Endomorphisms of Polynomial Rings with Invertible Jacobians
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Susumu Oda
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This paper has been withdrawn by the author due to a crucial argument error at p.10.
The two dimensional Jacobian Conjecture says that a morphism $f:\mathbb{C}[x,y]\to \mathbb{C}[x,y]$ having an invertible Jacobian, is invertible. We show that a morphism $f$ having an invertible Jacobian is invertible, in each of the following two special cases: The degree of $f(x)$ is $\leq 2$; The $(0,1)$-degrees or $(1,0)$-degrees of all monomials in $f(x)$ are of the same parity. In each case there is no restriction on the degree of $f(y)$ nor on the parity of the $(0,1)$-degrees or $(1,0)$-degrees of its monomials.
We give a quasihomogeneity criterion for Gorenstein curves. For complete intersections, it is related to the first step of Vasconcelos' normalization algorithm. In the process, we give a simplified proof of the Kunz-Ruppert criterion.
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The famous Jacobian Conjecture asks if a morphism $f:K[x,y]\to K[x,y]$ with invertible Jacobian, is invertible ($K$ is a characteristic zero field). A known result says that if $K[f(x),f(y)] \subseteq K[x,y]$ is an integral extension, then $f$ is invertible. We slightly generalize this known result to the following: If for some "good" $λ\in K$ (in a sense that will be explained) $m K[x,y] \neq K[x,y]$ for every maximal ideal $m$ of $K[f(x),f(y)][x+ λy]$, then $f$ is invertible. We also apply our ideas to the Jacobian Conjecture, without any further assumptions.
The two-dimensional Jacobian Conjecture says that a $\mathbb{C}$-algebra endomorphism $F:\mathbb{C}[x,y] \to \mathbb{C}[x,y]$ that has an invertible Jacobian is an automorphism. We show that if a $\mathbb{C}$-algebra endomorphism $F:\mathbb{C}[x,y] \to \mathbb{C}[x,y]$ has an invertible Jacobian and if $v \in \mathbb{C}[F(x),F(y),x]$ is a product of prime elements of $\mathbb{C}[F(x),F(y),x]$, then $F$ is an automorphism, where $v$ is such that $y = u/v$, where $u \in \mathbb{C}[F(x),F(y),x]$.
Let $F: C^n \rightarrow C^m$ be a polynomial map with $degF=d \geq 2$. We prove that $F$ is invertible if $m = n$ and $\sum^{d-1}_{i=1} JF(α_i)$ is invertible for all $i$, which is trivially the case for invertible quadratic maps. More generally, we prove that for affine lines $L = \{β+ μγ| μ\in C\} \subseteq C^n$ ($γ\ne 0$), $F|_L$ is linearly rectifiable, if and only if $\sum^{d-1}_{i=1} JF(α_i) \cdot γ\ne 0$ for all $α_i \in L$. This appears to be the case for all affine lines $L$ when $F$ is injective and $d \le 3$. We also prove that if $m = n$ and $\sum^{n}_{i=1} JF(α_i)$ is invertible f…
The famous Jacobian problem asks: Is a morphism $f:\mathbb{C}[x,y]\to \mathbb{C}[x,y]$ having an invertible Jacobian, invertible? If we add the assumption that $\mathbb{C}(f(x),f(y))=\mathbb{C}(x,y)$, then $f$ is invertible; this result is due to O. H. Keller (1939). We suggest the following slight generalization of Keller's theorem: If $f:\mathbb{C}[x,y]\to \mathbb{C}[x,y]$ is a morphism having an invertible Jacobian, and if there exist $n \geq 1$, $a \in \mathbb{C}(f(x),f(y))^*$ and $b \in \mathbb{C}(f(x),f(y))$ such that $(ax +b)^n \in \mathbb{C}(f(x),f(y))$, then $f$ is invertible. A simil…
The Jacobian Conjecture uses the equation $det(Jac(F))\in k^*$, which is a very short way to write down many equations putting restrictions on the coefficients of a polynomial map $F$. In characteristic $p$ these equations do not suffice to (conjecturally) force a polynomial map to be invertible. In this article, we describe how to construct the conjecturally sufficient equations in characteristic $p$ forcing a polynomial map to be invertible. This provides an (alternative to Adjamagbo's formulation) definition of the Jacobian Conjecture in characteristic $p$. We strengthen this formulation by…
Let $f: \mathbb{C}[x,y] \to \mathbb{C}[x,y]$ be a $\mathbb{C}$-algebra endomorphism having an invertible Jacobian. We show that for such $f$, if, in addition, the group of invertible elements of $\mathbb{C}[f(x),f(y),x][1/v] \subset \mathbb{C}(x,y)$ is contained in $\mathbb{C}(f(x),f(y))-0$, then $f$ is an automorphism. Here $v \in \mathbb{C}[f(x),f(y)]-0$ is such that $y = u/v$, with $u \in \mathbb{C}[f(x),f(y),x]-0$. Keller's theorem (in dimension two) follows immediately, since Keller's condition $\mathbb{C}(f(x),f(y))=\mathbb{C}(x,y)$ implies that the group of invertible elements of $\math…
It is proved that the Jacobian of a k-endomorphism of k[x_1,...,x_n] over a field k of characteristic zero taking every tame coordinate to a coordinate, must be a nonzero constant in k. It is also proved that the Jacobian of an R-endomorphism of A:=R[x_1,...,x_n] (where R is a polynomial ring in finite number of variables over an infinite field k), taking every R-linear coordinate of A to an R-coordinate of A, is a nonzero constant in k.
A polynomial endomorphism $σ\in {\rm End}_K(P_n)$ is called a Jacobian map if its Jacobian is a nonzero scalar (the field has zero characteristic). Each Jacobian map $σ$ is extended to an endomorphism $σ$ of the Weyl algebra $A_n$. The Jacobian Conjecture (JC) says that every Jacobian map is an automorphism. Clearly, the Jacobian Conjecture is true iff the twisted (by $σ$) $P_n$-module ${}^σ P_n$ is 1-generated for all Jacobian maps $σ$. It is shown that the $A_n$-module ${}^σ P_n$ is 1-generated for all Jacobian maps $σ$. Furthermore, the $A_n$-module ${}^σ P_n$ is holonomic and as a result h…
A non-zero constant Jacobian polynomial maps $F=(P,Q)$ of $\mathbb{C}^2$ is invertible if $P$ and $Q$ are rational polynomials.
A smooth complex variety satisfies the Generalized Jacobian Conjecture if all its étale endomorphisms are proper. We study the conjecture for $\mathbb{Q}$-acyclic surfaces of negative Kodaira dimension. We show that $G$-equivariant counterexamples for infinite group $G$ exist if and only if $G=\mathbb{C}^*$ and we classify them relating them to Belyi-Shabat polynomials. Taking universal covers we get rational simply connected $\mathbb{C}^*$-surfaces of negative Kodaira dimension which admit non-proper $\mathbb{C}^*$-equivariant étale endomorphisms. We prove also that for every integers $r\geq …
The Jacobian conjecture in dimension $n$ asserts that any polynomial endomorphism of $n$-dimensional affine space over a field of zero characteristic, with the Jacobian equal 1, is invertible. The Dixmier conjecture in rank $n$ asserts that any endomorphism of the $n$-th Weyl algebra (the algebra of polynomial differential operators in $n$ variables) is invertible. We prove that the Jacobian conjecture in dimension $2n$ implies the Dixmier conjecture in rank $n$. Together with a well-known implication in the opposite direction, it shows that the stable Jacobian and Dixmier conjectures are equi…
Let K[x,y] be the algebra of two-variable polynomials over a field K. A polynomial p=p(x, y) is called a test polynomial (for automorphisms) if, whenever ϕ(p)=p for a mapping ϕof K[x,y], this ϕmust be an automorphism. Here we show that p \in C[x,y] is a test polynomial if and only if p does not belong to any proper retract of C[x,y]. This has the following corollary that may have application to the Jacobian conjecture: if a mapping ϕof C[x,y] with invertible Jacobian matrix is ``invertible on one particular polynomial", then it is an automorphism. More formally: if there is a non-constant poly…
Let k be a field of characteristic zero. Let phi be a k-endomorphism of the polynomial algebra k[x_1,...,x_n]. It is known that phi is an automorphism if and only if it maps irreducible polynomials to irreducible polynomials. In this paper we show that phi satisfies the jacobian condition if and only if it maps irreducible polynomials to square-free polynomials. Therefore, the Jacobian Conjecture is equivalent to the following statement: every k-endomorphism of k[x_1,...,x_n], mapping irreducible polynomials to square-free polynomials, maps irreducible polynomials to irreducible polynomials.
We are concerned with the behavior of the polynomial maps $F=(P,Q)$ of $\mathbb{C}^2$ with finite fibres and satisfying the condition that all of the curves $aP+bQ=0$, $(a:b)\in \mathbb{P}^1$, are irreducible rational curves. The obtained result shows that such polynomial maps $F$ is invertible if $(0,0)$ is a regular value of $F$ or if the Jacobian condition holds.
We establish an invertibility criterion for free polynomials and free functions evaluated on some tuples of matrices. We show that if the derivative is nonsingular on some domain closed with respect to direct sums and similarity, the function must be invertible. Thus, as a corollary, we establish the Jacobian conjecture in this context. Furthermore, our result holds for commutative polynomials evaluated on tuples of commuting matrices.
We make two observations regarding the invertibility of Keller maps. i.e., polynomial maps for which the determinant of their Jacobian matrix is identically equal to 1. In our first result, we show that if P is a n-dimensional Keller map, defined over any extension of Q, then P has a polynomial inverse if and only if the range of P contains the cartesian product of n universal Hilbert sets. In our second result, we show that if P is a 2-dimensional Keller map, defined over any algebraic number field, then P is invertible on a set that contains almost all rational integers of K.
Multilinear nilalgebras and the Jacobian theorem
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Let $ K[x, y]$ be the polynomial algebra in two variables over a field $K$ of characteristic $0$. A subalgebra $R$ of $K[x, y]$ is called a retract if there is an idempotent homomorphism (a {\it retraction}, or {\it projection}) $φ: K[x, y] \to K[x, y]$ such that $φ(K[x, y]) = R$. The presence of other, equivalent, definitions of retracts provides several different methods of studying them, and brings together ideas from combinatorial algebra, homological algebra, and algebraic geometry. In this paper, we characterize all the retracts of $ K[x, y]$ up to an automorphism, and give several appli…
Given a polynomial endomorphism F of the n-dimensional affine space over a field K, we define a sequence of polynomial endomorphisms of the affine space associated to F. We call F nice if there exists an integer m such that the m-th term of the sequence vanishes. Then F is invertible and its inverse may be computed in terms of the endomorphisms in the sequence. In this paper we study the class of nice polynomial automorphisms and obtain that this class is large and includes triangulable automorphisms and all linear cubic homogeneous polynomial automorphisms of nilpotence index up to 3. We prov…
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