In time-division duplexing (TDD) millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems, the reciprocity mismatch severely degrades the performance of the hybrid beamforming (HBF). In this work, to mitigate the detrimental effect of the reciprocity mismatch, we investigate reciprocity calibration for the mmWave-HBF system with a fully-connected phase shifter network. To reduce the overhead and computational complexity of reciprocity calibration, we first decouple digital radio frequency (RF) chains and analog RF chains with beamforming design. Then, the entire calibration problem of the HBF system is equivalently decomposed into two subproblems corresponding to the digital-chain calibration and analog-chain calibration. To solve the calibration problems efficiently, a closed-form solution to the digital-chain calibration problem is derived, while an iterative-alternating optimization algorithm for the analog-chain calibration problem is proposed. To measure the performance of the proposed algorithm, we derive the Cramér-Rao lower bound on the errors in estimating mismatch coefficients. The results reveal that the estimation errors of mismatch coefficients of digital and analog chains are uncorrelated, and that the mismatch coefficients of receive digital chains can be estimated perfectly. Simulation results are presented to validate the analytical results and to show the performance of the proposed calibration approach.
Intelligent reflecting surface (IRS) technology offers more feasible propagation paths for millimeter-wave (mmWave) communication systems to overcome blockage than existing technologies. In this paper, we consider a downlink wireless system with the IRS and formulate a joint power allocation and beamforming design problem to maximize the weighted sum-rate, which is a multi-variable optimization problem. To solve the problem, we propose a novel alternating manifold optimization based beamforming algorithm. Simulation results show that our proposed optimization algorithm outperforms existing alg…
In this letter, we investigate the millimeter wave (mmWave) downlink multiuser multiple-input multiple-output (MU-MIMO) system, adopting the dynamic subarray architecture at the base station and considering the multi-stream communication for each user. Aiming at maximizing the system spectral efficiency, we propose a novel hybrid beamforming design. First, assuming no inter-user interference (IUI), we easily get the optimal fully-digital beamformers and combiners using the singular value decomposition of each user channel and the waterfilling algorithm. Then, based on the obtained fullydigital…
This paper investigates the application of non-orthogonal multiple access in millimeter-Wave communications (mmWave-NOMA). Particularly, we consider downlink transmission with a hybrid beamforming structure. A user grouping algorithm is first proposed according to the channel correlations of the users. Whereafter, a joint hybrid beamforming and power allocation problem is formulated to maximize the achievable sum rate, subject to a minimum rate constraint for each user. To solve this non-convex problem with high-dimensional variables, we first obtain the solution of power allocation under arbi…
This paper develops a novel methodology for designing analog beamforming codebooks for full-duplex millimeter wave (mmWave) transceivers, the first such codebooks to the best of our knowledge. Our design reduces the self-interference coupled by transmit-receive beam pairs and simultaneously delivers high beamforming gain over desired coverage regions, allowing mmWave full-duplex systems to support beam alignment while minimizing self-interference. To do so, our methodology allows some variability in beamforming gain to strategically shape beams that reject self-interference while still having …
The wide bandwidths offered at millimeter-wave (mmWave) frequencies have made them an attractive choice for future wireless communication systems. Recent works have presented beamforming strategies for enabling in-band full-duplex (FD) capability at mmWave even under the constraints of hybrid beamforming, extending the exciting possibilities of next-generation wireless. Existing mmWave FD designs, however, do not consider frequency-selective mmWave channels. Wideband communication at mmWave suggests that frequency-selectivity will likely be of concern since communication channels will be on th…
This paper summarizes an investigation around millimeter-wave (mmWave) multimode circular antenna array based beamformer capable of specially encoded data transmission in a wide coverage area. The circular antenna array is capable of an entire 360 deg. azimuth sector coverage where broadcast, uni-cast and multi-cast radio transmissions are possible. Orbital angular momentum (OAM) mode transmission along the elevation axis, i.e., perpendicular to the azimuth plane, can also be achieved. These two types of spatially encoded beamforming makes coverage in almost an entire hemisphere possible. The …
In this paper, we consider channel estimation for intelligent reflecting surface (IRS)-assisted millimeter wave (mmWave) systems, where an IRS is deployed to assist the data transmission from the base station (BS) to a user. It is shown that for the purpose of joint active and passive beamforming, the knowledge of a large-size cascade channel matrix needs to be acquired. To reduce the training overhead, the inherent sparsity in mmWave channels is exploited. By utilizing properties of Katri-Rao and Kronecker products, we find a sparse representation of the cascade channel and convert cascade ch…
This work develops LoneSTAR, a novel enabler of full-duplex millimeter wave (mmWave) communication systems through the design of analog beamforming codebooks. LoneSTAR codebooks deliver high beamforming gain and broad coverage while simultaneously reducing the self-interference coupled by transmit and receive beams at a full-duplex mmWave transceiver. Our design framework accomplishes this by tolerating some variability in transmit and receive beamforming gain to strategically shape beams that reject self-interference spatially while accounting for digitally-controlled analog beamforming netwo…
In recent years, there has been extensive research on millimeter-wave (mmWave) communication and on in-band full-duplex (FD) communication, but work on the combination of the two is relatively lacking. FD mmWave systems could offer increased spectral efficiency and decreased latency while also suggesting the redesign of existing mmWave applications. While FD technology has been well-explored for sub-6 GHz systems, the developed methods do not translate well to mmWave. This turns us to a method called beamforming cancellation (BFC), where the highly directional mmWave beams are steered to mitig…
A novel location-aware beamforming scheme for millimeter wave communication is proposed for line of sight (LOS) and low mobility scenarios, in which computer vision is introduced to derive the required position or spatial angular information from the image or video captured by camera(s) co-located with mmWave antenna array at base stations. A wireless coverage model is built to investigate the coverage performance and influence of positioning accuracy achieved by convolutional neural network (CNN) for image processing. In addition, videos could be intentionally blurred, or even low-resolution …
Hybrid beamforming (HB) has emerged as a promising technology to support ultra high transmission capacity and with low complexity for Millimeter Wave (mmWave) multiple-input and multiple-output (MIMO) system. However, the design of digital and analog beamformer is a challenge task with non-convex optimization, especially for the multi-user scenario. Recently, the blooming of deep learning research provides a new vision for the signal processing of communication system. In this work, we propose a deep neural network based HB for the multi-User mmWave massive MIMO system, referred as DNHB. The H…
We consider the problem of spatial channel covariance matrix (CCM) estimation for intelligent reflecting surface (IRS)-assisted millimeter wave (mmWave) communication systems. Spatial CCM is essential for two-timescale beamforming in IRS-assisted systems; however, estimating the spatial CCM is challenging due to the passive nature of reflecting elements and the large size of the CCM resulting from massive reflecting elements of the IRS. In this paper, we propose a CCM estimation method by exploiting the low-rankness as well as the positive semi-definite (PSD) 3-level Toeplitz structure of the …
Beamforming technique realized by the multiple-input-multiple-output (MIMO) antenna arrays has been widely used to compensate for the severe path loss in the millimeter wave (mmWave) bands. In 5G NR system, the beam sweeping and beam refinement are employed to find out the best beam codeword aligned to the mobile. Due to the complicated handshaking and finite resolution of the codebook, today's 5G-based beam management strategy is ineffective in various scenarios in terms of the data rate, energy consumption, and also processing latency. An aim of this article is to introduce a new type of bea…
Unmanned aerial vehicles (UAVs) have found widespread commercial, civilian, and military applications. Wireless communication has always been one of the core technologies for UAV. However, the communication capacity is becoming a bottleneck for UAV to support more challenging application scenarios. The heavily-occupied sub-6 GHz frequency band is not sufficient to meet the ultra high-data-traffic requirements. The utilization of the millimeter-wave (mmWave) frequency bands is a promising direction for UAV communications, where large antenna arrays can be packed in a small area on the UAV to pe…
A fundamental challenge for millimeter wave (mmWave) communications lies in its sensitivity to the presence of blockages, which impact the connectivity of the communication links and ultimately the reliability of the entire network. In this paper, we analyze a reconfigurable intelligent surface (RIS)-aided mmWave communication system for enhancing the network reliability and connectivity in the presence of random blockages. To enhance the robustness of hybrid analog-digital beamforming in the presence of random blockages, we formulate a stochastic optimization problem based on the minimization…
There have been recent works on enabling in-band full-duplex operation using millimeter-wave (mmWave) transceivers. These works are based solely on creating sufficient isolation between a transceiver's transmitter and receiver via multiple-input multiple-output (MIMO) precoding and combining. In this work, we propose supplementing these beamforming strategies with analog self-interference cancellation (A-SIC). By leveraging A-SIC, a portion of the self-interference is cancelled without the need for beamforming, allowing for more optimal beamforming strategies to be used in serving users. We us…
We consider the problem of channel estimation and joint active and passive beamforming for reconfigurable intelligent surface (RIS) assisted millimeter wave (mmWave) multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) systems. We show that, with a well-designed frame-based training protocol, the received pilot signal can be organized into a low-rank third-order tensor that admits a canonical polyadic decomposition (CPD). Based on this observation, we propose two CPD-based methods for estimating the cascade channels associated with different subcarriers. The …
Millimeter wave (mmWave) communications are evolving as a promising technology to meet the ever increasing data rate requirements. However, high directivity and severe path loss make it vulnerable to blockages, which could be frequent in indoor or urban environments. To address this issue, intelligent reflecting surfaces (IRSs) are introduced to provide additional adjustable reflected paths. Most prior works assume that elements of IRSs have an infinite phase resolution, which is difficult to be realized in practical systems. In this paper, IRSs with low-resolution phase shifters are considere…
To achieve high data rates defined in 5G, the use of millimeter-waves and massive-MIMO are indispensable. To benefit from these technologies, an accurate estimation of the channel parameters is crucial. We propose a novel two-stage algorithm for channel parameters estimation. In the first stage, coarse estimation is accomplished by applying parameter estimation via interpolation based on DFT grid (PREIDG) with a fixed look-up table (LUT), while the second stage refines the estimates by means of the space-alternating generalized expectation maximization (SAGE) algorithm. The two-stage algorithm…
In this paper, a full-duplex unmanned aerial vehicle (FD-UAV) relay is employed to increase the communication capacity of millimeter-wave (mmWave) networks. Large antenna arrays are equipped at the source node (SN), destination node (DN), and FD-UAV relay to overcome the high path loss of mmWave channels and to help mitigate the self-interference at the FD-UAV relay. Specifically, we formulate a problem for maximization of the achievable rate from the SN to the DN, where the UAV position, analog beamforming, and power control are jointly optimized. Since the problem is highly non-convex and in…
In this paper, we aim to design highly energy efficient end-to-end communication for millimeter wave multiple-input multiple-output systems. This is done by jointly optimizing the digital-to-analog converter (DAC)/analog-to-digital converter (ADC) bit resolutions and hybrid beamforming matrices. The novel decomposition of the hybrid precoder and the hybrid combiner to three parts is introduced at the transmitter (TX) and the receiver (RX), respectively, representing the analog precoder/combiner matrix, the DAC/ADC bit resolution matrix and the baseband precoder/combiner matrix. The unknown mat…
In this work, we consider the design of hybrid analog-digital (HAD) multi-carrier MIMO-OFDM two-way relaying systems, where the relay station is equipped with a HAD amplify-and-forward architecture and every mobile station is equipped with a fully-digital beamforming architecture. We propose a sub-optimal solution by reformulating the original non-convex problem as a constrained Tucker2 decomposition with the objective of minimizing the sum Euclidean-norm between the HAD amplification matrices and their fully-digital counterparts. For the fully-digital amplification matrix design, we use a Fro…
In this letter, we investigate the hybrid beamforming for millimeter wave massive multiple-input multiple-output (MIMO) system based on deep reinforcement learning (DRL). Imperfect channel state information (CSI) is assumed to be available at the base station (BS). To achieve high spectral efficiency with low time consumption, we propose a novel DRL-based method called PrecoderNet to design the digital precoder and analog combiner. The DRL agent takes the digital beamformer and analog combiner of the previous learning iteration as state, and these matrices of current learning iteration as acti…
Hybrid beamforming (HBF) design is a crucial stage in millimeter wave (mmWave) multi-user multi-input multi-output (MU-MIMO) systems. However, conventional HBF methods are still with high complexity and strongly rely on the quality of channel state information. We propose an extreme learning machine (ELM) framework to jointly optimize transmitting and receiving beamformers. Specifically, to provide accurate labels for training, we first propose an factional-programming and majorization-minimization based HBF method (FP-MM-HBF). Then, an ELM based HBF (ELM-HBF) framework is proposed to increase…
To meet the demand of supreme data rates in terabits-per-second, the next-generation mobile system needs to exploit the abundant spectrum in the millimeter-wave and terahertz bands. However, high-frequency transmission heavily relies on large-scale antenna arrays to reap high beamforming gain, used to compensate for severe propagation loss. It raises a problem of omni-directional beamforming during the phase of initial access, where a base station is required to broadcast synchronization signals and system information to all users within its coverage. This paper proposes a novel initial beamfo…
Millimeter-wave (mm-wave) communication is a key technology for future wireless networks. To combat significant path loss and exploit the abundant mm-wave spectrum, effective beamforming is crucial. Nevertheless, conventional fully digital beamforming techniques are inapplicable, as they demand a separate radio frequency (RF) chain for each antenna element, which is costly and consumes too much energy. Hybrid beamforming is a cost-effective alternative, which can significantly reduce the hardware cost and power consumption by employing a small number of RF chains. This paper presents a holisti…
Full Duplex (FD) communication can revolutionize wireless communications as it avoids using independent channels for bi-directional communications. This work generalizes the point-to-point FD communication in millimeter wave (mmWave) band consisting of K-pairs of massive MIMO FD nodes operating simultaneously. We present a novel joint hybrid beamforming (HYBF) and combining scheme for weighted sum-rate (WSR) maximization to enable the coexistence of massive MIMO FD links cost-efficiently. The proposed algorithm relies on alternative optimization based on the minorization-maximization method. M…
To develop a low-complexity multicast beamforming method for millimeter wave communications, we first propose a channel gain estimation method in this article. We use the beam sweeping to find the best codeword and its two neighboring codewords to form a composite beam. We then estimate the channel gain based on the composite beam, which is computed off-line by minimizing the variance of beam gain within beam coverage. With the estimated channel gain, we propose a multicast beamforming design method under the max-min fair (MMF) criterion. To reduce the computational complexity, we divide the l…
Initial access (IA) is a fundamental physical layer procedure in cellular systems where user equipment (UE) detects nearby base station (BS) as well as acquire synchronization. Due to the necessity of using antenna array in millimeter-wave (mmW) IA, the channel spatial information can also be inferred. The state-of-the-art directional IA (DIA) uses sector sounding beams with limited angular resolution, and thus requires additional dedicated radio resources, access latency and overhead for refined beam training. To remedy the problem of access latency and overhead in DIA, this work proposes to …
In order to achieve terabits-per-second (Tbps) data rates in the sixth-generation (6G) mobile system, wireless communications are required to exploit the abundant spectrum in the millimeter-wave (mmWave) and terahertz (THz) bands. However, high-frequency transmission heavily relies on high beamforming gain to compensate for severe propagation loss. A beam-based system faces a barrier in the process of initial access, where a base station must broadcast synchronization signals and system information to all users within its coverage. Hence, this paper proposes a novel omnidirectional broadcastin…
We study the distribution of the interference power in a millimeter wave (mmWave) cellular network. Such interference is random and highly dependent on the employed transmission technique, as well as the varying channel conditions and the varying association between users and base stations. Traditional networks at lower frequencies usually employ omnidirectional transmission which creates an (almost) equal amount of interference in any direction. MmWave networks, however, must employ directional beamforming transmission in order to compensate for the high path loss in mmWave frequency bands. T…
Fifth generation (5G) cellular standards are set to utilize millimeter wave (mmWave) frequencies, which enable data speeds greater than 10 Gbps and sub-centimeter localization accuracy. These capabilities rely on accurate estimates of the channel parameters, which we define as the angle of arrival, angle of departure, and path distance for each path between the transmitter and receiver. Estimating the channel parameters in a computationally efficient manner poses a challenge because it requires estimation of parameters from a high-dimensional measurement -- particularly for multi-carrier syste…
Beamforming structures with fixed beam codebooks provide economical solutions for millimeter wave (mmWave) communications due to the low hardware cost. However, the training overhead to search for the optimal beamforming configuration is proportional to the codebook size. To improve the efficiency of beam tracking, we propose a beam tracking scheme based on the channel fingerprint database, which comprises mappings between statistical beamforming gains and user locations. The scheme tracks user movement by utilizing the trained beam configurations and estimating the gains of beam configuration…
Intelligent reflecting surface (IRS) is envisioned as a promising solution for controlling radio propagation environments in future wireless systems. In this paper, we propose a distributed intelligent reflecting surface (IRS) assisted multi-user millimeter wave (mmWave) system, where IRSs are exploited to enhance the mmWave signal coverage when direct links between base station and users are unavailable. First, a joint active and passive beamforming problem is established for weighted sum-rate maximization. Then, an alternating iterative algorithm with closed-form expressions is proposed to t…
The millimeter wave (mmWave) technology enables unmanned aerial vehicles (UAVs) to offer broadband high-speed wireless connectivity in fifth generation (5G) and beyond (6G) networks. However, the limited footprint of a single UAV implementing analog beamforming (ABF) requires multiple aerial stations to operate in swarms to provide ubiquitous network coverage, thereby posing serious constraints in terms of battery power consumption and swarm management. A possible remedy is to investigate the concept of hybrid beamforming (HBF) transceivers, which use a combination of analog beamformers as a s…
Massive multiple-input multiple-out (MIMO) technology is vital in millimeter-wave (mmWave) bands to obtain large array gains. However, there are practical challenges, such as high hardware cost and power consumption in such systems. A promising solution to these problems is to adopt a hybrid beamforming architecture. This architecture has a much lower number of transceiver (TRx) chains than the total antenna number, resulting in cost- and energy-efficient systems. In this paper, we present a real-time mmWave (28 GHz) massive MIMO testbed with hybrid beamforming. This testbed has a 64-antenna/1…
As communication systems that employ millimeter wave (mmWave) frequency bands must use large antenna arrays to overcome the severe propagation loss of mmWave signals, hybrid beamforming has been considered as an integral component of mmWave communications. Recently, intelligent reflecting surface (IRS) has been proposed as an innovative technology that can significantly improve the performance of mmWave communication systems through the use of low-cost passive reflecting elements. In this paper, we study IRS-aided mmWave multiple-input multiple-output (MIMO) systems with hybrid beamforming arc…
The premise of massive multiple-input multiple-output (MIMO) is based around coherent transmission and detection. Majority of the vast literature on massive MIMO presents performance evaluations over simplified statistical propagation models. All such models are drop-based and do not ensure continuity of channel parameters. In this paper, we quantify the impact of spatially consistent (SC) models on beamforming for massive MIMO systems. We focus on the downlink of a 28GHz multiuser urban microcellular scenario. Using the recently standardized Third Generation Partnership Project 38.901 SC-I pr…
In this letter, we consider hybrid beamforming for millimeter wave (mmWave) MIMO integrated sensing and communications (ISAC). We design the transmit beam of a dual-functional radar-communication (DFRC) base station (BS), aiming at approaching the objective radar beam pattern, subject to the constraints of the signal to interference-plus-noise ratio (SINR) of communication users and total transmission power of the DFRC BS. To provide additional degree of freedom for the beam design problem, we introduce a phase vector to the objective beam pattern and propose an alternating minimization method…
The decadal research in integrated true-time-delay arrays have seen organic growth enabling realization of wideband beamformers for large arrays with wide aperture widths. This article introduces highly reconfigurable delay elements implementable at analog or digital baseband that enables multiple SSP functions including wideband beamforming, wideband interference cancellation, and fast beam training. Details of the beam-training algorithm, system design considerations, system architecture and circuits with large delay range-to-resolution ratios are presented leveraging integrated delay compen…
