We investigate emergent topological gapless phases in the square-lattice Kitaev model with additional hopping terms. In the presence of nearest-neighbor hopping only, the model is known to exhibit gapless phases with two topological gapless points. When the strength of the newly added next-nearest-neighbor hopping is smaller than a certain value, qualitatively the same phase diagram persists. We find that further increase of the extra hopping results in a new topological phase with four gapless points. We construct a phase diagram to clarify the regions of emergent topological gapless phases as well as topologically trivial ones in the space of the chemical potential and the next-nearest-neighbor hopping strength. We examine the evolution of the gapless phases in the energy dispersions of the bulk as the chemical potential varies. The topological properties of the gapless phases are characterized by the winding numbers of the present gapless points. We also consider the ribbon geometry to examine the corresponding topological edge states. It is revealed that Majorana-fermion edge modes exist as flat bands in topological gapless phases. We also perform the analytical calculation as to Majorana-fermion zero-energy modes and discuss its implications on the numerical results.
Recent proposals for spin-1 Kitaev materials, such as honeycomb Ni oxides with heavy elements of Bi and Sb, have shown that these compounds naturally give rise to antiferromagnetic (AFM) Kitaev couplings. Conceptual interest in such AFM Kitaev systems has been sparked by the observation of a transition to a gapless $U(1)$ spin liquid at intermediate field strengths in the AFM spin-1/2 Kitaev model. However, all hitherto known spin-1/2 Kitaev materials exhibit ferromagnetic bond-directional exchanges. Here we discuss the physics of the spin-1 Kitaev model in a magnetic field and show, by extens…
We show that line defects in a non-Abelian Kitaev spin liquid harbor gapless one-dimensional Majorana modes if the interaction across the defect falls below a critical value. Treating the weak interaction at the line defect within a mean-field approximation, we determine the critical interaction strength as a function of the external magnetic field. In the gapless regime, we use the low-energy effective field theory to calculate the spin-lattice relaxation rate for a nuclear spin near the defect and find a cubic temperature dependence that agrees with experiments in the Kitaev material $α\text…
We show that a single-fermion quantum dot acquires odd-frequency Gor'kov anomalous averages in proximity to strongly correlated Majorana zero modes, described by the Sachdev-Ye-Kitaev (SYK) model. Despite the presence of finite anomalous pairing, the superconducting gap vanishes for the intermediate coupling strength between the quantum dot and Majoranas. The increase of the coupling leads to smooth suppression of the original quasiparticles. This effect might be used as a characterization tool for recently proposed tabletop realizations of the SYK model.
We investigate the quantum spin liquid (QSL) ground state of anisotropic Kitaev model with antiferromagnetic (AFM) coupling under the $[001]$ magnetic field with the finite-temperature Lanczos method (FTLM). In this anisotropic AFM Kitaev model with $K_{X}=K_{Y}$, $K_{X}+K_{Y}+K_{Z}=-3K$, and $K_{Z}<-K$, with magnetic field increasing, the gapped QSL experiences a transition to a gapless QSL at $h_{c1}=gμ_{B}H_{z1}/K$, to another gapless QSL with $C_{6}$ rotational symmetry at $h_{c2}$, and to a new $U(1)$ gapless QSL between $h_{c3}$ and $h_{c4}$, respectively. These indicate that magnetic fi…
We study the Kitaev spin liquid (KSL) in a [001] magnetic field employing the mean field theory (MFT/MF) in the Majorana fermion representation. The MF Hamiltonian of the system has the Bogoliubov de-Gennes (BdG) form of a 2D Weyl superconductor. We discover a robust gapless regime in intermediate magnetic field for both gapless and gapped AFM KSL with Jx = Jy before the system is polarized in high magnetic field. A topological phase transition (PT) connecting two gapless phases with nodal lines takes place at a critical magnetic field hc1 in this regime. While the nodal lines at hc1 is protec…
As one of the most promising Kitaev quantum-spin-liquid (QSL) candidates, $α$-RuCl$_3$ has received a great amount of attention. However, its ground state exhibits a long-range zigzag magnetic order, which defies the QSL phase. Nevertheless, the magnetic order is fragile and can be completely suppressed by applying an external magnetic field. Here, we explore the evolution of magnetic excitations of $α$-RuCl$_3$ under an in-plane magnetic field, by carrying out inelastic neutron scattering measurements on high-quality single crystals. Under zero field, there exist spin-wave excitations near th…
We describe a mechanism for order fractionalization in a two-dimensional Kondo lattice model, in which electrons interact with a gapless spin liquid of Majorana fermions described by the Yao-Lee (YL) model. When the Kondo coupling to the conduction electrons exceeds a critical value, the model develops a superconducting instability into a state where the spinor order parameter carries charge $e$ and spin $S=1/2$. The broken symmetry state develops a gapless Majorana Dirac cone in the bulk. By including an appropriate gauge string, we can show that the charge $e$, spinorial order develops off-d…
Frustrated quantum magnets can harbor unconventional spin liquid ground states in which the elementary magnetic moments fractionalize into new emergent degrees of freedom. While the fractionalization of quantum numbers is one of the recurring themes in modern condensed matter physics, it often remains a challenge to devise a controlled analytical framework tracking this phenomenon. A notable exception is the exactly solvable Kitaev model, in which spin degrees of freedom fractionalize into Majorana fermions and a Z2 gauge field. Here we discuss the physics of fractionalization in three-dimensi…
We provide a framework for understanding the gapless Kitaev spin liquid (KSL) in the language of tensor network(TN). Without introducing Majorana fermion, most of the features of the KSL including the symmetries, gauge structure, criticality and vortex-freeness are explained in a compact TN representation. Our construction reveals a hidden string gas structure of the KSL. With only two variational parameters to adjust, we obtain an accurate KSL ansatz with the bond dimension D = 8 in a compact form, where the energy is about 0.007% higher than the exact one. In addition, the opening of gap and…
A three-dimensional Kitaev model on a hyperhoneycomb lattice is investigated numerically at finite temperature. The Kitaev model is one of the solvable quantum spin models, where the ground state is given by gapped and gapless spin liquids, depending on the anisotropy of the interactions. This model can be rewritten as a free Majorana fermion system coupled with $Z_2$ variables. The density of states of Majorana fermions shows an excitation gap in the gapped region, while it is semimetallic in the gapless region reflecting the Dirac node. Performing the Monte Carlo simulation, we calculate the…
We study quantum phase transitions in the honeycomb Kitaev model under a magnetic field, focusing on the topological nature of Majorana fermion excitations. We find a gapless phase between the low-field gapless quantum spin liquid and the high-field gapped forced-ferromagnetic state for the antiferromagnetic Kitaev model in the [001] field by using the Majorana mean-field theory, in conjunction with the exact diagonalization and the spin-wave theory supporting the validity of this approach. The transition between the two gapless phases is driven by a topological change of the Majorana spectrum…
We study the effects of vacancy disorder on the Kitaev model defined on a hexagonal lattice. We show that the vacancy disorder induces a zero-mode that is localized at the defect site. We derive analytical forms for these localized wave functions in both the gapped and gapless phases of the Kitaev model. We conjecture that the vacancy disorder can be utilized as a probe of the quantum phase transition (from the gapped to gapless phases) in this model. The behavior of the Inverse Participation Ratio (IPR) in the gapless phase and across the transition is also studied numerically. Comments are m…
Recent experimental evidence for a field-induced quantum spin liquid (QSL) in $α$-RuCl$_3$ calls for an understanding for the ground state of honeycomb Kitaev model under a magnetic field. In this work we address the nature of an enigmatic gapless paramagnetic phase in the antiferromagnetic Kitave model, under an intermediate magnetic field perpendicular to the plane. Combining theoretical and numerical efforts, we identify this gapless phase as a $U(1)$ QSL with spinon Fermi surfaces. We also reveal the nature of continuous quantum phase transitions involving this $U(1)$ QSL, and obtain a pha…
We study the effect of adding disorder to the exactly solvable Kitaev model on the hyper-honeycomb lattice, which hosts both gapped and gapless spin liquid phases with an emergent $\mathbb{Z}_2$ gauge field. The latter has an unusual gapless spectrum of Majorana fermion excitations, with a co-dimension-two Fermi ring. We thus address the question of the interplay of topological physics and disorder by considering the properties of isolated single and pair of vacancies. We show that near the vacancies, the local magnetic response to a field $h_z$ is parametrically enhanced in comparison to the …
We study the Kitaev-Heisenberg model with spin-1 local degree of freedom on a two-dimensional honeycomb lattice numerically by density matrix renormalization group method. By tuning the relative value of the Kitaev and Heisenberg exchange couplings, we obtain the whole phase diagram with two spin liquid phases and four symmetry broken phases. We identify that the spin liquid phases are gapless by calculating the central charge at the pure Kitaev points without Heisenberg interaction. Comparing to its spin-1/2 counterpart, the position and number of gapless modes of the spin-1 case are quite di…
We explore the nature of the quantum phase transition between a magnetically ordered state with collinear spin pattern and a gapless $Z_2$ spin liquid in the Heisenberg-Kitaev model. We construct a slave particle mean field theory for the Heisenberg-Kitaev model in terms of complex fermionic spinons. It is shown that this theory, formulated in the appropriate basis, is capable of describing the Kitaev spin liquid as well as the transition between the gapless $Z_2$ spin liquid and the so-called stripy antiferromagnet. In particular, within a mean field theory, we have a discontinuous transition…
In addition to the Kitaev ($K$) interaction, candidate Kitaev materials also possess Heisenberg ($J$) and off-diagonal symmetric ($Γ$) couplings. We investigate the quantum ($S = 1/2$) $K$-$J$-$Γ$ model on the honeycomb lattice by a variational Monte Carlo (VMC) method. In addition to the "generic" Kitaev spin liquid (KSL), we find that there is just one proximate KSL (PKSL) phase, while the rest of the phase diagram contains different magnetically ordered states. The PKSL is a gapless Z$_2$ state with 14 Majorana cones, which in contrast to the KSL has a gapless spin response. In a magnetic f…
Recent numerical studies indicate that the antiferromagnetic Kitaev honeycomb lattice model undergoes a magnetic-field-induced quantum phase transition into a new spin-liquid phase. This intermediate-field phase has been previously characterized as a gapless spin liquid. By implementing a recently developed variational approach based on the exact fractionalized excitations of the zero-field model, we demonstrate that the field-induced spin liquid is gapped and belongs to Kitaev's 16-fold way. Specifically, the low-field non-Abelian liquid with Chern number $C=\pm 1$ transitions into an Abelian…
We study the physical consequences of site dilution in Kitaev's honeycomb model, in both its gapped and gapless phases. We show that a vacancy binds a flux of the emergent $Z_2$ gauge field and induces a local moment. In the gapped phase this moment is free while in the gapless phase the susceptibility has the dependence $χ(h)\sim\ln(1/h)$ on field strength $h$. Vacancy moments have interactions that depend on their separation, their relative sublattice, and the phase of the model. Strikingly, in the gapless phase, two nearby vacancies on the same sublattice have a parametrically larger $χ(h)\…
We present a study of longitudinal thermal transport in the Kitaev spin model on the honeycomb lattice, focusing on the role of anisotropic exchange to cover both, gapless and gapped phases. Employing a complementary combination of exact diagonalization on small systems and an average gauge configuration approach for up to $\sim O(10^4)$ spinful sites, we report results for the dynamical energy current auto-correlation function as well as the dc thermal conductivity over a wide range of temperatures and exchange anisotropies. Despite a pseudogap in the current correlation spectra, induced by e…
$α$-RuCl$_3$ is a leading candidate material for theobservation of physics related to the Kitaev quantum spin liquid (QSL). By combined susceptibility, specific-heat, and nuclear-magnetic-resonance measurements, we demonstrate that $α$-RuCl$_3$ undergoes a quantum phase transition to a QSL in a magnetic field of 7.5 T applied in the $ab$ plane. We show further that this high-field QSL phase has gapless spin excitations over a field range up to 16 T. This highly unconventional result, unknown in either Heisenberg or Kitaev magnets, offers insight essential to establishing the physics of $α$-RuC…
The microscopic modeling of spin-orbit entangled $j=1/2$ Mott insulators such as the layered hexagonal Iridates Na$_2$IrO$_3$ and Li$_2$IrO$_3$ has spurred an interest in the physics of Heisenberg-Kitaev models. Here we explore the effect of lattice distortions on the formation of the collective spin-orbital states which include not only conventionally ordered phases but also gapped and gapless spin-orbital liquids. In particular, we demonstrate that in the presence of spatial anisotropies of the exchange couplings conventionally ordered states are formed through an order-by-disorder selection…
We study exactly both the ground-state fidelity susceptibility and bond-bond correlation function in the Kitaev honeycomb model. Our results show that the fidelity susceptibility can be used to identify the topological phase transition from a gapped A phase with Abelian anyon excitations to a gapless B phase with non-Abelian anyon excitations. We also find that the bond-bond correlation function decays exponentially in the gapped phase, but algebraically in the gapless phase. For the former case, the correlation length is found to be $1/ξ=2\sinh^{-1}[\sqrt{2J_z -1}/(1-J_z)]$, which diverges ar…
In the field of quantum magnetism, the exactly solvable Kitaev honeycomb model serves as a paradigm for the fractionalization of spin degrees of freedom and the formation of $\mathbb{Z}_2$ quantum spin liquids. An intense experimental search has led to the discovery of a number of spin-orbit entangled Mott insulators that realize its characteristic bond-directional interactions and, in the presence of magnetic fields, exhibit no indications of long-range order. Here, we map out the complete phase diagram of the Kitaev model in tilted magnetic fields and report the emergence of a distinct gaple…
The ruby lattice is a four-valent lattice interpolating between honeycomb and triangular lattices. In this work we investigate the topological spin-liquid phases of a spin Hamiltonian with Kitaev interactions on the ruby lattice using exact diagonalization and perturbative methods. The latter interactions combined with the structure of the lattice yield a model with $\mathbb{Z}_2 \times \mathbb{Z}_2$ gauge symmetry. We mapped out the phase digram of the model and found gapped and gapless spin-liquid phases. While the low energy sector of the gapped phase corresponds to the well-known topologic…
We examine the dynamics of a single hole in the gapless phase of the Kitaev honeycomb model, focusing on the slow-hole regime where the bare hopping amplitude $t$ is much less than the Kitaev exchange energy $J$. In this regime, the hole does not generate gapped flux excitations and is dressed only by the gapless fermion excitations. Investigating the single-hole spectral function, we find that the hole propagates coherently with a quasiparticle weight that is finite but approaches zero as $t/J \to 0$. This conclusion follows from two approximate treatments, which capture the same physics in c…
We present certain exact analytical results for dynamical spin correlation functions in the Kitaev Model. It is the first result of its kind in non-trivial quantum spin models. The result is also novel: in spite of presence of gapless propagating Majorana fermion excitations, dynamical two spin correlation functions are identically zero beyond nearest neighbor separation, showing existence of a gapless but short range spin liquid. An unusual, \emph{all energy scale fractionization}of a spin -flip quanta, into two infinitely massive $π$-fluxes and a dynamical Majorana fermion, is shown to occur…
We theoretically study laser driven nonequilibrium states in the Kitaev honeycomb model with a magnetoelectric cross coupling. We show that a topological spin liquid with a gapless chiral edge mode emerges when we apply an elliptically or circularly polarized laser. This is a strongly correlated quantum spin version of the Floquet topological insulator. In the topological phase, the edge mode is made from Majorana fermions and the bulk has gapped non-Abelian anyon excitations.
The Kitaev model with an applied magnetic field in the $H||[111]$ direction shows two transitions: from a non-abelian gapped quantum spin liquid (QSL) to a gapless QSL at $H_{c1} \simeq 0.2K$ and a second transition at a higher field $H_{c2} \simeq 0.35K$ to a gapped partially polarized phase, where $K$ is the strength of the Kitaev exchange interaction. We identify the intermediate phase to be a gapless U(1) QSL and determine the spin structure function $S({\bf k}) $ and the Fermi surface $ε_F^S({\bf k})$ of the gapless spinons using the density matrix renormalization group (DMRG) method for …
We introduce a spin-1/2 model in three dimensions which is a generalization of the well-known Kitaev model on a honeycomb lattice. Following Kitaev, we solve the model exactly by mapping it to a theory of non-interacting fermions in the background of a static Z_2 gauge field. The phase diagram consists of a gapped phase and a gapless one, similar to the two-dimensional case. Interestingly, unlike in the two-dimensional model, in the gapless phase the gap vanishes on a contour in the k space. Furthermore, we show that the flux excitations of the gauge field, due to some local constraints, form …
We introduce a spinful variant of the Sachdev-Ye-Kitaev model with an effective time reversal symmetry, which can be solved exactly in the limit of a large number $N$ of degrees of freedom. At low temperature, its phase diagram includes a compressible non-Fermi liquid and a strongly-correlated spin singlet superconductor that shows a tunable enhancement of the gap ratio predicted by BCS theory. These two phases are separated by a first-order transition, in the vicinity of which a gapless superconducting phase, characterized by a non-zero magnetization, is stabilized upon applying a Zeeman fiel…
We analyse in detail the effect of non-trivial band topology on the area law behaviour of the entanglement entropy in Kitaev's honeycomb model. By mapping the translationally invariant 2D spin model into 1D fermionic subsystems, we identify those subsystems responsible for universal entanglement contributions in the gapped phases and those responsible for critical entanglement scaling in the gapless phases. For the gapped phases we analytically show how the topological edge states contribute to the entanglement entropy and provide a universal lower bound for it. For the gapless semi-metallic p…
We investigate the von Neumann entanglement entropy and Schmidt gap in the ground state of the Kitaev model on the honeycomb lattice for square and cylindrical subsystems. We find that, for both the subsystems, the free-fermionic contribution to the entanglement entropy $S_E$ exhibits signatures of the phase transitions between the gapless and gapped phases. However, we find that $S_E$ does not show an expected monotonic behaviour as a function of the coupling $J_z$ between the suitably defined one-dimensional chains within the gapless phase for either geometry; moreover the system generically…
Frustrated magnetic systems exhibit many fascinating phases. Prime among them are quantum spin liquids, where the magnetic moments do not order even at zero temperature. A subclass of quantum spin liquids called Kitaev spin liquids are particularly interesting, because they are exactly solvable, can be realized in certain materials, and show a large variety of gapless and gapped phases. Here, we show that non-symmorphic symmetries can enrich spin liquid phases, such that the low-energy spinon degrees of freedom form three-dimensional Dirac cones or nodal chains. In addition, we suggest how suc…
The bond-dependent Ising interaction present in the Kitaev model has attracted considerable attention. The appearance of an unexpected intermediate phase under a magnetic field is particularly intriguing, and one may wonder if a similar phase occurs in the Kitaev spin chain with alternating $x$- and $y$-bond Ising interactions. Previous studies have focused on a transverse field, $h_z$, and reported a direct transition to the polarized state. Here, we investigate phases with arbitrary angle of two longitudinal fields, $h_x$ and $h_y$. For a magnetic field applied along the diagonal, $h_x$=$h_y…
A time-reversal invariant Kitaev-type model is introduced in which spins (Dirac matrices) on the square lattice interact via anisotropic nearest-neighbor and next-nearest-neighbor exchange interactions. The model is exactly solved by mapping it onto a tight-binding model of free Majorana fermions coupled with static Z_2 gauge fields. The Majorana fermion model can be viewed as a model of time-reversal invariant superconductor and is classified as a member of symmetry class DIII in the Altland-Zirnbauer classification. The ground-state phase diagram has two topologically distinct gapped phases …
We apply the SU(2) slave fermion formalism to the Kitaev honeycomb lattice model. We show that both the Toric Code phase (the A phase) and the gapless phase of this model (the B phase) can be identified with p-wave superconducting phases of the slave fermions, with nodal lines which, respectively, do not or do intersect the Fermi surface. The non-Abelian Ising anyon phase is a $p+ip$ superconducting phase which occurs when the B phase is subjected to a gap-opening magnetic field. We also discuss the transitions between these phases in this language.
We study the effect of a half wave rectified sinusoidal electromagnetic (EM) wave on the Kitaev honeycomb model with an additional magneto-electric coupling term {arising due to induced polarization of the bonds. Within the framework of Floquet analysis, we show that merging of a pair of Dirac points in the gapless region of the Kitaev model leading to a semi-Dirac spectrum is indeed possible} by externally varying the amplitude and the phase of the EM field.
The main question we address is how to probe the fractionalized excitations of a quantum spin liquid (QSL), for example, in the Kitaev honeycomb model. By analyzing the energy spectrum and entanglement entropy, for antiferromagnetic couplings and a field along either [111] or [001], we find a gapless QSL phase sandwiched between the non-Abelian Kitaev QSL and polarized phases. Increasing the field strength towards the polarized limit destroys this intermediate QSL phase, resulting in a considerable reduction in the number of frequency modes and the emergence of a beating pattern in the local d…
We study Hamiltonians which have Kitaev's toric code as a ground state, and show how to construct a Hamiltonian which shares the ground space of the toric code, but which has gapless excitations with a continuous spectrum in the thermodynamic limit. Our construction is based on the framework of Projected Entangled Pair States (PEPS), and can be applied to a large class of two-dimensional systems to obtain gapless "uncle Hamiltonians".
The appearance of nontrivial phases in Kitaev materials exposed to an external magnetic field has recently been a subject of intensive studies. Here, we elucidate the relation between the field-induced ground states of the classical and quantum spin models proposed for such materials, by using the infinite density matrix renormalization group (iDMRG) and the linear spin wave theory (LSWT). We consider the $K ΓΓ'$ model, where $Γ$ and $Γ'$ are off-diagonal spin exchanges on top of the dominant Kitaev interaction $K$. Focusing on the magnetic field along the $[111]$ direction, we explain the ori…
We study a frustrated two-dimensional lattice spin model with Kitaev type interaction. The lattice is obtained from the honeycomb lattice by replacing half of its sites with triangles. Using the SO(3) Majorana representation of spin, the model is exactly mapped into a $Z_{2}$ lattice gauge theory of complex fermions with standard Gauss law constraint. We show that the ground state of the model is a chiral spin liquid, and it has gapless excitations. The Chern number of the ground state is $\pm 1$, implying the existence of chiral edge mode. The vortex excitation of the model is bound with a Ma…
A number of topological phases are found to emerge in the ferromagnetic Kitaev-Heisenberg model on CaVO lattice in the presence of Dzyaloshinskii-Moriya interaction. Heisenberg and Kitaev terms have been considered on nearest and next-nearest neighbor bonds in a variety of ways. Both isotropic and anisotropic couplings are taken into account. Topological phases are characterized by Chern numbers for the distinct magnon bands as well as the number of modes for topologically protected gapless magnon edge states. Band structure, dispersion relation along the high-symmetric points of first Brillou…
We study the quantum spin liquid phase in a variant of the Kitaev model where the bonds of the honeycomb lattice are distributed in a Kekulé pattern. The system supports gapped and gapless Z_2 quantum spin liquids with interesting differences from the original Kitaev model, the most notable being a gapped Z_2 spin liquid on a Kagome lattice. Perturbing the exactly solvable model with antiferromagnetic Heisenberg perturbations, we find a magnetically ordered phase stabilized by a quantum `order by disorder' mechanism, as well as an exotic continuous phase transition between the topological spin…
We present a spin model, namely, the Kitaev model augmented by a loop term and perturbed by an Ising Hamiltonian and show that it exhibits both confinement-deconfinement transitions from spin liquid to antiferromagnetic/spin-chain/ferromagnetic phases and topological quantum phase transitions between gapped and gapless spin liquid phases. We develop a Fermionic mean-field theory to chart out the phase diagram of the model and estimate the stability of its spin liquid phases which might be relevant for attempts to realize the model in optical lattices. We also conjecture that some of the confin…
