We show that some $q$-series such as universal mock theta functions are linear sums of theta quotients and mock Jacobi forms of weight 1/2, which become holomorphic parts of real analytic modular forms when they are restricted to torsion points and multiplied by suitable powers of $q$. And we prove that certain linear sums of $q$-series are weakly holomorphic modular forms of weight 1/2 due to annihilation of mock Jacobi forms or completion by mock Jacobi forms. As an application, we obtain a relation between the rank and crank of a partition.
Recently, Bringmann and Kane established two new Bailey pairs and used them to relate certain q-hypergeometric series to real quadratic fields. We show how these pairs give rise to new mock theta functions in the form of q-hypergeometric double sums. Additionally, we prove an identity between one of these sums and two classical mock theta functions introduced by Gordon and McIntosh.
Ramanujan studied the analytic properties of many $q$-hypergeometric series. Of those, mock theta functions have been particularly intriguing, and by work of Zwegers, we now know how these curious $q$-series fit into the theory of automorphic forms. The analytic theory of partial theta functions however, which have $q$-expansions resembling modular theta functions, is not well understood. Here we consider families of $q$-hypergeometric series which converge in two disjoint domains. In one domain, we show that these series are often equal to one another, and define mock theta functions, includi…
Using results from Ramanujan's lost notebook, Zudilin recently gave an insightful proof of a radial limit result of Folsom, Ono, and Rhoades for mock theta functions. Here we see that the author's previous work on the dual nature of Appell--Lerch sums and partial theta functions and on constructing bilateral $q$-series with mixed mock modular behaviour is well-suited for such radial limits. We present five more radial limit results which follow from mixed mock modular bilateral $q$-hypergeometric series. We also obtain the mixed mock modular bilateral series for a universal mock theta function…
The bilateral series corresponding to many of the third-, fifth-, sixth- and eighth order mock theta functions may be derived as special cases of $_2ψ_2$ series \[ \sum_{n=-\infty}^{\infty}\frac{(a,c;q)_n}{(b,d;q)_n}z^n. \] Three transformation formulae for this series due to Bailey are used to derive various transformation and summation formulae for both these mock theta functions and the corresponding bilateral series. \\ New and existing summation formulae for these bilateral series are also used to make explicit in a number of cases the fact that for a mock theta function, say $χ(q)$, and …
Standard applications of the Bailey chain preserve mixed mock modularity but not mock modularity. After illustrating this with some examples, we show how to use a change of base in Bailey pairs due to Bressoud, Ismail and Stanton to explicitly construct families of q-hypergeometric multisums which are mock theta functions. We also prove identities involving some of these multisums and certain classical mock theta functions.
We classify the optimal mock Jacobi forms of weight one with rational coefficients. The space they span is thirty-four-dimensional, and admits a distinguished basis parameterized by genus zero groups of isometries of the hyperbolic plane. We show that their Fourier coefficients can be expressed explicitly in terms of singular moduli, and obtain positivity conditions which distinguish the optimal mock Jacobi forms that appear in umbral moonshine. We find that all of Ramanujan's mock theta functions can be expressed simply in terms of the optimal mock Jacobi forms with rational coefficients.
We obtain two-variable Hecke-Rogers identities for three universal mock theta functions. This implies that many of Ramanujan's mock theta functions, including all the third order functions, have a Hecke-Rogers-type double sum representation. We find new generating function identities for the Dyson rank function, the overpartition rank function, the M2-rank function and related spt-crank functions. Results are proved using the theory of basic hypergeometric functions.
We prove a general result on Bailey pairs and show that two Bailey pairs of Bringmann and Kane are special cases. We also show how to use a change of base formula to pass from the pairs of Bringmann and Kane to pairs used by Andrews in his study of Ramanujan's seventh order mock theta functions. We derive several more Bailey pairs of a similar type and use these to construct a number of new q-hypergeometric double sums which are mock theta functions. Finally, we prove identities between some of these mock theta double sums and classical mock theta functions.
It is shown that every weak Jacobi form of weight zero and index one on a congruence subgroup of the full Jacobi group can be decomposed into $N=4$ superconformal characters. Additionally, a simple expression for the mock modular form determining the superconformal character coefficients is obtained, as well as a universal completion structure. Along the way, a useful vector-valued mock modular form is also found and studied. These results are applied to analyze some Jacobi trace functions associated to super vertex operator algebras and a distinguished sector.
In this paper, we consider $L$-functions of modular forms of weight 3, which are products of the Jacobi theta series, and express their special values at $s=3$, $4$ in terms of special values of Kampé de Fériet hypergeometric functions. Moreover, via $L$-values, we give some relations between special values of Kampé de Fériet hypergeometric functions and generalized hypergeometric functions.
We construct harmonic weak Maass forms that map to cusp forms of weight $k\geq 2$ with rational coefficients under the $ξ$-operator. This generalizes work of the first author, Griffin, Ono, and Rolen, who constructed distinguished preimages under this differential operator of weight $2$ newforms associated to rational elliptic curves using the classical Weierstrass theory of elliptic functions. We extend this theory and construct a vector-valued Jacobi--Weierstrass $ζ$-function which is a generalization of the classical Weierstrass $ζ$-function.
We obtain some Bailey pairs associated with indefinite quadratic forms with the $β_n$ connected to a finite sum. A new general identity is given, which provides identities for $q$-hypergeometric series, including mock theta functions.
In Ramanujan's final letter to Hardy, he listed examples of a strange new class of infinite series he called "mock theta functions". It turns out all of these examples are essentially specializations of a so-called universal mock theta function $g_3(z,q)$ of Gordon-McIntosh. Here we show that $g_3$ arises naturally from the reciprocal of the classical Jacobi triple product -- and is intimately tied to rank generating functions for unimodal sequences, which are connected to mock modular and quantum modular forms -- under the action of an operator related to statistical physics and partition the…
We show that the meromorphic Jacobi form that counts the quarter-BPS states in N=4 string theories can be canonically decomposed as a sum of a mock Jacobi form and an Appell-Lerch sum. The quantum degeneracies of single-centered black holes are Fourier coefficients of this mock Jacobi form, while the Appell-Lerch sum captures the degeneracies of multi-centered black holes which decay upon wall-crossing. The completion of the mock Jacobi form restores the modular symmetries expected from $AdS_3/CFT_2$ holography but has a holomorphic anomaly reflecting the non-compactness of the microscopic CFT…
Mixed mock modular forms are functions which lie in the tensor space of mock modular forms and modular forms. As q-hypergeometric series, mixed mock modular forms appear to be much more common than mock theta functions. In this survey, we discuss some of the ways such series arise.
Recently, Garvan obtained two-variable Hecke-Rogers identities for three universal mock theta functions $g_2(z;q),\,g_3(z;q),\,K(z;q)$ by using basic hypergeometric functions, and he proposed a problem of finding direct proofs of these identities by using Bailey pair technology. In this paper, we give proofs of Garvan's identities by applying Bailey's transform with the conjugate Bailey pair of Warnaar and three Bailey pairs deduced from two special cases of $_6ψ_6$ given by Slater. In particular, we obtain a compact form of two-variable Hecke-Rogers identity related to $g_3(z;q)$, which imply…
We generalize a terminating summation formula to a unilateral nonterminating, and further, a bilateral summation formula by a property of analytic functions. The unilateral one is proved to be a $q$-analogue of a $_4F_3$-summation formula. And, an identity unifying Jacobi's triple product identity and the quintuple product identity is obtained as a special case of the bilateral one.
In 2013, Lemke Oliver classified all eta-quotients which are theta functions. In this paper, we unify the eta-theta functions by constructing mock modular forms from the eta-theta functions with even characters, such that the shadows of these mock modular forms are given by the eta-theta functions with odd characters. In addition, we prove that our mock modular forms are quantum modular forms. As corollaries, we establish simple finite hypergeometric expressions which may be used to evaluate Eichler integrals of the odd eta-theta functions, as well as some curious algebraic identities.
Sander Zwegers showed that Ramanujan's mock theta functions are $q$-hypergeometric series, whose $q$-expansion coefficients are half of the Fourier coefficients of a non-holomorphic modular form. George Andrews, Henri Cohen, Freeman Dyson, and Dean Hickerson found a pair of $q$-hypergeometric series each of which contains half of the Fourier coefficients of Maass waveform of eigenvalue $1/4$. This series of papers shows that a $q$-series construction, called ``renormalization'', yields the other half of the Fourier coefficients from a series which contains half of them. This construction unifi…
In this paper we introduce k-run overpartitions as natural analogs to partitions without k-sequences, which were first defined and studied by Holroyd, Liggett, and Romik. Following their work as well as that of Andrews, we prove a number of results for k-run overpartitions, beginning with a double summation q-hypergeometric series representation for the generating functions. In the special case of 1-run overpartitions we further relate the generating function to one of Ramanujan's mock theta functions. Finally, we describe the relationship between k-run overpartitions and certain sequences of …
We compute asymptotic estimates for the Fourier coefficients of two mixed mock modular forms, which come from Bailey pairs derived by Lovejoy and Osburn. To do so, we employ the circle method due to Wright and a modified Tauberian theorem. We encounter cancellation in our estimates for one of the mock theta functions due to the auxiliary function $θ_{n,p}$ arising from the splitting of Hickerson and Mortenson. We deal with this by using higher order asymptotic expansions for the Jacobi theta functions.
It was recently shown that $qω(q)$, where $ω(q)$ is one of the third order mock theta functions, is the generating function of $p_ω(n)$, the number of partitions of a positive integer $n$ such that all odd parts are less than twice the smallest part. In this paper, we study the overpartition analogue of $p_ω(n)$, and express its generating function in terms of a ${}_3ϕ_{2}$ basic hypergeometric series and an infinite series involving little $q$-Jacobi polynomials. This is accomplished by obtaining a new seven parameter $q$-series identity which generalizes a deep identity due to the first auth…
The purpose of this article is to give a simple and explicit construction of mock modular forms whose shadows are Eisenstein series of arbitrary integral weight, level, and character. As application, we construct forms whose shadows are Hecke's Eisenstein series of weight one associated to imaginary quadratic fields, recovering some results by Kudla, Rapoport and Yang (1999), and Schofer (2009), and forms whose shadows equal $Θ^{2k}(z)$ for $k\in \{1,2,3,4\}$, where $Θ(z)$ denotes Jacobi's theta function.
We study the character sums \[ϕ_{(m,n)}(a,b)=\sum_{x\in\mathbb{F}_q}ϕ\left(x(x^{m}+a)(x^{n}+b)\right),\textrm{ and, } ψ_{(m,n)}(a,b)=\sum_{x\in\mathbb{F}_q}ϕ\left((x^{m}+a)(x^{n}+b)\right)\] where $ϕ$ is the quadratic character defined over $\mathbb{F}_q$. These sums are expressed in terms of Gaussian hypergeometric series over $\mathbb{F}_q$. Then we use these expressions to exhibit the number of $\mathbb{F}_q$-rational points on families of hyperelliptic curves and their Jacobian varieties.
Sander Zwegers showed that Ramanujan's mock theta functions are $q$-hypergeometric series, whose $q$-expansion coefficients are half of the Fourier coefficients of a non-holomorphic modular form. George Andrews, Henri Cohen, Freeman Dyson, and Dean Hickerson found a pair of $q$-hypergeometric series each of which contains half of the Fourier coefficients of Maass waveform of eigenvalue $1/4$. This series of papers shows that a $q$-series construction, called ``renormalization'', yields the other half of the Fourier coefficients from a series which contains half of them. This construction unifi…
In this paper, we study a family of rank two false theta series associated to the root lattice of type $A_2$. We show that these functions appear as Fourier coefficients of a meromorphic Jacobi form of negative definite matrix index. Hypergeometric $q$-series identities are also obtained.
In this article we find finite field analogues of certain product formulas satisfied by the classical hypergeometric series. We express product of two ${_2}F_1$-Gaussian hypergeometric series as ${_4}F_3$- and ${_3}F_2$-Gaussian hypergeometric series. We use properties of Gauss and Jacobi sums and our earlier works on finite field Appell series to deduce these product formulas satisfied by the Gaussian hypergeometric series. We then use these transformations to evaluate explicitly some special values of ${_4}F_3$- and ${_3}F_2$-Gaussian hypergeometric series. By counting points on CM elliptic …
Squashed toric sigma models are a class of sigma models whose target space is a toric manifold in which the torus fibration is squashed away from the fixed points so as to produce a neck-like region. The elliptic genera of squashed toric-Calabi-Yau manifolds are known to obey the modular transformation property of holomorphic Jacobi forms, but have an explicit non-holomorphic dependence on the modular parameter. The elliptic genus of the simplest one-dimensional example is known to be a mixed mock Jacobi form, but the precise automorphic nature for the general case remained to be understood. W…
We study generating functions of certain shapes of planar polygons arising from homological mirror symmetry of elliptic curves. We express these generating functions in terms of rational functions of the Jacobi theta function and Zwegers' mock theta function and determine their (mock) Jacobi properties. We also analyze their special values and singularities, which are of geometric interest as well.
In this Ph.D. thesis, written under the direction of D.B. Zagier and R.W. Bruggeman, we study the mock theta functions, that were introduced by Ramanujan. We show how they can be interpreted in the theory of (real-analytic) modular forms. In Chapter 1 we give results for Lerch sums (also called Appell functions, or generalized Lambert series). In Chapter 2 we consider indefinite theta functions of type (r-1,1). Chapter 3 deals with Fourier coefficients of meromorphic Jacobi forms. In Chapter 4 we use the results from Chapter 2 to give explicit results for 8 of the 10 fifth order mock theta fun…
Dyonic 1/4-BPS states in Type IIB string theory compactified on $\mathrm{K}3 \times T^2$ are counted by meromorphic Jacobi forms. The finite parts of these functions, which are mixed mock Jacobi forms, account for the degeneracy of states stable throughout the moduli space of the compactification. In this paper, we obtain an exact asymptotic expansion for their Fourier coefficients, refining the Hardy-Ramanujan-Littlewood circle method to deal with their mixed-mock character. The result is compared to a low-energy supergravity computation of the exact entropy of extremal dyonic 1/4-BPS single-…
A Hecke action on the space of periods of cusp forms, which is compatible with that on the space of cusp forms, was first computed using continued fraction and an explicit algebraic formula of Hecke operators acting on the space of period functions of modular forms was derived by studying the rational period functions. As an application an elementary proof of the Eichler-Selberg trace formula was derived. Similar modification has been applied to period space of Maass cusp forms with spectral parameter $s$. In this paper we study the space of period functions of Jacobi forms by means of Jacobi …
Let $\mathbf{F}_q$ be a finite field of $q$ elements. We show that the normalized Jacobi sum $J(χ,η)/\sqrt{q}$, for each fixed non-trivial multiplicative character $η$, becomes equidistributed in the unit circle as $q\rightarrow+\infty,$ when $χ$ runs over all non-trivial multiplicative characters different from $η^{-1}.$ Previously, the similar equidistribution was obtained by Katz and Zheng by varying both of $χ$ and $η$. On the other hand, we also obtain the equidistribution of $J(χ,η)$ as $(χ,η)$ runs over $\mathcal{X}\times\mathcal{Y}\subseteq(\widehat{\mathrm{F}^*})^2$, as long as $|\mat…
It was shown in previous work that the one-variable $\widehatμ$-function defined by Zwegers (and Zagier) and his indefinite theta series attached to lattices of signature $(r\!+\!1,1)$ are both Heisenberg harmonic Maaß-Jacobi forms. We extend the concept of Heisenberg harmonicity to Maaß-Jacobi forms of arbitrary many elliptic variables, and produce indefinite theta series of "product type" for non-degenerate lattices of signature $(r\!+\!s,s)$. We thus obtain a clean generalization of $\widehatμ$ to these negative definite lattices. From restrictions to torsion points of Heisenberg harmonic M…
In this Ph.D. dissertation (2018, Emory University) we prove theorems at the intersection of the additive and multiplicative branches of number theory, bringing together ideas from partition theory, $q$-series, algebra, modular forms and analytic number theory. We present a natural multiplicative theory of integer partitions (which are usually considered in terms of addition), and explore new classes of partition-theoretic zeta functions and Dirichlet series -- as well as "Eulerian" $q$-hypergeometric series -- enjoying many interesting relations. We find a number of theorems of classical numb…
We study a class of two-dimensional N=(2,2) sigma models called squashed toric sigma models, using their Gauged Linear Sigma Models (GLSM) description. These models are obtained by gauging the global U(1) symmetries of toric GLSMs and introducing a set of corresponding compensator superfields. The geometry of the resulting vacuum manifold is a deformation of the corresponding toric manifold in which the torus fibration maintains a constant size in the interior of the manifold, thus producing a neck-like region. We compute the elliptic genus of these models, using localization, in the case when…
For a prime $p$ larger than $7$, the Eisenstein series of weight $p-1$ has some remarkable congruence properties modulo $p$. Those imply, for example, that the $j$-invariants of its zeros (which are known to be real algebraic numbers in the interval $[0,1728]$), are at most quadratic over the field with $p$ elements and are congruent modulo $p$ to the zeros of a certain truncated hypergeometric series. In this paper we introduce "theta modular forms" of weight $k \geq 4$ for the full modular group as the modular forms for which the first dim$(M_k)$ Fourier coefficients are identical to certain…
We consider double scaled little string theory on $K3$. These theories are labelled by a positive integer $k \ge 2$ and an $ADE$ root lattice with Coxeter number $k$. We count BPS fundamental string states in the holographic dual of this theory using the superconformal field theory $K3 \times \left( \frac{SL(2,\mathbb{R})_k}{U(1)} \times \frac{SU(2)_k}{U(1)} \right) \big/ \mathbb{Z}_k$. We show that the BPS fundamental string states that are counted by the second helicity supertrace of this theory give rise to weight two mixed mock modular forms. We compute the helicity supertraces using two s…
