoretic analysis of the evaluation map on a suitable moduli space of holomorphic spheres. Applications of this homological result include a proof that compositions of right-handed Dehn twists on Liouville domains are of infinite order in the symplectomorphism group. We a…
An isolated complex surface singularity induces a canonical contact structure on its link. In this paper, we initiate the study of the existence problem of Stein cobordisms between these contact structures depending on the properties of singularities. As a first step we construct an explicit Stein cobordism from any contact 3-manifold to the canonical contact structure of a proper almost rational singularity introduced by Nemethi. We also show that the construction cannot always work in the reverse direction: in fact the U-filtration depth of contact Ozsvath-Szabo invariant obstructs the exist…
According to Giroux, contact manifolds can be described as open books whose pages are Stein manifolds. For 5-dimensional contact manifolds the pages are Stein surfaces, which permit a description via Kirby diagrams. We introduce handle moves on such diagrams that do not change the corresponding contact manifold. As an application, we derive classification results for subcritically Stein fillable contact 5-manifolds and characterise the standard contact structure on the 5-sphere in terms of such fillings. This characterisation is discussed in the context of the Andrews-Curtis conjecture concern…
In this note we observe that one can contact embed all contact 3-manifolds into a Stein fillable contact structure on the twisted $S^3$-bundle over $S^2$ and also into a unique overtwisted contact structure on $S^3\times S^2$. These results are proven using "spun embeddings" and Lefschetz fibrations.
Given a contact structure on a closed, oriented three-manifold $Y$, we describe an invariant which takes values in the three-manifold's Floer homology $\HFa$. This invariant vanishes for overtwisted contact structures and is non-zero for Stein fillable ones. The construction uses of Giroux's interpretation of contact structures in terms of open book decompositions, and the knot Floer homologies introduced in math.GT/0209056.
We consider a large family F of torus bundles over the circle, and we use recent work of Li--Mak to construct, on each Y in F, a Stein fillable contact structure C. We prove that (i) each Stein filling of (Y,C) has vanishing first Chern class and first Betti number, (ii) if Y in F is elliptic then all Stein fillings of (Y,C) are pairwise diffeomorphic and (iii) if Y in F is parabolic or hyperbolic then all Stein fillings of (Y,C) share the same Betti numbers and fall into finitely many diffeomorphism classes. Moreover, for infinitely many hyperbolic torus bundles Y in F we exhibit non-homotopy…
We prove that every strong symplectic filling of a planar contact manifold admits a symplectic Lefschetz fibration over the disk, and every strong filling of the 3-torus similarly admits a Lefschetz fibration over the annulus. It follows that strongly fillable planar contact structures are also Stein fillable, and all strong fillings of the 3-torus are equivalent up to symplectic deformation and blowup. These constructions result from a compactness theorem for punctured J-holomorphic curves that foliate a convex symplectic manifold. We use it also to show that the compactly supported symplecto…
Using the relation between Khovanov homology and the Heegaard Floer homology of branched double covers, we show how Khovanov homology can be used to establish tightness of branched double covers of certain transverse knots. We give examples of several infinite families of knots whose branched covers are tight for Khovanov-homological reasons, and show that some of these branched covers are not Stein fillable.
We define an invariant of contact structures in dimension three from Heegaard Floer homology. This invariant takes values in the set $\mathbb{Z}_{\geq0}\cup\{\infty\}$. It is zero for overtwisted contact structures, $\infty$ for Stein fillable contact structures, non-decreasing under Legendrian surgery, and computable from any supporting open book decomposition. As an application, we obstruct Stein fillability on contact 3-manifolds with non-vanishing Ozsváth-Szabó contact class.
We define an invariant of contact 3-manifolds with convex boundary using Kronheimer and Mrowka's sutured instanton Floer homology theory. To the best of our knowledge, this is the first invariant of contact manifolds -- with or without boundary -- defined in the instanton Floer setting. We prove that our invariant vanishes for overtwisted contact structures and is nonzero for contact manifolds with boundary which embed into Stein fillable contact manifolds. Moreover, we propose a strategy by which our contact invariant might be used to relate the fundamental group of a closed contact 3-manifol…
There is an intrinsic notion of what it means for a contact manifold to be the smooth boundary of a Stein manifold. The same concept has another more extrinsic formulation, which is often used as a convenient working hypothesis. We give a simple proof that the two are equivalent. Moreover it is shown that, even though a border always exists, it's germ is not unique; nevertheless the germ of the Dolbeault cohomology of any border is unique. We also point out that any Stein fillable compact contact 3- manifold has a geometric realization in C^4 via an embedding, or in C^3 via an immersion.
By a result of Eliashberg, every symplectic filling of a three-dimensional contact connected sum is obtained by performing a boundary connected sum on another symplectic filling. We prove a partial generalization of this result for subcritical contact surgeries in higher dimensions: given any contact manifold that arises from another contact manifold by subcritical surgery, its belt sphere is null-bordant in the oriented bordism group $ΩSO^*(W)$ of any symplectically aspherical filling $W$, and in dimension five, it will even be nullhomotopic. More generally, if the filling is not aspherical b…
Subcritical polarisations of symplectic manifolds have degree one
本文通过同调论证证明闭整辛流形中Donaldson超曲面补集若为次临界Stein同调型，则其度数必为1，从而证实Biran-Cieliebak猜想。
We will show that the cotangent bundle of a manifold whose free loopspace homology grows exponentially is not symplectomorphic to any smooth affine variety. We will also show that the unit cotangent bundle of such a manifold is not Stein fillable by a Stein domain whose completion is symplectomorphic to a smooth affine variety. For instance, these results hold for end connect sums of simply connected manifolds whose cohomology with coefficients in some field has at least two generators. We use an invariant called the growth rate of symplectic homology to prove this result.
In this paper we discuss the change in contact structures as their supporting open book decompositions have their binding components cabled. To facilitate this and applications we define the notion of a rational open book decomposition that generalizes the standard notion of open book decomposition and allows one to more easily study surgeries on transverse knots. As a corollary to our investigation we are able to show there are Stein fillable contact structures supported by open books whose monodromies cannot be written as a product of positive Dehn twists. We also exhibit several monoids in …
We define the reduced Khovanov homology of an open book (S,h), and we identify a distinguished "contact element" in this group which may be used to establish the tightness or non-fillability of contact structures compatible with (S,h). Our construction generalizes the relationship between the reduced Khovanov homology of a link and the Heegaard Floer homology of its branched double cover. As an application, we give combinatorial proofs of tightness for several contact structures which are not Stein-fillable. Lastly, we investigate a comultiplication structure on the reduced Khovanov homology o…
Contact $(+1)$-surgeries and algebraic overtwistedness
通过在柔 fillable 接触流形中进行接触$(+1)$-手术，若Legendrian球的同调类未被填充消去，则得到代数非紧致接触流形。该方法可推广至更一般接触流形，通过$(+1)$-手术生成非紧致流形，从而证明非紧致接触流形的接触同调消失。
We prove several results on weak symplectic fillings of contact 3-manifolds, including: (1) Every weak filling of any planar contact manifold can be deformed to a blow up of a Stein filling. (2) Contact manifolds that have fully separating planar torsion are not weakly fillable - this gives many new examples of contact manifolds without Giroux torsion that have no weak fillings. (3) Weak fillability is preserved under splicing of contact manifolds along symplectic pre-Lagrangian tori - this gives many new examples of contact manifolds without Giroux torsion that are weakly but not strongly fil…
On symplectic fillings of spinal open book decompositions I: Geometric constructions
本文介绍了脊柱开放书与接触结构及辛或Stein结构的关系，提出新的辛cobordism构造脊柱移除手术，扩展了Eliashberg、Gay-Stipsicz和第三作者的构造，并应用该手术得到新的非强（有时非弱）辛填充的接触流形例子。
We introduce the Kodaira dimension of contact 3-manifolds and establish some basic properties. In particular, contact 3-manifolds with distinct Kodaria dimensions behave differently when it comes to the geography of various kinds of fillings. On the other hand, we also prove that, given any contact 3-manifold, there is a lower bound of $2χ+3σ$ for all its minimal symplectic fillings. This is motivated by the bound of Stipsicz for Stein fillings. Finally, we discuss various aspects of exact self cobordisms of fillable 3-manifolds.
The aim of this paper is to address the following question: given a contact manifold $(Σ, ξ)$, what can be said about the aspherical symplectic manifolds $(W, ω)$ bounded by $(Σ, ξ)$ ? We first extend a theorem of Eliashberg, Floer and McDuff to prove that under suitable assumptions the map from $H_{*}(Σ)$ to $H_{*}(W)$ induced by inclusion is surjective. We then apply this method in the case of contact manifolds having a contact embedding in $ {\mathbb R}^{2n}$ or in a subcritical Stein manifold. We prove in many cases that the homology of the fillings is uniquely determined. Finally we use m…
Let Q be a Riemannian manifold such that the Betti numbers of its free loop space with respect to some coefficient field are unbounded. We show that every contact form on its unit contangent bundle supporting the natural contact structure has infinitely many simple Reeb orbits. This is an extension of a theorem by Gromoll and Meyer. We also show that if a compact manifold admits a Stein fillable contact structure then there is a possibly different such structure which also has infinitely many simple Reeb orbits for every supporting contact form. We use local Floer homology along with symplecti…
We show the existence of a contractible periodic Reeb orbit for any contact structure supported by an open book whose binding can be realised as a hypersurface of restricted contact type in a subcritical Stein manifold. A key ingredient in the proof is a higher-dimensional version of Eliashberg's theorem about symplectic cobordisms from a contact manifold to a symplectic fibration.
We introduce symplectic Calabi-Yau caps to obtain new obstructions to exact fillings. In particular, it implies that any exact filling of the standard unit cotangent bundle of a hyperbolic surface has vanishing first Chern class and has the same integral homology and intersection form as its disk cotangent bundle. This gives evidence to a conjecture that all of its exact fillings are diffeomorphic to the disk cotangent bundle. As a result, we also obtain the first infinitely family of Stein fillable contact 3-manifolds with uniform bounds on the Betti numbers of its exact fillings but admittin…
We study holomorphic spheres in certain symplectic cobordisms and derive information about periodic Reeb orbits in the concave end of these cobordisms from the non-compactness of the relevant moduli spaces. We use this to confirm the strong Weinstein conjecture (predicting the existence of null-homologous Reeb links) for various higher-dimensional contact manifolds, including contact type hypersurfaces in subcritical Stein manifolds and in some cotangent bundles. The quantitative character of this result leads to the definition of a symplectic capacity.
We prove the Kunneth formula in Floer (co)homology for manifolds with restricted contact type boundary. We use Viterbo's definition of Floer homology, involving the symplectic completion by adding a positive cone over the boundary. The Kunneth formula implies the vanishing of Floer (co)homology for subcritical Stein manifolds. Other applications include the Weinstein conjecture in certain product manifolds, obstructions to exact Lagrangian embeddings, existence of holomorphic curves with Lagrangian boundary condition, as well as symplectic capacities.
The Rabinowitz-Floer homology groups $RFH_*(M,W)$ are associated to an exact embedding of a contact manifold $(M,ξ)$ into a symplectic manifold $(W,ω)$. They depend only on the bounded component $V$ of $W\setminus M$. We construct a long exact sequence in which symplectic cohomology of $V$ maps to symplectic homology of $V$, which in turn maps to Rabinowitz-Floer homology $RFH_*(M,W)$, which then maps to symplectic cohomology of $V$. We compute $RFH_*(ST^*L,T^*L)$, where $ST^*L$ is the unit cosphere bundle of a closed manifold $L$. As an application, we prove that the image of an exact contact…
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