Feruenc Pinteŕ, Paul G. Nevai
We apply a theorem of Geronimus to derive some new formulas connecting Schur functions with orthogonal polynomials on the unit circle. The applications include the description of the associated measures and a short proof of Boyd's result about Schur functions. We also give a simple proof for the above mentioned theorem of Geronimus.
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The relation between the Toda lattices and similar nonlinear chains and orthogonal polynomials on the real line has been elaborated immensely for the last decades. We examine another system of the differential-difference equations known as the Schur flow within the framework of the theory of orthogonal polynomials on the unit circle. This system can be exhibited in equivalent form as the Lax equation, and the corresponding spectral measure undergoes a simple transformation. The general result is illustrated on the modified Bessel measures on the unit circle and the long time behavior of their …
We study the recursion (aka Schur) parameters for monic polynomials orthogonal on the unit circle with respect to a weight which provides negative answer to the conjecture of Steklov.
It is shown that monic orthogonal polynomials on the unit circle are the characteristic polynomials of certain five-diagonal matrices depending on the Schur parameters. This result is achieved through the study of orthogonal Laurent polynomials on the unit circle. More precisely, it is a consequence of the five term recurrence relation obtained for these orthogonal Laurent polynomials, and the one to one correspondence established between them and the orthogonal polynomials on the unit circle. As an application, some results relating the behavior of the zeros of orthogonal polynomials and the …
Rakhmanov's theorem for orthogonal polynomials on the unit circle gives a sufficient condition on the orthogonality measure for orthogonal polynomials on the unit circle, in order that the reflection coefficients (the recurrence coefficients in the Szego recurrence relation) converge to zero. In this paper we give the analog for orthogonal matrix polynomials on the unit circle.
We show that the exceptional orthogonal polynomials can be viewed as confluent limits of the generalized Schur polynomials introduced by Sergeev and Veselov.
Characterization of Schur-class functions (analytic and bounded by one in modulus on the open unit disk) in terms of their Taylor coefficients at the origin is due to I. Schur. We present a boundary analog of this result: necessary and sufficient conditions are given for the existence of a Schur-class function with the prescribed nontangential boundary expansion $f(z)=s_0+s_1(z-t_0)+\ldots+s_N(z-t_0)^N+o(|z-t_0|^N)$ at a given point $t_0$ on the unit circle.
Szego's procedure to connect orthogonal polynomials on the unit circle and orthogonal polynomials on [-1,1] is generalized to nonsymmetric measures. It generates the so-called semi-orthogonal functions on the linear space of Laurent polynomials L, and leads to a new orthogonality structure in the module LxL. This structure can be interpreted in terms of a 2x2 matrix measure on [-1,1], and semi-orthogonal functions provide the corresponding sequence of orthogonal matrix polynomials. This gives a connection between orthogonal polynomials on the unit circle and certain classes of matrix orthogona…
By using the Szegő's transformation we deduce new relations between the recurrence coefficients for orthogonal polynomials on the real line and the Verblunsky parameters of orthogonal polynomials on the unit circle. Moreover, we study the relation between the corresponding $\mathcal{S}$-functions and $\mathcal{C}$-functions
We derive raising and lowering operators for orthogonal polynomials on the unit circle and find second order differential and $q$-difference equations for these polynomials. A general functional equation is found which allows one to relate the zeros of the orthogonal polynomials to the stationary values of an explicit quasi-energy and implies recurrences on the orthogonal polynomial coefficients. We also evaluate the discriminants and quantized discriminants of polynomials orthogonal on the unit circle.
Classical Schur analysis is intimately connected to the theory of orthogonal polynomials on the circle [Simon, 2005]. We investigate here the connection between multipoint Schur analysis and orthogonal rational functions. Specifically, we study the convergence of the Wall rational functions via the development of a rational analogue to the Szeg\H o theory, in the case where the interpolation points may accumulate on the unit circle. This leads us to generalize results from [Khrushchev,2001], [Bultheel et al., 1999], and yields asymptotics of a novel type.
We consider orthogonal polynomials on the unit circle with respect to a weight which is a quotient of $q$-gamma functions. We show that the Verblunsky coefficients of these polynomials satisfy discrete Painlevé equations, in a Lax form, which correspond to an $A_3^{(1)}$ surface in Sakai's classification.
We present a new explicit family of polynomials orthogonal on the unit circle with a dense point spectrum. This family is expressed in terms of q-hypergeometric function of type ${_2}ϕ_1$. The orthogonality measure is the wrapped geometric distribution. Some "classical" properties of the above polynomials are presented.
The zeros of semi-orthogonal functions with respect to a probability measure mu supported on the unit circle can be applied to obtain Szego quadrature formulas. The discrete measures generated by these formulas weakly converge to the orthogonality measure mu. In this paper we construct families of semi-orthogonal functions with interlacing zeros, and give a representation of the support of mu in terms of the asymptotic distribution of such zeros.
We consider the weight w: 1<w<T on the unit circle and prove that the corresponding orthonormal polynomials can grow.
We introduce two explicit examples of polynomials orthogonal on the unit circle. Moments and the reflection coefficients are expressed in terms of Jacobi elliptic functions. We find explicit expression for these polynomials in terms of a new type of elliptic hypergeometric function. We show that obtained polynomials are orthogonal on the unit circle with respect to a dense point meausure, i.e. the spectrum consists from infinite number points of increase which are dense on the unit circle. We construct also corresponding explicit systems of polynomials orthogonal on the interval of the real ax…
We study the moment space corresponding to matrix measures on the unit circle. Moment points are characterized by non-negative definiteness of block Toeplitz matrices. This characterization is used to derive an explicit representation of orthogonal polynomials with respect to matrix measures on the unit circle and to present a geometric definition of canonical moments. It is demonstrated that these geometrically defined quantities coincide with the Verblunsky coefficients, which appear in the Szegö recursions for the matrix orthogonal polynomials. Finally, we provide an alternative proof of th…
In this paper we study the following family of hypergeometric polynomials: $y_n(x) = \frac{ (-1)^ρ}{ n! } x^n {}_2 F_0(-n,ρ;-;-\frac{1}{x})$, depending on a parameter $ρ\in\mathbb{N}$. Differential equations of orders $ρ+1$ and $2$ for these polynomials are given. A recurrence relation for $y_n$ is derived as well. Polynomials $y_n$ are Sobolev orthogonal polynomials on the unit circle with an explicit matrix measure.
This survey contains the introduction to the subject. Many new results are also included.
Let ${z_n}$ be a sequence in the unit disk ${z\in\mathbb{C}:|z|<1}$. It is known that there exists a unique positive Borel measure in the unit circle ${z\in\mathbb{C}:|z|=1}$ such that the orthogonal polynomials ${Φ_n}$ satisfy [Φ_n(z_n)=0] for each $n=1,2,...$. Characteristics of the orthogonality measure and asymptotic properties of the orthogonal polynomial are given in terms of asymptotic behavior of the sequence ${z_n}$. Particular attention is paid to periodic sequence of zeros ${z_n}$ of period two and three.
In this paper we prove that the simplest band representations of unitary operators on a Hilbert space are five-diagonal. Orthogonal polynomials on the unit circle play an essential role in the development of this result, and also provide a parametrization of such five-diagonal representations which shows specially simple and interesting decomposition and factorization properties. As an application we get the reduction of the spectral problem of any unitary Hessenberg matrix to the spectral problem of a five-diagonal one. Two applications of these results to the study of orthogonal polynomials …
Generalized semiclassical orthogonal polynomials on the unit circle: A Riemann-Hilbert perspective
该研究从黎曼-希尔伯特视角出发，推导单位圆上带权正交多项式及相关函数的微分方程，分析递推系数性质，并以广义修正Jacobi、Bessel权为案例验证方法。
Differential equations for a class of semiclassical orthogonal polynomials on the unit circle
本文研究单位圆上满足Pearson型微分方程的半经典正交多项式，通过结构关系和差分方程推导出一阶、二阶微分方程，并应用于推广的Jacobi多项式、修正Bessel多项式及离散Painlevé II方程。
Orthogonal polynomials on the unit circle are completely determined by their reflection coefficients through the Szegő recurrences. We assume that the reflection coefficients converge to some complex number a with 0 < |a| < 1. The polynomials then live essentially on the arc {e^(i theta): alpha <= theta <= 2 pi - alpha} where cos alpha/2 = sqrt(1-|a|^2) with 0 <= alpha <= 2 pi. We analyze the orthogonal polynomials by comparing them with the orthogonal polynomials with constant reflection coefficients, which were studied earlier by Ya. L. Geronimus and N. I. Akhiezer. In particular, we show th…
In the case when the weight and its inverse belong to BMO(T), we prove the asymptotics of the monic orthogonal polynomials in L^p, 2<p<p_0. Immediate applications include the estimates on the uniform norm and asymptotics for the polynomial entropy.
The Kronecker polynomial $K(z)$ is a finite product of cyclotomic polynomials $C_j(z)$. Any Kronecker polynomial $K(z)$ of degree $N+1$ with simple roots on the unit circle generates a finite set $Φ_0=1, Φ_1(z), \dots, Φ_N(z) $ of polynomials (para) orthogonal on the unit circle (POPUC). This set is determined uniquely by the condition $Φ_N(z) = (N+1)^{-1} K'(z)$. Such set can be called the set of Sturmian Kronecker POPUC. We present several new explicit examples of such POPUC. In particular, we define and analyze properties of the Sturmian cyclotomic POPUC generated by the cyclotomic polynomi…
We consider a sequence of polynomials $\{P_n\}_{n \geq 0}$ satisfying a special $R_{II}$ type recurrence relation where the zeros of $P_n$ are simple and lie on the real line. It turns out that the polynomial $P_n$, for any $n \geq 2$, is the characteristic polynomial of a simple $n \times n$ generalized eigenvalue problem. It is shown that with this $R_{II}$ type recurrence relation one can always associate a positive measure on the unit circle. The orthogonality property satisfied by $P_n$ with respect to this measure is also obtained. Finally, examples are given to justify the results.
We consider properties and applications of a sequence of polynomials known as complementary Romanovski-Routh polynomials (CRR polynomials for short). These polynomials, which follow from the Romanovski-Routh polynomials or complexified Jacobi polynomials, are known to be useful objects in the studies of the one-dimensional Schrödinger equation and also the wave functions of quarks. One of the main results of this paper is to show how the CRR-polynomials are related to a special class of orthogonal polynomials on the unit circle. As another main result, we have established their connection to a…
M. Derevyagin, L. Vinet and A. Zhedanov introduced in Constr. Approx. 36 (2012) 513-535 a new connection between orthogonal polynomials on the unit circle and the real line. It maps any real CMV matrix into a Jacobi one depending on a real parameter $λ$. These authors prove that this map yields a natural link between the Jacobi polynomials on the unit circle and the little and big $-1$ Jacobi polynomials on the real line. They also provide explicit expressions for the measure and orthogonal polynomials associated with the Jacobi matrix in terms of those related to the CMV matrix, but only for …
When a nontrivial measure $μ$ on the unit circle satisfies the symmetry $dμ(e^{i(2π-θ)}) = - dμ(e^{iθ})$ then the associated OPUC, say $S_n$, are all real. In this case, Delsarte and Genin, in 1986, have shown that the two sequences of para-orthogonal polynomials $\{zS_{n}(z) + S_{n}^{\ast}(z)\}$ and $\{zS_{n}(z) - S_{n}^{\ast}(z)\}$ satisfy three term recurrence formulas and have also explored some further consequences of these sequences of polynomials such as their connections to sequences of orthogonal polynomials on the interval $[-1,1]$. The same authors, in (1988), have also provided a m…
The sequence $\{\,_2ϕ_1(q^{-k},q^{b+1};\,q^{-\overline{b}-k+1};\, q, q^{-\overline{b}+1/2} z)\}_{k \geq 0}$ of basic hypergeometric polynomials is known to be orthogonal on the unit circle with respect to the weight function $|(q^{1/2}e^{iθ};\,q)_{\infty}/(q^{b+1/2}e^{iθ};\,q)_{\infty}|^2$. This result, where one must take the parameters $q$ and $b$ to be $0 < q < 1$ and $\Re(b) > -1/2$, is due to P.I. Pastro \cite{Pastro-1985}. In the present manuscript we deal with the orthogonal polynomials $\hatΦ_{n}(b;.)$ and $\checkΦ_{n}(b;.)$ on the unit circle with respect to the two parametric familie…
Recent work on recurrence in quantum walks has provided a representation of Schur functions in terms of unitary operators. We propose a generalization of Schur functions by extending this operator representation to arbitrary operators on Banach spaces. Such generalized Schur functions meet the formal structure of first return generating functions, thus we call them FR-functions. We derive general properties of FR-functions, among them a generalization of the renewal equation already known for random and quantum walks, as well as splitting properties which extend useful factorizations of Schur …
An inifinite-dimensional representation of the double affine Hecke algebra of rank 1 and type $(C_1^{\vee},C_1)$ in which all generators are tridiagonal is presented. This representation naturally leads to two systems of polynomials that are orthogonal on the unit circle. These polynomials can be considered as circle analogs of the Askey-Wilson polynomials. The corresponding polynomials orthogonal on an interval are constructed and discussed.
Jacobi-Trudy formula for a generalisation of Schur polynomials related to any sequence of orthogonal polynomials in one variable is given. As a corollary we have Giambelli formula for generalised Schur polynomials.
We prove that for any $n\times n$ matrix, $A$, and $z$ with $|z|\geq \|A\|$, we have that $\|(z-A)^{-1}\|\leq\cot (\fracπ{4n}) \dist (z, \spec(A))^{-1}$. We apply this result to the study of random orthogonal polynomials on the unit circle.
Let there be given a probability measure $μ$ on the unit circle $\TT$ of the complex plane and consider the inner product induced by $μ$. In this paper we consider the problem of orthogonalizing a sequence of monomials $\{z^{r_k}\}_k$, for a certain order of the $r_k\in\mathbb{Z}$, by means of the Gram-Schmidt orthogonalization process. This leads to a basis of orthonormal Laurent polynomials $\{ψ_k\}_k$. We show that the matrix representation with respect to the basis $\{ψ_k\}_k$ of the operator of multiplication by $z$ is an infinite unitary or isometric matrix allowing a 'snake-shaped' matr…
Reduction of Multiple Orthogonal Polynomials to Standard Orthogonal Polynomials
本文推导了将多重正交多项式表示为标准正交多项式的显式公式，并应用于实线和单位圆情形，包括Christoffel-Darboux核的约化，以及具体例子如多重Hermite核和共振型零点逃逸现象。
The objective of this manuscript is to study directly the Favard type theorem associated with the three term recurrence formula % \[ R_{n+1}(z) = \big[(1+ic_{n+1})z+(1-ic_{n+1})\big] R_{n}(z) - 4 d_{n+1} z R_{n-1}(z), \quad n \geq 1, \] % with $R_{0}(z) =1$ and $R_{1}(z) = (1+ic_{1})z+(1-ic_{1})$, where $\{c_n\}_{n=1}^{\infty}$ is a real sequence and $\{d_n\}_{n=1}^{\infty}$ is a positive chain sequence. We establish that there exists an unique nontrivial probability measure $μ$ on the unit circle for which $\{R_n(z) - 2(1-m_n)R_{n-1}(z)\}$ gives the sequence of orthogonal polynomials. Here, $…
Szegő Recurrence for Multiple Orthogonal Polynomials on the Unit Circle
本文将单位圆上的Szegő递推理论推广到多重正交多项式情形，建立了直接与逆递推、Verblunsky系数类似物及Christoffel–Darboux公式，并与实直线上的最近邻递推形成对应。
Szegő Mapping and Hermite--Padé Polynomials for Multiple Orthogonality on the Unit Circle
本文研究了单位圆上满足多重正交条件的多项式，通过Szegő映射和Geronimus关系将其与实线上多重正交多项式联系起来，推导了多项种递推关系和行列式表示。
The $2j-k$ and $j-2k$ Bi-orthogonal Polynomials on the Unit Circle: Further Properties and Riemann-Hilbert Characterizations
本文推导了$2j-k$和$j-2k$双正交多项式系统的简化统一递推关系、更清晰的Christoffel-Darboux公式，并给出了Riemann-Hilbert刻画。
Positive orthogonalizing weights on the unit circle for the generalized Bessel polynomials
本文针对广义贝塞尔多项式，在特定参数条件下构造了单位圆上的正连续权函数，建立了不同于标准OPUC的正交关系，并给出其应用。
An operator theoretic approach to orthogonal rational functions on the unit circle with poles in its exterior is presented in this paper. This approach is based on the identification of a suitable matrix representation of the multiplication operator associated with the corresponding orthogonality measure. Two different alternatives are discussed, depending whether we use for the matrix representation the standard basis of orthogonal rational functions, or a new one with poles alternatively located in the exterior and the interior of the unit circle. The corresponding representations are linear…
We provide a new closed form expression for the Geronimus polynomials on the unit circle and use it to obtain new results and formulas. Among our results is a universality result at an endpoint of an arc for polynomials orthogonal with respect to a Geronimus type weight on an arc of the unit circle. The key tool is a formula of McLaughlin for powers of a two-by-two matrix, which we use to derive convenient formulas for Geronimus polynomials.
The aim of this paper is to prove that Markov's theorem on variation of zeros of orthogonal polynomials on the real line [Math. Ann., 27:177-182,1886] remains essentially valid in the case of paraorthogonal polynomials on the unit circle.
In this survey, different aspects of the theory of orthogonal polynomials of one (real or complex) variable are reviewed. Orthogonal polynomials on the unit circle are not discussed.
Ramanujan's trigonometric sum $c_q(n)$ can be interpreted as a set of trigonometric moments of a finite measure concentrated at primitive $q$-th roots of unity with equal masses. This gives rise to sets of corresponding polynomials orthogonal on the unit circle. We present explicit expressions of these polynomials for special values of $q$, e.g. when $q=p$ or $q=2p$ or $q=p^k$, where $p$ is a prime number. We generalize this procedure taking the Kronecker polynomial instead of cyclotomic one. In this case the moments are expressed as finite sums of $c_q(n)$ with different $q$.
Mirror symmetric polynomials orthogonal on the unit circle
本文引入并研究了一类满足Verblunsky系数镜像对称性质的单位圆上正交多项式（OPUC），给出了其等价条件及对应酉CMV矩阵的代数关系，并提供了三个具体例子。
Nenciu and Simon found that the analogue of the Toda system in the context of orthogonal polynomials on the unit circle is the defocusing Ablowitz-Ladik system. In this paper we use the CMV and extended CMV matrices, respectively, to construct Lax pair representations for this system in the periodic, finite, and infinite cases.
Zeros of Laurent multiple orthogonal polynomials on the unit circle
研究单位圆上Laurent多重正交多项式的两种不同定义，证明第一种定义下所有零点严格位于复单位盘内，第二种定义下所有索引形式的正常性，从而可应用Szegő映射和Geronimus关系。
It was shown recently that associated with a pair of real sequences $\{\{c_{n}\}_{n=1}^{\infty}, \{d_{n}\}_{n=1}^{\infty}\}$, with $\{d_{n}\}_{n=1}^{\infty}$ a positive chain sequence, there exists a unique nontrivial probability measure $μ$ on the unit circle. The Verblunsky coefficients $\{α_{n}\}_{n=0}^{\infty}$ associated with the orthogonal polynomials with respect to $μ$ are given by the relation $$ α_{n-1}=\overlineτ_{n-1}\left[\frac{1-2m_{n}-ic_{n}}{1-ic_{n}}\right], \quad n \geq 1, $$ where $τ_0 = 1$, $τ_{n}=\prod_{k=1}^{n}(1-ic_{k})/(1+ic_{k})$, $n \geq 1$ and $\{m_{n}\}_{n=0}^{\inft…
Orthogonal Polynomials, a Szegő--Verblunsky Theorem and Baxter's Theorem on the Quaternionic Sphere
本文研究四元数单位球上的正交多项式理论，扩展了Szego递推关系、正交多项式零点定理、Szego-Verblunsky定理和Baxter定理，引入了Alpay等人提出的q-正测量概念及矩阵值Schur递推关系和Verblunsky公式。
A special class of orthogonal rational functions (ORFs) is presented in this paper. Starting with a sequence of ORFs and the corresponding rational functions of the second kind, we define a new sequence as a linear combination of the previous ones, the coefficients of this linear combination being self-reciprocal rational functions. We show that, under very general conditions on the self-reciprocal coefficients, this new sequence satisfies orthogonality conditions as well as a recurrence relation. Further, we identify the Caratheodory function of the corresponding orthogonality measure in term…
We consider bivariate polynomials orthogonal on the bicircle with respect to a positive linear functional. The lexicographical and reverse lexicographical orderings are used to order the monomials. Recurrence formulas are derived between the polynomials of different degrees. These formulas link the orthogonal polynomials constructed using the lexicographical ordering with those constructed using the reverse lexicographical ordering. Relations between the coefficients in the recurrence formulas are derived and used to give necessary and sufficient conditions for the existence of a positive line…
Let p(t) be a trigonometric polynomial, non-negative on the unit circle. We say that a measure σbelongs to a polynomial Szego class, if the logarithm of its density is summable over the circle with the weight p(t). For the associated orthogonal polynomials, we obtain pointwise asymptotics inside the unit disc. Then, we show that these asymptotics holds in L^2-sense on the unit circle. As a corollary, we get an existence of certain modified wave operators.
Strong asymptotics of polynomials orthogonal on the unit circle with respect to a weight of the form $$ W(z) = w(z) \prod_{k=1}^m |z-a_k|^{2β_k}, \quad |z|=1, \quad |a_k|=1, \quad β_k>-1/2, \quad k=1, ..., m, $$ where $w(z)>0$ for $|z|=1$ and can be extended as a holomorphic and non-vanishing function to an annulus containing the unit circle. The formulas obtained are valid uniformly in the whole complex plane. As a consequence, we obtain some results about the distribution of zeros of these polynomials, the behavior of their leading and Verblunsky coefficients, as well as give an alternative …
The theory of bi-orthogonal polynomials on the unit circle is developed for a general class of weights leading to systems of recurrence relations and derivatives of the polynomials and their associated functions, and to functional-difference equations of certain coefficient functions appearing in the theory. A natural formulation of the Riemann-Hilbert problem is presented which has as its solution the above system of bi-orthogonal polynomials and associated functions. In particular for the case of regular semi-classical weights on the unit circle $ w(z) = \prod^m_{j=1}(z-z_j(t))^{ρ_j} $, cons…
We develop a new asymptotic method for the analysis of matrix Riemann-Hilbert problems. Our method is a generalization of the steepest descent method first proposed by Deift and Zhou; however our method systematically handles jump matrices that need not be analytic. The essential technique is to introduce nonanalytic extensions of certain functions appearing in the jump matrix, and to therefore convert the Riemann-Hilbert problem into a dbar problem. We use our method to study several asymptotic problems of polynomials orthogonal with respect to a measure given on the unit circle, obtaining ne…
The connection of orthogonal polynomials on the unit circle (OPUC) to the defocusing Ablowitz-Ladik integrable system involves the definition of a Poisson structure on the space of Verblunsky coefficients. In this paper, we compute the complete set of Poisson brackets for the monic orthogonal and the orthonormal polynomials on the unit circle, as well as for the second kind polynomials and the Wall polynomials. This answers a question posed by Cantero and Simon for the case of measures with finite support. We also show that the results hold for the case of measures with periodic Verblunsky coe…
In this paper we study polynomials $(P_n)$ which are hermitian orthogonal on two arcs of the unit circle with respect to weight functions which have square root singularities at the end points of the arcs, an arbitrary nonvanishing trigonometric polynomial $\mathcal{A}$ in the denominator and possible point measures at the zeros of $\mathcal{A}$. First we give an explicit representation of the orthogonal polynomials $P_n$ in terms of elliptic functions. With the help of this representation for sufficiently large $n$ the number of zeros of $P_n$ which are in an $ε$-neighbourhood of each of the …
Orthogonal Polynomials on the Unit Circle, Mutually Unbiased Bases, and Balanced States
本研究采用单位圆上的正交多项式构造方法，探究量子态构建中的互无偏基与平衡态现象，证明该方法无法生成互无偏基，给出平衡态相关示例，并探讨了无穷维拓展方向。
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