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arXiv 2407.07596cs.LGstat.MEstat.ML
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在学习治疗效果的同时帮助有需要的人

Learning treatment effects while treating those in need

Carnegie Mellon University(卡内基梅隆大学);Allegheny County Department of Human Services(阿利根尼县人类服务部)

Bryan Wilder, Pim Welle

AI总结:

提出一种随机化分配规则框架,在针对高需求个体与学习治疗效果间取得最优平衡,并基于真实数据证明优化策略能大幅缓解学习与针对之间的权衡。

摘要:

许多社会项目试图将稀缺资源分配给最有需要的人。事实上,公共服务越来越多地使用出于这一目标动机的算法风险评估。然而,针对最高需求的受助者往往与试图评估整个项目的因果效果相冲突,因为最好的评估方式是通过随机化分配来获得。我们提出了一个设计随机化分配规则的框架,该规则在针对高需求个体与学习治疗效果之间取得最优平衡,并向政策制定者展示这两个目标之间的帕累托前沿。我们给出了策略学习问题的样本复杂度保证,并提供了一种计算高效的策略来实现它。随后,我们与宾夕法尼亚州阿勒格尼县的人类服务部门合作,基于真实服务交付环境的数据评估了我们的方法。优化后的政策可以大幅缓解学习与针对之间的权衡。例如,通常可以在获得针对高需求个体的 90% 最佳效用的同时,确保平均治疗效果的估计所需的样本量不超过随机对照试验所需样本量的 2 倍。针对公共服务的机制通常侧重于尽可能准确地衡量需求。然而,我们的结果表明,如果公共服务中的算法系统能够将项目评估作为与针对需求并列的明确目标纳入其中,就能发挥最大的影响力。

英文摘要:

Many social programs attempt to allocate scarce resources to people with the greatest need. Indeed, public services increasingly use algorithmic risk assessments motivated by this goal. However, targeting the highest-need recipients often conflicts with attempting to evaluate the causal effect of the program as a whole, as the best evaluations would be obtained by randomizing the allocation. We propose a framework to design randomized allocation rules which optimally balance targeting high-need individuals with learning treatment effects, presenting policymakers with a Pareto frontier between the two goals. We give sample complexity guarantees for the policy learning problem and provide a computationally efficient strategy to implement it. We then collaborate with the human services department of Allegheny County, Pennsylvania to evaluate our methods on data from real service delivery settings. Optimized policies can substantially mitigate the tradeoff between learning and targeting. For example, it is often possible to obtain 90% of the optimal utility in targeting high-need individuals while ensuring that the average treatment effect can be estimated with less than 2 times the samples that a randomized controlled trial would require. Mechanisms for targeting public services often focus on measuring need as accurately as possible. However, our results suggest that algorithmic systems in public services can be most impactful if they incorporate program evaluation as an explicit goal alongside targeting.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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