B. Saussol, S. Troubetzkoy, S. Vaienti
We show that the Poincaré return time of a typical cylinder is at least its length. For one dimensional maps we express the Lyapunov exponent and dimension via return times.
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We prove two inequalities between the Lyapunov exponents of a diffeomorphism and its local recurrence properties. We give examples showing that each of the inequalities is optimal.
The topological entropy of various gap-sets on periodic-like recurrence and Birkhoff regularity were considered in [69] but some Banach recurrence and Lyapunov regularity are not considered. In this paper we introduce five new levels on Banach recurrence and show they all carry full topological entropy, and simultaneously combine with Lyapunov regularity to get some refined theory on mixed multifractal analysis of [8,29]. In this process, we strengthen Pfister and Sullivan's result of [58] from saturated property to transitively-saturated property (and from single-saturated property to transit…
Lyapunov stable chain recurrence classes for singular flows
本文证明对于远离同宿相切的C^1通用向量场，非平凡的Lyapunov稳定链回复类必为同宿类，方法是通过C^2向量场逼近及Gibbs F-态的收敛性论证。
Partial section I: $α$-recurrence and equivariant Lyapunov maps
本文研究了流在紧致流形上的α-等价Lyapunov映射的存在性及其与α相关的复发集分类。
The aim of this paper is twofold. On the one hand, we discuss the notions of strong chain recurrence and strong chain transitivity for flows on metric spaces, together with their characterizations in terms of rigidity properties of Lipschitz Lyapunov functions. This part extends to flows some recent results for homeomorphisms of Fathi and Pageault. On the other hand, we use these characterisations to revisit the proof of a theorem of Paternain, Polterovich and Siburg concerning the inner rigidity of a Lagrangian submanifold $Λ$ contained in an optical hypersurface of a cotangent bundle, under …
After relating the notion of $ω$-recurrence in skew products to the range of values taken by partial ergodic sums and Lyapunov exponents, ergodic $\mathbb{Z}$-valued cocycles over an irrational rotation are presented in detail. First, the generic situation is studied and shown to be $1/n$-recurrent. It is then shown that for any $ω(n) <n^{-ε}$, where $ε>1/2$, there are uncountably many infinite staircases (a certain specific cocycle over a rotation) which are \textit{not} $ω$-recurrent, and therefore have positive Lyapunov exponent. A further section makes brief remarks regarding cocycles over…
In this paper we study ergodic optimization problems for subadditive sequences of functions on a topological dynamical system. We prove that for $t\rightarrow \infty$ any accumulation point of a family of equilibrium states is a maximizing measure. We show that the Lyapunov exponent and entropy of equilibrium states converge in the limit $t\rightarrow \infty$ to the maximum Lyapunov exponent and entropy of maximizing measures. In the particular case of matrix cocycles we prove that the maximal Lyapunov exponent can be approximated by Lyapunov exponents of periodic trajectories under certain as…
We study regularity properties of the Lyapunov exponent L of quasiperiodic operators with analytic potential, under no assumptions on the Diophantine class of the frequency. We prove that L is jointly continuous, in frequency and energy, at every irrational frequency.
The Lyapunov exponent characterizes the asymptotic behavior of long matrix products. Recognizing scenarios where the Lyapunov exponent is strictly positive is a fundamental challenge that is relevant in many applications. In this work we establish a novel tool for this task by deriving a quantitative lower bound on the Lyapunov exponent in terms of a matrix sum which is efficiently computable in ergodic situations. Our approach combines two deep results from matrix analysis --- the $n$-matrix extension of the Golden-Thompson inequality and the Avalanche-Principle. We apply these bounds to the …
Obstructions to the regularity of the Lyapunov exponents for non-compact random Schrödinger cocycles
该研究针对非紧支撑的随机薛定谔上循环，揭示其李雅普诺夫指数正则性的关键障碍，明确赫尔德连续性需满足指数矩条件。
We provide an example of a Schrödinger cocycle over a mixing Markov shift for which the integrated density of states has a very weak modulus of continuity, close to the log-Hölder lower bound established by W. Craig and B. Simon. This model is based upon a classical example due to Y. Kifer of a random Bernoulli cocycle with zero Lyapunov exponents which is not strongly irreducible. It follows that the Lyapunov exponent of a Bernoulli cocycle near this Kifer example cannot be Hölder or weak-Hölder continuous, thus providing a limitation on the modulus of continuity of the Lyapunov exponent of r…
In this article we give a new definition of some analog of Lyapunov exponents for cellular automata . Then for a shift ergodic and cellular automaton invariant probability measure we establish an inequality between the entropy of the automaton, the entropy of the shift and the Lyapunov exponent.
We consider one-dimensional quasi-periodic Schrödinger operators with analytic potentials. In the positive Lyapunov exponent regime, we prove large deviation estimates which lead to optimal Hölder continuity of the Lyapunov exponents and the integrated density of states, in both small Lyapunov exponent and large coupling regimes. Our results cover all the Diophantine frequencies and some Liouville frequencies.
We construct discontinuous point of the Lyapunov exponent of quasiperiodic Schrödinger cocycles in the Gevrey space $G^{s}$ with $s>2$. In contrast, the Lyapunov exponent has been proved to be continuous in the Gevrey space $G^{s}$ with $s<2$ \cite{klein,cgyz}. This shows that $G^2$ is the transition space for the continuity of the Lyapunov exponent.
In this paper, we study the multifractal formalism of Lyapunov exponents for typical cocycles. We establish a variational relation between the Legendre transform of topological pressure of the generalized singular value function and measure-theoretic entropies. As a consequence, we show that the restricted variational principle of Lyapunov exponents holds for typical cocycles.
Entropy spectrum of Lyapunov exponents for typical cocycles
本文针对典型余循环，建立了Lyapunov指数水平集的拓扑熵与广义奇异值函数的拓扑压力之间的变分关系，刻画了所有Lyapunov指数水平集的大小。
We study Poincaré recurrence from a purely geometrical viewpoint. We prove that the metric entropy is given by the exponential growth rate of return times to dynamical balls. This is the geometrical counterpart of Ornstein-Weiss theorem. Moreover, we show that minimal return times to dynamical balls grow linearly with respect to its length. Finally, some interesting relations between recurrence, dimension, entropy and Lyapunov exponents of ergodic measures are given.
We provide an explicit lower bound for the the sum of the non-negative Lyapunov exponents for some cocycles related to the Anderson model. In particular, for the Anderson model on a strip of width $ W $ the lower bound is proportional to $ W^{-ε} $, for any $ ε>0 $. This bound is consistent with the fact that the lowest non-negative Lyapunov exponent is conjectured to have a lower bound proportional to $ W^{-1} $.
We study the one-dimensional expanding Lorenz maps and show the existence of dense subset D of Lorens maps such that each f in D has an uncountable set of ergodic invariant probabilities with infinite Lyapunov exponent and positive entropy. Such measures may appear when the singularity has fast recurrence to itself. Conversely, if the singularity has slow recurrence to itself then the Lorenz map has an upper bound to the Lyapunov exponent of all invariant measures.
In this paper we solve a problem about the Schr$\ddot{o}$dinger operator with potential $v(θ)=2λcos2πθ/(1-αcos2πθ),\ (|α|<1)$ in physics. With the help of the formula of Lyapunov exponent in the spectrum, the coexistence of zero Lyapunov exponent and positive Lyapunov exponent for some parameters is first proved, and there exists a curve that separates them. The spectrum in the region of positive Lyapunov exponent is purely pure point spectrum with exponentially decaying eigenfunctions for almost every frequency and almost every phase. From the research, we realize that the infinite potential …
Lyapunov exponents of a hyperbolic ergodic measure are approximated by Lyapunov exponents of hyperbolic atomic measures on periodic orbits.
In this paper, two types of Lyapunov exponents: random Lyapunov exponents and directional Lyapunov exponents, and the corresponding entropies: random entropy and directional entropy, are considered for smooth $\mathbb{Z}^k$-actions. The close relation among these quantities are investigated and the formulas of them are given via the Lyapunov exponents of the generators.
Lyapunov exponents describe the asymptotic behavior of the singular values of large products of random matrices. A direct computation of these exponents is however often infeasible. By establishing a link between Lyapunov exponents and an information theoretic tool called entropy accumulation theorem we derive an upper and a lower bound for the maximal and minimal Lyapunov exponent, respectively. The bounds assume independence of the random matrices, are analytical, and are tight in the commutative case as well as in other scenarios. They can be expressed in terms of an optimization problem th…
We prove that, for semi-invertible linear cocycles, Lyapunov exponents of ergodic measures may be approximated by Lyapunov exponents on periodic points.
We prove that if $μ$ is a finitely supported measure on $\text{SL}_2(\mathbb{R})$ with positive Lyapunov exponent but not uniformly hyperbolic, then the Lyapunov exponent function is not $α$-Hölder around $μ$ for any $α$ exceeding the Shannon entropy of $μ$ over the Lyapunov exponent of $μ$.
Differentiability of the largest Lyapunov exponent for planar open billiards
研究平面开放台球的最大李雅普诺夫指数，证明其关于台球形变具有可微性。
One knows that the set of quasi-periodic Schrödinger cocycles with positive Lyapunov exponent is open and dense in the analytic topology. In this paper, we construct cocycles with positive Lyapunov exponent which can be approximated by ones with zero Lyapunov exponent in the space of ${\cal C}^ l$ ($1 \le l\le \infty$) smooth quasi-periodic cocycles. As a consequence, the set of quasi-periodic Schrödinger cocycles with positive Lyapunov exponent is not ${\cal C}^ l$ open.
In this work we study relations between regularity of invariant foliations and Lyapunov exponents of partially hyperbolic diffeomorphisms. We suggest a new regularity condition for foliations in terms of desintegration of Lebesgue measure which can be considered as a criterium for rigidity of Lyapunov exponents.
We prove that Sp(2d;R), HSp(2d) and pseudo unitary cocycles with at least one non-zero Lyapunov exponent are dense in all usual regularity classes for non periodic dynamical systems. For Schrödinger operators on the strip, we prove a similar result for density of positive Lyapunov exponents.
We show that SL(2,R) cocycles with a positive Lyapunov exponent are dense in all regularity classes and for all non-periodic dynamical systems. For Schrödinger cocycles, we show prevalence of potentials for which the Lyapunov exponent is positive for a dense set of energies.
In this paper we establish uniform large deviations estimates of exponential type and Hölder continuity of the Lyapunov exponents for random non-invertible cocycles with constant rank.
Nowadays the Lyapunov exponents and Lyapunov dimension have become so widespread and common that they are often used without references to the rigorous definitions or pioneering works. It may lead to a confusion since there are at least two well-known definitions, which are used in computations: the upper bounds of the exponential growth rate of the norms of linearized system solutions (Lyapunov characteristic exponents, LCEs) and the upper bounds of the exponential growth rate of the singular values of the fundamental matrix of linearized system (Lyapunov exponents, LEs). In this work the rel…
We give a new proof of E. Le Page's theorem on the Holder continuity of the first Lyapunov exponent in the class of irreducible Bernoulli cocycles. This suggests an algorithm to approximate the first Lyapunov exponent, as well as the stationary measure, for such random cocycles.
This paper is concerned with relationships of Lyapunov exponents with sensitivity and stability for non-autonomous discrete systems. Some new concepts are introduced for non-autonomous discrete systems, including Lyapunov exponents, strong sensitivity at a point and in a set, Lyapunov stability, and exponential asymptotical stability. It is shown that the positive Lyapunov exponent at a point implies strong sensitivity for a class of non-autonomous discrete systems. Furthermore, the uniformly positive Lyapunov exponents in a totally invariant set imply strong sensitivity in this set under cert…
Entropy Continuity of Lyapunov Exponents for Non-flat 1-dimensional Maps
该研究证明了非平坦一维映射中李雅普诺夫指数的熵连续性，并展示了其在熵上的统一可积性。
The Lyapunov exponents of GL(2)-cocycles over Markov shifts depend continuously on the underlying data, that is, on the matrix coefficients and the Markov measure transition probabilities.
Consider a $C^1$ vector field together with an ergodic invariant probability that has $\ell$ nonzero Lyapunov exponents. Using orthonormal moving frames along certain transitive orbits we construct a linear system of $\ell$ differential equations which is a reduced form of Liao's "standard system". We show that the Lyapunov exponents of this linear system coincide with all the nonzero exponents of the given vector field with respect to the given probability. Moreover, we prove that these Lyapunov exponents have a persistence property that implies that a "Liao perturbation" preserves both sign …
We construct an invariant measure for a piecewise analytic interval map whose Lyapunov exponent is not defined. Moreover, for a set of full measure, the pointwise Lyapunov exponent is not defined. This map has a Lorenz-like singularity and non-flat critical points.
In this paper, we study the existence of $n$-dimensional linear stochastic differential equations (SDEs) such that the sign of Lyapunov exponents is changed under an exponentially decaying perturbation. First, we show that the equation with all positive Lyapunov exponents will have $n-1$ linearly independent solutions with negative Lyapunov exponents under the perturbation. Meanwhile, we prove that the equation with all negative Lyapunov exponents will also have solutions with positive Lyapunov exponents under another similar perturbation. Finally, we also show that other three kinds of pertur…
We show that the top Lyapunov exponent $λ_+(p)$ , $p = (p_1, \cdots, p_N)$ with $p_i >0$ for each $i$, associated with a random product of quasi-periodic cocycles depends real analytically on the transition probabilities $p$ whenever $λ_+(p)$ is simple. Moreover if the spectrum at $p$ is simple (all Lyapunov exponents having multiplicity one ) then all Lyapunov exponents depend real analytically on $p$.
We explore some properties of Lyapunov exponents of measures preserved by smooth maps of the interval, and study the behaviour of the Lyapunov exponents under topological conjugacy.
We prove that in an open and dense set, Symplectic linear cocycles over time one maps of Anosov flows, have positive Lyapunov exponents for SRB measures.
We study the connection between the Lyapunov exponents and the volume growth of boundary distortion of regions in the phase space of the dynamical system.
The Lyapunov exponents of locally constant GL(2;C)-cocycles over Bernoulli shifts depend continuously on the cocycle and on the invariant probability. The Oseledets decomposition also depends continuously on the cocycle, in measure.
It has been recently realized that for abundant dynamical systems on a compact manifold, the set of points for which Lyapunov exponents fail to exist, called the Lyapunov irregular set, has positive Lebesgue measure. In the present paper, we show that under any physical noise, the Lyapunov irregular set has zero Lebesgue measure and the number of such Lyapunov exponents is finite. This result is a Lyapunov exponent version of Araújo's theorem on the existence and finitude of time averages. Furthermore, we numerically compute the Lyapunov exponents for a surface flow with an attracting heterocl…
In this article, we consider the ergodic optimization of the top Lyapunov exponent. We prove that there is a unique maximising measure of top Lyapunov expoent for typical matrix cocyles. By using the results we obtain, we prove that in any non-uniquely ergodic minimal dynamical system, the Lyapunov-irregular points are typical for typical matrix cocyles.
We consider locally minimizing measures for the conservative twist maps of the $d$-dimensional annulus or for the Tonelli Hamiltonian flows defined on a cotangent bundle $T^*M$. For weakly hyperbolic such measures (i.e. measures with no zero Lyapunov exponents), we prove that the mean distance/angle between the stable and the unstable Oseledet's bundles gives an upper bound of the sum of the positive Lyapunov exponents and a lower bound of the smallest positive Lyapunov exponent. Some more precise results are proved too.
We investigate the Lyapunov Exponents of a variation of Hodge structure which has $G_2$ as geometric monodromy group, and discuss formulas for the sum of positive Lyapunov Exponents of variations of Hodge structures of any weight.
In this paper, we consider a monic, centred, hyperbolic polynomial of degree $d \ge 2$, restricted on its Julia set and compute its Lyapunov exponents with respect to certain weighted Lyubich's measures. In particular, we show a certain well-behavedness of some coefficients of the Lyapunov exponents, that quantifies the non-well-behavedness in a system.
We collect some applications of the variational formula established by Schröder (1988) and Rueß(2013) for the quenched Lyapunov exponent of Brownian motion in stationary and ergodic nonnegative potential. We show for example that the Lyapunov exponent for nondeterministic potential is strictly lower than the Lyapunov exponent for the averaged potential. The behaviour of the Lyapunov exponent under independent perturbations of the underlying potential is examined. And with the help of counterexamples we are able to give a detailed picture of the continuity properties of the Lyapunov exponent.
We prove that the Bochi-Mañé theorem is false, in general, for linear cocycles over non-invertible maps: there are C0-open subsets of linear cocycles that are not uniformly hyperbolic and yet have Lyapunov exponents bounded from zero.
We prove that, for semi-invertible continuous cocycles, continuity of Lyapunov exponents is equivalent to continuity, in measure, of Oseledets subspaces.
In this article, we study the minimizing measures of the Tonelli Hamiltonians. More precisely, we study the relationships between the so-called Green bundles and various notions as: - the Lyapunov exponents of minimizing measures; -the weak KAM solutions. In particular, we deduce that the support of every minimizing measure all of whose Lyapunov exponents are zero is C1-regular almost everywhere.
In this short note we describe a simple but remarkably effective method for rigorously estimating Lyapunov exponents for expanding maps of the interval. We illustrate the applicability of this method with some standard examples.
Regularity of Lyapunov exponents at one-point Lyapunov spectra: the semisimple case
本文研究了Lyapunov指数作为紧支撑概率测度空间上的函数的正则性，证明了在半单概率测度具有单点Lyapunov谱时，Lyapunov指数在Wasserstein距离下点wise log-Hölder连续。
Hölder continuity of Lyapunov exponents for non-invertible and non-compact random cocycles
本文在有限指数矩、谱间隙和拟不可约性三个条件下，证明了由独立同分布过程驱动的随机线性余循环的最大李雅普诺夫指数关于Wasserstein距离具有Hölder连续性，并将其应用于无界位势的Schrödinger余循环。
Given a new definition for the entropy of a cellular automata acting on a two-dimensional space, we propose an inequality between the entropy of the shift on a two-dimensional lattice and some angular analog of Lyapunov exponents.
Let (M,d) be a compact metric space and f:M --> M an expansive homeomorphism. We define Lyapunov exponents L(f,m)_{max} and l(f,mu)_{min} for an f-invariant measure m. When L(f,m)_{max} > 0 and l(f,mu)_{min} < 0 can be interpreted as a weak form of hyperbolicity for f. We prove that if M is a Peano space then there is g>0 such that L(f,m)_{max} > g and l(f,m)_{min}< - g. We also show that the hypothesis that M is a Peano space is necessary to obtain the maximal Lyapunov exponent positive and the minimal Lyapunov exponent negative. Moreover we define Lyapunov exponents for K, a compact f-invari…
We prove the Hölder continuity of the Lyapunov exponent for quasi-periodic Schrödinger cocycles with a $C^2$ cos-type potential and any fixed Liouvillean frequency, provided the coupling constant is sufficiently large. Moreover, the Hölder exponent is independent of the frequency and the coupling constant.
For any polynomial map with a single critical point, we prove that its lower Lyapunov exponent at the critical value is negative if and only if the map has an attracting cycle. Similar statement holds for the exponential maps and some other complex dynamical systems. We prove further that for the unicritical polynomials with positive area Julia sets almost every point of the Julia set has zero Lyapunov exponent. Part of this statement generalizes as follows: every point with positive upper Lyapunov exponent in the Julia set of an arbitrary polynomial is not a Lebegue density point.
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