Fast and precise beam alignment is crucial to support high-quality data transmission in millimeter wave (mmWave) communication systems. In this work, we propose a novel deep learning based hierarchical beam alignment method that learns two tiers of probing codebooks (PCs) and uses their measurements to predict the optimal beam in a coarse-to-fine searching manner. Specifically, the proposed method first performs coarse channel measurement using the tier-1 PC, then selects a tier-2 PC for fine channel measurement, and finally predicts the optimal beam based on both coarse and fine measurements. The proposed deep neural network (DNN) architecture is trained in two steps. First, the tier-1 PC and the tier-2 PC selector are trained jointly. After that, all the tier-2 PCs together with the optimal beam predictors are trained jointly. The learned hierarchical PCs can capture the features of propagation environment. Numerical results based on realistic ray-tracing datasets demonstrate that the proposed method is superior to the state-of-art beam alignment methods in both alignment accuracy and sweeping overhead.
Non-orthogonal multiple access (NOMA) and mmWave are two complementary technologies that can support the capacity demand that arises in 5G and beyond networks. The increasing number of users are served simultaneously while providing a solution for the scarcity of the bandwidth. In this paper we present a method for clustering the users in a mmWave-NOMA system with the objective of maximizing the sum-rate. An unsupervised machine learning technique, namely, hierarchical clustering is utilized which does the automatic identification of the optimal number of clusters. The simulations prove that t…
Millimeter wave (mmWave) systems can enable high data rates if the link between the transmitting and receiving radios is configured properly. Fast configuration of mmWave links, however, is challenging due to the use of large antenna arrays and hardware constraints. For example, a large amount of training overhead is incurred by exhaustive search-based beam alignment in typical mmWave phased arrays. In this paper, we present a framework called FALP for Fast beam Alignment with Low-resolution Phase shifters. FALP uses an efficient set of antenna weight vectors to acquire channel measurements, a…
Beam alignment - the process of finding an optimal directional beam pair - is a challenging procedure crucial to millimeter wave (mmWave) communication systems. We propose a novel beam alignment method that learns a site-specific probing codebook and uses the probing codebook measurements to predict the optimal narrow beam. An end-to-end neural network (NN) architecture is designed to jointly learn the probing codebook and the beam predictor. The learned codebook consists of site-specific probing beams that can capture particular characteristics of the propagation environment. The proposed met…
Millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) communication system is expected to achieve enormous transmission rate, provided that the transmit and receive beams are properly aligned with the MIMO channel. However, existing beam alignment techniques rely on either channel estimation or beam sweeping, which incur prohibitively high training overhead, especially for future wireless systems with further increased antenna dimensions and more stringent requirement on cost-effective hardware architectures. In this paper, we propose a new beam alignment technique, which is e…
Millimeter-wave radars are being increasingly integrated into commercial vehicles to support advanced driver-assistance system features. A key shortcoming for present-day vehicular radar imaging is poor azimuth resolution (for side-looking operation) due to the form factor limits on antenna size and placement. In this paper, we propose a solution via a new multiple-input and multiple-output synthetic aperture radar (MIMO-SAR) imaging technique, that applies coherent SAR principles to vehicular MIMO radar to improve the side-view (angular) resolution. The proposed 2-stage hierarchical MIMO-SAR …
Unmanned aerial vehicles (UAVs) are the emerging vital components of millimeter wave (mmWave) wireless systems. Accurate beam alignment is essential for efficient beam-based mmWave communications of UAVs with base stations (BSs). Conventional beam sweeping approaches often have large overhead due to the high mobility and autonomous operation of UAVs. Learning-based approaches greatly reduce the overhead by leveraging UAV data, like position to identify optimal beam directions. In this paper, we propose a reinforcement learning (RL)-based framework for UAV-BS beam alignment using deep Q-Network…
Millimeter wave channels exhibit structure that allows beam alignment with fewer channel measurements than exhaustive beam search. From a compressed sensing (CS) perspective, the received channel measurements are usually obtained by multiplying a CS matrix with a sparse representation of the channel matrix. Due to the constraints imposed by analog processing, designing CS matrices that efficiently exploit the channel structure is, however, challenging. In this paper, we propose an end-to-end deep learning technique to design a structured CS matrix that is well suited to the underlying channel …
University of Electronic Science and Technology of China（电子科技大学）
Due to the very narrow beam used in millimeter wave communication (mmWave), beam alignment (BA) is a critical issue. In this work, we investigate the issue of mmWave BA and present a novel beam alignment scheme on the basis of a machine learning strategy, Bayesian optimization (BO). In this context, we consider the beam alignment issue to be a black box function and then use BO to find the possible optimal beam pair. During the BA procedure, this strategy exploits information from the measured beam pairs to predict the best beam pair. In addition, we suggest a novel BO algorithm based on the g…
Millimeter-wave (mmWave) cell-free massive multi-user (MU) multiple-input multiple-output (MIMO) systems combine the large bandwidths available at mmWave frequencies with the improved coverage of cell-free systems. However, to combat the high path loss at mmWave frequencies, user equipments (UEs) must form beams in meaningful directions, i.e., to a nearby access point (AP). At the same time, multiple UEs should avoid transmitting to the same AP to reduce MU interference. We propose an interference-aware method for beam alignment (BA) in the cell-free mmWave massive MU-MIMO uplink. In the consi…
Millimeter wave (mmWave) communication is one viable solution to support Gbps sensor data sharing in vehicular networks. The use of large antenna arrays at mmWave and high mobility in vehicular communication make it challenging to design fast beam alignment solutions. In this paper, we propose a novel framework that learns the channel angle-of-departure (AoD) statistics at a base station (BS) and uses this information to efficiently acquire channel measurements. Our framework integrates online learning for compressive sensing (CS) codebook learning and the optimized codebook is used for CS-bas…
Exploiting the millimeter wave (mmWave) band has recently attracted considerable attention as a potential solution to widespread deployment of device-to-device (D2D) communication challenges, namely, spectrum scarcity and interference. However, its directional nature makes the utilization of mmWave band a challenging task as it requires careful beam alignment between the D2D transmitter and receiver. In this paper, we investigate the impact of inaccurate angle-of-arrival (AoA) estimation as a beam alignment impairment on the performance of a directional mmWave D2D network. We have used tools f…
In this letter, we aim to design a robust hybrid precoder and combiner against beam misalignment in millimeter-wave (mmWave) communication systems. We consider the inclusion of the `error statistics' into the precoder and combiner design, where the array response that incorporates the distribution of the misalignment error is first derived. An iterative algorithm is then proposed to design the robust hybrid precoder and combiner to maximize the array gain in the presence of beam misalignment. To further enhance the spectral efficiency, a second-stage digital precoder and combiner are included …
Reconfigurable intelligent surface (RIS) has recently emerged as a promising paradigm for future cellular networks. Specifically, due to its capability in reshaping the propagation environment, RIS was introduced to address the blockage issue in millimeter Wave (mmWave) or even Terahertz (THz) communications. The deployment of RIS, however, complicates the system architecture and poses a significant challenge for beam training (BT)/ beam alignment (BA), a process that is required to establish a reliable link between the transmitter and the receiver. In this article, we first review several sta…
In this paper, we consider the multi-user scheduling problem in millimeter wave (mmWave) video streaming networks, which comprise a streaming server and several users, each requesting a video stream with a different resolution. The main objective is to optimize the long-term average quality of experience (QoE) for all users. We tackle this problem by considering the physical layer characteristics of the mmWave network, including the beam alignment overhead due to pencil-beams. To develop an efficient scheduling policy, we leverage the contextual multi-armed bandit (MAB) models to propose a bea…
Directional beamforming is a crucial component for realizing robust wireless communication systems using millimeter wave (mmWave) technology. Beam alignment using brute-force search of the space introduces time overhead while location aided blind beam alignment adds additional hardware requirements to the system. In this paper, we introduce a method for blind beam alignment based on the RF fingerprints of user equipment obtained by the base stations. The proposed system performs blind beam alignment on a multiple base station cellular environment with multiple mobile users using deep reinforce…
Communications system with analog or hybrid analog/digital architectures usually relies on a pre-defined codebook to perform beamforming. With the increase in the size of the antenna array, the characteristics of the spherical wavefront in the near-field situation are not negligible. Therefore, it is necessary to design a codebook that is adaptive to near-field scenarios. In this letter, we investigate the hierarchical codebook design method in the near-field situation. We develop a steering beam gain calculation method and design the lower-layer codebook to satisfy the coverage of the Fresnel…
MmWave communications aim to meet the demand for higher data rates by using highly directional beams with access to larger bandwidth. An inherent challenge is acquiring channel state information (CSI) necessary for mmWave transmission. We consider the problem of adaptive and sequential learning of the CSI during the mmWave initial alignment phase of communication. We focus on the single-user with a single dominant path scenario where the problem is equivalent to acquiring an optimal beamforming vector, where ideally, the resulting beams point in the direction of the angle of arrival with the d…
Visual information, captured for example by cameras, can effectively reflect the sizes and locations of the environmental scattering objects, and thereby can be used to infer communications parameters like propagation directions, receiver powers, as well as the blockage status. In this paper, we propose a novel beam alignment framework that leverages images taken by cameras installed at the mobile user. Specifically, we utilize 3D object detection techniques to extract the size and location information of the dynamic vehicles around the mobile user, and design a deep neural network (DNN) to in…
This article investigates beam alignment for multi-user millimeter wave (mmWave) massive multi-input multi-output system. Unlike the existing works using machine learning (ML), an alignment method with partial beams using ML (AMPBML) is proposed without any prior knowledge such as user location information. The neural network (NN) for the AMPBML is trained offline using simulated environments according to the mmWave channel model and is then deployed online to predict the beam distribution vector using partial beams. Afterwards, the beams for all users are all aligned simultaneously based on t…
Location information offered by external positioning systems, e.g., satellite navigation, can be used as prior information in the process of beam alignment and channel parameter estimation for reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) multiple-input multiple-output networks. Benefiting from the availability of such prior information, albeit imperfect, the beam alignment and channel parameter estimation processes can be significantly accelerated with less candidate beams explored at all the terminals. We propose a practical channel parameter estimation method via a…
Beam alignment is required in millimeter wave communication to ensure high data rate transmission. However, with narrow beamwidth in massive MIMO, beam alignment could be computationally intensive due to the large number of beam pairs to be measured. In this paper, we propose an efficient beam alignment framework by exploiting the location information of the user equipment (UE) and potential reflecting points. The proposed scheme allows the UE and the base station to perform a coordinated beam search from a small set of beams within the error boundary of the location information, the selected …
This paper presents an inertial sensor aided technique for beam alignment and tracking in massive multiple-input multiple-output (MIMO) vehicle-to-vehicle (V2V) communications based on millimeter waves (mmWave). Since directional communications in vehicular scenarios are severely hindered by beam pointing issues, a beam alignment procedure has to be periodically carried out to guarantee the communication reliability. When dealing with massive MIMO links, the beam sweeping approach is known to be time consuming and often unfeasible due to latency constraints. To speed up the process, we propose…
University of Waterloo（滑铁卢大学）；Texas A&M University at Corpus Christi（德州农工大学科珀斯克里斯蒂分校）
Beam alignment (BA) is to ensure the transmitter and receiver beams are accurately aligned to establish a reliable communication link in millimeter-wave (mmwave) systems. Existing BA methods search the entire beam space to identify the optimal transmit-receive beam pair, which incurs significant BA latency on the order of seconds in the worst case. In this paper, we develop a learning algorithm to reduce BA latency, namely Hierarchical Beam Alignment (HBA) algorithm. We first formulate the BA problem as a stochastic multi-armed bandit problem with the objective to maximize the cumulative recei…
Millimeter wave (mmWave) technologies will support the high bandwidth and data rate requirements of V2X services demanded by connected and automated vehicles (CAVs). MmWave V2X technologies will leverage directional antennas that challenge the management of the communications in dynamic scenarios including the identification of available links, beams alignment, and scheduling. Previous studies have shown that these challenges can be reduced when mmWave communications are supported by side information like the one transmitted in sub-6GHz V2X technologies. In this context, this paper proposes a …
The problem of beam alignment (BA) in a cell-free massive multiple-input multiple-output (CF-mMIMO) system operating at millimeter wave (mmWaves) carrier frequencies is considered in this paper. Two estimation algorithms are proposed, in association with a protocol that permits simultaneous estimation, on a shared set of frequencies, for each user equipment (UE), of the direction of arrival and departure of the radio waves associated to the strongest propagation paths from each of the surrounding access points (APs), so that UE-AP association can take place. The proposed procedure relies on th…
Intelligent reflecting surface (IRS) has emerged as a competitive solution to address blockage issues in millimeter wave (mmWave) and Terahertz (THz) communications due to its capability of reshaping wireless transmission environments. Nevertheless, obtaining the channel state information of IRS-assisted systems is quite challenging because of the passive characteristics of the IRS. In this paper, we consider the problem of beam training/alignment for IRS-assisted downlink mmWave/THz systems, where a multi-antenna base station (BS) with a hybrid structure serves a single-antenna user aided by …
Modern millimeter wave (mmWave) communication systems rely on beam alignment to deliver sufficient beamforming gain to close the link between devices. We present a novel beam selection methodology for multi-panel, full-duplex mmWave systems, which we call STEER, that delivers high beamforming gain while significantly reducing the full-duplex self-interference coupled between the transmit and receive beams. STEER does not necessitate changes to conventional beam alignment methodologies nor additional over-the-air feedback, making it compatible with existing cellular standards. Instead, STEER us…
The concept of reconfigurable intelligent surface (RIS) has been proposed to change the propagation of electromagnetic waves, e.g., reflection, diffraction, and refraction. To accomplish this goal, the phase values of the discrete RIS units need to be optimized. In this paper, we consider RIS-aided millimeter-wave (mmWave) multiple-input multiple-output (MIMO) systems for both accurate positioning and high data-rate transmission. We propose an adaptive phase shifter design based on hierarchical codebooks and feedback from the mobile station (MS). The benefit of the scheme lies in that the RIS …
City University of Hong Kong（香港城市大学）；The University of Kansas（堪萨斯大学）；Telecom-ParisTech（巴黎高等电信学院）
We present an enhancement to the problem of beam alignment in millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems, based on a modification of the machine learning-based criterion, called Kolmogorov model (KM), previously applied to the beam alignment problem. Unlike the previous KM, whose computational complexity is not scalable with the size of the problem, a new approach, centered on discrete monotonic optimization (DMO), is proposed, leading to significantly reduced complexity. We also present a Kolmogorov-Smirnov (KS) criterion for the advanced hypothesis testing, which …
This paper considers the problem of beam alignment in a cell-free massive MIMO deployment with multiple access points (APs) and multiple user equipments (UEs) simultaneously operating in the same millimeter wave frequency band. Assuming the availability of a control channel at sub-6 GHz frequencies, a protocol is developed that permits estimating, for each UE, the strongest propagation path from each of the surrounding APs, and to perform user-centric association between the UEs and the APs. Estimation of the strongest paths from nearby APs is realized at the UE in a one-phase procedure, durin…
Reconfigurable intelligent surfaces (RISs) are considered to be a promising solution to overcome the blockage issue in the millimeter-wave (mmWave) band. Energy efficiency is an important performance metric in mmWave systems with a large number of antennas. However, due to the severe path loss in mmWave systems, resource allocation algorithms tend to allocate most of the resources for the benefit of the users with higher channel gains. In this paper, we propose a lexicographic-based approach to find the optimal power allocation, RIS phase shift matrix, and analog precoders that maximize both e…
Reconfigurable intelligent surface (RIS) has been widely discussed as new technology to improve wireless communication performance. Based on the unique design of RIS, its elements can reflect, refract, absorb, or focus the incoming waves toward any desired direction. These functionalities turned out to be a major solution to overcome millimeter-wave (mmWave)'s high propagation conditions including path attenuation and blockage. However, channel estimation in RIS-aided communication is still a major concern due to the passive nature of RIS elements, and estimation overhead that arises with mult…
5G millimeter wave (mmWave) technology is envisioned to be an integral part of next-generation vehicle-to-everything (V2X) networks and autonomous vehicles due to its broad bandwidth, wide field of view sensing, and precise localization capabilities. The reliability of mmWave links may be compromised due to difficulties in beam alignment for mobile channels and due to blocking effects between a mmWave transmitter and a receiver. In this paper, we study the channel characteristics for mmWave and sub-6 GHz V2X communications using ray-tracing simulations. We present results for time-varying path…
Position-aided beam selection methods have been shown to be an effective approach to achieve high beamforming gain while limiting the overhead and latency of initial access in millimeter wave (mmWave) communications. Most research in the area, however, has focused on vehicular applications, where the orientation of the user terminal (UT) is mostly fixed at each position of the environment. This paper proposes a location- and orientation-based beam selection method to enable context information (CI)-based beam alignment in applications where the UT can take arbitrary orientation at each locatio…
Perfect alignment in chosen beam sectors at both transmit- and receive-nodes is required for beamforming in mmWave bands. Current 802.11ad WiFi and emerging 5G cellular standards spend up to several milliseconds exploring different sector combinations to identify the beam pair with the highest SNR. In this paper, we propose a machine learning (ML) approach with two sequential convolutional neural networks (CNN) that uses out-of-band information, in the form of camera images, to (i) rapidly identify the locations of the transmitter and receiver nodes, and then (ii) return the optimal beam pair.…
To support faster and more efficient networks, mobile operators and service providers are bringing 5G millimeter wave (mmWave) networks indoors. However, due to their high directionality, mmWave links are extremely vulnerable to blockage by walls and human mobility. To address these challenges, we exploit advances in artificially engineered metamaterials, introducing a wall-mounted smart metasurface, called mmWall, that enables a fast mmWave beam relay through the wall and redirects the beam power to another direction when a human body blocks a line-of-sight path. Moreover, our mmWall supports…
Millimeter-wave (mmwave) communication represents a potential solution to capacity shortage in vehicular networks. However, effective beam alignment between senders and receivers requires accurate knowledge of the vehicles' position for fast beam steering, which is often impractical to obtain in real time. We address this problem by leveraging the traffic signals regulating vehicular mobility: as an example, we may coordinate beams with red traffic lights, as they correspond to higher vehicle densities and lower speeds. To evaluate our intuition, we propose a tractable, yet accurate, mmwave co…
